SOR-2006-321 Prospectus (Trust and Loan Companies) Regulations

Current to 2019-06-21 · last amended 2006-11-28

Contents

Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to subsection 278(2) a of the Trust and Loan Companies Act b, hereby makes the annexed Prospectus (Trust and Loan Companies) Regulations. S.C. 2005, c. 54, s. 422 S.C. 1991, c. 45

Prospectus

The information to be disclosed prior to a distribution of securities is to be set out in a prospectus and is to include the contents required for a prospectus under any legislation set out in column 2 of the schedule.

The procedure for the disclosure of information required for a distribution of securities is to be the procedure for a disclosure by prospectus that is required for a distribution of securities under any legislation set out in column 2 of the schedule.

The disclosure of information required for a distribution is to be in the form required for a prospectus under any legislation set out in column 2 of the schedule.

A prospectus filed under any legislation set out in column 2 of the schedule is to comply with the requirements set out in that legislation.

Exemption

A person that is subject to an exemption from any or all prospectus requirements under any legislation set out in column 2 of the schedule, or to an order of the relevant provincial securities regulator, is also exempt from those requirements for the purposes of these Regulations.

Repeals

[Repeal]

[Repeal]

Coming into Force

These Regulations come into force on the day on which they are registered.

PROVINCIAL LEGISLATION Column 1 Column 2 Item Jurisdiction Legislation 1 Ontario Securities Act, R.S.O. 1990, c. S.5, as amended from time to time 2 Quebec Securities Act, R.S.Q., c. V-1.1, as amended from time to time 3 Nova Scotia Securities Act, R.S.N.S. 1989, c. 418, as amended from time to time 4 New Brunswick Securities Act, S.N.B. 2004, c. S-5.5, as amended from time to time 5 Manitoba The Securities Act, C.C.S.M., c. S50, as amended from time to time 6 British Columbia Securities Act, R.S.B.C. 1996, c. 418, as amended from time to time 7 Prince Edward Island Securities Act, R.S.P.E.I. 1988, c. S-3, as amended from time to time 8 Saskatchewan The Securities Act, 1988, S.S. 1988-89, c. S-42.2, as amended from time to time 9 Alberta Securities Act, R.S.A. 2000, c. S-4, as amended from time to time 10 Newfoundland and Labrador Securities Act, R.S.N.L. 1990, c. S-13, as amended from time to time 11 Yukon Securities Act, R.S.Y. 2002, c. 201, as amended from time to time 12 Northwest Territories Securities Act, R.S.N.W.T. 1988, c. S-5, as amended from time to time 13 Nunavut Securities Act (Nunavut), R.S.N.W.T. 1988, c. S-5, as amended from time to time