SOR-2014-233 Railway Safety Administrative Monetary Penalties Regulations

Current to 2024-07-23 · last amended 2024-07-03

Contents

His Excellency the Governor General in Council, on the recommendation of the Minister of Transport, pursuant to section 40.1 a and subsection 40.11(2) a of the Railway Safety Act b, makes the annexed Railway Safety Administrative Monetary Penalties Regulations. S.C. 2012, c. 7, s. 31 R.S., c. 32 (4th Supp.)

Interpretation

s. 1 — Definition of Act

In these Regulations, Act means the Railway Safety Act.

Designated Provisions

s. 2 — Designated provisions

A provision of the Act or its regulations that is set out in column 1 of a Part of Schedule 1 is designated as a provision the contravention of which may be proceeded with as a violation in accordance with sections 40.13 to 40.22 of the Act.

s. 2(2) — Maximum amounts — individuals

The amount set out in column 2 of a Part of Schedule 1 is the maximum amount payable by an individual in respect of a violation of the designated provision set out in column 1.

s. 2(3) — Maximum amounts — corporations

The amount set out in column 3 of a Part of Schedule 1 is the maximum amount payable by a corporation in respect of a violation of the designated provision set out in column 1.

s. 3 — Designations — orders, rules and emergency directives

The following instruments are designated as provisions the contravention of which may be proceeded with as a violation in accordance with sections 40.13 to 40.22 of the Act:

an order made under subsection 7(2) or 19(1) of the Act;

a rule in force under section 19 or 20 of the Act;

an order made under section 32.01 of the Act;

an emergency directive made under section 33 of the Act; and

an order made under section 36 of the Act.

s. 3(2) — Maximum amounts

The maximum amount payable for a violation referred to in paragraph 1(a) or (b) is $25,000 in the case of an individual and $125,000 in the case of a corporation.

s. 3(3) — Maximum amounts

The maximum amount payable for a violation referred to in paragraph (1)(b.1), (c) or (d) is $50,000 in the case of an individual and $250,000 in the case of a corporation.

Prescribed Form of Enforcement Officer Certificate

s. 4 — Enforcement Officer Certificate

The authorization referred to in subsection 40.11(2) of the Act shall be in the form set out in Schedule 2.

Coming into Force

s. 5 — April 1, 2015

These Regulations come into force on April 1, 2015.

PART 1 Designated Provisions of the Act Column 1 Column 2 Column 3 Maximum Amount Payable ($) Maximum Amount Payable ($) Item Designated Provision Individual Corporation 1 Subsection 7(2.1) 25,000 125,000 2 Subsection 8(1) 25,000 125,000 3 Subsection 10(1) 25,000 125,000 4 Subsection 11(1) 50,000 250,000 5 Subsection 11(2) 50,000 250,000 5.1 Section 17.1 50,000 250,000 6 Section 17.2 50,000 250,000 7 Section 17.3 50,000 250,000 7.1 Subsection 17.31(1) 50,000 250,000 7.2 Subsection 17.31(2) 50,000 250,000 7.3 Subsection 17.31(3) 50,000 250,000 8 Subsection 19(2) 5,000 25,000 9 Subsection 20(1) 5,000 25,000 10 Subsection 20(2) 5,000 25,000 11 Subsection 23.1(1) 5,000 25,000 11.1 Section 26.1 25,000 125,000 11.2 Section 26.2 50,000 250,000 12 Subsection 30(1) 25,000 125,000 13 Subsection 30(2) 25,000 125,000 14 Section 31 50,000 250,000 15 Subsection 32(1) 50,000 250,000 16 Subsection 32(3) 50,000 250,000 16.1 Subsection 32(3.1) 50,000 250,000 17[Repealed, SOR/2016-65, s. 2] 18 Subsection 35(1) 25,000 125,000 19 Subsection 35(3) 25,000 20[Repealed, SOR/2016-65, s. 4] 21 Section 38 50,000 250,000 21.1 Subsection 40.11(5) 25,000 125,000 22 Subsection 44.1(1) 5,000 25,000 23 Subsection 44.1(2) 5,000 25,000 PART 2 Designated Provisions of the Railway Safety Management System Regulations, 2015 Column 1 Column 2 Column 3 Maximum Amount Payable ($) Maximum Amount Payable ($) Item Designated Provision Individual Corporation 1 Section 5 50,000 250,000 2 Section 6 25,000 125,000 3 Subsection 8(1) 25,000 125,000 4 Subsection 8(2) 5,000 25,000 5 Subsection 8(3) 25,000 125,000 6 Subsection 9(1) 25,000 125,000 7 Subsection 9(2) 5,000 25,000 8 Subsection 9(3) 25,000 125,000 9 Subsections 10(1) and (2) 25,000 125,000 10 Subsection 10(3) 5,000 25,000 11 Paragraph 11(a) and section 7 25,000 125,000 12 Paragraph 11(b) and section 7 25,000 125,000 13 Paragraph 12(1)(a) and section 7 25,000 125,000 14 Paragraph 12(1)(b) and section 7 25,000 125,000 15 Subsection 12(2) 25,000 125,000 16 Section 13 25,000 125,000 17 Sections 14 and 7 25,000 125,000 18 Section 15 50,000 250,000 19 Subsection 16(1) 25,000 125,000 20 Subsection 16(2) 25,000 125,000 21 Paragraph 17(a) and section 7 25,000 125,000 22 Paragraph 17(b) and section 7 5,000 25,000 23 Paragraph 17(c) and section 7 25,000 125,000 24 Subsection 18(1) 50,000 250,000 25 Subsection 18(2) 25,000 125,000 26 Section 19 25,000 125,000 27 Paragraph 20(a) and section 7 25,000 125,000 28 Paragraph 20(b) and section 7 25,000 125,000 29 Paragraph 20(c) and section 7 5,000 25,000 30 Section 21 25,000 125,000 31 Section 22 5,000 25,000 32 Section 23 25,000 125,000 33 Subsection 24(1) and section 7 25,000 125,000 34 Subsection 24(2) 25,000 125,000 35 Subsection 24(3) 25,000 125,000 36 Subsection 24(4) 25,000 125,000 37 Subsection 25(1) 25,000 125,000 38 Subsection 25(2) 25,000 125,000 39 Subsection 25(3) 25,000 125,000 40 Section 26 25,000 125,000 41 Paragraph 27(a) and section 7 25,000 125,000 42 Paragraph 27(b) and section 7 25,000 125,000 43 Paragraph 27(c) and section 7 25,000 125,000 44 Paragraph 27(d) and section 7 25,000 125,000 45 Subsection 28(1) 25,000 125,000 46 Subsection 28(2) and section 7 25,000 125,000 47 Subsection 28(3) 25,000 125,000 48 Subsections 29(1) and (2) 25,000 125,000 49 Subsection 29(3) 25,000 125,000 50 Subsection 29(4) 5,000 25,000 51 Subsection 30(1) 25,000 125,000 52 Subsection 30(2) and section 7 25,000 125,000 53 Subsection 31(1) 25,000 125,000 54 Subsection 32(1) and section 7 25,000 125,000 55 Section 33 5,000 25,000 56 Section 34 5,000 25,000 57 Section 35 5,000 25,000 58 Section 36 5,000 25,000 59 Section 37 5,000 25,000 60 Section 38 25,000 125,000 61 Section 40 50,000 250,000 62 Section 41 25,000 125,000 63 Subsection 43(1) 25,000 125,000 64 Subsection 43(2) 5,000 25,000 65 Subsection 43(3) 25,000 125,000 66 Subsection 44(1) 25,000 125,000 67 Subsection 44(2) 5,000 25,000 68 Subsection 44(3) 25,000 125,000 69 Subsections 45(1) and (2) 25,000 125,000 70 Subsection 45(3) 5,000 25,000 71 Paragraph 46(a) and section 42 25,000 125,000 72 Paragraph 46(b) and section 42 25,000 125,000 73 Section 47 25,000 125,000 74 Sections 48 and 42 25,000 125,000 75 Section 49 50,000 250,000 76 Section 50 25,000 125,000 77 Paragraph 51(a) and section 42 25,000 125,000 78 Paragraph 51(b) and section 42 25,000 125,000 79 Subsection 52(1) 50,000 250,000 80 Subsection 52(2) 25,000 125,000 81 Paragraph 53(a) and section 42 25,000 125,000 82 Paragraph 53(b) and section 42 25,000 125,000 83 Section 54 25,000 125,000 84 Section 55 5,000 25,000 85 Section 56 25,000 125,000 86 Subsections 57(1) and (2) 25,000 125,000 87 Subsection 57(3) 25,000 125,000 88 Subsection 57(4) 5,000 25,000 89 Subsection 58(1) 25,000 125,000 90 Subsection 58(2) 25,000 125,000 91 Subsection 59(1) 25,000 125,000 92 Subsection 60(1) 25,000 125,000 93 Section 61 5,000 25,000 94 Section 62 5,000 25,000 95 Section 63 5,000 25,000 96 Section 64 5,000 25,000 97 Section 65 5,000 25,000 98 Section 66 25,000 125,000 99 Section 68 50,000 250,000 100 Section 69 25,000 125,000 101 Subsection 71(1) 25,000 125,000 102 Subsection 71(2) 5,000 25,000 103 Subsection 71(3) 25,000 125,000 104 Subsections 72(1) and (2) 25,000 125,000 105 Subsection 72(3) 5,000 25,000 106 Paragraph 73(a) and section 70 25,000 125,000 107 Paragraph 73(b) and section 70 25,000 125,000 108 Section 74 25,000 125,000 109 Sections 75 and 70 25,000 125,000 110 Section 76 50,000 250,000 111 Section 77 25,000 125,000 112 Paragraph 78(a) and section 70 25,000 125,000 113 Paragraph 78(b) and section 70 25,000 125,000 114 Subsection 79(1) 50,000 250,000 115 Subsection 79(2) 25,000 125,000 116 Paragraph 80(a) and section 70 25,000 125,000 117 Paragraph 80(b) and section 70 25,000 125,000 118 Section 81 5,000 25,000 119 Section 82 5,000 25,000 120 Section 83 5,000 25,000 121 Section 84 5,000 25,000 122 Section 85 5,000 25,000 123 Section 86 25,000 125,000 PART 3 Designated Provisions of the Mining Near Lines of Railways Regulations Column 1 Column 2 Column 3 Maximum Amount Payable ($) Maximum Amount Payable ($) Item Designated Provision Individual Corporation 1 Section 4 50,000 250,000 2 Subsection 5(1) 25,000 125,000 3 Subsection 5(2) 25,000 125,000 4 Section 6 25,000 125,000 5 Section 8 50,000 250,000 PART 4 Designated Provisions of the Railway Prevention of Electric Sparks Regulations Column 1 Column 2 Column 3 Maximum Amount Payable ($) Maximum Amount Payable ($) Item Designated Provision Individual Corporation 1 Section 3 50,000 250,000 2 Subsection 5(1) 25,000 125,000 3 Subsection 5(2) 25,000 125,000 4 Subsection 5(3) 25,000 125,000 5 Section 6 25,000 125,000 PART 5 Designated Provisions of the Grade Crossings Regulations Column 1 Column 2 Column 3 Maximum Amount Payable ($) Maximum Amount Payable ($) Item Designated Provision Individual Corporation 1 Sections 4 and 11 5,000 25,000 2 Sections 5 and 11 25,000 125,000 3 Sections 6 and 11 50,000 250,000 4 Sections 8 and 11 5,000 25,000 5 Sections 9 and 11 50,000 250,000 6 Section 10 5,000 25,000 7 Sections 12 and 18 5,000 25,000 8 Sections 13 and 18 25,000 125,000 9 Sections 14 and 18 50,000 250,000 10 Sections 15 and 18 25,000 125,000 11 Section 17 5,000 25,000 12 Subsection 20(1) 50,000 250,000 13 Subsection 20(2) 50,000 250,000 14 Subsection 20(3) 50,000 250,000 15 Subsections 21(1) and (4) 50,000 250,000 16 Subsections 21(2) and (4) 25,000 125,000 17 Subsections 21(3) and (4) 50,000 250,000 18 Section 23 50,000 250,000 19 Section 24 50,000 250,000 20 Section 25 50,000 250,000 21 Section 26 50,000 250,000 22 Section 27 50,000 250,000 23 Section 28 50,000 250,000 24 Section 29 50,000 250,000 25 Section 31 25,000 125,000 26 Section 32 50,000 250,000 27 Section 33 50,000 250,000 28 Section 34 25,000 125,000 29 Section 35 50,000 250,000 30 Section 36 50,000 250,000 31 Section 38 25,000 125,000 32 Section 39 25,000 125,000 33 Subsection 40(1) 50,000 250,000 34 Subsection 40(2) 50,000 250,000 35 Section 41 50,000 250,000 36 Subsection 42(1) 50,000 250,000 37 Subsection 42(2) 25,000 125,000 38 Subsection 43(1) 50,000 250,000 39 Subsection 43(2) 25,000 125,000 40 Subsection 44(1) 50,000 250,000 41 Subsection 45(1) 50,000 250,000 42 Subsection 45(2) 50,000 250,000 43 Section 46 50,000 250,000 44 Section 48 25,000 125,000 45 Section 49 50,000 250,000 46 Subsection 50(1) 50,000 250,000 47 Subsection 50(2) 25,000 125,000 48 Subsection 51(1) 50,000 250,000 49 Subsection 51(2) 25,000 125,000 50 Subsection 53(1) 50,000 250,000 51 Subsection 53(2) 50,000 250,000 52 Subsection 53(3) 50,000 250,000 53 Section 54 50,000 250,000 54 Subsection 55(1) 50,000 250,000 55 Subsection 55(2) 50,000 250,000 56 Section 56 50,000 250,000 57 Section 57 50,000 250,000 58 Section 58 50,000 250,000 59 Sections 59 and 60 25,000 125,000 60 Sections 59 and 61 50,000 250,000 61 Sections 59 and 62 25,000 125,000 62 Sections 59 and 63 25,000 125,000 63 Section 59 and subsection 64(1) 50,000 250,000 64 Section 59 and subsection 64(2) 50,000 250,000 65 Sections 59 and 65 50,000 250,000 66 Section 59 and subsection 66(1) 50,000 250,000 67 Section 59 and subsection 66(2) 25,000 125,000 68 Section 59 and subsection 67(1) 50,000 250,000 69 Section 59 and subsection 67(2) 25,000 125,000 70 Section 59 and subsection 68(1) 50,000 250,000 71 Section 59 and subsection 68(2) 50,000 250,000 72 Sections 59 and 69 50,000 250,000 73 Sections 59 and 70 50,000 250,000 74 Sections 59 and 71 50,000 250,000 75 Section 72 50,000 250,000 76 Section 73 50,000 250,000 77 Sections 74 and 76 25,000 125,000 78 Sections 74 and 77 50,000 250,000 79 Sections 74 and 78 50,000 250,000 80 Sections 74 and 79 50,000 250,000 81 Section 74 and subsection 80(1) 50,000 250,000 82 Section 74 and subsection 80(2) 25,000 125,000 83 Section 74 and subsection 81(1) 50,000 250,000 84 Section 74 and subsection 81(2) 50,000 250,000 85 Section 75 and subsection 82(1) 50,000 250,000 86 Section 75 and subsection 82(2) 50,000 250,000 87 Sections 75 and 83 50,000 250,000 88 Sections 75 and 84 50,000 250,000 89 Sections 75 and 85 50,000 250,000 90 Section 86 50,000 250,000 91 Subsection 87(1) 50,000 250,000 92 Subsection 87(2) 50,000 250,000 93 Subsection 87(3) 50,000 250,000 94 Subsection 88(1) 50,000 250,000 95 Subsection 88(2) 50,000 250,000 96 Section 89 50,000 250,000 97 Section 90 50,000 250,000 98 Section 91 50,000 250,000 99 Section 92 25,000 125,000 100 Subsection 93(1) 5,000 25,000 101 Subsection 93(2) 50,000 250,000 102 Subsection 93(3) 25,000 125,000 103 Subsection 94(1) 50,000 250,000 104 Subsection 94(2) 50,000 250,000 105 Subsection 94(3) 25,000 125,000 106 Section 95 50,000 250,000 107 Subsection 96(1) 50,000 250,000 108 Subsection 96(2) 50,000 250,000 109 Subsection 96(3) 25,000 125,000 110 Subsection 97(1) 25,000 125,000 111 Subsection 97(2) 50,000 250,000 112 Subsection 98(1) 5,000 25,000 113 Subsection 98(2) 5,000 25,000 114 Subsection 98(3) 5,000 25,000 115 Subsection 98(4) 5,000 25,000 116 Section 99 50,000 250,000 117 Subsection 100(1) 50,000 250,000 118 Subsection 100(2) 50,000 250,000 119 Section 101 50,000 250,000 120 Subsection 102(1) 50,000 250,000 121 Subsection 102(2) 50,000 250,000 122 Paragraph 103(a) 50,000 250,000 123 Paragraph 103(b) 50,000 250,000 124 Paragraph 103(c) 50,000 250,000 125 Paragraph 103(d) 25,000 125,000 126 Section 105 50,000 250,000 127 Section 106 50,000 250,000 128 Section 107 50,000 250,000 129 Section 108 5,000 25,000 130 Subsection 109(1) 5,000 25,000 131 Subsection 109(2) 5,000 25,000 132 Subsection 109(3) 5,000 25,000 133 Subsection 110(1) 25,000 125,000 134 Subsection 110(2) 5,000 25,000 PART 6 Designated Provisions of the Locomotive Voice and Video Recorder Regulations Item Column 1 Column 2 Column 3 Maximum Amount Payable ($) Maximum Amount Payable ($) Designated Provision Individual Corporation 1 Subsection 3(1) 50,000 250,000 2 Section 4 50,000 250,000 3 Section 5 50,000 250,000 4 Section 6 50,000 250,000 5 Section 7 50,000 250,000 6 Section 8 50,000 250,000 7 Subsections 9(1) and (2) 50,000 250,000 8 Subsections 10(1) to (4) 50,000 250,000 9 Subsection 10(5) 5,000 25,000 10 Subsections 11(1) and (2) 5,000 25,000 11 Subsection 11(3) 5,000 25,000 12 Subsection 12(1) 25,000 125,000 13 Subsection 12(2) 25,000 125,000 14 Section 13 25,000 125,000 15 Section 14 50,000 250,000 16 Section 15 25,000 125,000 17 Section 16 50,000 250,000 18 Section 18 50,000 250,000 19 Subsections 19(1) and (2) 50,000 250,000 20 Subsection 19(3) 50,000 250,000 21 Subsection 19(4) 25,000 125,000 22 Section 20 50,000 250,000 23 Section 21 50,000 250,000 24 Subsection 22(1) 50,000 250,000 25 Subsection 22(2) 50,000 250,000 26 Subsection 22(3) 50,000 250,000 27 Subsection 23(1) 50,000 250,000 28 Subsection 23(2) 50,000 250,000 29 Section 24 50,000 250,000 30 Section 25 50,000 250,000 31 Subsections 26(1) to (7) 50,000 250,000 32 Subsection 26(8) 50,000 250,000 33 Subsection 26(9) 50,000 250,000 34 Section 27 50,000 250,000 35 Section 28 50,000 250,000 36 Subsections 29(1) and (2) 50,000 250,000 37 Subsection 29(3) 50,000 250,000 38 Section 31 50,000 250,000 39 Section 32 50,000 250,000 40 Subsection 33(1) 50,000 250,000 41 Subsection 33(2) 50,000 250,000 42 Subsection 33(3) 50,000 250,000 43 Subsection 34(1) 50,000 250,000 44 Subsection 34(2) 25,000 125,000 45 Subsection 34(3) 25,000 125,000 46 Subsection 35(1) 25,000 125,000 47 Subsection 35(2) 25,000 125,000 48 Subsection 36(1) 25,000 125,000 49 Subsection 36(2) 25,000 125,000 50 Subsection 37(1) 25,000 125,000 51 Subsection 37(2) 25,000 125,000 52 Section 38 50,000 250,000 PART 7 Designated Provisions of the Passenger Rail Transportation Security Regulations Column 1 Column 2 Column 3 Maximum Amount Payable ($) Maximum Amount Payable ($) Item Designated Provision Individual Corporation 1 Subsections 2(1) and (2) 50,000 250,000 2 Subsection 2(3) 25,000 125,000 3 Paragraph 2(4)(a) 50,000 250,000 4 Paragraph 2(4)(b) 50,000 250,000 5 Paragraph 2(4)(c) 50,000 250,000 6 Subsection 2(5) 25,000 125,000 7 Subsection 2(6) 5,000 25,000 8 Subsection 2(7) 5,000 25,000 9 Subsection 3(1) 25,000 125,000 10 Subsection 3(2) 5,000 25,000 11 Subsection 3(3) 25,000 125,000 12 Subsection 3(4) 25,000 125,000 13 Subsection 4(1) 50,000 250,000 14 Subsection 4(3) 50,000 250,000 15 Subsection 4(4) 50,000 250,000 16 Subsection 4(6) 25,000 125,000 17 Subsection 4(7) 25,000 125,000 18 Subsection 5(2) 25,000 125,000 19 Subsections 5(3) and (4) 50,000 250,000 20 Subsection 5(5) 25,000 125,000 21 Subsection 5(6) 50,000 250,000 22 Subsection 5(7) 50,000 250,000 23 Subsection 5(8) 50,000 250,000 24 Subsection 5(9) 5,000 25,000 25 Subsection 5(10) 5,000 25,000 26 Paragraph 6(1)(a) 50,000 250,000 27 Paragraph 6(1)(b) 50,000 250,000 28 Paragraph 6(1)(c) 50,000 250,000 29 Subsection 6(2) 25,000 125,000 30 Subsection 6(3) 50,000 250,000 31 Subsection 6(4) 25,000 125,000 32 Subsection 6(5) 25,000 125,000 33 Subsection 6(6) 25,000 125,000 34 Subsections 7(1) and (2) 50,000 250,000 35 Paragraph 7(3)(a) 50,000 250,000 36 Paragraph 7(3)(b) 50,000 250,000 37 Paragraph 7(3)(c) 50,000 250,000 38 Paragraph 7(3)(d) 50,000 250,000 39 Paragraph 7(3)(e) 50,000 250,000 40 Paragraph 7(3)(f) 50,000 250,000 41 Paragraph 7(3)(g) 50,000 250,000 42 Paragraph 7(3)(h) 50,000 250,000 43 Paragraph 7(3)(i) 50,000 250,000 44 Paragraph 7(3)(j) 50,000 250,000 45 Paragraph 7(3)(k) 50,000 250,000 46 Paragraph 7(3)(l) 50,000 250,000 47 Paragraph 7(3)(m) 50,000 250,000 48 Paragraph 7(3)(n) 50,000 250,000 49 Paragraph 7(3)(o) 50,000 250,000 50 Paragraph 7(3)(p) 50,000 250,000 51 Paragraph 7(3)(q) 50,000 250,000 52 Subsection 7(4) 50,000 250,000 53 Subsection 7(5) 25,000 125,000 54 Subsection 7(6) 25,000 125,000 55 Subsection 7(7) 25,000 125,000 56 Paragraph 7(8)(a) 25,000 125,000 57 Paragraph 7(8)(b) 25,000 125,000 58 Paragraph 7(8)(c) 25,000 125,000 59 Paragraph 7(8)(d) 25,000 125,000 60 Paragraph 7(8)(e) 25,000 125,000 61 Paragraph 7(8)(f) 25,000 125,000 62 Paragraph 7(8)(g) 5,000 25,000 63 Subsection 8(1) 50,000 250,000 64 Paragraph 8(2)(a) 50,000 250,000 65 Paragraph 8(2)(b) 50,000 250,000 66 Paragraph 8(2)(c) 50,000 250,000 67 Subsection 8(3) 25,000 125,000 68 Subsection 8(4) 25,000 125,000 69 Subsection 8(5) 25,000 125,000 70 Subsection 8(6) 5,000 25,000 71 Subsection 8(7) 5,000 25,000 72 Subsection 9(1) 50,000 250,000 73 Subsection 9(3) 5,000 25,000 74 Subsection 9(4) 25,000 125,000 75 Subsection 9(5) 5,000 25,000 76 Subsection 9(7) 5,000 25,000 77 Subsection 9(8) 5,000 25,000 78 Subsection 9(9) 5,000 25,000 79 Subsection 9(10) 50,000 250,000

Enforcement Officer Certificate

ENFORCEMENT OFFICER CERTIFICATE Certificate Number: Pursuant to subsection 40.11(1) of the Railway Safety Act, (NAME) is designated as an enforcement officer to exercise the powers conferred to an enforcement officer under that Act. Signature of Minister or Minister’s delegate: Date of issuance: