Judgment of the Court — Lamer J.
The judgment of the Court was delivered by
Introduction
The Facts
On the early morning of March 10, 1982, the back door entrance of 655 Archibald Street, a building housing the business known as Ernie's Gun Shop Ltd., was tampered with and damaged. The silent alarm in the building was triggered and two police cruisers arrived at the scene within minutes of each other. The first officers who arrived disturbed two men in the vicinity of the rear entrance of the building. One of the men ran off in a northerly direction carrying what appeared to be a tire iron, and the second man ran off in a southerly direction, turning east toward Archibald Street. The individual with the tire iron was not apprehended, although a tire iron was located nearby the next morning. Paint chips on the tire iron were the same colour as the damaged door, and the iron itself appeared to fit into the nicks which had been created when the door was tampered with. The individual who ran off in a southerly direction was seen by police officers in a second police car, was followed by them, and ultimately apprehended. He is the accused, Schuldt.
All the police officers involved positively identified the accused, and the print of his footwear was matched with imprints in the snow around the back entrance of the gun shop. After his arrest Mr. Schuldt was interrogated by the police and made only one statement of any consequence, which was admitted in evidence. In response to a request to use the phone the investigating officers asked him what he wanted to use it for, and the accused replied, "to phone home", to which the police officer responded, "to call your brother?", to which Mr. Schuldt replied, "He's a faster runner".
306.. . .
(2) For the purposes of proceedings under this section, evidence that an accused
(a) broke and entered a place is, in the absence of any evidence to the contrary, proof that he broke and entered with intent to commit an indictable offence therein: . . .
24. (1) Every one who, having an intent to commit an offence, does or omits to do anything for the purpose of carrying out his intention is guilty of an attempt to commit the offence whether or not it was possible under the circumstances to commit the offence.
(2) The question whether an act or omission by a person who has an intent to commit an offence is or is not mere preparation to commit the offence, and too remote to constitute an attempt to commit the offence, is a question of law.
(1) that the appellant was either directly forcing the door or, according to s. 21 of the Criminal Code , was a party to what was done to the door, that is, aided or abetted the other person in forcing the door, or, formed a common intention to commit in the gun shop an indictable offence in circumstances where he knew, or should have known, that the carrying out of the common intention probably required breaking and entry;
(2) that what was done to the door was done with the intent to break and enter into the gun shop, and
(3) that the intended break and entry was accomplished for the further intent to commit therein an indictable offence.
The Trial Judgment
Now, there is certainly no proof, and certainly it is not proved beyond a reasonable doubt, that the accused intended anything else other than to be there. Most suspicious circumstances I grant you: two accused persons or two persons in the back lane, later at night, and we know, we were told although that the silent alarm went off in the building, and there is no question that someone had been tampering with the lock, no proof that it was this accused, however. But, of course, being there of itself is not sufficient to sustain a conviction. As far as I am concerned, there must be much much more evidence of intent than simply to have been there.
Now, what proof do we have as to this accused's intentions? Firstly, on the night in question what he was doing, and even if he‑‑he must prove his intention, even if he were to get into the premises which were‑‑which were damaged, perhaps it was only his friend's intention to get in. We had no proof that it was the accused's intention to get into the premises or to get into the gun shop, whether to steal anything or to do whatever was going to go on in there.
Obviously, absent an entry, he found no evidence as regards the ultimate purpose, namely the intent to commit an indictable offence.
605. (1) The Attorney General or counsel instructed by him for the purpose may appeal to the court of appeal
(a) against a judgment or verdict of acquittal of a trial court in proceedings by indictment on any ground of appeal that involves a question of law alone....
The Court of Appeal Judgments
The facts as recited by my brother Huband are more than enough from which to find or infer that the accused, in concert with another, attempted to break and enter the gun shop with intent to commit an indictable offence. To entertain any doubt on the issue of intent is, in my opinion, not reasonable but fanciful and quite out of touch with the reality of the case. There must be a factual foundation upon which to have reasonable doubt, and it simply does not exist in the present case. It should here be noted that the accused did not testify at his trial nor did he adduce any evidence in his defence.
Applicable to this case are the remarks of Martland, J. in Wild v. The Queen, [1971] S.C.R. 101. At pp. 111‑112 he stated:
"In the Lemire case ([1965] S.C.R. 174, 45 C.R. 16, [1965] 4 C.C.C. 11, 51 D.L.R. (2d) 312), to which reference was made in the reasons of the Appellate Division, quoted above, it was stated, in this Court, that on an appeal from a conviction, if an appellate court allows the appeal on the ground that certain specified evidence creates a reasonable doubt as to the guilt of the accused, when, on a proper view of the law, that evidence is not capable of creating any doubt as to his guilt, there is an error of law. In my opinion, that proposition applies equally in a case in which a trial judge, in his reasons, finds that certain specified evidence creates a reasonable doubt as to the guilt of the accused, when, on a proper view of the law, that evidence is not capable of creating any doubt as to his guilt."
In the present case, I do not think the evidence is capable of creating any doubt as to the guilt of the accused.
In sum, it was unreal and unreasonable for the learned trial judge to have had a reasonable doubt about the intent of the accused, and that, as I have stated, is a misapplication of that doctrine and an error in law.
The Respondent respectfully submits that the Court of Appeal for Manitoba did not err in holding that the learned trial Judge's incorrect conclusion as to the intent of Appellant in the circumstances of this case amounted to an error of law alone. While the evidence offered in proof of a prima facie case in a criminal case will not necessarily result in a finding of guilt, there must be some factual foundation on which the trial Judge can properly base a finding of reasonable doubt.
The learned trial Judge misdirected himself in law in ordering an acquittal as there was no evidence on the basis of which a reasonable doubt could arise as to the respondent's guilt.
What can happen to the occupants of a vehicle which comes to such a sudden stop, is, I think, a matter for conjecture.
And, further on, he concluded that he was left in doubt as to whether the accused was the driver.
On the facts of this case, however, the issue to be determined was whether, in the light of the appellant's having been pinned behind the wheel, there was any rational conclusion, on the evidence, other than that the appellant was the driver of the car at the time of the accident. He did not find that there was such a rational conclusion. What he did was to conjecture that the appellant might have been riding as a passenger in the back seat and, if so, might have been thrown into the front seat on impact.
and then, at p. 114:
In the result, it is my opinion hat the learned trial judge failed properly to apply the rule in Hodge's case to the facts before him in that he acquitted the appellant, not because he found that there was a rational conclusion on the facts inconsistent with his guilt, but because there was, in his opinion, a conjectural conclusion which he considered might be inconsistent with his guilt.
I do not take issue with this passage of his judgment. However, Martland J., at p. 111, added a reference to what he had said in R. v. Lemire, [1965] S.C.R. 174, as follows:
In the Lemire case ([1965] S.C.R. 174, 45 C.R. 16, [1965] 4 C.C.C. 11, 51 D.L.R. (2d) 312), to which reference was made in the reasons of the Appellate Division, quoted above, it was stated, in this Court, that on an appeal from a conviction, if an appellate court allows the appeal on the ground that certain specified evidence creates a reasonable doubt as to the guilt of the accused, when, on a proper view of the law, that evidence is not capable of creating any doubt as to his guilt, there is an error of law. In my opinion, that proposition applies equally in a case in which a trial judge, in his reasons, finds that certain specified evidence creates a reasonable doubt as to the guilt of the accused, when, on a proper view of the law, that evidence is not capable of creating any doubt as to his guilt.
These facts are not in dispute. In the reasons given in the Court below, which I have reviewed, certain inferences have been drawn from the facts in evidence, but the fundamental error which exists in each, and which is an error in law, is in holding that, on the basis of those inferences, some element in the offence was lacking.
In Belyea and Weinraub v. The King ([1932] S.C.R. 279), this Court considered a case in which the Appellate Division of the Supreme Court of Ontario had allowed an appeal by the Crown from an acquittal by the trial court in proceedings by indictment. The right of appeal to the Appellate Division was limited, as is the appellant's right to appeal to this Court in the present case, to questions of law. It was contended by the appellants in that case that the issues before the Appellate Division did not involve a question of law alone. Chief Justice Anglin, who delivered the judgment of the Court, said at p. 296:
"The right of appeal by the Attorney‑General, conferred by s. 1013(4), Cr. C., as enacted by c. 11, s. 28, of the Statutes of Canada, 1930, is, no doubt, confined to "questions of law". That implies, if it means anything at all, that there can be no attack by him in the Appellate Divisional Court on the correctness of any of the findings of fact. But we cannot regard that provision as excluding the right of the Appellate Divisional Court, where a conclusion of mixed law and fact, such as is the guilt or innocence of the accused, depends, as it does here, upon the legal effect of certain findings of fact made by the judge or the jury, as the case may be, to enquire into the soundness of that conclusion, since we cannot regard it as anything else but a question of law,‑‑especially where, as here, it is a clear result of misdirection of himself in law by the learned trial judge."
In my opinion, the guilt of the respondent in the present appeal depends upon the legal effect of facts found, or inferred, in the Court below. This raises questions of law in respect of which, for the reasons already stated, I think there was error. There is no ground not involving such questions upon which Lemire's appeal could have been allowed. There was, therefore, a right of appeal to this Court and the appeal should succeed.
(Emphasis added.)
If sitting as a jury, we should have no hesitation in finding that the illegal acts done at Windsor were a result intended by the defendants and their fellow conspirators when they formed the organizations found to have been a combine and a conspiracy. But we do not proceed on this ground, since to do so would involve making a finding of fact contrary to a finding of the trial judge.
Counsel for the appellants argued at considerable length that the Appellate Division had exceeded its jurisdiction in this case because it reversed the trial judge on what counsel called a finding of fact, i.e., the innocence of the accused of participation in the formation of an illegal combine and of conspiracy within s. 498, Cr. C. This, it seems to us, involves a clear misconception of the true question in issue.
Having determined that the formation of the various organizations in question amounted to the formation of an illegal combine, and to a conspiracy within s. 498, Cr. C., the learned judge proceeded to deal with the questions as to who had incurred criminal responsibility. He convicted Singer, Paddon and Ward on evidence which, in our opinion, clearly implicated Belyea and Weinraub, in much the same manner in which Singer and his companions were involved, in the formation of the combine and conspiracy in question. He fell into error, however, when he proceeded to find that it was essential to a finding of guilt of the accused, that they should be held to have had actual knowledge of, or to have actually participated in, the overt acts at Windsor.
(Emphasis added.)
It is contended that even if the evidence is found to be sufficient to support a conviction, the further question of whether the guilt of the accused should be inferred from that evidence is a question of fact and reference is made to Fraser v. The King, [1936] S.C.R. 296, 66 C.C.C. 240, [1936] 3 D.L.R. 463, and Rose v. The Queen, [1959] S.C.R. 441, 31 C.R. 27, 123 C.C.C. 175. Those were cases in which facts necessary to establish the guilt of the accused had to be inferred, in the first, from circumstantial evidence, in the other, from other proven facts. In neither case was there a statutory provision enacting that the proven facts would constitute prima facie evidence of the other facts required to establish the guilt of the accused and, therefore, the making or not making of an inference was not a question of law alone although it might be unreasonable. However, when there is, as in this case, a statutory presumption to be applied, once the facts necessary to give rise to it are found by the trial judge to be established beyond reasonable doubt, the question whether the inference should be made is no longer anything but a question of law alone: the statute does not provide that the facts to be inferred may be deemed to exist but that they shall be. To say that such evidence does not bear the quality of certainty that ought to exist in the case of a criminal charge is to ignore or contradict the statute and is, therefore, an error in law and nothing else.
As against this, it is contended that the legal presumption is not a presumption of guilt but a presumption of some facts and that the trier of the facts has to weigh the evidence before reaching a final conclusion.
In Rose v. The Queen, supra, Tashereau J., as he then was, said at p. 443:
"The trial judge sitting without a jury was fulfilling a dual capacity. He had, therefore, to discharge the duties attached to the functions of a judge, and also the duties of a jury. As a judge he had to direct himself as to whether any facts had been established by evidence from which criminal negligence may be reasonably inferred. As a jury he had to say whether, from those facts submitted, criminal negligence ought to be inferred. Metropolitan Railway Co. v. Jackson, (1877), 3 App. Cas. 193 at 197; King v. Morabito, [1949] S.C.R. 172 at 174. I think that the trial judge directed himself properly, and that when he decided on the facts submitted to him that criminal negligence ought not to be inferred, he was fulfilling the functions of a jury on a question of fact."
However, in that case, the trial judge in coming to his decision that the accused should have been acquitted was performing a function of weighing the evidence. The charge was one of causing death by the operation of a motor vehicle, and the evidence dealt with the conduct of the accused in driving his automobile against a red traffic signal. The learned trial judge found that the accused was not keeping a proper lookout but that his speed was not above the normal at the intersection and reached the conclusion that the accused had not seen the red light. The trial judge, weighing those facts, came to the conclusion that they did not show the wanton or reckless disregard for the lives or safety of other persons required for conviction of the offence charged. Therefore, the learned trial judge had evidence one way and the other way to weigh and a conclusion to arrive at as a result of that weighing whether such conduct showed the standard of negligence required by the provisions of the Criminal Code . In the present case, the learned trial judge had no such task of weighing. There was no evidence contra; there was nothing which needed to be inferred beyond the inference required by the section of the statute. There was a simple admission established as prima facie evidence by the provisions of s. 41 of the Combines Investigation Act that the accused through its agent had attempted to induce these persons to sell at not less than the specified minimum price. I am, therefore, of the opinion that the enunciation of the varying duties of the judge and jury as set out above with which, with respect, I agree, do not apply in the present case to make the learned trial judge's acquittal of the accused a mere matter of fact.
(Emphasis added.)
In the present case the trial judge accepted the evidence as contained in the letters above referred to and thus gave full effect to s. 41(2) of the Combines Investigation Act, but he concluded that this evidence was not sufficient to satisfy him beyond a reasonable doubt that the accused were guilty on the 3rd and 4th counts. However wrong the Court of Appeal or this Court may think that he was in reaching this conclusion, I am of opinion, with all respect for those who hold a different view, that this error cannot be determined without passing judgment on the reasonableness of the verdict or the sufficiency of the evidence, and in my view these are not matters over which the Court of Appeal has jurisdiction under s. 584(1) (a) of the Criminal Code .
When the onus of establishing a certain fact lies upon a party it may be a question of law whether there is any evidence (as distinguished from sufficient evidence) to prove that fact. In the case at bar the onus was, of course, upon the Crown to prove that the appellant did the acts complained of with the guilty intention specified in the section. If the learned trial Judge erred in finding that that onus had not been satisfied, his error was one of fact, certainly not one of law in the strict sense. The applicable principles are clearly set out in the reasons of my brother Ritchie giving the judgment of the majority of this Court in the Sunbeam case, supra, and it is not necessary to repeat them.
I am satisfied, after having read the reasons for judgment of Lord Radcliffe, that the Bairstow case was one in which the court was required to decide whether the facts found by the Commissioners were such as to bring the taxpayer within the language employed in s. 237 of the English Income Tax Act, 1918, and that the question of law upon which the House of Lords decided that case was "what is the meaning to be given to the words of the Income Tax Act of `trade, manufacture, adventure or concern in the nature of trade' "? I must say, with all respect, that that case does not appear to me to afford any authority for the proposition that in an appeal against a judgment of acquittal under s. 584(1) (a) of the Criminal Code "a question of law alone" is involved whenever a reviewing court is of opinion that the finding of the trial judge was unreasonable and improper having regard to the evidence.
If the phrase "a question of law alone" as it occurs in that section were to be so construed, then the result in my opinion would be not only to extend the Attorney General's right to appeal under that section, but also to enlarge the meaning of the phrase "a question of law" as it occurs in other sections of the Criminal Code dealing with appeals not only to the Court of Appeal but to this Court. In my opinion such an interpretation could result in a broadening of the scope of appellate jurisdiction under the Criminal Code beyond the limitations which are stipulated in the express language of the Code itself.
The provisions of s. 592(1)(a) of the Code provide that:
592. (1) On the hearing of an appeal against a conviction, the court of appeal
(a) may allow the appeal where it is of the opinion that
(i) the verdict should be set aside on the ground that it is unreasonable or cannot be supported by the evidence.
(ii) the judgment of the trial court should be set aside on the ground of a wrong decision on a question of law, or
(iii) on any ground there was a miscarriage of justice; ...
The italics are my own.
Parliament has thus conferred jurisdiction on the Court of Appeal to allow an appeal against a conviction on three separate grounds, one of which is the very ground upon which the Court of Appeal allowed the present appeal, i.e., that "the verdict should be set aside on the ground that it is unreasonable or cannot be supported by the evidence". The fact that s. 592(1)(a) recognizes this ground as being separate and distinct from "the ground of a wrong decision on a question of law" appears to me to be the best kind of evidence of the fact that Parliament did not intend the phrase "a question of law" as it is used in the Code to include the question of whether the verdict at trial was unreasonable or could not be supported by the evidence. It is noteworthy that having accorded the Court of Appeal jurisdiction to hear appeals against conviction on the ground that the verdict was unreasonable, Parliament did not confer the same jurisdiction on that Court in appeals by the Crown. No authority is needed for the proposition that appellate jurisdiction must be expressly conferred and with all respect for those who may hold a different view, I am of opinion that the Court of Appeal has exceeded its jurisdiction by allowing this appeal on a ground reserved for appeals against conviction which does not extend to appeals by the Attorney General.
In a criminal case (except in the rare cases in which a statutory provision places an onus upon the accused) it can sometimes be said as a matter of law that there is no evidence on which the Court can convict but never that there is no evidence on which it can acquit; there is always the rebuttable presumption of innocence.
(Emphasis added.)
Cases cited
- 11 C.C.C. (2d) 101 11 C.C.C. (2d) 101 ¶ 9
- Wild v. The Queen item-4893-1970-03-19 ¶ 14, ¶ 17, ¶ 18, ¶ 22, ¶ 25, ¶ 27, ¶ 38
- The Queen v. Lemire scr-1965-174 ¶ 14, ¶ 20, ¶ 21, ¶ 22, ¶ 25, ¶ 27
- 4 C.C.C. 11 4 C.C.C. 11 ¶ 14, ¶ 20
- Lampard v. R. scr-1969-373 p. 381 ¶ 15, ¶ 17, ¶ 28, ¶ 33, ¶ 36, ¶ 38
- Belyea v. The King scr-1932-279 ¶ 22, ¶ 23, ¶ 25, ¶ 27
- Sunbeam Corporation (Canada) Limited v. The Queen scr-1969-221 ¶ 28
- Fraser et al. v. The King scr-1936-296 ¶ 31
- 3 D.L.R. 463 3 D.L.R. 463 ¶ 31
- Rose v. The Queen scr-1959-441 ¶ 31
- The King v. Morabito scr-1949-172 174 ¶ 31
- the Sunbeam the Sunbeam case, supra ¶ 34
- Edwards (Inspector of Taxes) v. Bairstow A.C. 14 ¶ 35
Statutes and regulations cited
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Unresolved citations