Majority
Headnote
Presumption of Constitutionality.—Constitutional Amendments of 1874.—Grants of Railroad Franchises.—Special and Local' Legislation.—Interpretation of Constitutional Amendments.—Rapid Transit Act.—Competing Routes.—Legislative Delegation of Power.—Corporate Franchises.These appeals are from orders appointing commissioners to appraise damages in proceedings to condemn lands for the purpose of the respondent’s road. The proposed route lies through South Fifth avenue in the city of New York. The fee of the-street opposite their premises is in the appellants, and not in the city. Several points are presented, and have been exhaustively argued with great ability and. ingenuity, and some of them are not free from difficulty. After as full an examination as I have been able to make, I have arrived at a conclusion upon the-respective points made, which I shall proceed to state, with the reasons therefor, briefly, without attempting-to elaborate the arguments in their support. Among
“ The legislature shall not pass a private or local bill in any of the following cases : * * *
“ Granting to any corporation, association, or individual, the right to lay down railroad tracks : * *
“Granting- to any corporation, association, or individual, any exclusive privilege, immunity, or franchise whatever.”
The legislature is required to pass general laws in these cases, and prohibited from passing any law -authorizing the construction or operation of a street railroad without the consent of one-half in value of the property-owners, or the certificate of the commissioners ■appointed by the supreme court.
It is important to understand the status of the Gilbert company, at the time of the passage of the rapid transit act, as it has a bearing upon the proper construction to be given to the act in its application to this company. Prior to the passage of this act, and before the amendments of 1875 took effect, under the successive acts of 1872, 1873 and 1874, the Gilbert company became incorporated for the purpose of constructing and operating an elevated steam railroad. Two sets of commissioners had, in pursuance of said acts, designated the routes over which the road was to be constructed, and the corporation was authorized in the fullest manner to occupy the streets and avenues designated for that purpose. Authority was also conferred to condemn lands under the power of eminent domain. The city
A point was made, also, that the commissioners made a more radical change of the structure : from a tubular railway, to be operated in whole or in part by pneumatic power, to an open steam railway. But, in the case of the Sixth Avenue Railroad Company against the Gilbert company, the evidence and findings in which are incorporated into the papers in one of these cases, it is found that the charter contemplated an open railway, to be operated by steam power, and such is, I think, the proper inference from the act itself, and the facts proved ; so that this point, whether important or not, may be regarded as out of the case.
It is pertinent, also, to refer to the rule of construction to be applied. Every presumption is in favor of the constitutionality of acts of the legislature. An adverse, doubtful construction is not sufficient to condemn an act. It is only in cases of clear and substantial departure, from the provisions of the fundamental law, that courts will declare acts of the legislature invalid ( 55 N. Y. 54 ; 50 Id. 553; 14 Mass. 340 ; 17 N. Y. 235 ; 23 Wend. 166 ). There is a distinction in this respect between the State and Federal constitution. The former grants to the senate and assembly all legislative power not prohibited by the latter, or excepted by the instrument itself; the latter grants to Congress specific powers only. Hence, the exercise of a legislative power by the State legislature will be presumed constitutional, under the general grant of power, and will be sustained, unless brought clearly within some of the exceptions ; while
The right existed prior to the passage of the act, and that right the legislature intended to protect: the corporation must not have forfeited its charter, or failed to comply with its provisions in respect to time, &c. The act recognizes, in terms, that the corporation was formed for the purpose provided by the act, which purpose was to build and operate an elevated steam railway in and through the streets of the city. The legislature granted that right to the new corporation authorized to be created, but the company, already possessing that right, whose route or routes were satisfactory to the commissioners, was intended to be recognized and its powers confirmed. The changes required were restrictive in character. By the charter, the whole street was to be covered by the structure ; by the conditions imposed, only a portion of some streets could be occupied. We cannot determine, as matter of law, whether this change will be a benefit to or a burden upon the company, nor whether the street itself will be less or more inconvenient for the public and abutting owners than with the original structure. The reduction of fares and the requirement for extra trains at half fare were clearly restrictive of existing rights. I cannot accede to the proposition that any change in the structure and in the manner of occupying the streets, however restrictive upon the company, or
The next question is whether the rapid transit act (especially section 36) violates the other provision quoted, prohibiting the legislature by a private or local bill from “granting to any corporation, associa
It is not easy to understand precisely what was intended by this clause. Every franchise granted by the legislature is from its very nature exclusive, in the sense that it does not belong to the citizens generally of common right (Angeli and Ames on Cor porations, § 4). It is not necessarily exclusive in the sense that others may not obtain a similar grant. The difficulty is in determining what force is to be given to the word exclusive in this clause.[2] We cannot say that it has no meaning. A patent right is an exclusive right; it is a monopoly. The owner may prevent the use of the article patented by every other person, unless the right is purchased of him. So, many franchises of an exclusive character, such as ferries, and-the like, have been granted by States. In its application to the present case, if the right to lay railroad tracks is an exclusive privilege, we have seen that the legislature did not grant it. If it is not exclusive, the granting of the right would not be a violation of this clause. It certainly would not be exclusive in every sense, because it is competent for the legislature to grant a similar right to others by a general law, and to do it, not so that others may occupy the respondent’s property, but so that the exercise of the right may operate in competition for the same business. It is difficult to construe this clause as meaning anything less than an absolute monopoly.
But it is not deemed necessary to define its precise signification. That duty must be discharged as cases arise. It is sufficient to say, that it has not been made clear that the clause was violated by the rapid transit act; no exclusive right or franchise was granted to the respondent corporation upon any construction of
Even if doubts were entertained as to the proper construction of the clause and the act, the rule referred to would require the validity of the act to be sustained. This series of amendments designed to restrict the powers of the legislature in matters of detail, under general phrases and undefined words, is experimental in this State; they must be sustained and applied by a rational and practical construction, so as to subserve the purposes intended and prevent the evils designed to be remedied, but not, by an artificial and technical construction, to extend their application to cases never contemplated. Such application would produce more injury than the amendments were designed to prevent. This court has already, upon two occasions, in respect to other provision's of the series, felt obliged in the furtherance of justice, to adjudicate in favor of a practical, rather than a liberal, construction of the language.[2] In both cases there was quite as much reason as in this, for questioning the constitutionality of the acts of the legislature. While every substantial violation of any of these prohibitory clauses should, and will be, promptly condemned by the court, proper care must be exercised to guard against erroneous rules of construction, to the extent of depriving the legislature of all power to supply the necessary legislative wants of five millions of people, extensively engaged in all the varied pursuits of advanced civilization. The legislature evidently felt embarrassed by these provisions, and attempted to avoid all question in respect to them by passing a general act. The act is general
* See 1 Abb. New. Cas. 157; 67 N. Y. 575 ; 7 Hun, 39 ; 9 Id. 153 .
The views before expressed answer, also, the objection that the consent of a majority of the owners, or the certificate of the supreme court commissioners, must be obtained. This requirement applies only to cases where street railroads are authorized under general laws, and which the legislature are prohibited from ■ authorizing by private or local laws. It has no application to this corporation, nor does the rapid transit act require such consents or certificate. The affirmative requirement of that act is a compliance with the conditions imposed by the commissioners appointed by the mayor, and nothing more.
Section 4, authorizing the commissioners to lay out and designate routes, embodies the constitutional conditions imposed upon the legislature in passing general laws authorizing the laying down of railroad tracks, and would apply to corporations authorized to be created by the act. Section 36 qualifies and limits the operation of section 4 in respect to coincident routes. Section 4 embraces provisions for a general scheme of new routes and new corporations. The first clause of section 36 limits its provisions by protecting, and impliedly confirming, rights secured by existing charters. This is manifest from the language employed, requiring an existing charter not forfeited, and an existing corporation which had complied with the provisions of its charter as to time, &c.; then, when such a charter, and such a corporation exists, and there is coincidence of route, the corporation is to have “like power,” &c. When? simply “upon fulfillment of the requirements and conditions imposed by the commissioners.” The constitutional condition of consent or certificate, incorporated. into section 4,
It is also objected that the act of the commissioners in designating the route is void, because the route designated crosses Broadway 'below Fifty-ninth street, which is forbidden by the rapid transit act. The authority is to designate a route for a railway over, under, through, or across streets and avenues, except Broadway below Fifty-ninth street. The exception seems to apply as well to the word across, as over, under, or through; this is the literal reading, although it is evi- • dent that the same reason might not apply for prohibiting the crossing of a street as for laying a railroad over, under, or through a street. But the commissioners expressly excluded from the routes designated by them, any street, or part thereof, which was excluded by the act; so that if crossing Broadway is prohibited by the act, it is also by the commissioners. I do not
The objection that the rapid transit act improperly delegates legislative power to the commissioners is not tenable. The case of Barto v. Himrod, 8 IF. Y. 483, is not controlling. The existence of the law itself, in that case, was made dependent upon the vote of the people. This act was passed by the legislature, and was perfect and obligatory, not depending for its existence upon any contingency whatever.
The county commissioners, representing the interests of the locality, were authorized to designate particular streets in which the road should be built, and to determine the form of the structure and to make rules and regulations for running the trains. These were matters of detail, involving the determination of questions of fact in which each locality had an interest, and which • it was eminently proper the local authorities should determine.
The legislature had the power to determine all these questions itself; but I am not aware of any rule which forbids the legislature from referring such questions to a subordinate tribunal. There is no prohibition in the
The question of damages is not involved in these cases. In both cases the proceedings are instituted to acquire the title of the respondents in the street in front of their respective premises, and to have the damages appraised. The amount or extent of the damages are
To determine what particular occupation of the streets is to be deemed a legitimate public use, involves important and delicate questions.- They were very much debated in this court in the surface railroad cases, and the principles adjudicated in those cases will be regarded as obligatory upon the court in deciding future cases. Whether the structure contemplated to be built and operated will be an invasion of the property of the abutting owners in any of the streets, entitling them to some remedy for damages, or whether it will be regarded as a legitimate use of the streets for the benefit of the public, the inconvenience and annoyance of which private abutting ownership is subject to, cannot, with propriety, be adjudicated upon these appeals.
The criticism upon the terms of the order is not tenable. The order is to be construed in connection with the constitution and the statutes, and the appel
The order must be affirmed.
The right of the appellants to compensation for property rights, which will be invaded by the construction and operation of the respondent’s railway, is not the subject of contestation in these proceedings. Neither the nature nor extent of the property rights of the owners of lands abutting upon the streets proposed to be occupied by the railway, in the soil, or to the use of the street, or the measure of damages to which they may be entitled, can be considered upon these appeals. The application concedes that the appellants own or have some interest in the street, which may be affected detrimentally by the appropriation of the street to this new burden and use. The statute, under which the railway company assumes to exercise the 'delegated power to take property to its use, and the order appointing commissioners to "ascertain and appraise” the compensation to be made to the appellants, as owners of or interested in the lands proposed to be taken, make ample provision for full compensation for every property right or interest, which will be destroyed, or the beneficial enjoyment of which will be disturbed or interfered with, by the construction and operation of the railway. Nothing short of this would have satisfied the mandate of the constitution, forbidding the taking of “private property for public use without just compensation.” (Const, art. 1, § 6). The statute and the order'are as broad as the constitution, and they must have a liberal construction to give effect to the benign intent of the constitutional provision in favor of citizens, deprived of their property by the sovereign power.
The decisions of the courts are in harmony with the spirit and the letter of the constitution, and hold the
The same principle and right of compensation are recognized by other jurisdictions (Beckett v. Midland R. R. Co., L. R. 3 C. P. 82; Eagle v. Charing Cross R. R. Co., Id. 2 C. P. 638; Chamberlain v. West End R. R. Co., 2 Best & S. 605; Western Penn. R. R. Co. v. Hill, 56 Penn. St. 460 ).
What is the character or extent of the ownership of the several appellants, in the street upon which their lands abut, or what is the nature of the interest they claim or have in the street or in its use, other than such as is common to the entire public, does not ■appear by the record, or by the allegations of either party to this litigation. Those are matters which, together with the just measure of compensation, must be primarily ascertained and determined by the commissioners of appraisal, and, if legal errors are committed by them, their action may, so far as the law permits, be the subject of review in the courts.
But we cannot, upon these appeals, determine what the property interests of the appellants are, for which compensation should be made, or, in advance, lay down any rule which will aid the commissioners in the performance of their duties. It suffices that there is no valid objection to the order on the ground that it does not amply provide for all the compensation to which the parties can be entitled, under any view of their rights. Whether the title of the railway company to other ■streets which they are using or propose to use for their railway, is perfect, is not pertinent to any question.
The main question is, as to the right and capacity of the petitioner to take any benefit, or exercise any franchise, under chapter 606 of the Laws of 1875, “ further to provide for the construction and operation of steam railway, or railways, in the counties of the State.” The objections to the proceedings, and to the right of the petitioner to take lands for the purposes of its road, are -based upon the provisions of the State constitution, and chiefly upon the amendments to that instrument adopted in November, 1874, arid which became operative January 1, 1875. Article 3 of the constitution was then amended by the addition thereto of several sections, including that now numbered as 18, in and by which, it is claimed, the legislative power is restricted in important particulars, and that the restrictions reach and invalidate the legislation, under which the Gilbert' Elevated Railway Company now asserts a right to construct its railway, and operate it upon the altered plan. If the provisions of
There is no repeal of the different parts of the fundamental law of the State, by implication, by the adoption of additional clauses; but the instrument as amended, must be read as a whole, and as if every part had been adopted at the same time and as one law, and effect must be given to every part of it, each
It is either a release by the sovereign power of the State of some of the conditions upon which it might, as against the company, have insisted^ or an imposition
By section 18 of art. 3 it is declared that no law shall authorize the construction and' operation of a street railroad, except by the consent of the local authorities having the control of the street or highway, and of the owners of one-half in value of the property bounded on the street or highway, or,' as a substitute for the consent of the property-owners, upon the determination of commissioners appointed by the supreme-court, that the railroad ought to be constructed or operated, confirmed by the court. The whole section is open to criticism for want of precision and accuracy of expression, as well as of definiteness in its prohibitions and requirements. But the operation of this part of the section is prospective, and future legislation of the character proscribed is alone prohibited. It does not annul prior legislation, or revoke powers before granted. It prohibits future legislation authorizing the construction and operation of street railroads, except upon a compliance with the prescribed conditions, but it does not prohibit the construction and operation of railroads under prior authorizations.
Former grants of power are saved not only by the terms of the provision, which does not operate on former grants, but by the express terms of the constitution preserving all prior grants and charters (Art. 1, § 18, supra). Indeed, it is conceded that the vested rights of the petitioner were not disturbed by the passage of the constitutional amendments, and that it may condemn lands for, and build any railway in substantial conformity with the limits and provisions of its own charter, without complying with the conditions imposed upon future authorizations. The contention is that the particular mode and manner of constructing
If it be conceded that the original grant restricted the company to the use of tubular ways, and railways therein, and of compressed air as the motor, still, it by no means follows that this peculiar mode of effecting the object of the charter was of the essence of the franchise granted, or that it entered at all into the granted right to take property on the just compensation to property-owners. The use of the “ Improved Elevated Railway,” or compressed air as a motor, did not depend upon the permission of the legislature, and the reference to their use in the charter was but a part of the details, the modal directions, for the exercise of the franchise actually conferred. It was not the thing granted, but the modus of enjoying the thing granted, and of the performance of the public duty assumed. The franchise and the purpose of the charter was :—
1st. To confer the immunity of a corporation and general corporate rights upon the individuals associating for the enterprise. 2d. To give the corporation the right to occupy the streets quoad the public franchise, and make that lawful which, but for the grant, would have been a nuisance, as an obstruction of a
These were the rights granted, and the only rights derived solely and directly from the charter, and they were vested rights, subject to the rights remaining in the legislature to revoke or alter them. They were secured by section 18 of art. 1 of the constitution before referred to, as well as by section 17 of the same article, providing that such acts of the legislature as were in force at the time of the adoption of the constitution, should continue the law of the State, subject to such alterations as the legislature should make concerning the same. The power to avoid the charter, relieve the corporation from conditions stringent or impracticable, impose other burdens and more stringent duties and conditions, and, in furtherance of the public interests, and for the safety of persons using the facilities offered by the company or the streets of the city, to modify and change the character of the superstructure and its foundation and supports, is inherent in the' legislature aside from the power implied by section 17 of the constitution,' quoted supra; and it would require a positive and express revocation of the power to deprive that body of this essential ingredient of legislative power, of which the senate and assembly are the repositories.
Any change in the size, form, position or character of the columns and supports of the superstructure, or in the superstructure itself, and the way, whether “tubular,” or “rail” unenclosed, for the support and retention in their place of the carriages while in transit, and in the propulsive power, did not affect the existence or identity of the corporation, or the substance of the franchise originally granted, or take from the corpora
But of this we are not to judge. It is enough for all the purposes of my conclusion, that the corporation, pursuing this proceeding, is the identical corporation chartered in 1872; that it has been deprived of no rights vested in it by its charter; that the legislature had and has full power to modify and amend the charter ; and that the changes permitted and the "conditions either imposed or dispensed with by the act of 1875, supra, are but modal in their character, and leave the corporation intact, and the charter in full force, so far as it confers any rights or powers upon the corporate body; and that the right to take property and to occupy the streets exists under the charter, and was not conferred by the act of 1875. It would not be claimed chat the legislature could not direct changes in the structure with a view to the public safety and to accomplish the object; and this is all that has been done.
It necessarily follows, that the right to construct a street railroad by the petitioning corporation was granted before the amendment of the constitution, was not affected by it, and that it is not therefore condi
Expressio unius est exclusio alterius; and a change or modification of the charter in one or more particulars would indicate the intent of the legislature not to interfere with it in any other respect. The •charter would stand as amended, and have effect in all matters not touched by the amendments, as if they had not been mad.e. The authorities are in accord with the
I do not deem it necessary to consider, and therefore lay no stress upon the clause of the charter authorizing the corporation to “ construct, maintain and operate the said tubular ways and railways by atmospheric power, compressed air or other power,” as showing that it was restricted to a railway inclosed in a tube, and might not employ steam as a motor. Whatever may have been in the minds of the legislature in granting the charter, it has, and had, notwithstanding the amendment of the constitution, the power to amend and modify the charter in any respect, without destroying the franchises or the corporate rights granted. This is entirely consistent with the doctrine that corporations have no powers, and can exercise no franchises, except those expressly conferred, or such as may be incidental to those granted, and necessary to enable them to perform the functions for which they were created, and that such powers can only be exercised, and the franchises enjoyed in the manner and by the agencies prescribed by the acts under which they come into existence. This does not detract from the power of the legislature over these bodies of their own creation, and the objection taken here relates to the powers and functions of the legislature rather than of the corporation. The modifications and changes permitted by the legislature by the act of 1875, in the functional operations of the Gilbert Elevated Eailway Company, are not violative of any of the prohibitions and restrictions of the constitution as amended in 1875.
It is further urged by the appellants, that the act of 1875 imposes upon all existing corporations availing themselves of its benefits, the necessity of obtaining the prescribed consent of property-owners, or in lieu thereof, the authoritative action of the supreme court.
The legislature were not required, by the amendments to the constitution adopted in 1874, to interfere in any respect with existing corporations, or with any rights already vested in them, or to impose any new or additional conditions upon the exercise by them of the powers already conferred.
The positive requirements of the constitutional amendment were, as we have seen, prospective and prohibitory, only in respect to legislative grants of power in the future; and there is no reason to infer that the legislature, in taking action in respect to existing corporations, intended to annex the newly devised conditions to powers already in being, in the absence of any legislative declaration or expression on the subject. The legislature have the undoubted power to annex the condition, or any others, to all grants of power before then made, and, had they been in full sympathy with the spirit of the amendment, and
But section 36 has to do with existing corporations, possessing powers conferred by former grants ; and, hence, a discrimination is made in favor of corporations already having authority to occupy the streets. The present respondent is within the first clause of the section, being an existing corporation with authority under its charter to construct a railway upon a route coinciding with that determined upon by the commissioners ; and having the authority, under prior valid legislation, to occupy the streets along the route
The succeeding clause of the section relates to the extension, by existing corporations, of their roads over or along streets not covered by their charter ; and, in respect to such, a compliance with the constitutional requirements is made necessary, as the authority is derived from the act, and not from prior legislation.
The whole section shows an intent _ by the legislature not to impose upon corporations occupying the-position, and having the rights of the respondent, the obligation to procure the consent of the land-owners to-the building of their road, as a condition to the exercise of their franchise. To ignore such intent, and infer an opposite intent, would do violence to the language.
The Gilbert Elevated Railway Company, can only by the terms of the act be called upon to comply with the conditions and requirements imposed by the commissioners, and with the conditions of its charter.
As the act of 1875 does not require the consent of the abutting land-owners, neither does it require the assent of the local authorities for the occupation of the-streets by the respondent.
Section 36 of the act is precise in its language,, and free from all ambiguity. It, in terms, imposes every condition, variant from those of the charters, which the legislature intended to impose upon existing corporations undertaking the construction and operation of authorized railways, under the direction of, and subject to such conditions as to-the details of construction and operation, as the commissioners might impose.
The law itself became valid and effectual as the law of the land by its enactment by the legislature. Its execution was committed to the tribunals and officers named.
The administration of all the laws of the State is with the different departments of the government, and the administrative, judicial, and executive officers, to whom their execution is committed ; but the statutes, as the ordained laws of the State, are none the less valid and obligatory, because they will not execute themselves or because it may depend upon the discretion, judgment and action of individuals or of a community, or of a judicial tribunal, whether they hall be executed at all, or whether the occasion and circumstances for their enforcement exists, or if they are to be executed, by whom, in what place, under what circumstances, upon what conditions, and in what manner the will of the legislature shall be carried out.
The statute book is full of laws of this description, both general and special. The general highway laws are to be executed by the officers named, and roads and highways are to be opened and worked, and bridges built, when, and as the proper authorities shall direct but, when done, it is by authority of the general law, and not by virtue of any legislative action of the
Concurrence
Upon the whole case, I see no objection to the right ■of the petitioner to the appointment of commissioners of appraisal, and I am of opinion that the order is in substantial compliance with the requirement of the ■constitution, and is sufficiently comprehensive to authorize an award of any damages to which the appellants are by law entitled.
The order should be affirmed.
Earl and Miller, JJ., concurred.
The judgment in the case of the N. Y. Elevated R. R. Co., having adjudicated the constitutionality of the act of 1875, in all its parts, I yield to that judgment as the law of the land, and therefore concur in this.
Rapallo and Andrews, JJ., concurred on the authority of the same case.
Order affirmed.
Footnotes
- * See pp. 393, 395; and Horst v. Moses, 48 Ala. N. S. 129.
Cases cited
- People ex rel. Burrows v. Supervisors of Orange County 17 N. Y. 235 p. 439
- Fletcher v. Auburn & Syracuse Rail Road 25 Wend. 462 p. 450
- People ex rel. Bowen v. Jones 63 N. Y. 306 p. 461
- Central Railroad & Banking Co. v. Georgia 92 U. S. 665 p. 461
- Bank of Rome v. Village of Rome 18 N. Y. 38 p. 466
- Fearing v. Irwin 55 N. Y. 486 p. 466