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Wilcox v. McClellan

110 A.D. 378 Court N.Y. App. Div. Decision date 1905-12-30 English

Delivered by Laughlin, J.:

Contents

Majority

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Clermont H. Wilcox, Appellant, v. George B. McClellan, as Mayor of the City of New York, and Others, Respondents.
(2 cases.):
First "Department;
December 30, 1905.

Headnote

New York'eity — acts requiring consent of board of estimate and apportionment for use of streets by corporations construed — said acts not. in violation of the Constitution.
Chapters 629, 630 and 631 of the Laws of 1905, which gave to the board of esti-i mate and apportionment of the city of New York the power, theretofore possessed by the board of aldermen of said city, to give the consent of. the “local authorities” of a city required by the Constitution (N. Y. Const, art.. 3, - § 18) for the use of the streets thereof by corporations authorized hy the Legislature.to use such-streets, do not violate the home rule principle secured to cities by article 10, section 2; of said Constitution.
The powers transferred to the board of.estimate and apportionment by said, statutes are germane to those already exercised by the members of said board when elected, and hence there is no transfer of powers to local officers not / elected to exercise the s,ame. , •
Nor are said acts in violation of section 18 of article .3 of the New York. Constitution, because said- board of aldermen .has no constitutional right to retain the control o£ the streets as the “local authorities” referred to iu said;section of the Constitution, and the Legislature may vest the control-of said streets in any,local body or board.
Appeal by the plaintiff, Clermont Hi Wilcox, from a final judgment- of the Supreme' Court in favor of the defendants, entered in the office of "the clerk of the county of Mew York, upon the decision of the court, rendered after a trial at the Mew York Special Term, dismissing- the complaint on demurrer on the ground that it does not state facts sufficient to constitute a cause of action) and also from: an order made at the Mew York Special Term denying the plaintiff’s motion for an injunction and- - vacating a temporary.' injunction restraining defendants, as the "board of estimate and) apportionment, from taking any action on certain applications of the- board of rapid transit railroad, commissioners for their, consent to the construction of rapid transit railways along the routes and under the plan referred to in said- application. '
L. Lafiin Kellogg, for the appellant.'
Theodore Connoly, for the respondents."
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William D. Guthrie [Edward M. Shepard, Paul D. Cravath and Chase Méllen with him on the brief], by special leave of the court, for Union Railway Company of New York and Southern Boulevard Railroad Company.
George L. Rives [Albert B. Boardman with him on the -brief], by special leave of the court, for board of rapid transit railroad commissioners for the city of New York.

The material allegations of the complaint show: (1) That the plaintiff is duly qualified to maintain this action as a taxpayer; (2) that the defendants by virtue of their respective offices to which they were elected at the general election held in November, 1903, for terms of two years from the 1st day of January, 1904, constitute the board of estimate and apportionment of the city of New York; (3) that the members of the board of aldermen of the city of New York were elected at the same time and for the same period as the defendants; (4) that on the 26th day of May, 1905, chapters 629, 630 and 631 of the Laws of 1905 were enacted, to take effect immediately, transferring from .the board of aldermen to the board of estimate and apportionment the authority theretofore vested in the board of aldermen to consent under section 18 of article 3 of the State Constitution and under statutes of the State to the use of the public streets by certain corporations authorized by the Legislature to use the streets upon obtaining the consent of the “ local authorities ” of the city; (5) that the board of estimate and apportionment has received an application from the board of rapid transit railroad commissioners for consent to the construction of underground railways in the city of New York along-specified routes and according to certain plans presented and has entertained said application and fixed a time and place for hearing the same pursuant to the authority conferred by said chapters of the Laws of 1905, and will take action thereon and grant their consent unless restrained by the court; (6) that the plaintiff has no other remedy at law or in equity to prevent the contemplated action.

The plaintiff further alleges that the defendants are acting wholly vvithout authority for the reason that the statutes thus transferring jurisdiction in the premises from -the board of aldermen to the

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board of estimate and apportionment- are unconstitutional -and void on the grpunds: 'First,: that they violate -the home-rule principle-secured to cities, by section 2 of article 10 of the State Constitution seognd, that they violate section 18 of article 3 of said.Constitution. The learned counsel for the appellant concedes that the Legislature intended to transfer and we deem it quite clear that it has transferred to the board of estimate and apportionment, if- it had the constitutional right, -so to do, all the authority previously vested in the board of aldermen with respect to the. control 'of the public streets, squares and places,- at least with the exception of the police power to- regulate the use thereof and to keep . the same. free from obstructions as distinguished from the authority to improve and the duty to keep in repair, and with respect to granting consent on such applications. Therefore, it becomes unnecessary to consider in detail the various charter provisions with respect to the power of the board'of aldermen in the premises before such power was taken. . away; or with respect to the power conferred. on the board of estimate and appprtionment in the'premises by these several acts.

It is very clear that the Legislature intended to constitute the defendants, as the, board of .estimate and apportionment, the "local authorities” -for the .purpose of consenting in behalf of the city to the use of the public-ways and places by corporations having a franchise from the State therefor subject to. the consent of the municipal' or other local' authorities ahd sufficiently vested said board with control of the streets and with such authority provided it could do so constitutionally. The able review, by the learned' counsel for the respondents and by the learned counsel who took part in the argument and filed briefs-by leave of the court, of statutory powers from time to time conferred'on the board of estimate and apportionment by which its authority was deliberately greatly extended removes any doubt that might-exist as to the good faith of this legislation, but as we have no jurisdiction to question the motives pf the Legislature and may only inquire whether the. legislation is constitutional and was duly enacted, that is immaterial.

The first point made by the appellant is that these statutes violate the provisions of section 2 of article 10 of the State Constitution, which are ás follows: “ All county officers whose election or appointment is not provided for-by this Coristitution, shall be elected by the

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electors of the respective counties or appointed by the boards of supervisors, or other county authorities, as the Legislature shall direct. All city, town and village officers, whose election or appointment is not provided for by this Constitution, shall be elected by the electors of such cities, towns and villages, or of some division ■ thereof, or appointed by such authorities thereof, as the Legislature shall designate for that purpose. All other officers whose election or appointment is not provided for by this Constitution, and all officers, whose offices may hereafter be created by law, shall be elected by the people, "or appointed, as the Legislature may direct.” The precise ground of the attack made upon these statutes under section 2 of - article 10 of the Constitution is that the Legislature has taken from one body of local elective officers before the expiration of their terms of office certain powers and duties and -transferred them to -another board of local elective Officers before the expiration of the terms of the incumbents who were not elected to exercise such powers or perform such duties. It is claimed that this constitutes a legislative appointment of the members of the board of estimate and apportionment to office to perform the new functions, Even though this point should be well taken, doubtless its only effect would be to postpone the operation of the acts until the next election of officials after the enactment of the laws who, it might be assumed, would be chosen with reference to t-he-new duties. (See People ex rel. Williamson v. McKinney, 52 N. Y. 374 ; People ex rel. Lovett v. Randall, 151 id. 497 .) This provision must be construed in the light of section 1 of article 8 of the Constitution, by which the Legislature is authorized to enact special laws for municipalities and to aménd and repeal the same. Many authorities have been collated with great' industry by the learned counsel for the appellant, upholding and enforcing- these constitutional provisions designed to prevent the Legislature from itself appointing local officials and to preserve the home rule principle that local officers, whose election or appointment is not expressly provided for in the Constitution, shall- be elected by the electors of the county, city, town or village as the case may be, or, in the case of county officers, “ appointed by the boards of supervisors or other county authorities as the Legislature shall direct ” or, in' the case of city, town and village, officers, “appointed by such authorities thereof as the Legislature shall
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designate for that, purpose.” No decision has. been cited or found holding that it is a violation of the constitutional provisión now under .consideration for the Legislature to increase the power of one local official or diminish that of another during his term of office. The Legislature'has always exercised this power and bills by which this.has been done have passed at nearly evéry session. Almost annually the legislative powers and duties- of'local officers and boards elécted or appointed have been transferred to others, and often appointive officers have been substituted for others who were elected. Offices and boards have been wiped out 'and the" functions devolved on other offices existing -or newly created. In most, if - hot all, the cities the Legislature lias-taken from the common council Or board of aldermen, which in the early days Was vested with authority to ■ enact all local legislation, important legislative powers and vested them in boards of health- and boards of park and fife commissioners and other like bodies. Its authority to enact such laws has never before been questioned upon this ground. In Board of Park Commissioners v. Common Council of Detroit ( 28 Mich. 228 ) the Legislature had appointed commissioners to recommend to-the coim mon council of the city of Detroit, lands for a city park and the city - had accepted the commissioners for such purpose and thereafter the Legislature undertook, without the further consent of the city, to clothe the commissioners, with final authority to .purchase lands for-, the city for park purposes. On an. application to compel the issue of bond's to- pay for the lands it was held that this, was in contravention of a similar constitutional provision- to ours precluding the-Legislature from itself appointing local officers. Judge. Cooley in-his opinion went beyond ■ the facts .of the case and discussed the authority of the' Legislature to transfer the duties of one elected or appointed official to another who wasinot chosen with-a view'to the performance thereof. He, however, concedes the power of- -the Legislature to diminish or add to the duties of-a- municipal officer or . board, but expresses' the , opinion that.'the . duties added should be similar or germane to the functions with which the .officer or board, was. clothed when -elected or appointed. In Attorney General v. Cogshall ( 107 Mich. 181 ) the office of supervisor in the city of Grand itapids was-abolished and the duties theretofore' discharged by the Ward supervisors. Were divided betw'een aldermen and á new
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board. It was Held that this, was not a legislative appointment of the new officers, but a transfer of functions from one set of officers * to another which was not uncommon and was valid. In Moreland v. Millen ( 126 Mich. 381 ) it was held competent for the Legislature to abolish- a board of public works consisting of three members previously appointed by the mayor and common council and to vest the duties in a single superintendent to be appointed by the mayor then in office. ‘On the point decided in the Michigan case, first cited, our Court of Appeals has held the contrary (Astor v. Mayor, 62 N. Y. 567 ), and the obiter discussion is in conflict with the only authority in our own State precisely in point. (Matter of Lester, 21 Hun, 130 .)

The tendency of the decisions of the courts of this State has not been to limit the authority of the Legislature in transferring the duties of one officer or body to another. These are all statutory offices. (Long v. Mayor, 81 N. Y. 425 .) The power of the Legislature to abolish or change the duties of any statutory municipal office during the term of office of the incumbent has been frequently declared in unqualified terms and neither alderman nor the board of aldermen forms an exception to the rule. (Matter of Lester, 21 Hun, 130 ; Long v. Mayor, supra ; Koch v. Mayor, 152 N. Y. 72 ; Pearce v. Stephens, 18 App. Div. 101 ; affd., 153 N. Y. 673 ; Demarest v. Wickham, 67 Barb. 314 ; Matter of Allison v. Welde, 172 N. Y. 421 ; People ex rel. Metropolitan St. Ry. Co. v. Tax Comrs., 174 id. 417 ; People v. Pinckney, 32 id. 377 ; Matter of Zborowski, 68 id. 88 ; Astor v. Mayor, 62 id. 567 ; Demarest v. Mayor, 74 id. 161. See, also, to same effect Shoemaker v. United States, 147 U. S. 282 .) There may be and doubtless is some limitation on-the power of the Legislature to transfer the duties of any local office, not a constitutional office, to another, but it is not necessary to decide that now or to say whether the courts of this State will adopt the doctrine of the Michigan Board of Park Commissioners case in the full extreme, because even under its doctrine this legislation can be sustained. The board of estimate and apportionment was created -in 1873 by section 112 of chapter 335 of the laws of that year primarily for the purpose of protecting the city” property rights and interests having reference to its finances and revenues. The Legislature has from time to time increased its power and functions. The revisers of the Greater Hew York char

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ter in their official report of December 1,1900, stated that the board of estimate and apportionment “ has long and successfully stood the test-of experience” (Ássem. Doc. 1901, vol. 12, No. 40, p..xxv; Rep. Gh. Rev. Com. [Martin B. Brown Go. ed.] 18), and, concerning the extension of its powers, said: “The commission has rfecomípended a considerable extension of the powers now conferred upon the board of estimate\and apportionment. With respect to what may be called the routine expenditures of the city, whether they are .provided for by taxation or by use of the city’s credit, the .board of estimate and apportionment is given large powers. By reason of the possession of these new powers, and of the increase of its free-' dom in exercising the powers which it has from the beginning, of its history possessed, the board of estimate and apportionment under our draft charter will be the most important body in the city government. Whatever dissatisfaction may have been, felt with any other municipal body, the board of estimate and apportionment has generally given satisfaction-for its'capacity, efficiency and integrity. Under the-plan of the. commission it will be in reality the. centre of all legislative activity in relation to financial affairs, and of much of the administrative activity of the city. It will- be, in effect, an upper house of . the city legislature and also a cabinet of the most important administrative officers.” (Assem. Doc. 1901, vol. 12, No. 40, p. xxiv; Rep. Cli. Rev. Com. [Martin B. Brown Co. ed.] 17.)

' The commission to draft the Greater N§w York charter decided to ■ furthér curtail the powers of the board of aldermen and,increase the powers of the board of estimate and. apportionment and particularly with reference to the granting of . so-called franchises ;, and in their report to the Legislature said: “ It is a marked feature of the charter now presented, that it differentiates the powers relating to franchises, the creation of debt, the expenditures of money, the laying - of taxes and Assessments — these being the^ only powers liable to serious abuse — from the ordinary powers of the municipality, embracing the countless subjects requiring municipal regulation.. The former class of powers the commission' has protected against abuse by special and appropriate safeguards — safeguards which are in some respects unique, and which will in its judgment. prove effective. Thus, as to franchises and-their disposition, the charter proposes a .radical change of the highest importance and

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value. The streets of the city belong of right to the whole people. Their use for the public benefit and their control in the public interest ought never to be permanently parted with in favor of any private interests whatever. The charter, ■ therefore, declares that they are inalienable, and that no rights therein shall hereafter be granted by the municipal assembly except upon the approval of the board of estimate and apportionm'ent, and then only for limited periods, and upon provision being made for periodical revaluations. Hereafter, therefore, no disposition of franchises, even for such limited periods, can be "made by the municipal assembly without the concurrent action of the board of - estimate and apportionment. This board is a body conseiwative in its nature and fayniliar with the extent of the city’s debt, with its revenues, with its wants, and with the amount that can be reasonably raised by taxation. * * *” (Assem. Doc. 1897, vol. 10, Ho. 53, p. xvii; Ash Greater H. Y. Charter [1st ed.], cxxxvii:) .

The Legislature thereupon provided in section 74 of the Greater Hew York charter (Laws of 1897, chap. 378), pursuant to this recommendation, that no franchise should be granted “ except on terms approved by vote or resolution of the board of estimate and apportionment. The commissioners further reported to the Legislature that grants of franchises had been unreasonably delayed'by the municipal assembly (Assem. Doc. 1901, vol. 12, Ho. 40, p. xxix; Rep. Ch. Rev. Com. [Martin B. Brown Co, ed.] 22), and to remedy this abuse they" respectively provided in sections 74 and 48 of the revised charter (Laws of 1901, chap. 466) that not only should the board of estimate and apportionment prescribe the conditions upon which the consent should be granted and first passed thereon, but - that the consent of the board of estimate and apportionment should become of force without action on the part of the board of aider-men,-unless it disapproved the action of the board of estimate and apportionment within six weeks. The board of' estimate'and apportionment succeeded to some of the duties of the board of street opening and improvement and had authority to acquire lands for new streets and public grounds, to widen and contract and abandon streets and to pave and repave .them and otherwise improve them, leaving the police power vested in the board of aldermen. The

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Constitution does not refer to the authorities having the police or strict legislative power over streets, to regulate their use by the people, but to those who are authorized to make improvements and have charge of the maintenance thereof. • (Town of Lysander v. S., L. & B. R. Co., 31 Misc. Rep. 330 ; affd., 51 App. Div. 617 ; Matter of Kings County Elevated R. Co., 41 Hun, 425 ; Matter of Rochester Elec. R. Co., 123 N. Y. 351 .)

This was the condition of statutory legislation at the time the present members of the board of estimate and apportionment, consisting of the mayor, comptroller, president of the board, of aider-men and the presidents of the five boroughs, were elected to their respective offices.' The legislation of 1905 indicates that the last scheme, requiring to some extent the co-operation of both the board of estimate and apportionment and the board of aldermen, was _ unsatisfactory, and it was determined to vest the exclusive control in one body. It was accordingly vested in the board of estimate and apportionment. The property owners abutting upon a street through which it is proposed to.construct a street railroad have a voice in the matter by the requirement of section 18 of article 3 of the Constitution with reference to obtaining their consents. The consent of the local authorities required by the same section of the Constitution has reference to the consent of the authorities repre-? senting the entire city. The main considerations in determining whether such a consent should be given are the. public convenience and securing a revenue to the city for the privileges granted, thus protecting the municipal interests as a whole. The board of estimate and apportionment was deemed by the Legislature better qualified to judge of the conditions to be imposed in granting such privileges that will bring the greatest.revenue to the city. The duties added by these statutory amendments are germane to those with which the board of estimate and, apportionment was vested when the defendants were elected. The existing authority was merely extended and enlarged. The objection, therefore, that this legislation violates the' provisions of section 2 of article 10 dL the Constitution is untenable.

We are of opinion that the objection that this legislation contravenes the provisions of section 18 of article 3 of the Constitution is likewise untenable. Important legislation has frequently been

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.enacted on the assumption that the Legislature has authority to determine who shall have control of the streets and highways of a municipality and thereby is authorized to designate the local author-ties whose consent is required. The courts have always recognized that the Legislature, through the exercise of its authority to designate the officials who shall have control over the streets, hás the power to designate the local authorities whose consent is required. (Matter of Kings County Elevated R. Co., 41 Hun, 425 ; Town of Lysander v. S., L. & B. R. Co., 31 Misc. Rep. 330 ; affd., 51 App. Div. 617 ; Matter of Rochester Elec. R. Co., 123 N. Y. 351 .) But for this provision of the Constitution adopted in 1874 and readopted in an amended form by the Constitution of 1894 the Legislature could grant a complete charter to a street railway as it always did prior to that time, because it represented the people in the control of the streets, and neither the board of aldermen nor abutting property owners had any voice in the matter except through their representatives in the Legislature. (Davis v. Mayor, 14 N.Y. 506 .) It is manifest, therefore, that as to all consents for the use of the streets, other than for street railroad purposes, the authority of the Legislature is supreme, and it may make an unqualified grant or require the consent of any local official or l)ody as it may deem expedient.

The board of aldermen has no constitutional right, however, to retain control of the streets, even for the purposes of this constitutional provision. The exclusive authority to acquire, improve, regulate and control many public grounds, streets and avenues of municipalities has often been vested in .a board of park commissioners and other boards, and is to-day in many if not almost every city of the State, and such legislation has often been sustained by the courts. (Astor v. Mayor, 62 N. Y. 567 .) Aside from the question of transferring duties from one office to another not germane to the duties of the incumbent of the latter when elected or appointed, which is elsewhere considered, it is clear that the Legislature may vest control of the streets in any local body or board. (Rochester & L. O. W. Co. v. City of Rochester, 176 N. Y. 36 .)

Sections,26 and 27 of article 3 of the Constitution have no bearing on the points presented. The first of these sections merely authorizes the transfer of the power of the board of supervisors in

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the counties comprising. Greater New York to the “ municipal assembly, common council, board of aldermen, or other legislative body of the city,” and section 27 merely authorizes the Legislature to confer further powers of local legislation and a'dministration On boards .of supervisors. ■ The board of supervisors of New York county never had the control of the streets within the .limits of the city. Moreover, while the ' board of supei’visors is the authority whose consent' is required for .any -abutting property "owned by the county, it does not constitute the local authorities having charge of streets or highways within the county whose consent is. required. It. has generally been the custom in our municipalities to elect aldermen by particular districts -known as wards. When the people adopted .this "constitutional provision they were aware of'the fact that, according to the custom prevailing, the. local authorities, having control-of the streets of a municipality, were not . always elected by all- of the electors thereof. There is no. distinction in this regard between malting up a board of local officials by, election or appointment.

The board of estimate and" apportionment is quite like a small municipal assembly composed of two hoqses acting jointly. It. consists of eight members, three, including the comptroller, the financial head of the. city, being.elected at .large, and the presidents of the boroughs by the electors of the respective boroughs. It was deemed . wise, doubtless, to- prevent a deadlock by the presidents of four of the boroughs opposing an improvement, in the other, and to give the" representatives of the boroughs a voice in proportion to the population and taxable property of the borough,.and to prevent, the local representatives from outvoting the officials elected at large, instead of adjusting the matter .and approximating equality by adding-to the number, to give each a'voice in proportion to the-constituency" represented. Accordingly, it was provided that the mayor, comptroller and president of the board of aldermen should each, have" three votes, and the presidents of the boroughs of Manhattan and Brooklyn two each, and the president of each of the other boroughs one each, making a total of sixteen votes. ' (See Revised Greater N. Y. charter, § 226.) In the amendment made by chapter 631 of the Laws of 1905 to section 5 of tlie .Rapid" Transit. Act (Laws of 1891, chap. 4, as amd. by Laws of 1904, chap, 564), ’

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changing the designation of the local authorities in Greater Mew York, whose consent is required, from the common council, the predecessor of the municipal assembly, which was succeeded by the board of aldermen, to the board of estimate and apportionment, it is provided in substance that the vote on the resolution granting the application for consent shall be taken as in the meetings of the board of estimate and apportionment, -and that a majority of the sixteen votes shall suffice, provided the mayor approve such action. It is" claimed on the authority of Rathbone v. Wirth ( 150 N. Y. 459 ) that this renders the amendments void. That case merely holds that where officers are required to be appointed locally, it is not competent for the Legislature to limit the majority so that some of the appointments are made by the minority, which is not directly in point and is not decisive of the question at bar. If legislative or appointive authority were, as often has been the case, vested in a common council composed of two houses, twenty-seven, say, in one elected by wards and nine in the other elected at large, could it be successfully maintained that this would be illegal because each member of the less numerous body was given a voting voice equal to three times that possessed by the member of the lower house ? Moreover, this was evidently an inadvertence, because in the charter amendments passed concurrently therewith a three-fourths vote is required, provided the mayor approve such action, which insures a majority of the members. (See Revised charter, § 74, as amd. by Laws of 1905, chaps. 629, 630.) If the vote authorized by the amendment to the Rapid Transit Act would render the amendment void, then for the purpose of sustaining the legislation the courts could interpret it as requiring a majority vote of the members of the board or the vote required by the amendments to the charter. Any question, however, in this regard and concerning the authority of the deputies to sit can only arise after a grant is made or declined.

It follows, therefore, that the judgment and order should be affirmed.

O’Brien, P. J., Patterson, Ingraham and Clarke, JJ., concurred.

Judgment affirmed, with costs; order affirmed, with ten dollars costs and disbursements.

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