Majority
Respondent was admitted to practice by the Appellate Division, Second Department in 1984. He resides in Stone Ridge, Ulster County, and is employed full time as chief attorney for environmental matters for the New York State Thruway Authority.
Petitioner, the Committee on Professional Standards, by petition dated May 9, 1994, accused respondent of conversion of client funds (charge I) and commingling personal funds with those of his clients (charge II).
After a hearing, a Referee appointed by this Court sustained the charges as specified. in the petition. Petitioner moves to confirm the Referee’s report. Respondent does not oppose the motion.
In 1992, respondent handled a real estate closing for a neighbor who was selling a co-operative apartment in New York City. When, in June 1992, respondent received a check for $7,000 from the purchaser’s attorney as a down payment on the co-op, he deposited the check, minus some fees, in his personal checking account which he normally used to deposit his paychecks from the Thruway Authority and write checks for household expenses. Respondent did not maintain an
Although respondent is guilty of misconduct in the handling of his client’s funds, we conclude that, because of mitigating circumstances presented, censure is an appropriate sanction. Those mitigating circumstances include respondent’s apparent remorse for his misconduct, lack of real harm to the client or profit to respondent, lack of venal motive, a previously unblemished disciplinary record, significant pro bono work, respondent’s otherwise good reputation, and the unlikelihood of repetition of misconduct, especially given the very occasional nature of respondent’s private practice. Therefore, to deter similar misconduct and to preserve the reputation of the bar, respondent is hereby censured.
Cases cited
- In re Abbott 191 AD2d 899 at 900 p. 837