Majority
—Judgment, Supreme Court, New York County, rendered June 21, 1976, convicting defendant, after a jury trial, of two counts of robbery in the first degree and sentencing him to concurrent terms of imprisonment of from 10 to 20 years on each count, reversed, on the law and as a matter of discretion in the interest of justice, and case remanded for a new trial. A defendant waives the privilege against self incrimination when he interposes an insanity defense. However, a defendant’s waiver of this privilege because of his plea of insanity only permits the psychiatrist to testify as to the facts which formulate the basis of his medical opinion on the question of sanity. The psychiatric testimony may not be considered on the issue of guilt. The foregoing principles control whether it be the prosecution or the defendant who requests the psychiatric examination (Matter of Lee v County Ct. of Erie County, 27 NY2d 432 , 440-442, cert den 404 US 823 ). Thus, it is fundamentally unfair to use a defendant’s incriminatory statements to a psychiatrist as part of a prosecution’s case to establish a defendant’s guilt (Collins v Auger, 428 F Supp 1079 ; see People v Crimmins, 36 NY2d 230 , 237-238). Even in the absence of timely protest, as in this proceeding, this court will reverse and order a new trial where a defendant has been deprived of his fundamental right to a fair trial. (People v McLucas, 15 NY2d 167 , 172; CPL 470.15, subd 3, par [c]; 470.15, subd 6, par [a].) At trial, defendant raised the defense of insanity. A psychiatrist, Dr. Train, examined the defendant at his own request. The psychiatrist, called by the prosecution on rebuttal, testified as to the incriminating statements made by the defendant with regard to two of the three robberies covered by the consolidated indictment. Although defense counsel did not object, it was incumbent upon the trial court to give cautionary instructions as to the use of the psychiatrist’s testimony. As was mentioned above, his testimony could be considered on the issue of sanity but not that of guilt. This basic error was compounded when the prosecutor, in his summation, referred to "the defendant’s admission to the doctor on these particular points [i.e., linking him with the robberies]”. The error was perpetuated as a result of the trial court’s failure to give any charge with regard to the proper use of the psychiatric testimony. This mistake was further exacerbated when the trial court, answering one of the jury’s questions during deliberation, stated "the testimony of defendant’s admissions to Dr. Train of robbing the people”. Again, despite the failure of defense counsel to raise objections or to make a request to charge, this court can not ignore these fundamental errors. There can be little doubt that, in the absence of warning instructions, the jurors improperly treated defendant’s "admissions” as evidence in chief on the issue of guilt. The trial court, in each of the foregoing instances, should have made it clear to the jury that defendant’s incriminating statements to his psychiatrist were not evidentiary "admissions” on the issue of guilt. (Richardson, Evidence [10th ed], § 209 et seq.) The trial court should have emphasized that the incriminating statements were only being admitted to show the basis for the psychiatrist’s medical opinion (Matter of Lee v County Ct. of Erie County, 27 NY2d 432 , supra; CPL 60.55). Concur— Murphy, P. J., Birns and Sullivan, JJ.; Lupiano and Silverman, JJ., dissent in a memorandum by Silverman, J., as follows: I would affirm the judgment appealed from. We start with the fact that as there was a defense of insanity, the testimony of the psychiatrist was concededly admissible. What
Cases cited
- Lee v. County Court of Erie 27 NY2d 432 at 440-442 p. 526, p. 528
- People v. Crimmins 36 NY2d 230 at 237-238 p. 526
- People v. McLucas 15 NY2d 167 at 172 p. 526
- People v. DiPiazza 24 NY2d 342 at 352 p. 528
- People v. Edney 39 NY2d 620 p. 528