Majority
OPINION OF THE COURT
Appeal from a judgment of the Supreme Court (Breslin, J.), rendered January 9, 2015 in Albany County, upon a verdict convicting defendant of the crime of robbery in the first degree.
In March 2014, the victim, a high school senior, advertised a pair of high-end basketball sneakers for sale on Facebook. Upon receiving a Facebook message from an account, subsequently identified as belonging to defendant, expressing an interest in purchasing the sneakers, the victim agreed to meet the potential buyer at a McDonald’s in the City of Albany. After the victim and a friend drove to the agreed-upon location and waited in the parking lot for almost a half hour, the victim received a Facebook message from the potential buyer providing a description of what he was wearing and stating that he had arrived. As the victim exited the vehicle, he was ap
Upon an indictment charging him with robbery in the first degree, defendant was tried by a jury and convicted as charged. He was sentenced to nine years in prison followed by five years of postrelease supervision. He appeals.
Defendant’s challenge to the legal sufficiency of the evidence supporting his conviction is unpreserved for our review, as he failed to make a particularized motion to dismiss at trial directed at the specific deficiencies in the evidence now challenged (see People v Hawkins, 11 NY3d 484 , 492 [2008]; People v Brown, 139 AD3d 1178 , 1178 [2016]). Nor did his subsequent CPL 330.30 motion to set aside the verdict have the effect of preserving the issue (see People v Morris, 140 AD3d 1472 , 1472-1473 [2016]; People v Simmons, 111 AD3d 975 , 977 [2013], lv denied 22 NY3d 1203 [2014]). Because defendant also challenges the verdict as against the weight of the evidence, we will evaluate the adequacy of the evidence adduced as to each element of the charged offense as part of that review (see People v Danielson, 9 NY3d 342 , 348-349 [2007]; People v Launder, 132 AD3d 1151 , 1151 [2015], lv denied 27 NY3d 1153 [2016]; People v Briggs, 129 AD3d 1201 , 1202 [2015], lv denied 26 NY3d 1038 [2015]).
Insofar as is relevant here, “[a] person is guilty of robbery in the first degree when he [or she] forcibly steals property and when, in the course of the commission of the crime or of immediate flight therefrom, he or [she] . . . [d]isplays what appears to be a . . . firearm” (Penal Law § 160.15 [4]). Defendant contends that the evidence failed to establish that, during the commission of the theft, he either used force to obtain the sneakers or “display [ed]” a firearm within the meaning of the statute. Forcible stealing occurs when, during the commission of a larceny, the defendant “uses or threatens the immediate use of physical force upon another person for the purpose of . . . [p] reventing or overcoming resistance to the taking of the property or to the retention thereof immediately after the taking” (Penal Law § 160.00 [1] [emphasis added]; accord People v Gordon, 23 NY3d 643 , 649-650 [2014]). To satisfy the display requirement, the object displayed need not in fact be a firearm
The victim testified that, with the sneakers in hand, defendant stated, “you’re not getting these back,” lifted up his shirt and revealed a black, “block style” object that appeared to be a gun tucked into his waistband. The victim further explained that, based upon its location and appearance, he “absolutely” believed the object to be a gun. Such testimony sufficiently established that defendant “conspicuously and consciously conveyed the impression that he [possessed] something which, under the circumstances, the victim could reasonably conclude was a firearm” (People v Lopez, 73 NY2d at 222 ; see People v Toye, 107 AD3d 1149 , 1151 [2013], lv denied 22 NY3d 1091 [2014]; People v Boland, 89 AD3d 1144 , 1146 [2011], lv denied 18 NY3d 955 [2012]). Furthermore, upon considering defendant’s conduct and the surrounding circumstances (see People v Gordon, 23 NY3d at 650-651 ), the jury could reasonably infer that his actions were intended to ensure his retention of the sneakers rather than solely to effectuate an escape (see id. at 652 ; People v Parker, 127 AD3d 1425 , 1428 [2015]; People v Gordon, 119 AD3d 1284 , 1286 [2014], lv denied 24 NY3d 1002 [2014]).
The victim’s friend, who remained in the passenger seat of the car throughout the incident, largely corroborated the testimony of the victim. He testified that, after defendant told the victim that he was not going to get the sneakers back, defendant took a few steps back, lifted up his shirt and then ran away. Although the friend did not see a gun, he explained that his view of defendant’s waist was obstructed by the frame of the vehicle.
Defendant did not testify on his own behalf but, in his statement to police, which was admitted into evidence, he steadfastly denied displaying a gun or anything that looked like a firearm during the incident. While a different verdict would not have been unreasonable had the jury credited de
With regard to defendant’s decision not to testify, it is settled that “[a] trial court does not have a general obligation to sua sponte ascertain if the defendant’s failure to testify was a voluntary and intelligent waiver of his [or her] right” (People v Dolan, 2 AD3d 745 , 746 [2003], lv denied 2 NY3d 798 [2004]; accord People v Robles, 115 AD3d 30 , 34 [2014], lv denied 22 NY3d 1202 [2014]; see People v Fratta, 83 NY2d 771 , 772 [1994]; People v Cosby, 82 AD3d 63 , 66 [2011], lv denied 16 NY3d 857 [2011]). Nevertheless, when the defense rested, Supreme Court conducted an inquiry into whether this youthful defendant had been advised of his right to testify and whether he understood that the decision to do so belonged to him alone. Defense counsel acknowledged that he had discussed the matter with defendant on numerous occasions and defendant confirmed that it was, in fact, his decision not to testify. Thus, the record unequivocally establishes that defendant knowingly, voluntarily and intelligently waived his right to testify (see People v Robles, 115 AD3d at 35-36 ; People v Mauricio, 8 AD3d 1089 , 1090 [2004], lv denied 3 NY3d 678 [2004]).
At trial, defendant withdrew his request that the jury be charged with robbery in the third degree as a lesser included offense of robbery in the first degree. Thus, Supreme Court’s “failure to submit such offense does not constitute error” (CPL 300.50 [2]; see People v Carralero, 9 AD3d 790 , 791 [2004], lv denied 4 NY3d 742 [2004]; People v Douglas, 194 AD2d 408 , 409 [1993], lv denied 82 NY2d 717 [1993]). In any event, “there was no reasonable view of the evidence that defendant used any type of force other than the display of what appeared to be a firearm” (People v Young, 119 AD3d 406 , 406 [2014] [internal quotation marks and citation omitted], lv denied 24 NY3d 1048 [2014]; see Penal Law §§ 160.05, 160.15 [4]; see generally CPL 300.50 [1]; People v Rivera, 23 NY3d 112 , 120 [2014]).
Finally, we address defendant’s challenge to the severity of the nine-year prison sentence imposed. In so doing, we are compelled to resolve the apparent confusion on behalf of all
CPL 720.10 codifies the parameters set by the Legislature for youthful offender eligibility. Under that statute, “a defendant is ‘eligible’ for youthful offender status if he or she was younger than 19 at the time of the crime, unless the crime is one of several serious felonies excluded by the statute” (People v Rudolph, 21 NY3d 497 , 500 [2013]). CPL 720.10 (2) provides that youths convicted of an armed felony—as is the case here— are not eligible youths “except as provided in subdivision three” (CPL 720.10 [2] [a] [ii], [iii] [emphasis added]; see CPL 1.20 [41] [b]; Penal Law §§ 70.02, 160.15 [4]). Subdivision (3) of CPL 720.10, in turn, provides:
“Notwithstanding the provisions of subdivision two, a youth who has been convicted of an armed felony offense ... is an eligible youth if the court determines that one or more of the following factors exist: (i) mitigating circumstances that bear directly upon the manner in which the crime was committed; or (ii) where the defendant was not the sole participant in the crime, the defendant’s participation was relatively minor although not so minor as to constitute a defense to the prosecution” (emphasis added).
Thus, the Legislature has provided that those defendants convicted of an armed felony are eligible youths under limited certain circumstances.
Here, all counsel before Supreme Court, as well as the Probation Department, misunderstood the relevant sentencing provisions. The presentence investigation report inaccurately stated that, although defendant would have been eligible for youthful offender treatment based upon his age, he was ineligible for such treatment because he had committed an armed felony. At sentencing, trial counsel for defendant acknowledged—but seemingly did not dispute—the presentence report’s representation of defendant’s youthful offender status. Nor is there any indication in the record that the People were aware that youthful offender treatment was an available option. For its part, Supreme Court sua sponte addressed defendant’s potential eligibility to be treated as a youthful offender, stating on the record, “To the extent that anyone perceived youthful offender to be considered it is denied.” The court’s summary denial, however, was insufficient to satisfy the statutory mandate of CPL 720.10. Where, as here,
“a defendant has been convicted of an armed felony . . . pursuant to CPL 720.10 (2) (a) (ii) or (iii), and the only barrier to his or her youthful offender eligibility is that conviction, the court is required to determine on the record whether the defendant is an eligible youth by considering the presence or absence of the factors set forth in CPL 720.10 (3)” (People v Middlebrooks, 25 NY3d 516 , 527 [2015]; see CPL 720.10 [1]; People v Daniels, 139 AD3d 1256 , 1257-1258 [2016]; People v Stewart, 129 AD3d 1700 , 1701 [2015]; People v Fields, 133 AD3d 529 , 530 [2015], lv denied 26 NY3d 1145 [2016]).
Indeed, “[t]he court must make such a determination on the record even where . . . defendant has failed to ask to be treated as a youthful offender” (People v Middlebrooks, 25 NY3d at 527 [internal quotation marks omitted]; see People v Daniels, 139 AD3d at 1258 ).
The grievous error of the Probation Department, the People and defense counsel, while not specifically raised on appeal, cries out for resolution. Since we are vested with the broad, plenary power to modify a sentence in the interest of justice, we can address this injustice and, if warranted, exercise our power to adjudicate defendant a youthful offender (see People v Delgado, 80 NY2d 780 , 783 [1992]; People v Thomas R.O., 136 AD3d 1400 , 1402 [2016]; People v Jeffrey VV., 88 AD3d 1159 , 1160 [2011]; People v Cruickshank, 105 AD2d 325 , 334-335 [1985], affd sub nom. People v Dawn Maria C., 67 NY2d 625 [1986]).[1] Thus, we consider first whether defendant is an “eligible youth” for purposes of youthful offender treatment by assessing whether “mitigating circumstances [exist] that bear directly upon the manner in which the crime was committed” (CPL 720.10 [3]). We conclude that such mitigating circumstances are present here.
While there is no question that defendant stands convicted of a serious crime, no physical harm or injury resulted from the incident (cf. People v Garcia, 84 NY2d 336 , 342 [1994] [holding that, under Penal Law § 70.25 (2-b), the lack of injury to others constitutes a “mitigating circumstanceO that bear(s) directly upon the manner in which the crime was committed”]; People v Reyes, 221 AD2d 202 , 202 [1995] [same]; People v
* We note that, during oral argument, the People specifically requested that this Court assess whether defendant should be given youthful offender status.
Our inquiry does not end here, however, as we must exercise our discretion a second time to determine whether defendant, although an eligible youth, should be granted youthful offender treatment (see CPL 720.20 [1]; People v Middlebrooks, 25 NY3d at 527 ). Factors to be considered in determining whether to afford such treatment to defendant include:
“the gravity of the crime and manner in which it was committed, mitigating circumstances, defendant’s prior criminal record, prior acts of violence, recommendations in the presentence reports, defendant’s reputation, the level of cooperation with authorities, defendant’s attitude toward society and respect for the law, and the prospects for rehabilitation and hope for a future constructive life” (People v Cruickshank, 105 AD2d at 334 ; accord People v Thomas R.O., 136 AD3d at 1402 ; People v Peterson, 127 AD3d 1333 , 1334 [2015], lv denied 25 NY3d 1206 [2015]).
In undertaking this endeavor, we are mindful that “[t]he purpose of according youthful offender treatment is to avoid ‘[stigmatizing youths between the ages of 16 and 19 with criminal records triggered by hasty or thoughtless acts which, although crimes, may not have been the serious deeds of hardened criminals’ ” (People v Cruickshank, 105 AD2d at 333 , quoting People v Drayton, 39 NY2d 580 , 584 [1976]; accord People v Jeffrey VV., 88 AD3d at 1160 ).
Lastly, we are tasked with determining the appropriate sentence to be imposed. Penal Law § 60.02 (2) provides that, where a youthful offender finding has been substituted for a conviction for a felony, a sentencing court must impose upon the youthful offender “a sentence authorized to be imposed upon a person convicted of a class E felony.” The permissible prison sentence for a person convicted of an undesignated class E felony is an indeterminate sentence with a minimum term of one year and a maximum term of four years (see Penal Law § 70.00 [2] [e]; [3] [b]). In view of all of the considerations set forth in our youthful offender analysis, we find it appropriate to sentence defendant to 1 to 3 years in prison.
McCarthy, Garry, Clark and Aarons, JJ., concur.
Ordered that the judgment is reversed, as a matter of discretion in the interest of justice, conviction vacated, and defendant is declared to be a youthful offender and sentenced to 1 to 3 years in prison.
Cases cited
- People v. Hawkins 11 NY3d 484 at 492 p. 64
- People v. Brown 139 AD3d 1178 at 1178 p. 64
- People v. Morris 140 AD3d 1472 at 1472-1473 p. 64
- People v. Danielson 9 NY3d 342 at 348-349 p. 64
- People v. Launder 132 AD3d 1151 at 1151 p. 64
- People v. Briggs 129 AD3d 1201 at 1202 p. 64
- People v. Gordon 23 NY3d 643 at 649-650 p. 64
- People v. Lopez 73 NY2d 214 at 220 p. 65
- People v. Baskerville 60 NY2d 374 at 380-381 p. 65
- People v. Grayson 138 AD3d 1250 at 1252 p. 65
- People v. Colon 116 AD3d 1234 at 1236 p. 65
- People v. Toye 107 AD3d 1149 at 1151 p. 65
- People v. Boland 89 AD3d 1144 at 1146 p. 65
- People v. Parker 127 AD3d 1425 at 1428 p. 65
- People v. Thomas 12 AD3d 935 at 936-937 p. 66
- People v. Dolan 2 AD3d 745 at 746 p. 66
- People v. Robles 115 AD3d 30 at 34 p. 66
- People v. Fratta 83 NY2d 771 at 772 p. 66
- People v. Cosby 82 AD3d 63 at 66 p. 66
- People v. Carralero 9 AD3d 790 at 791 p. 66
- People v. Young 119 AD3d 406 at 406 p. 66
- Lozinak v. Board of Education 24 NY3d 1048 p. 66
- People v. Rivera 23 NY3d 112 at 120 p. 66
- People v. Rudolph 21 NY3d 497 at 500 p. 67
- People v. Middlebrooks 25 NY3d 516 at 527 p. 68
- People v. Daniels 139 AD3d 1256 at 1257-1258 p. 68
- People v. Stewart 129 AD3d 1700 at 1701 p. 68
- People v. Delgado 80 NY2d 780 at 783 p. 68
- People v. Thomas R.O. 136 AD3d 1400 at 1402 p. 68
- People v. Jeffrey W. 88 AD3d 1159 at 1160 p. 68
- People v. Cruickshank 105 AD2d 325 at 334-335 p. 68
- People v. Dawn Maria C. 67 NY2d 625 p. 68
- People v. Garcia 84 NY2d 336 at 342 p. 68
- People v. Reyes 221 AD2d 202 at 202 p. 68
- People v. Santiago 181 AD2d 460 at 461 p. 69
- People v. Santiago 80 NY2d 916 p. 69
- People v. Stewart 140 AD3d 1654 at 1654-1655 p. 69
- People v. Flores 134 AD3d 425 at 426 p. 69
- People v. Peterson 127 AD3d 1333 at 1334 p. 69
- People v. Drayton 39 NY2d 580 at 584 p. 69
- People v. Amir W. 107 AD3d 1639 at 1641 p. 70
- People v. Andrea FF. 174 AD2d 865 at 867 p. 70