p. 621J. H. McDonald, for the appellant.
I. The defendant’s motion for a nonsuit should have been granted. The only proof given by the plaintiffs, connecting this defendant with the note was, that the note and signature was in his handwriting. This did not prove, or tend to prove, him a member of the firm of ¡Roderick & Co. The book-keeper or head clerk usually draws and signs the firm name to notes given by the firm; and the fact that they aré in his handwriting does not tend to prove him a member of the firm. This evidence would not have •warranted the jury in finding a verdict for the plaintiffs, and the court should have nonsuited the plaintiffs.
(Stuart v. Simpson, 1 Wend. 376 .
Demyer v.
Souzer, 6
id. 436 .
Wilson v.
Williams, 14
id. 146.
Labar v.
Coplin, 4
Comst. 547.
McMartin v.
Taylor, 2 Barb. 356 .
Carpenter v.
Smith, 10
id. 663.
Ernst v.
Hudson River R. R. Co., 24
How. 97 .) This evidence was not supplied afterwards in the course of the trial. A partnership in fact was not afterwards proven, but on the contrary it was proved that none ever existed, and the plaintiffs abandoned the attempt to recover upon the note, and proceeded upon the theory that no partnership in fact existed, and sought to recover for goods sold and delivered.
II. The court allowed the plaintiffs to amend their complaint by inserting a new cause of action; or, in other ■words, by entirely changing the cause of action, and this without the imposition of any terms whatever. To this the defendant objected, upon the ground “ that 'the amendment asked for was a new cause of action, which the defendant was not prepared to try. The objection was overruled. In this, it is submitted, the learned judge erred. It deprived the defendant of rights to which he was legally entitled. He had a right to require the amended complaint to be served upon him. He had a right to answer or demur to it. He had a right to have twenty days, for that purpose. The plaintiffs should have been
p. 623would be a substituted pleading, and not an amendment of an existing pleading. (Woodruff v. Dickie, supra.) In the case at bar it was not a variance between the pleadings and the proof; but was a cause where the allegations of the complaint and the cause of action therein stated were unproved in their entire scope and meaning; an amendment in such a case has never been allowed. There is nothing to amend. A new cause of action maybe substituted instead of the old one; but this is not an amendment. It is an absolute and entire change of the existing record.III. When the evidence closed on both sides, the defendant renewed his motion for a nonsuit. It is confidently submitted that such motion should have been granted, because: (1.) He never was a member of the firm of Roderick & Co.; and (2.) He was not estopped from-denying the fact. The evidence on the first point consists principally of that of Charles Roderick and Mr. Terry. The former positively swears that he never was a member of the firm; never had any interest in it, except as its agent or clerk, and that his wife and Caroline Bryan supplied the only money that constituted the capital, and upon which the business was commenced. That the money which the defendant’s wife furnished, was her own money, which she acquired by a sale of furniture which she had received some time before from her folks; and that such money was not received through of from the defendant. It was also shown who had composed the firm from its formation down to the giving of the note. This testimony should be and is conclusive of the point that the defendant never was a member of the firm of Roderick & Co. The plaintiffs, however, introduce a witness “Terry” on this point; but his testimony is fully contradicted and explained by the defendant. Terry testifies to a conversation had with the defendant on one occasion, and the defendant gives an entirely different
p. 624version of the same conversation. Terry, it will be observed, did not put the direct question to the defendant as to who vt ere members of the firm: nor did he go there for that purpose, but simply to ascertain its responsibility; and it is very evident he was mistaken as to the language used. Terry says he communicated the information he had received from the defendant to the plaintiffs by letter on the same day. "Why not introduce this letter in order to corroborate his testimony. When the note was given, the agent of the plaintiffs inquired who were the members of the firm ; and he was told. Mary Roderick and Samuel J. Roderick, and then took their note in their firm name. The plaintiffs also introduce a - letter purporting to have been written by the defendant to the plaintiffs. It is submitted that this letter does not in any respect help the plaintiff’s case. The defendant had been the corresponding clerk of the firm, and it refers to the note of the firm; the same that was given to the agent of the plain-' tiff's, when he was told that the firm was composed of Mary Roderick and Samuel J. Roderick, And it was perfectly natural for the defendant to write as he did: and especially when the firm had at the time hern dissolved. He does not connect himself in the letter either with the firm or with the note, and it cannot have the slightest weight when compared and brought in contact with his unqualified denial of ever having any connection with either; and the plaintiffs knew this fact when the note was delivered to them. This knowledge on the part of the plaintiffs, is' entirely uncontradicted. It is therefore impossible that the plaintiffs can recover oh the ground that the defendant was in fact a member of the firm.
IV. The only remaining ground then to notice is, “ Did the defendant hold himself out to the plaintiffs as a member of the firm of Roderick & Co., when the goods were purchased, and did the plaintiffs give the firm the credit on the faith of his representations, and on the ground
p. 626others, and that the fact came to their knowledge, and ■ that they were induced to, and did give the credit by reason of and upon the faith of such being the fact. The plaintiffs, nor either of them, has testified in the cause. There is no testimony showing why or upon what ground the credit was giveu. _ There is not one word of evidence showing what occurred at the time of the sale of the goods, except that of the defendant himself, and upon his testimony standing alone and uncontradicted as it is, it was erroneous to thus charge the jury.The case should not have been submitted to the jury. There was no disputed question of fact upon any point or ground upon which the plaintiffs would be entitled to recover, and hence the court should have either .nonsuited the plaintiffs or directed a verdict in favor of the defendant.The court erred in refusing to charge the jury as follows : “ That the mere fact that the signature to the note in suit was in the handwriting of the defendant, was no evidence that the defendant was a member of the firm of ¡Roderick & Co.and in charging upon that point as follows : “ Upon that precise point I charge that it does not raise a legal presumption, but it is evidence to go to the jury.” Testimony that fails to- raise a legal presumption is hardly competent to be submitted to a jury.Edward Harris, for the respondents.
I. The nonsuit was properly denied, because: 1st. It "was admitted that the plaintiffs were the payees named in the promissory note. 2d. Charles Roderick having signed the note himself without any thing to indicate that he did so as an agent, raised a presumption of fact that he was one of the makers.II. The court had power to allow the amendment to the complaint. (Code, §§ 169, 170, 173.) There is no difference between the power of the court to grant amendments on the trial, and its power to do so on motion at special
p. 627term. ( Woodruff v. Dickie, 31 How. 164 .) And. there is no limit to the power of the court to grant amendments before trial. ( 11 How. 170 .)Ill The exceptions to the charge and refusal to charge were not well taken, because it appears from the evidence that the defendant, Charles Roderick, so conducted himself as to authorize the plaintiffs to believe him a partner in the firm of “ Roderick & Co.” The jury have found that he did so, and in such case he is liable. (Pars, on Part, ch. 6, pp. 61, 115, 123.)The nonsuit, when the plaintiffs rested their case, was properly denied. The defendant had then admitted that the plaintiffs were the payees named in the note, and it had been proved that the body and signature of the note were both in the defendant’s handwriting. There was nothing attached to the signature to indicate that the defendant had signed the note as the agent of any other person, and the presumption arose that it was his note.
The amendment to the complaint allowed upon the trial was the insertion therein of a count for goods sold and delivered, which formed the consideration of the note, as the evidence had then disclosed. The defendant’s counsel objected that the plaintiffs had no right to amend, on the ground that the amendment asked for was a new cause of action, which the defendant was not prepared to try. The amendment was then allowed, and made, and the defendant’s counsel excepted. There was no error in this. The court had the right to allow the amendment, according to all the cases, and the express provisions of section 73 of the Code. The amendment was clearly in furtherance of justice, and did not change, substantially, the claim of the plaintiffs. The substantial claim of the plaintiffs was the indebtedness arising from the sale of the goods, which was supposed by them to have been
p. 628liquidated to that extent, by the making and delivery of the note, which was the cause of action stated in the complaint. Upon the trial the authority of the person who drew and signed and delivered the note, to make it and bind the defendants thereby was disputed. If the noté did not operate as a liquidation of the account for the goods purchased, and a payment,
sub modo, then the indebtedness existed in the form of the account, which was permitted to be inserted in a new count, to prevent a failure of justice in the action. As the amendment did not change the plaintiffs’ claim, substantially, which was an existing indebtedness for property sold and delivered, and only operated to conform the pleading to a state of facts which the evidence had already disclosed might possibly exist, the amendment was clearly authorized, and no case can be found to the" contrary.
(New York Ice Company v.
Northwestern Ins. Co., 23
N. Y. Rep. 357 .
Russell v.
Conn, 20
id. 81.
The Bank of Havana v.
Magee, Id. 355.
Lounsbury v.
Purdy, 18
id. 515.
Harrington v. Slade, 22 Barb. 161 .
Dunnigan v.
Cummey, 44
id. 528.
Troy and Boston R. R. Co. v.
Tibbits, 11 How. Pr. 168 .
The Cayuga County Bank v.
Warden, 6
N. Y. Rep. 19 .) The court having the power to grant the amendment, the terms upon which it should be allowed were whólly discretionary, and are not subject to review upon exception. (
Van Ness v. Bush, 22 How. Pr. 481 .) But if this were otherwise, it was clearly a case where it was proper to allow the amendment without terms and allow the trial to proceed. It must have been apparent that the defendants were as well prepared to defend the claim of indebtedness upon the account as upon the note. If they were not, they could have shown it. But they did not show any thing on the subject, nor offer to do so : and there is no reasonable ground to complain that the discretion of the court was not fairly and discreetly exercised.
p. 629There is a class of amendments which, it has been held, the court has no right to make or allow, upon a trial or afterwards, by way of conforming the pleadings to the facts proved. That is where the amendment changes
“ substantially the claim or defense,” as where the am end-mend would change tlie claim from tort to assumpsit, or from an action of assumpsit to an action to reform a written agreement. ■
(Walter v.
Bennett, 16
N. Y. Rep. 250 .
Bush v.
Tilley, 49 Barb. 599 .
Whitcomb v. Hungerford, 42
id. 177.) But those cases do not apply here. All the change here, was such only as was necessary to enable the plaintiffs to recover the same debt, whether it existed in the form of a note, or an account. It was no substantial change of the claim.
When the evidence on both sides was closed there was clearly enough in support of the complaint to submit to the jury on the question whether the defendant was not in fact a partner and member of the firm; and if not whether he had not held himself out to be such, in such a manner as to estop him from denying that he was such partner and member. His declarations, letters and acts in giving and making notes for the settlement of claims against the firm were sufficient to prevent the case from being taken from the jury.
There was no error in the charge. If the defendant was a member of the firm he was of course liable. But if he was not, but had held himself out to the plaintiffs and to the public as a partner, so that the plaintiffs dealing with the firm had reason to believe and did believe he was a member, and on the faith of his representations trusted the firm, he would be estopped from denying that he was a partner and liable upon that ground. This is what the learned judge charged. It was not necessary that the defendant should have declared in express terms that he was such partner; if he held himself out to be
p. 630such iu other ways calculated and intended to induce the belief of prudent business men, that is enough.
There was no error in the refusals to charge as requested.
The judgment must therefore be affirmed.
J. C. Smith, J. concurred.
(dissenting.) As there was a special term running with the circuit, I have no doubt the circuit judge might in his discretion entertain the application as in special term'to amend the complaint, at the circuit, and that the order for that purpose, amending said complaint, cannot be reviewed and is not the.basis of an exception. But the amendment was clearly not such as could have been made in the circuit or by a referee, if the case had been on trial before a referee. ( Union Bank v. Mott, 19 How. 267 . Ford v. Ford, 35 id. 321 .) On a trial at the circuit the court tries the issues made in the pleadings as the circuit judge formerly did upon the circuit or nisi prius roll. It may disregard a variance between the allegations in a pleading and the proof, in the same manner as a referee may do, and not otherwise; or it m"ay amend the pleading at the time, to obviate such variance. But this case was not one of such variance. There was no variance between the pleadings and proof. The amendment allowed inserted an entire new cause of action upon the record which could only be allowed by the court at special term. The amendment, if it had been actually put in form at the time, would have placed upon the record a second count. The complaint originally contained one count upon a qiromissory note, against Charles Roderick and Samuel J. Roderick, as ¡Dartners. Charles alone defended, and denied the complaint, and Samuel suffered default. Upon this count the plaintiff,' if he recovered in the action, was bound to recover on the note as the joint note of the defendants, and could take no other judgment.
p. 631The amendment, when made, would have introduced upon the record an indebitatus or quantum valebat count for goods sold and delivered. The complaint in that shape would consist of a count upon the note sued or count for goods sold and delivered. The note was for $240.62, and was given for part of a hill of goods amounting to $690.62. The new count must be for a bill of goods amounting to $690.62. The complaint in that shape had never been served upon either of the defendants. Judgment might pass against Samuel for the amount of the note, because he had suffered default, but not on the second count for the amount of the goods sold and delivered. The defendant Charles Roderick, in answering the complaint, had simply denied the making of the note, but.he had never had an opportunity to answer or deny the amended complaint consisting of two counts. He had an absolute right to have the amended complaint served upon him and have time given to answer or demur to it. Of this right the court had no power to deprive him. (Union Bank v. Mott, 19 How. 267 .) He had committed no default, and the court could not impose terms upon him, or deny his right to answer the amended pleading and to take twenty days’ time in which to do so after service of such amended pleading. After the amendment was made at the circuit the cause was not in a condition to proceed with the trial. There was no issue. There was no answer on the record to the amended complaint, and certainly none to the new count. The defendant might doubtless have waived this objection and have consented to let his answer stand as an answer to the amended complaint and to proceed immediately to trial; but he did no such thing. He objected to the amendment, and insisted that he was not read to try the new issue. It seems to me the case was clearly one of a mistrial. The court, in my opinion,- has no power at the circuit to amend a complaint by inserting a new count in it and proceed to trial
p. 632upon the original answer, without express consent on the part of the defendant. Causes must be tried upon distinct issues taken in formal pleadings, and these pleadings cannot be made
ore terms at the circuit, except with and by the clear, explicit consent of both parties aside from clear cases of variance. I think, for these reasons, there should be a new trial, with costs to abide the event.
[Monroe General Term,
September 7, 1868.
M. D. Smith, Johnson and J. C. Smith, Justices.]
Judgment affirmed.