Majority
Headnote
Wills—Improper Execution—Indorsement upon Folded Instrument. —A document purporting to be a last will and testament, written upon a printed form or blank of four pages, having an unfilled and unsigned attestation clause on the third page, and of which the fourth page had merely a place for blank indorsements when folded, and which was merely signed beneath the scrivener’s title and blank form for date and filing, with the testator’s name, and names of two witnesses, was not a will “subscribed at the end thereof” by theA document purporting to be the last will and testament of Henry Seaman, deceased, was presented to the superior court, and an application for its probate was denied upon the ground that it had not been properly executed, in that the name of the testator was not subscribed at the end thereof. From the judgment thus entered the present appeal has been taken.
The instrument was written upon a printed form or blank consisting of four pages folded in the middle like ordinary legal cap. Upon the upper portion of the first page was a
It was shown at the hearing that the decedent had written his name at that place in intended execution of his will, and that at his request Messrs. Wyatt and Wright had signed their names as witnesses thereto. It was also shown that, with the exception of these signatures, the instrument is in the same condition as it was when the decedent signed his name thereto.
The right to make a testamentary disposition of one’s property is purely of statutory creation, and is available only upon a compliance with the requirements of the statute. The formalities which the legislature has prescribed for the execution of a will are essential to its validity, and cannot be disregarded. The mode so prescribed is the measure for the exercise of the right, and the heir can be deprived of his
Section 1276 of the Civil Code requires every will other than nuncupative or holographic to be “subscribed at the end thereof,” by the testator in the presence of two attesting witnesses, each of whom must in his presence and at his request sign his name as a witness “at the end of the will.” This section is from the revised statutes of New York, adopted by that state in 1830. These provisions were incorporated into the Civil Code prepared for adoption by that state by David Dudley Field, and in their report of a Civil Code to the legislature of 1871, the code commissioners of this state refer to this code as the source of the section. In considering the section the decisions of that state upon the same question are therefore entitled to great consideration. A similar statute was enacted in England in 1837 (Stats. 1 Vict. c. 26), but the decisions under that statute as to what constitutes the “end” of a will are inconsistent and contradictory. In the earlier eases the statute received a very liberal construction in reference to the amount or extent of blank space that might be left between the termination of the will and the signature of the testator, but afterwards the same judge who gave this construction (as did also the privy council in affirming his judgment) stated that he felt it necessary to construe the act more strictly, on the ground that the provision was intended to prevent any addition being made to the will after the deceased had executed it (Smee v. Bryer, 1 Rob. Ecc. 616; Williams on Executors, *67); and the statute was therefore construed as requiring the name to be written immediately after the termination of the testamentary provisions, without any space whatever between them. It was in view of these different constructions of the statute that, in 1852, Parliament passed an explanatory act (Stats. 15 Vict. c. 24) known as “Lord St. Leonard’s Act,” which provided that the will
The provision that the will must be subscribed at the end thereof requires the testator’s name to be written at the termination of the testamentary provisions which he makes in the instrument. The “will” at whose end the name is to be subscribed is not the sheet of paper or other material upon which these testamentary provisions are written, but it is the declaration which the testator has written thereon for such testamentary disposition, and the “end thereof” is not the foot or physical end of the sheet of paper upon which the “will” is written, but is the physical termination of the testamentary provisions which constitute the will. ‘ ‘ The act of authentication must take place at the termination of the testamentary disposition.” (McGuire v. Kerr, 2 Bradf. 244 .) “To say that where the name is there is the end of the will is not to observe the statute. That requires that where the end of the will is there shall be the name. It is to make a new law to say that when we find the name there is the end of the will. The instrument offered is to be scanned to learn where is the end of it as a completed whole, and at the end thus found must the name of the testator be subscribed.” (Sisters of Charity v. Kelly, 67 N. Y. 409 ; Matter of O’Neil’s Will, 91 N. Y. 522 ; Matter of Andrews’s Will, 162 N. Y. 1 .[10] )
The requirement that the name shall be subscribed “at” the end of the will is not satisfied by having that name written at any place “after” the termination of the written matter,
Appellants have cited the case of Gilman’s Will, 38 Barb. 364 , in which the written matter of the will terminated four lines above the bottom of the page where the testator signed his name, and in which the court said: “An instrument is signed at the end when nothing intervenes between the instrument and the subscription. The place named in the statute is the end. The end of an instrument in writing commences and continues until something else or some other writing occurs.” This language may have been appropriate to the will then before the court, but as a construction to be given to the statute it does not meet with our approval, and is moreover inconsistent with the construction given in the above cases cited from the court of appeals of that state. Particularly do we dissent from the definition of “end” as given in the last sentence of the quotation.
The formalities which the legislature has prescribed for the execution of wills are to provide against false and fraudulent wills, and to afford means; of determining their authenticity. A very evident purpose of requiring the testator’s name to be subscribed at the end of the will is not only that it may thereby appear upon the face of the instrument that the testamentary purpose which is expressed therein is a
It is immaterial that there is no charge of fraud in any particular case. A failure to comply with the formalities required by a statute enacted for the prevention of fraud is not excused by showing that in the particular case under consideration there was no fraud. The statute in question was enacted to protect the wills of the dead from alteration. If opportunity for such alteration is permitted the fraud may be so deftly accomplished as to prevent its discovery, and for this reason the construction to be given the statute should be such as will control the execution of all wills. “The legislative intent was doubtless to guard against fraud and uncertainty in the testamentary disposition of property by prescribing fixed and certain rules by which to determine the validity of all instruments purporting to be wills of deceased persons.” (Matter of O’Neil’s Will, 91 N. Y. 520 .)
It is true, as suggested by the appellant, that there is the same opportunity for fraudulent interpolations in the will if the testator should leave sufficient space therefor between the
3 4 Am. St. Rep. 571 .
4 60 Am. St. Rep. 616 .
5 24 Am. St. Rep. 429 .
A question similar to the one [involved herein was presented in Soward v. Soward, 1 Duval (Ky.) 126. The statute of Kentucky required the witnesses as well as the testator to “subscribe” the will with their names, which the courts of that state construed to mean that they should write their names at the close of the will. In the will then before the court the witnesses wrote their names, as did the testator in the present case, on .the outside or fourth page of the sheet-after it had been folded, and: across it as so folded. The court held that this was not a compliance with the statute, saying: “So far from subscribing their names to the will, it may be said with much more propriety and accuracy of speech that they merely indorsed the paper enveloping and inclosing the will without any accompanying writing or memorandum to indicate the purpose of the indorsement, or showing any connection whatever between the indorsement and the will.” In Roy v. Roy, 16 Gratt. 418 ,[10] the sheet of paper upon which the will was written was folded in the form of a letter and the words “David M. Roy’s Will” were indorsed upon the back in the handwriting of the deceased at about the middle of the third page when the paper was unfolded. His name was not signed at the end of the writing.
1 89 Am. St. Rep. 135 .
2 84 Am. Dec. 696 .
Concurrence
Whether the deceased intended to execute his will in conformity with the requirements of the statute cannot be shown by parol or extrinsic evidence. Parol evidence cannot be admitted to show that a testator intended the space signed by him to be the end of the will, if upon an inspection of the instrument it appears that it is not in fact at the end. Evidence will not be received for the purpose of showing that he intended to comply with the requirements of the statute if it appears upon the face of the instrument that he had not in fact so complied. It must appear upon the face of the will itself that its physical execution is in accordance with these requirements. (Matter of Hewitt’s Will, 91 N. Y. 261 ; Warwick v. Warwick, 86 Va. 596 ; Patterson v. Ransom, 55 Ind. 402 .)
Under these considerations it must be held that the testator did not comply with the requirements of the statute in the execution of his will, and the judgment of the superior court is therefore affirmed.
I concur, and desire only to note a point strongly urged in the argument of counsel for appellants, but not specially adverted to in the opinion of the court. He insists that section 1276 of the Civil Code, like the rest of its provisions, must be liberally construed “with a view to effect its objects and promote justice.” (Civ. Code, sec. 4.) I fully agree with him on this proposition, but I apply it differently. His argument is in effect that we should give a liberal construction to wills which deviate from the statute in the mode of their execution for the purpose of sustaining them, whereas a proper application of the principle requires us to give a liberal construction and full effect to every provision of the statute designed to prevent the probate
As our law now stands, two witnesses are sufficient, so far as witnesses are concerned, for the due authentication of a will. Suppose that the law should be so changed as to require three witnesses, and suppose a will offered for probate attested by two only. If they" were perfectly trustworthy witnesses every one might be entirely satisfied of the genuineness of the instrument, but could any court admit it to probate? Our law does not require three witnesses, but in place of a third witness it requires something else which itself is a test of authenticity,—viz., the signature of the alleged testator at the end of the will, and this can no more be dispensed with than the third witness if three witnesses were required.
In determining what is the end of a particular will no doubt the principle of liberal construction may be applied, bilt even liberality has its limits. Counsel for appellants is, it is true, able to cite us to a number of cases which sustain his
Concurrence
Applying that test in the present instance, it is very far from being apparent to me that the name of Henry Seaman was indorsed on the back of this will for the purpose of executing it. In the course of my experience I have seen hundreds of wills, deeds, and other written contracts; I have frequently seen the names of the parties indorsed on the back of such papers before execution, and I cannot recall a single instance in which any of such documents was so indorsed for the purpose of executing it. The testimony in this case shows that in fact Henry Seaman attempted to execute his will in that way, but this testimony cannot be considered for the purpose of determining whether the statute has been complied with. And, indeed, what the testimony shows is that he wrote his name on the back of the paper because of his opinion that his signature at the end of the will was not necessary. It is unfortunate to the intended objects of his bounty that he was not better informed, but it would be more unfortunate if the courts out of sympathy for them should relax the wholesome stringency of the law governing the authentication of wills.
I concur. I am of the opinion that the true test by which to determine whether the requirement of our law that the testator shall subscribe his name at the end of the will has been complied with, and the will, therefore, in that respect executed, is as stated in the concurring opinion of the chief justice. To comply with the statute, the name must, of course, be subscribed after the termination of the testamentary provisions, and where it is so placed the mere extent of space'between such termination and the subscription ought not to affect the question as to whether, the statute
The document in question does not measure up to this requirement.
Shaw, J., concurred.
Footnotes
- 1 52 Am. St. Rep. 104 .
- 1 52 Am. St. Rep. 104 .
- 2 76 Am. Rep. 294 .
- 1 76 Am. St. Rep. 294 .
- 2 70 Am. Dec. 438 .
- 5 46 Am. Rep. 156 .
Cases cited
- In re Gilman 38 Barb. 364 p. 457, p. 462
- In re Proving the Last Will & Testament of Conway 124 N. Y. 455 at 457, at 462 p. 457, p. 458, p. 461, p. 463
- In re the Probate of the Alleged Will of Whitney 153 N. Y. 259 p. 457, p. 463
- In re Fults' Will 42 App. Div. 593 p. 457, p. 458
- Younger v. Duffie 94 N. Y. 535 p. 457, p. 458, p. 463
- Sisters of Charity of St. Vincent de Paul v. Kelly 67 N. Y. 409 at 415 p. 457, p. 461, p. 463
- Lane v. Walker 110 Cal. 387 at 390, 395, at 396-397 p. 457, p. 460, p. 461
- In re the Probate of the Will of O'Neil 91 N. Y. 516 at 521 p. 457, p. 463
- James v. Patten 6 N. Y. 9 p. 458
- In re the Probate of the last Will & Testament of Hewitt 91 N. Y. 261 p. 458, p. 463, p. 465
- In re the Probate of a Paper Alleged To Be the Last Will and Testament of Booth 127 N. Y. 109 p. 458
- In re Donner's Will 37 Misc. Rep. 57 p. 458
- In re the Probate of the Last Will & Testament of Andrews 162 N. Y. 1 p. 461, p. 463
- In re Andrews' Will 43 App. Div. 394 p. 463
- Tantau v. Blake 136 Cal. 306 p. 464