Majority
The petitioner seeks the issuance by this court of a writ of mandate directed to the Honorable C. J. Luttrell, Judge of the Superior Court in and for the County of Siskiyou, requiring him as judge thereof to proceed with the further hearing and determination of a certain action pending in said court, and also for an ancillary writ of prohibition to be directed to Honorable Walter E. Her-zinger, Judge of the Superior Court in and for the County of Shasta, restraining him as judge of said court, or otherwise, from sitting in or entertaining any proceedings in said action. The action with respect to which the petitioner seeks the aforesaid remedies was and is a proceeding in eminent domain which on January 18, 1930, was commenced by this petitioner as plaintiff therein in the Superior Court in and for the County of Siskiyou, and which action was entitled “Central Pacific Railway Company, a Corporation, Plaintiff, v. Mary Louise Deetz, Bank of Italy National Trust and Savings Association, a National Banking Association, First Doe, Second Doe, First Doe Company and Second Doe Company, Defendants”. The purpose of said action was that of the condemnation of a certain right of way over
The respondents appeared in response to said petition and presented and filed their demurrer thereto and also and at the same time moved this court to strike out certain portions of the petition upon the ground that the same and each thereof were irrelevant, immaterial and surplusage. The respondents also filed an answer to the petition containing specific admissions and denials, the latter of which were in the main based upon a want of information and belief. The respondents a little later presented and filed an amendment to their answer, setting up certain matters which were deemed by them to be material. To the respondents’ amended answer the petitioner has presented a demurrer, the merits of which are also discussed in the briefs of counsel filed herein, but whether or not the matters thus presented require decision will depend upon our disposition of the main issues involved in this proceeding. The primary questions presented for our consideration are those which arise upon the respondents’ demurrer to the petition. The respondents in support of their demurrer insist that the petition does not state facts sufficient to justify the issuance of either writ as prayed for therein, for the reason that it appears upon the face thereof that the petitioner has a plain, speedy and adequate remedy in the ordinary course of law. The remedy which they thus urge as a reason why neither of these writs should issue is that already invoked and in process of determination under the provisions
The section of the code as it thus read did not attempt to define the particulars wherein the “interest” of a trial judge should consist, but it is quite well settled by the uniform current of authority upon the subject that it must be such a direct and immediate interest in the result of the litigation as would in some degree tend to form an improper bias which might influence his conduct in the consideration and disposition of the cause; and while it is true that the relation which one holds to a banking corporation in the capacity of a depositor has been held to constitute the technical relation of creditor and debtor which might in some instances arise to the dignity of a disqualifying interest, the current of authority is adverse to the conclusion that the bare fact that a trial judge may happen to be a depositor in a bank which may have such a more or less immediate relation to the action and to the result thereof as to cause it to be made a defendant therein, is thereby, in the absence of any further showing, subject to the disqualification of interest in respect to the trial of the cause. In each of the cases relied upon by the respondents the interest of the trial judge which was held to constitute such disqualification arose out of some special relationship of the trial judge to the parties in the action, as for example in Regents of the University of California v. Turner, 159 Cal. 541 [Ann. Cas. 1912C, 1162, 114 Pac. 842 ]. The case was one wherein the judge in whose court an estate was being administered had a creditor’s claim against the decedent, and hence was required in the course of administration to pass upon the validity of his own claim. In the case of Moody v. Shuffleton, 203 Cal. 100 [ 262 Pac. 1095 ], also relied upon by the respondents, the relation between a judge and a party defendant was not involved, the alleged disqualification being that of a supervisor to pass upon a claim before the board in which he was directly interested. In the case of Quatman v. Superior Court, 64 Cal. App. 203 [ 22 Pac. 666 ],
(Southern California M. R. Co. v. San Bernardino Nat. Bank, 100 Cal. 316 [ 34 Pac. 711 ]; Johnston v. Dakan, 9 Cal. App. 522 , 526 [ 99 Pac. 729 ].) It may be generally stated that the bare relation which a trial judge might happen to hold toward a national banking corporation, one of the defendants in an action, in the capacity of a depositor therein, ought not, in the absence of any further showing, to constitute any more of a disqualification to try the cause than would the relation which such a judge might hold to a municipality as a taxpayer therein disqualify him to pass in judgment upon the validity of the tax. (See Oakland v. Oakland Water Front Co., 118 Cal. 249 [ 50 Pac. 268 ] ; Higgins v. City of San Diego, 126 Cal. 303 [ 58 Pac. 700 , 59 Pac. 209 ]; Los Angeles v. Pomeroy, 133 Cal. 529 [ 65 Pac. 1049 ]; Oakland v. Pacific Coast Lumber Co., 171 Cal. 392 [ 153 Pac. 705 ].) Whatever might have been our views, however, with relation to the effect of the foregoing decisions pro and con upon this general subject prior to the recent amendment of section 170 of the Code of Civil Procedure, we are satisfied that the immediate question here under review has been set at rest by such amendment. This section was amended in 1929 so as to read in part as follows :
“170. No justice, judge or justice of the peace shall sit or act as such in any action or proceeding :
“1. To which he is a party; or in which he is interested other than as a holder or owner of any capital stock of a
corporation, or of any bond, note or other security issued by a corporation.
“2. In which he is interested as the holder or owner of any capital stock of a corporation, or of any bond, note or other security issued by a corporation.” The foregoing amendent to this section of the Code had for its obvious purpose that of defining the relationship between the judge or justice in any action or proceeding and a corporation, whether plaintiff or defendant therein, which should constitute a disqualifying interest. It is therein expressly stated that it is the relationship of a stockholder which shall constitute the interest in the corporation amounting to a disqualification to sit or act in an action to. which such corporation is a party.' In these days of widespread inter-relationships between one banking corporation and another it would seem that such a differentiation would be salutary, since otherwise justices and judges, who may be assumed as a rule to be depositors in some bank or other, might find themselves disqualified to hear and determine any cause in which any bank was a party plaintiff or defendant.
This brings us naturally to the consideration of the second ground of disqualification which was urged before the trial court and is still insisted upon here. This other alleged disqualification was held to consist in. the admitted fact that Judge Luttrell was at the time of the institution of the original action and continued to be thereafter a stockholder in a corporation known as Transamerica Corporation, which was asserted in the statement presented and filed before the trial court to be the owner of. substantially all of the capital stock of the Bank of Italy National Trust and Savings Association. Had the Transamerica Corporation been made a party to said original action the situation would doubtless have been one directly covered by the provisions of section 170 of the Code of Civil Procedure as above amended. But the fact that whatever the relationship thus alleged to exist between Transamerica Corporation and Bank of Italy National Trust and Savings Association might be, the former corporation was not a party to said action, and hence does not come within the intendment of said action. Neither do we think that the situation as thus presented could in any event constitute a disqualification under the well-settled rule above stated that the alleged disqualifying
Dissent
Having thus arrived at the conclusion, for the reasons and upon the authorities above cited, that Judge Luttrell was not disqualified by reason of either of the causes set forth in the verified statement of the defendant Mary Louise Deetz presented and filed in the trial court, but that at all of the times mentioned therein and in the petition herein Judge Luttrell was qualified to sit and act as the the trial judge in said action and to hear and determine the same, it follows that it has become unnecessary to decide any of the other questions presented in this proceeding and particularly those urged by the respondents in both their answer and amended answer herein. If, as above found, Judge Luttrell was at no time disqualified to hear and determine said original action, it follows of necessity not only that a writ of mandate should issue herein requiring him so to do in the performance of an act which the law specially enjoins as a duty resulting from his office, but that a writ of prohibition should also issue herein requiring his co-respondent, Judge Herzinger, to refrain from the further performance of any judicial action in connection with the hearing and determination of said cause.
Let these respective writs issue as prayed for.
Shenk, J., Waste, C. J., and Seawell, J., concurred.
Preston, J., deeming himself disqualified, did not partici-1 pate in the foregoing decision.
I dissent. The majority opinion holds that a judge who is the owner of stock in a corporation which in turn owns practically all of the stock of a second corporation, which second corporation is a party defendant to the action, is not disqualified from acting at the trial of said action.
Section 170 of the Code of Civil Procedure provides that no judge shall act as such in any action in which he is interested as a holder of any capital stock of a corporation. To hold that a judge must hold stock in the corporation, which is actually a party to the action, before he comes within the terms of this section, is giving to the section a narrow and technical interpretation. A judge may, as in the present action, have just as disqualifying an interest in an action by holding stock in the holding company as if he were a stockholder in the subsidiary corporation, practically all of whose stock is held by the holding company. It is the interest of the judge in the litigation before him that disqualifies him, and the code section makes no distinction as to w'hether this interest is due to ownership of stock directly in the corporation, which is a party to the action, or indirectly in a holding company, the owner of the stock of the first named corporation.
“These provisions of the code taken in connection with the authorities cited, indicate that section 170 is to have no technical or narrow construction, but is to be broadly applied to all litigation where a judge is called upon to adjudicate property rights.” (Howell v. Budd, 91 Cal. 342 [ 27 Pac. 747 ].)
The majority opinion is directly opposed to the liberal and reasonable construction given to section 170 of the Code of Civil Procedure by the following decisions of this court: Lindsay-Strathmore Irr. Dist. v. Superior Court, 182 Cal. 315 [ 187 Pac. 1056 ]; Hall v. Superior Court, 198 Cal. 373 [ 245 Pac. 814 ]; City of Vallejo v. Superior Court, 199 Cal. 408 [ 249 Pac. 1084 ]. None of the authorities cited in the majority opinion bear directly upon the question involved, nor do they sustain the holding of the majority opinion.
Rehearing denied.
Shenk, J., and Curtis, J., dissented.
Cases cited
- Evans v. Superior Court 107 Cal. App. 372 p. 715
- Hall v. Superior Court 198 Cal. 373 p. 715, p. 720
- Lindsay-Strathmore Irrigation Dist. v. Superior Court of Tulare Cty. 182 Cal. 315 p. 715, p. 720
- Quatman v. Superior Court 64 Cal. App. 203 p. 715, p. 717
- Regents of Univ. of Cal. v. Turner 159 Cal. 541 p. 717
- Moody v. Shuffleton 203 Cal. 100 p. 717
- S. Cal. Motor Rd. Co. v. San Bernardino Nat'l Bank 100 Cal. 316 p. 718
- Johnston v. Dakan 9 Cal. App. 522 at 526 p. 718
- City of Oakland v. Oakland Water Front Co. 118 Cal. 249 p. 718
- Higgins v. City of San Diego 126 Cal. 303 p. 718
- City of Los Angeles v. Pomeroy 133 Cal. 529 p. 718
- City of Oakland v. Pacific Coast Lumber & Mill Co. 171 Cal. 392 p. 718
- Central Savings Bank of Oakland v. Lake 201 Cal. 438 at 444 p. 720
- Favorite v. Superior Court 181 Cal. 261 p. 720
- Rooker v. Fidelity Trust Co. 263 U. S. 413 p. 720
- Howell v. Budd 91 Cal. 342 p. 720
- City of Vallejo v. Superior Court 199 Cal. 408 p. 720