Majority
Petitioner seeks a writ of prohibition to restrain respondent court from taking further proceedings in criminal actions charging him with violating Los Angeles County Ordinance .5860, section 321[1] which prohibits the operation of a bookstore without first securing á license from the Los Angeles County Public Welfare Commission. Since the ordinance sets no adequate standards for issuing licenses we conclude that it constitutes an invalid prior restraint on the exercise of freedoms guaranteed by the First Amendment and is therefore unconstitutional on its face. We also hold that it is constitutionally impermissible to deny an applicant a license to operate a bookstore solely upon the ground that he has suffered a prior criminal conviction.
The facts are not in dispute. For several years petitioner has been engaged in the business of selling books and magazines in Los Angeles County at various leased locations. On November 28, 1969, Los Angeles County adopted an ordinance requiring that every person operating a bookstore procure a license and pay a license fee of $25. (Los Angeles County Ordinance 5860, §§ 321, 322.)[2] It provides that operating a bookstore without a license is a misdemeanor and that each day’s unlicensed operation constitutes a separate offense. (Los Angeles County Ordinance 5860, §§ 7, 13.)[3] Sections 329.2 and 329.4[4] set forth provisions for grant
1 ‘Sec. 321 (9897 11-28-69) Bookstore. Every person conducting a bookstore the principal business of which is the sale of books or the sale of books and periodicals shall first procure a license and pay a license fee of twenty-five dollars. This section does not apply to the sale of books or periodicals as' an incident to some other business or occupation.”
2 See footnote 1, supra, for section 321. “Sec. 322. (9897 11-28-69) Grant or Denial of Bookstore License. A license for a bookstore shall be granted or denied as provided in Section 329.4.”
3 “Sec. 7. Misdemeanor to engage in licensed activity without a license. Every person who engages in, conducts, manages, or carries on any business or other activity for which a license is required by this ordinance without first having procured a license so to do and having paid the fee if any for such license as in this ordinance, provided, is guilty of a misdemeanor. “Sec. 13. Violation Punishment. Any person violating any of the provisions of this ordinance or of any regulation imposed pursuant thereto is guilty of a misdemeanor punishable by a fine of not exceeding five hundred dollars or by imprisonment in the County Jail for a period not exceeding six months, or by both such fine and imprisonment. Each such person is guilty of a separate offense for every day during-any portion of which any violation of any of the provisions of this ordinance or of any such regulation is committed, continued or permitted by such person, and shall be punished therefor as provided by this ordinance.”
4 “Sec. 329.2 (9557 5-31-68) Exhibition—Hearing. Except as otherwise provided in Section 63, a license required by Section 329 shall not be granted until the Public *660 Welfare Commission or its hearing officers holds a public hearing, notice of the time and place of which shall be given to the applicant as required by Section 101.” Section 329.4, made applicable to bookstores by section 322, provides: “(9947 2-20-70) Granting License. The Commission may grant a license for an exhibition if, either after a public hearing or pursuant to Section 63 it finds: “(a) The operation of the exhibition will be carried on at a location and, if in a building or structure, which location, building and structure comply with and meet all of the health, zoning, fire and safety requirements and standards of the laws of the State of California and ordinances of the County of Los Angeles applicable to such business operation. “(b) The applicant, his employee, agent or any person connected or associated with the applicant as partner, director, officer, stockholder, associate or manager; “(1) Has not been convicted within the last five years in any court of competent jurisdiction of: (i) Any crime requiring registration under Section 290 of the Penal Code, or ((ii) Any violation of Chapter 7.5 (beginning with Section 311) of Title 9, Part 1 of the Penal Code, or (iii) Any violation of Chapter 7.6 (beginning with Section 313) of Title 9, Part 1 of the Penal Code, or (iv) Any violation of Paragraphs (a), (b), or (d) of Section 647 of the Penal Code, or (v) Any violation of Section 315, or 316, or 318 of the Penal Code, or (vi) Any offense involving the use Of force or violence upon the person of another, or (vii) Any offense involving the maintenance of a nuisance in connection with the same or similar business operation. “(2) Has not committed within the last five years any offense described in sub-paragraphs (i), (ii), (iii), (iv), (v), or (vi) of Paragraph (1) of this subsection. “(3) Has not allowed or permitted acts of sexual misconduct to be committed within prior business operations. “(c) The applicant, his employee, agent or any person connected or associated with the applicant as partner, director, officer, stockholder, associate, or manager, has not knowingly made any false, misleading or fraudulent statement of material fact in the application for a license or in any report or record required to be filed with the Tax Collector or Commission. “(d) The applicant has not had a similar type of license previously revoked for good cause within one year prior to the application, or if he has, he also has shown material changes in circumstances since such revocation.”
Pursuant to Los Angeles County Ordinance 5860, article 9.5, petitioner appealed the commission’s decision to the license appeals board, which denied the appeal without opinion on September 21, 1970. While the appeal was pending petitioner was twice arrested and charged with operating a bookstore without a license. Petitioner filed demurrers to the complaints on the ground that the ordinance is unconstitutional. The demurrers were overruled and a trial date set. Petitioner seeks by this peti
Petitioner challenges the validity of the county ordinance on several grounds. His principal contentions are (1) that the absence of objective and definite standards for the issuance of a license renders the ordinance unconstitutional on its face; (2) that the ordinance improperly conditions the issuance of bookstore licenses upon qualifications that have no reasonable relationship to the occupation of selling books; and (3) that in any event it is constitutionally impermissible to prohibit a person from selling books solely on the basis of a past criminal conviction or convictions. Since there is merit in these contentions we find it unnecessary to consider petitioner’s other contentions.
Although the activity of selling or distributing books is not exempt from reasonable regulation, it is entitled to First Amendment protection (Smith v. California (1959) 361 U.S. 147 , 150 [ 4 L.Ed.2d 205 , 209, 80 S.Ct. 215 ]; see Near v. Minnesota (1930) 283 U.S. 697 , 720 [ 75 L.Ed. 1357 , 1369, 51 S.Ct. 625 ]; Burton v. Municipal Court (1968) 68 Cal.2d 684 , 689 [ 68 Cal.Rptr. 721 , 441 P.2d 281 ]). Statutes which authorize public officials to license conduct protected by the First Amendment must set forth definite, objective guidelines for the issuance of such licenses. (Staub v. City of Baxley (1958) 355 U.S. 313 , 321 [ 2 L.Ed.2d 302 , 310, 78 S.Ct. 277 ]; Schneider v. State (1938) 308 U.S. 147 , 162 [ 84 L.Ed. 155 , 165, 60 S.Ct. 146 ]; Hague v. C.I.O. (1939) 307 U.S. 496 , 516 [ 83 L.Ed. 1423 , 1437, 59 S.Ct. 954 ]; Interstate Circuit, Inc. v. City of Dallas (1968) 390 U.S. 676 , 682 [ 20 L.Ed.2d 225 , 230, 88 S.Ct. 1298 ]; Thornhill v. Alabama (1940) 310 U.S. 88 , 97-98 [ 84 L.Ed. 1093 , 1099-1100, 60 S.Ct. 736 ]; Burton v. Municipal Court, supra, 68 Cal.2d 684 , 689.) Accordingly statutes which have empowered public officials to exercise their discretionary authority with respect to First Amendment activities in light of the applicant’s “good character” (Schneider v. State, supra, 308 U.S. 147 , 158 [ 84 L.Ed. 155 , 163]; In re Porterfield (1946) 28 Cal.2d 91 , 111 [ 168 P.2d 706 , 167 A.L.R. 675 ]), the anticipated effect of his conduct upon the “public welfare or morals” (Staub v. City of Baxley, supra, 355 U.S. 313 , 315 [ 2 L.Ed.2d 302 , 307]; Shuttlesworth v. Birmingham (1969) 394 U.S. 147 , 151 [22L.Ed.2d 162, 167, 89 S.Ct. 935 ]) and the “sacrilegious” or “cruel, obscene, indecent or immoral” nature of the subject matter to be distributed (Joseph Burstyn, Inc. v. Wilson (1952) 343 U.S. 495 , 506 [ 96 L.Ed. 1098 , 1108, 72 S.Ct. 777 ]; Holmby Productions, Inc. v. Vaughn (1955) 350 U.S. 870 [ 100 L.Ed. 770 , 76 S.Ct. 117 ])
5 Petitioner has standing to challenge the constitutionality of the' ordinance even though he has not been convicted of violating it. (Burton v. Municipal Court (1968) 68 Cal.2d 684 , 688 [ 68 Cal.Rptr. 721 , 441 P.2d 281 ].)
The Los Angeles County bookstore licensing ordinance fails to provide the necessary safeguards as it sets no standards governing the issuance of a license. By its terms section 329.4 provides that the commission may grant a license if it finds that none of the disqualifying factors exist.*[6] Thus there is “no guarantee that a permit will issue even if the application meets all of the . . . conditions of the section” (Dillon v. Municipal Court, 4 Cal.3d 860 , 870 [ 94 Cal.Rptr. 777 , 484 P.2d 945 ]). The county insists that the ordinance does not confer such discretion upon the commission and that it must grant a license if the conditions are satisfied. Not only is such a construction inconsistent with past judicial interpretation (Dillon v. Municipal Court, supra, at pp. 870-871) and with accepted definitions,[7] it flies in the face of section 29 of the ordinance which clearly defines “may” as permissive and “shall’ as. mandatory.[8] The only reasonable conclusion is that the ordinance as written confers on the public welfare commission virtually unlimited authority to deny any application for a bookstore license. No other reading of the provisions of the ordinance is intellectually supportable.
The county contends that the language of section 329.4 that “the Commission may grant [a license] if ... it finds” that none of the disqualifying factors exist clearly implies that it must deny a license unless it can make such a finding. Accordingly, it concludes that as to persons who are disqualified, the commission has no discretion and that therefore the ordinance is valid insofar as it prohibits granting licenses to such persons. As so interpreted, however, the ordinance would nevertheless leave vast dis
6 section 329.4 provides: “Granting License. The Commission may grant a license for an exhibition if . . .”
7 Webster’s New Twentieth Century Dictionary (2d ed.): “may, v.: might, . . . contingency, as in clause of purpose, result, concession, or condition; . . .”
8 “Sec. 29. ‘Shall’ and ‘May’. ‘Shall’ is mandatory and ‘May’ is permissive.”
Moreover, we believe that even if the ordinance limited its disqualification to applicants who had either been convicted of one or more of the enumerated crimes or whose adequately defined coparticipants in the proposed business had been so convicted it would nevertheless be invalid.
Even in the absence of First Amendment considerations, an ordinance regulating the right to engage in a lawful occupation or business must bear a rational relationship to a valid governmental purpose. (Skaggs v. Oakland (1936) 6 Cal.2d 222 , 224-225 [ 57 P.2d 478 ]; Laurel Hill Cemetery v. City of San Francisco (1907) 152 Cal. 464 , 470 [ 93 P. 70 ], affd. 216 U.S. 358 [ 54 L.Ed. 515 , 30 S.Ct. 301 ].) Accordingly, standards for excluding persons from engaging in such commercial activities must bear some reasonable relation to their qualifications to engage in those activities. (Morrison v. State Board of Education (1969) 1 Cal.3d214,234-235 [ 82 Cal.Rptr. 175 , 461 P.2d 375 ].) In the present case we perceive no reasonable relation between the qualifications of an applicant to operate a bookstore and any past conviction of any of the vast number of crimes listed in section 329.4 he or any of his coparticipants may have suffered.
Participants in the business of selling books require no special expertise. They are not like doctors or lawyers or school teachers whose past criminal convictions are often directly related to their occupational qualifications and may therefore be reasonably invoked to bar them from practicing their professions. (See, Werner v. State Bar (1944) 24 Cal.2d 611 [ 150 P.2d 892 ]; Bruns v. State Bar (1941) 18 Cal.2d 667 [ 117 P.2d 327 ]; Hallinan
It is contended, however, that at least as to crimes involving obscenity, there is a reasonable relationship between conviction of such crimes and the operation of a bookstore.[10] Accordingly, it is urged that the commission lawfully denied petitioner’s application for a license on the basis of his conviction for violating Penal Code section 311.2. This contention cannot stand in the face of the First Amendment. Since in a host of other contexts the ordinance directly and unconstitutionally restricts the right to engage in activities protected by the First Amendment, we cannot sustain its application to petitioner even though a narrowly drawn ordinance might constitutionally permit denying his application. (Burton v. Municipal Court, supra, 68 Cal.2d 684 , 696; Thornhill v. Alabama, supra, 310 U.S. 88 , 97-98.) Moreover, since a denial of a license would prohibit petitioner from engaging in an activity protected by the First Amendment, it could only be justified, even under a narrowly drawn ordinance, if permitting a person who had been convicted of a crime involving obscenity to operate a bookstore constituted a clear and present danger of a serious, substantive evil. (Wirta v. Alameda-Contra Costa Transit District (1968) 68 Cal.2d 51 , 60 [ 64 Cal.Rptr. 430 , 434 P.2d 982 ]; Thomas v. Collins (1943) 323 U.S. 516 , 530 [ 89 L.Ed. 430 , 440, 65 S.Ct. 315 ]; Board of Education v. Barnette
9 In reaching this decision we intend to cast no doubt on the right of a legislative body to enact under the police power reasonable regulations, including the licensing of bookstores, which are specifically drawn to meet proper public purposes such as compliance with health, fire, and safety laws.
10 The county is, however, somewhat inconsistent in its claims. It assures us that the ordinance is not designed to and “in no way regulates the contents of the books themselves.” Yet it also makes the highly questionable and factually unsupported claim that a “person who has been convicted of selling or distributing obscene matter is less likely to comply with § 311.2 of the Penal Code than a person who has not violated that section.”
Dissent
To interpret the ordinance in this case to permit denial of .a license because of a past conviction of violating Penal Code section 311.2 would do more than create a hazard to protected freedoms; it would suppress them altogether. The penalty for violating section 311.2 does not include a forfeiture of First Amendment rights, and the risk that criminal sanctions will be insufficient to deter future violations of that section cánnot justify the county’s attempted forfeiture of those rights on the theory that past violators are unfit to operate bookstores.
Since the licensing ordinance is unconstitutional on its face, respondent court lacks jurisdiction of the criminal proceedings against petitioner.
Let a peremptory writ of prohibition issue as prayed.
Peters, J., Tobriner, J., Mosk, J., and Sullivan, J., concurred.
I dissent. I agree with the majority’s determination that the ordinance in question lacked sufficient standards to guide the commission’s discretion in granting or denying a license in those cases wherein
The majority also hold that a municipality is without authority to deny a bookstore license to one previously convicted of certain crimes, including the distribution of obscene materials. It seems evident to me, however, that such authority derives from the general police power to preserve, promote and protect the public health, safety, morals and general welfare.
In his own words, James Perrine “learned the business of selling adult material” while working in and operating a San Francisco bookstore and motion picture arcade; subsequently, he acquired his own bookstore, “The Citadel” in Los Angeles. On July 11, 1969, Perrine was convicted for distributing obscene material (Pen. Code, § 311.2). Following the adoption of the ordinance in question, he applied for a license to operate The Citadel and another bookstore, The Arena, also in Los Angeles. He also sought a license for a picture arcade at The Citadel.
The majority confidently state that “We cannot assume that because petitioner was once convicted of violating Penal Code section 311.2, he will violate it again . . . .” To the contrary, I think it reasonably likely that he will. An advertisement for The Citadel bookstore, in the August 1970 Los Angeles Telephone Directory (Yellow Pages), page 352, openly announces: “Erotic Action—Underground Literature—Adults Only . . . Paperbacks, Magazines, Stag Films. . . .”[2] But even without considering the foregoing evidence, the commission properly denied Perrine a license to operate a bookstore.
The rule is clear that a municipality may impose reasonable restrictions upon the conduct of an economic enterprise, including the requirement
1 Our opinion in Burton v. Municipal Court, 68 Cal.2d 684 [ 68 Cal.Rptr. 721 , 441 P.2d 281 ], would not preclude us from upholding at least that portion of the ordi-. nance which applied to persons, such as Perrine, who had previously been convicted of an obscenity offense. In Burton, we noted that an ordinance failing to meet the required criteria is unenforceable “even though the defendant’s conduct may have run afoul of a statute which could have been adopted in satisfaction of those criteria.” (Italics added; p. 696.) In the instant case, the ordinance did contain a properly objective standard for denying a license (prior obscenity conviction); moreover, the ordinance contained a broad severability clause.^ Therefore, since the evidence is uncontradicted that the commission in fact denied Perrine a license for the sole reason of his prior offense, the ordinance was valid as applied to him.
2 We may take, judicial notice of petitioner’s advertisement under Evidence Code section 452, subdivision (h).
Had the ordinance in Burton had more precise standards and had it authorized the agency to refuse to grant or renew a license for an exhibitor previously convicted for showing obscene films, the result reached in that case might well have been different. Burton expressly recognized the validity of regulations “specifically drawn to meet a proper public purpose, such as compelling the theater building to satisfy health, fire and safety laws, or requiring the operation of the business to comply with the law in other specific respects . . . .” (Italics added; p. 696.) Thus, Burton does support the position that a failure to comply with state law could constitute a proper ground for denial of a commercial license, whether or not First Amendment rights are thereby affected. Indeed, it has long been held that a municipality may properly deny a business or professional license -to one convicted of a crime bearing a reasonable relation to the nature of the operations sought to be licensed, on the theory that such prior offense is evidence of the applicant’s unfitness to engage therein. (Hawker v. New York, 170 U.S. 189 [42L.Ed. 1002, 18 S.Ct. 573 ]; Hollingsworth v. Board of Medical Examiners, 188 Cal.App.2d 172 [ 10 Cal.Rptr. 343 ]; see Morrison v. State Board of Education, 1 Cal.3d 214 , 220-230 [ 82 Cal.Rptr. 175 , 461 P.2d 375 ].)
Promotion of public morality is a legitimate aspect of the police power. (See Near v. Minnesota, 283 U.S. 697 , 707 [ 75 L.Ed. 1357 , 1362, 51 S.Ct. 625 ]; Eye Dog Foundation v. State Board of Guide Dogs for the Blind, 67 Cal.2d 536 , 548 [ 63 Cal.Rptr. 21 , 432 P.2d 717 ]; 11 Cal.Jur.2d, Constitutional Law, §§ 159, 168, and cases cited.) The owner-operator of a bookstore is in daily contact with the public, including the impressionable young, and we have recently acknowledged that public distribution
I would deny the writ of prohibition.
McComb, J., concurred.
3 Near v. Minnesota, supra, 283 U.S. 697 , cited by the majority, does not compel a contrary conclusion. In Near, the offending ordinance permitted public officials to take legal proceedings against the owner or publisher of a newspaper upon a charge of publishing scandalous and defamatory matter, and to obtain an order suppressing further publication of the newspaper. The ordinance was not restricted to persons convicted of obscenity offenses, but extended to persons charged with promoting scandal and libel. (See p. 713 [75 L.Ed. p. 1366].) Moreover, the ordinance in Near operated as a prior restraint upon the publication of a newspaper; its effect upon the dissemination of ideas was direct and substantial. On the other hand, the instant ordinance does not restrain publication or distribution of any particular book or magazine; it simply denies those persons convicted of certain criminal offenses a license to operate a bookstore.
4 The majority’s statement to the contrary does not, I trust, indicate that they would also invalidate a properly drawn license revocation ordinance which provided that a bookstore or other license could be revoked in the event that subsequent obscenity offenses occurred. Such ordinances may ultimately become instrumental in inhibiting the distribution of obscene materials, and yet their rationale (like that underlying the license ordinance herein) must be that conviction- of a prior obscenity offense renders the distributor unfit to operate a bookstore, i.e., his conviction, affords a reasonable basis, for concluding that he will commit further offenses.
Cases cited
- Smith v. California 361 U.S. 147 at 150 p. 661
- Near v. Minnesota ex rel. Olson 283 U.S. 697 at 720, at 1367, at 707 p. 661, p. 665, p. 667
- Burton v. Municipal Court 68 Cal.2d 684 at 689, at 696, at 690 p. 661, p. 662, p. 664, p. 667
- Staub v. City of Baxley 355 U.S. 313 at 321, at 315, at 307 p. 661
- Schneider v. State 308 U.S. 147 at 162, at 158, at 163 p. 661
- Hague v. Committee for Industrial Organization 307 U.S. 496 at 516 p. 661
- Interstate Circuit, Inc. v. City of Dallas 390 U.S. 676 at 682, at 689-690, at 234-235, at 688-690 p. 661, p. 662, p. 663
- Thornhill v. Alabama 310 U.S. 88 at 97-98 p. 661, p. 664
- In re Porterfield 28 Cal.2d 91 at 111 p. 661
- Shuttlesworth v. City of Birmingham 394 U.S. 147 at 151 p. 661
- Joseph Burstyn, Inc. v. Wilson 343 U.S. 495 at 506 p. 661
- Kunz v. New York 340 U.S. 290 p. 662
- Lovell v. City of Griffin 303 U.S. 444 p. 662
- Dillon v. Municipal Court 4 Cal.3d 860 at 870 p. 662
- Superior Films, Inc. v. Department of Education 346 U.S. 587 p. 663
- Skaggs v. City of Oakland 6 Cal.2d 222 at 224-225 p. 663
- Laurel Hill Cemetery v. City & County of San Francisco 152 Cal. 464 at 470 p. 663
- Laurel Hill Cemetery v. City & County of San Francisco 216 U.S. 358 p. 663
- Werner v. State Bar 24 Cal.2d 611 p. 663
- Bruns v. State Bar 18 Cal.2d 667 p. 663
- Hallinan v. Commitee of Bar Examiners 65 Cal.2d 447 at 471-472 p. 664
- Wirta v. Alameda-Contra Costa Transit District 68 Cal.2d 51 at 60 p. 664
- Thomas v. Collins 323 U.S. 516 at 530 p. 664
- West Virginia State Board of Education v. Barnette 319 U.S. 624 at 639 p. 665
- Bantam Books, Inc. v. Sullivan 372 U.S. 58 at 66, 69-70 p. 665
- Hawker v. New York 170 U.S. 189 p. 667
- Hollingsworth v. Board of Medical Examiners 188 Cal.App.2d 172 p. 667
- Morrison v. State Board of Education 1 Cal.3d 214 at 220-230 p. 667
- Eye Dog Foundation v. State Board of Guide Dogs for the Blind 67 Cal.2d 536 at 548 p. 667
- People v. Luros 4 Cal.3d 84 at 91-93 p. 668