Majority
Headnote
Action for Malicious Prosecution by County Officers—Order Denying Change of Venue—Possibility of Pair Trial—Conflicting Affidavits—Review upon Appeal.—In an action for a malicious prosecution of the plaintiff upon a criminal charge by defendants as officers of the county in which it is brought, where plaintiff moved for a change of venue upon affidavit that he could not have . a fair and impartial trial in that county before any jury, the contents of which were controverted by counter-affidavits for defendants, and the voir dire examination of the jurors is not in the record, it cannot be held, in view of the action of the court in denying the motion, upon the conflicting affidavits, that a single citizen liable for jury duty in the county was disqualified from giving the plaintiff a fair and impartial trial, and the order denying the motion must be affirmed.The defendant, W. F. Sibley, was the sheriff, the defendant, A. H. Ashley, the district attorney, and the defendant, George F. McNoble, the assistant district attorney of San Joaquin county during all the times mentioned 'in the complaint. The Fidelity and Deposit Company of Maryland was the surety on the official bond of said Sibley, and John N. Stennett, the other defendant, was, it is alleged in the complaint, “a thief and perjurer who bartered his testimony to other defendants herein for immunity from crime. ’ ’
Among the allegations against these defendants is that “they corruptly, maliciously and without probable or any cause prosecuted plaintiff before the grand jury and before a trial jury in the superior court and on appeal before the supreme court for the crime of subornation of perjury and whereby they obtained a judgment of conviction against plaintiff by means of fraud, coercion amd by false and perjured testimony.” Plaintiff was convicted and sentenced to the penitentiary for five years, but the judgment was reversed by the supreme court. (People v. Carpenter, 136 Cal. 391 , [ 68 Pac. 1027 ].) The said criminal action was thereupon dismissed by the district attorney, but after the defendant therein had suffered confinement in the county jail for a period of two hundred and sixty-one days.
The trial herein was before a jury and a general verdict was rendered in favor of defendants. The appeal is from the judgment and the order denying a motion for a change of venue.
It is apparent that we cannot disturb this latter order. The only evidence in support of the motion is found in the affidavit of plaintiff wherein he sets out that “he has reason to believe and does believe that he cannot have a fair and impartial trial
Many points are made by appellant for a reversal of the judgment. Those that we consider of sufficient importance to merit consideration we proceed to notice.
In the first place, it is insisted that no evidence was produced that plaintiff committed the crime charged against him, and therefore it must be held that he was prosecuted without probable cause. The gravamen of the perjury charge in the indictment is that at the trial in the justice court of Stockton township of the charge of petit larceny against one Arthur Ennis, J. H. Stennett falsely testified “in substance and to the effect that he, the said J. H. Stennett, did not at any time on the night of January 8th, A. D. 1901, or on the morning of January 9, 1901, or at all, see one Arthur Ennis on the premises of the said J. H. Stennett, near Lodi, in San Joaquin county,” and the particular charge in said indictment against plaintiff herein was that the “said A. H. Carpenter, at and in said San Joaquin county, California, on or about the 23d day of January, A. D. 1901, did feloniously, willfully and corruptly, knowing the testimony so given by the said J. H. Stennett as aforesaid would be, and was knowingly, willfully and corruptly false as aforesaid, and well knowing that the said J. H, Stennett well knew that the said statement that he, the said J. H. Stennett, was about to make and did make under oath, in the manner and form aforesaid, was knowingly, willfully and corruptly false, suborn, incite and procure the said J. H. Stennett, being so sworn as aforesaid, to feloniously, knowingly, willfully and corruptly and falsely testify as aforesaid. ’ ’
Plaintiff’s contention is that the only evidence that he committed the offense is found in the answers to three leading and
There is no question as to the rule. It is well stated in Harkrader v. Moore, 44 Cal. 151 , as follows: “The gravamen of the action is that the defendant instituted the proceedings without probable cause—that is, without having at the time such knowledge or information as would superinduce in the mind of an ingenuous and unprejudiced person of ordinary capacity a reasonable belief that the plaintiff was guilty of the charge. The defense must be that he did believe, and had reasonable grounds to believe, that the accusation he made was well founded. ‘Probable cause does not depend on the actual state of the case, in point of fact, but upon the honest and reasonable belief of the party prosecuting. It must appear that the defendant knew of the existence of these facts which tended to show reasonable and probable cause, because without knowing them, he could not act upon them; and also that he believed the facts amounted to the offense which he charged, because otherwise he will have made them the pretext for prosecution without even entertaining the opinion that he had a right to prosecute. ’ (2 Greenleaf on Evidence, 455.) ”
Of course, it is apparent that the term “knowledge,” as used in the foregoing quotation, is not confined to personal observation, but it includes that and also information obtained through the ordinary and generally recognized channels of communication. With this view of the requirement of the rule “of probable cause,” if the evidence quoted by appellant
We have devoted attention to the case only as it affects the defendant, Ashley, for the reason that it is very clear from the record that there was no conspiracy shown, and the acts of the other defendants were really dependent upon and subordinate to the conduct of the district attorney, and in line with their plain duty as public officials without any malice whatever against the plaintiff.
It is hardly necessary to add that the plaintiff may have been entirely innocent of the charge against him—and we desire to intimate nothing to the contrary—but it is nevertheless true, as a matter of law, that there was probable cause for his prosecution.
In Booraem v. Potter Hotel Co., 154 Cal. 102 , [ 97 Pac. 65 ], it is said the conduct of plaintiff throughout the transaction, which was the basis for his arrest, “was that of an honorable and upright man, and there was nothing in his conduct to have excited suspicion,” yet by reason of a mistake made by a Los Angeles bank in dishonoring a cheek, it was held that probable cause was shown for the prosecution, notwithstanding that prosecution was afterward proved to be absolutely unwarranted.
Appellant claims that “the same testimony and facts that were before the trial jury were before the grand jury, and the
Appellant is equally inaccurate in his assertion that the record shows that no effort was made to prove that Stennett swore falsely when he testified that he did not see Ennis at his place. Appellant ignores the rule imposing upon him the burden of proving the want of probable cause. Respondents could rest upon the presumption that they acted in good faith and for sufficient reason, but in addition, as we have already seen, Mr. Ashley had information which justified him in the belief that said testimony was false, and it appears, at least inferentially, that there was such evidence put before the grand and also the trial jury.
The ruling of the court was manifestly correct in sustaining an objection to the following question asked of one of the grand jurors: “You did not intend to find any such indictment against A. H. Carpenter then?” No citation of authorities is needed for the proposition that a grand juror cannot, in a collateral proceeding, impeach in this manner his official action in finding an indictment. Besides, it is clear that it could have no relation to the question of probable cause for the prosecution or conspiracy on the part of defendants.
Appellant claims that “it was error for the court to receive in evidence the alleged statement of John H. Stennett, which purported to have been made at the county jail on January 11, 1901. The witness did not see the hog thief sign the statement, 'and did not ask the questions, nor hear the answers thereto. He had no personal knowledge of the correctness of that statement.” But Mr. Ashley had stated that he knew the signature to be that of Stennett, and that it was the statement to which he referred in his direct examination. It was evidence that Stennett at the trial of Ennis had committed perjury and was a part of the information which came to Ashley as district attorney and upon which he acted, and was clearly admissible upon the question of probable cause. “Probable cause,” depending, as it does, not upon the actual state of the case, but upon the honest and reasonable belief of the party prosecuting, must necessarily be the product, in part at least, of hearsay declarations, and much of the information as to the crime and party committing it would naturally be imparted to the district attorney alone prior to the actual prosecution. Called upon to justify his course in instituting the investigation before the grand jury and in bringing plaintiff to trial on the indictment, it was entirely proper for Mr. Ashley to give the sources of his information and to relate in detail the facts of his own personal knowledge and those communicated by others in order that the court might determine whether his activity against the plaintiff rested upon an honest and reasonable belief as to guilt and was inspired by a sense of duty and right, or was the product of a
Indeed, the recital of his reasons for the prosecution was invited by the plaintiff, who asked Mr. Ashley for the sources of his information and “where and when he learned that the offense of subornation of perjury had been committed.”
It was entirely proper for the court to allow the witness Ashley to answer the question: "Did you at that time say anything to Mr. Carpenter with reference to investigating his case, and if the facts coming to your knowledge justified it in your judgment as district attorney of laying it before the grand jury?” The question related to the trial of Ennis and was proper cross-examination. The witness had been asked by plaintiff if the former had not been sued by the latter for slander based upon the statements made by Ashley at the time. The purpose of the direct examination in that respect was obviously to show malice on the part of the witness. To rebut the inference and to show his good faith he clearly had the right on cross-examination to state just what was said.
The court committed no error in overruling plaintiff’s objection to the question asked of Mr. Ashley on cross-examination: “Will you please state fully all the information imparted to you as district attorney upon which you acted and upon which you brought to the attention of the grand jury the charge against A. H. Carpenter of subornation of perjury?” On examination in chief a part of the information had been called for, and one informant, an alleged thief and perjurer, had been singled out and the matter left so that it might appear that this was the only warrant for the district attorney’s action. The door was thereby opened for a complete revelation of the sources and extent of his information.
• It was entirely proper for Mr. Ashley on cross-examination, to explain fully what occurred between him and the witness Stennett as to the promise of immunity from prosecution made by the former to the latter in order to show the good faith of the district attorney in the transaction. Besides, he substantially covered the ground in the direct examination when, in reply to the question: “Did you agree not to prosecute him for any charges of perjury and for his hog-stealing if he would
Appellant complains that the court sustained an objection to the following question asked by him of Mr. Ashley on redirect examination: “This statement that has been offered in evidence and that has been read in evidence, of Jack Stennett, was false in many particulars ? ” The question was objectionable on the ground that the statement had been received in evidence simply for the purpose of showing the information which came to the district attorney. It would not affect the question of probable cause if the district attorney knew at the time of the present trial that said statement was false in many particulars. As a matter of fact, however, the witness testified afterward without objection that at the time the statement was made he “was satisfied that portions of it were false and portions were true.” Appellant, therefore, had the full advantage of any material inquiry as to the verity of the statement.
Plaintiff asked witness Parker, the justice of the peace, who presided at the trial of Ennis, the following question: “Now, will you state to the jury whether or not yon saw me suborn the witness Stennett while the trial was going on there in your presence and in the presence of the jury and spectators ? ’ ’ The court properly sustained an objection that it called for a conclusion and not facts and occurrences. The witness was permitted to answer every proper question that was submitted to him.
Mr. Ashley was asked by plaintiff this question: “Ton have not courted an investigation in this court upon that subject, have you?”—referring to a charge that the said Ashley had attempted to secure $1,000 from Carpenter, upon condition and promise that the indictment against the latter be dismissed. The witness answered: “Because you never have put a paper in this court, in my judgment, stating facts upon which any proceeding could be had against you for your state
Some thirty instructions, covering twenty-five pages of the transcript, were requested by plaintiff and refused. In reply to appellant’s complaint, for the court’s action, it would be sufficient to say that the record does not purport to contain all the instructions given. We should have to indulge, therefore, the presumption, if necessary, that the jury were fully instructed by the court. But, assuming that the full charge is contained in the transcript, it is apparent that the jury were instructed upon all questions that were necessary for their enlightenment. Finally, it may be said, in answer to all the criticism of the rulings of the court during the trial and of its action in giving and refusing instructions, that if any error was committed, the error was without prejudice, for the reason that the only conclusion warranted by the evidence is that there was probable cause for the prosecution of appellant, and furthermore, upon certain uncontradieted facts to which Mr. Ashley and others testified, the court would have been authorized to instruct the jury to render a verdict for defendants, for the reason that there was sufficient ground for said prosecution. There was some contradiction of the truth of some of the statements made to Ashley, but no contradiction of the fact that he was so informed, and there is nothing in the record to justify the conclusion that he did not act in good faith. There is no evidence in the record of any fraud on the part of the defendants or any of them. Hence, under the rule, the conviction of appellant was sufficient evidence of probable cause for his prosecution. It is stated in Holliday v. Holliday, 123 Cal. 32 , [ 55 Pac. 703 ], that “ Without reviewing the cases cited, we deem it enough to say that, while there is some apparent conflict in the decisions, the prevailing rule is, that when
Again, the gravamen of the charge against defendants is that they “did for the purpose of injuring the plaintiff in his social and business relations and of exposing him to public hatred, ridicule and contempt, wrongfully, unlawfully, maliciously and feloniously conspire, combine, confederate and agree together to falsely charge and accuse plaintiff of the crime of subornation of perjury and also to convict and punish him for the aforesaid felony and in pursuance thereof, at divers times during the aforesaid period, the above-named conspirators unlawfully procured false evidence to be given before the grand jury,” etc.
There was no evidence worthy of the name that the defendants did conspire together for such purpose or for any purpose, nor is there any evidence that in “pursuance” of any conspiracy or at all they “procured false evidence to be given before the grand jury.” There was, therefore, an entire failure to prove the material allegations of the complaint, and the jury might properly have been so instructed.
We have examined the record with care, but we are satisfied with the conclusion of the lower court. The judgment and order are, therefore, affirmed.
Hart, J., and Ohipman, P. J., concurred.
A petition to have the cause heard in the supreme court, after judgment in the district court of appeal, was denied by the supreme court on May 13, 1911.
Cases cited
- People v. Carpenter 136 Cal. 391 p. 591
- Crescent City Live Stock Co. v. Batchers' Union Slaughter-House Co. 120 U. S. 141 p. 602