Majority
Headnote
Estates of Deceased Persons—Appeal from Order Denying Partial Distribution to Devisee of Remainder—Vested or Contingent Estate—Intention Gathered from Will.—Upon appeal from an order denying partial distribution of an estate in remainder after the expiration of a life estate in the widow of the testator, on the alleged ground that the remainder is contingent, the decision of the question whether the remainder is vested or contingent must rest on the intention of the testator, which must be gathered from an interpretation of the language of his last will and testament viewed in the light of established and accepted canons of construction.The single question submitted on this appeal, which is prosecuted from an order or decree denying the petition of the appellant for a decree of partial distribution of the estate of William H. De Yries, deceased, is whether the remainder to said appellant, provided for by the fourth clause of the last will and testament of said deceased, is vested or contingent.
The court below, two of the judges thereof presiding at the hearing and concurring in the conclusion therein reached, held the remainder so devised to the appellant, Marion De Vries, to be contingent.
The decision of the question presented here must, obviously, rest on the intention of the testator, and, in turn, such intention must be gathered from an interpretation of the language of the last will and testament of the testator.
The language of said testament particularly pertinent to this inquiry reads:
“Second. I give, devise and bequeath all the property of which I may die seized and possessed, both real and personal, to my beloved wife, Mary Jane De Yries, for her natural
life, the remainder thereof to my sons hereinafter named in proportions for the time and upon the conditions hereinafter expressed: . . .
“Fourth. Upon the termination of the life estate hereby created in my wife, Mary Jane De Vries, I give and devise unto my son, Marion De Vries, all those certain lots, pieces and parcels of land, situate,” etc. . . .
“If my son, Marion De Vries, should precede in death his wife, Minnie L. De Vries, and leave him no lawful issue surviving, and should such death of my son, Marion De Vries, occur before the property herein devised and bequeathed to him vests in him, then, all the interests herein and hereby devised and bequeathed to said Marion De Vries shall pass to and vest in and become the property of said Minnie L. De Vries, my son, Marion’s wife, absolutely and forever.”
The contention of the appellant is that, under the terms of said will, that portion of the estate so devised to him vested in him, by virtue of the provisions of section 694 of the Civil Code, immediately upon the death of the testator.
Reproduced in the transcript on appeal is the written opinion of the learned trial judges, in which they set forth their reasons for the conclusion reached by them adversely to the contention of appellant, and from said opinion we gather that their position is planted principally on their interpretation of the language of the clause of the testament devising to appellant out of the life estate a certain interest in remainder. The argument appears to be that the words, ‘ ‘ Upon the termination of the life estate hereby created in my wife, Mary Jane De Tries, I give and devise to my son, Marion De Vries, all those certain lands,” etc., clearly imply an intention on the part of the testator to fix “the time when said estate is to vest not only in interest but also in possession” as at the termination of the life estate. In other words, it is held by the court below that by use of the words “upon the termination of the life estate” the testator intended to say that the interest in remainder to Marion De Vries should not vest until after the determination of said life estate, and this construction of the testament, in so far as it affects the devise to the said Marion, is sustained, so the reasoning proceeds, by the provision for the wife of said Marion in the
We are unable to assent to the construction thus given the instrument in question and the conclusion arrived at by the court below therefrom.
It is, of course, to be conceded that great difficulty often arises in determining whether a vested or contingent remainder was intended by the language of an instrument whose manifest purpose is to carve out of the same estate two or more separate and distinct interests—the one the right to the possession of which is to be enjoyed in praesenti and the others in futuro. Indeed, it is manifestly a much more simple task to formulate, as the law-writers and the legislature have done, a general distinction between vested and contingent future interests than to apply, in many instances, a distinction to concrete cases. The general definitions of vested and contingent remainders, as given by the law-writers and our code, are sufficiently clear and explicit, yet, after all, the real point of decision in all cases where the question is whether a future interest created by devise or otherwise is vested or contingent is as to the intention of the testator or grantor in that regard, and such intention, as before stated and as is obviously true, must, in cases where construction is necessary, be gathered from the language of the instrument viewed by the light of established and accepted canons of construction. (Civ. Code, sec. 1317 et seq.)
In the case at bar, however, we have, upon a careful scrutiny of the whole testament by the aid of the rules to which we have referred and the reflected light of the adjudicated cases, found much less difficulty in reaching a conclusion as to the intention of the testator with regard to the fourth clause of his will than a mere glance at the instrument seemed to indicate.
But before proceeding to an examination of the instrument itself, we may, with propriety, state a few general rules which apply to inquiries of the nature of the one presented here.
“A future interest is vested,” says our Civil Code, section 694, “when there is a person in being who would have a right, defeasible or indefeasible, to the immediate possession of the property, upon the ceasing of the intermediate or precedent interest,” and, continues the same code, “a future interest is
In the ease of the Estate of Washburn, 11 Cal. App. 735 , 741, [ 106 Pac. 415 ], this court, through Chipman, B. J., approves the definition of a vested remainder as it is given in the American and English Encyclopedia of Law, volume 24, second edition, page 389, as follows: “The true criterion of a vested remainder is the existence in an ascertained person of a present fixed right of future enjoyment of the estate limited in remainder, which right will take effect in possession immediately on the determination of the precedent estate, irrespective of any collateral event, provided the estate in remainder does not determine before the precedent estate.”
In Hayward et al. v. Peavey, 128 Ill. 430 , [ 15 Am. St. Rep. 120 , 21 N. E. 503 ], the subject of remainders is thus spoken of ': “A remainder is said to be vested when a present interest passes to a party, to be enjoyed in the future, so that the estate is invariably fixed in a determinate person after the particular estate terminates, while a contingent remainder is one limited to take effect, either to a dubious and uncertain person, or upon a dubious and uncertain event. (2 Blackstone’s Commentaries, 168.) . . . But it does not necessarily follow that every estate in remainder which is subject to a contingency or condition is a contingent remainder. The condition may be precedent or subsequent. If the former, the remainder cannot vest until that which is contingent has happened, and thereby become certain. If the latter, the estate vests immediately, subject to be defeated by the happening of the condition”—citing cases.
“It is,” says Kent (4 Commentaries, 202-206), “the uncertainty of the right of enjoyment, and not the uncertainty of its actual enjoyment, that renders the remainder contingent.”
The foregoing formulas, as before stated, are, of course, clear and easy of apprehension, but the important and often the difficult question then arises whether a present fixed right of future enjoyment of the estate limited in remainder exists in “an ascertained person.”
While it will always seek to effectuate the wishes of the testator, “the law prefers to consider future estates as vested.” (Estate of Washburn, 11 Cal. App. 735 , [ 106 Pac. 415 ].) As
After reviewing the decisions of the courts of many jurisdictions, the American and English Encyclopedia of Law, second edition, volume 24, page 392, says: “The courts have always regarded contingent estates with disfavor, and from the earliest times have inclined toward that construction which holds a remainder vested rather than that which considers it contingent, when the question is doubtful. It has even been said that if there is the least doubt, advantage is to be taken of the -circumstance occasioning that doubt to hold that the remainder is vested and not contingent. ’ ’
In Williams v. Williams, 73 Cal. 99 , [ 14 Pac. 394 ], our supreme court says: “The law favors the vesting of interests, and every interest will be presumed to vest, unless a contrary intention is clearly manifested.”
And, lastly, upon this proposition, section 1341 of our Civil Code provides that “testamentary dispositions, including devises and bequests to a person on attaining majority, are presumed to vest at the testator’s death.”
We have discovered no language anywhere in the testament before us that is inconsistent with the view that by the devise to Marion De Vries the testator intended to create in the former a vested future interest.
It will first be noted that the second clause of the testament under present consideration reads: “I give, devise and bequeath all the property of which I may die seized and possessed, both real and personal to my beloved wife, Mary Jane De Vries, for her natural life, the remainder thereof to my sons hereinafter 'named,” etc.
It is declared by the learned trial judges, in their written opinion, that if the foregoing “were the only provision of the will relating to the disposition of. the testator’s property the question would be free from doubt.” It is, of course, to be conceded that if the devises subsequently made by the testator'
But, apart from any consideration of the general language of the instrument, we think that, as before declared, from the language of the fourth clause itself, and through no strained or unnatural construction thereof, no serious difficulty need confront the court in reaching the conclusion that the intention of the testator as therein and thereby expressed was to create in his son, Marion, a vested remainder.
It will be observed that the fourth clause of the testament is divided into two paragraphs: The first involving the devise to Marion; the second, to the latter’s wife. It will further be observed that the first paragraph uses words of present devise—that is, the language of the testator is: “I give and bequeath,”' etc. Thus far there could not arise any question but that the testator intended by the use of those words the vesting in Marion De Vries a present fixed right. But, as we have seen, the contention is that the language immediately preceding the quoted words, “Upon the termination of the
Many cases may be found where that rule has been applied to a state of facts strikingly similar to the circumstances of the present case. We shall here notice a few of those cases.
In the Matter of Elliott, 27 Misc. Rep. 258 , [ 58 N. Y. Supp. 603 ], the testator gave to his widow, during her life or until remarriage, his real and his residuary personal estate. Upon her death or remarriage the executors were directed by a codicil to sell and convey the realty, convert the personalty into money, -and out of the proceeds -pay a son $1,500, and to one Alphrona Town, $800, “which said amounts,” so the testament read, “I do hereby give and bequeath unto them to be paid only as 'aforesaid.” Alphrona Town died during the lifetime of the widow. The contention was that the bequest to Alphrona Town lapsed by reason of her death during the lifetime of the testator’s widow. The referee sustained that contention, holding that said bequest was contingent, and that it could only become vested or effective by the legatee’s surviving the happening of the death or remarriage of the widow. Reversing the findings of the referee, the surrogate court said: “His [the referee] decision is principally based upon the circumstance that the testator directed the conversion of the real estate at a future .time and the payment of the legacy from the proceeds.” The surrogate then refers to a number of cases by the light of which the referee construed the testament and proceeds: “The rule declaring that'where the gift consists only in a direction to divide or pay .at a future time, the vesting as well as the time of payment is postponed, which is referred to in the' cases above cited, and
In the Matter of Conger, 81 App. Div. 493 , [ 80 N. Y. Supp. 933 ], the will giving a life interest to the testator’s wife and daughter provided that, “after the death of my said wife and daughter, I give, devise and bequeath unto,” etc. Construing said will and interpreting the language quoted, for the purpose of discovering whether it was the
In Farnam v. Farnam, 53 Conn. 261 , [ 5 Atl. 682 ], a testamentary trust was created, by the terms of which certain sums were to be paid by the trustees annually to the widow of the testator and to his children, and “at the decease of the last survivor of my said children, if my said wife shall not then be living, but if living, then upon her death, this trust shall cease; and I give, devise and bequeath all the estate which shall then be held in trust under this will to my grandchildren who shall then be living, to be equally divided among them per capita and per stirpes, and to their heirs forever.” It is then provided that if any grandchild of the testator shall have died, leaving a child or .children surviving at the expiration of said trust, such child or children shall take the share that “his, her or their parent would have been entitled to if living, ’ ’ etc. The attack upon the testament was upon the ground that the fourth and fifth clauses (the latter the one just referred to) were inoperative, for the reason that they were in violation of the Connecticut statute against perpetuities. The main question thereupon arising was whether the estate in the grandchildren was a vested or contingent remainder. The court held that the interest so created was a vested remainder, saying: “The words, ‘I give, devise and bequeath, ’ import a present interest unless other provisions in the will clearly manifest a different intention.”
“In applying the rule which fav-oris the construction of remainders -as vested, ” it is said, in the second edition of the American and English Encyclopedia of Law, volume 24, page 395, “a distinction has been made between certain words .as importing time and contingency respectively. Accordingly, the adverbs ‘when,’ ‘then,’ ‘after,’ ‘until,’ ‘from,’ etc., in a devise of a remainder after a precedent estate determinable on an event which must necessarily happen, are construed to relate merely to the time of the enjoyment of the estate, and not to the time of the vesting in interest. Words denoting contingency, on the other hand, are ‘if,’ ‘in the event,’ and
But, as we have seen, the conclusion of the court below,' it is argued, is supported by the construction which respondent places upon the language of the second paragraph of the fourth clause, wherein and whereby the testator, for the benefit of the wife of Marion, guards against a contingency that might happen before the vesting in Marion of the interest devised to him. We are unable to see wherein said second paragraph or the contingent provision therein made for Marion’s wife exercises any influence upon or in any way limits or quaEfies the interest devised to Marion. Indeed, we are of opinion that a careful examination of the language of said paragraph will disclose to the mind considerations which negative rather than sustain the conclusion to which the learned trial judges were persuaded as to the intention of the testator with respect to the devise to Marion.
Said second paragraph of the fourth clause of the testament, it wül be remembered, reads, “If my son, Marion De Vries, should precede in death his wife, Minnie L. De Vries, and leave him no lawful issue surviving, and should such death of my son, Marion De Vries, occur before the property herein devised and bequeathed to him vests in him, then aE the interest herein and hereby devised and bequeathed to said Marion De Vries shaE pass to and vest in and become the property of said Minnie L. De Vries, my son, Marion’s wife, absolutely and forever.”
It seems clear to our minds that the fourth clause, of the testament, read together, means this: That the testator intended to and did devise to Marion De Vries a present interest in remainder in the property described in said clause; that, counting upon the certainty of death but the uncertainty as
The second proposition plainly dedueible from the second paragraph of the fourth clause, and which, we think, clearly confirms the position that the devise to Marion should operate as a vested remainder, arises from the language itself of said second paragraph. Therein, as we have seen, the testator provides that, upon the happening of the condition upon which Minnie L. De Vries shall take, “then all the interest herein and hereby devised and bequeathed to said Marion De Vries shall pass to and vest in and become the property of said Minnie L. De Vries,” etc. Thus it will be noted that the words of 'action—devise and bequeath, as used in the preceding paragraph of said clause—are used in the second paragraph in the past tense—that is, as denoting action already taken. In other words, to paraphrase the fourth clause in its entirety, the testator has therein declared: “I devise and bequeath to Marion De Vries the property herein described, the possession, however, to take effect on the determination of the estate for life in said property to my wife, Mary J. De Vries. But should my son, Marion, die, leaving no lawful issue, before the death of his wife, Minnie L. De Vries, and prior to the vesting in him of the estate or interest so devised to him, then the property which I have already devised and bequeathed to said Marion shall pass to and vest in and become the property of said Minnie L. De Vries,” etc. In short, it appears- reasonably clear to our minds that, by the use of the language in the second paragraph, “then all the interest herein and hereby devised and bequeathed to said Marion De Vries,” etc., the testator intended to emphasize his intention as clearly implied from the employment of words of present devise in the first paragraph that the right of enjoyment of the interest devised to Marion should take effect or vest upon and eoincidently with the beginning of the life estate, or, in other words, at the death of the testator.
It will be noticed that the initial language of the devise to Lee De Vries, like the devise to Marion, contains words of present devise; but the testator later qualifies or limits the effect of those words by annexing to said- devise certain conditions upon which the interest therein created is to vest. Indeed, by express language the testator suspends the vesting of the fee in the interest devised to Lee De Vries, for he specifically provides as a condition upon which such interest to Lee shall vest that the latter must survive not only the testator but the life tenant. It will likewise be noticed that in providing for an interest in the issue of Lee De Vries, the testator postpones, by express words, the vesting of said interest in such issue until the termination of the life estate— that is, the provision is that the issue of Lee must survive the life tenant before the interest so devised shall vest in them. It will further be observed that in all the instances of the postponement of the vesting of the interest devised to
From the foregoing considerations it is very manifest, we think, that the testator, in preparing and executing the testament before us, fully appreciated the necessity for the use of express language by which to make clear and unquestionable his intention to postpone or suspend the vesting until the determination of the life estate in those instances where words of present devise are used, but where he did not. intend the creation of vested interests. It is, therefore, very plain to our minds that the testator employed words of present gift in the devise to Marion advisedly and with the express purpose of creating the nature of the interest, as to the time of the vesting of the right thereto, which those words naturally import; that, had he intended that the interest so devised should constitute a contingent remainder or vest only at the conclusion of the life estate by the death of the life tenant, he would then, as in the case of the devise to Lee, have so declared in express language or by words so clear and apposite as to have left no room for doubt upon that proposition.
It may be remarked that it is extra]udicially declared in the brief of appellant that it was held by the court below that the provision of the testator’s will for his son, William G. De Tries, vests his remainder in him on the death of the testator. In other words, the court below, as we understand counsel for appellant, has construed the devise to William G. to create a vested future interest. The devise to said son reads: “Unto my son, William Garland De Tries, upon the termination of said life estate, I give, devise and bequeath all those certain lots,” etc. There is no other provision, conditional or otherwise, contained in the testament with respect to the interest thus devised to William G. De Tries, and clearly the court was right in holding that the interest so devised was a vested remainder. And, with the exception of the contingent provision for Marion’s wife, there is, in practical effect, no ground of distinction between the devise to Marion and the devise to William G. The only
But we have pursued the discussion sufficiently. As stated, the only contingency whatever that we have been able to find in the fourth clause of the testament relates solely to the provision for Minnie L. De Yries. As to the devise to Marion, we find here “the existence in an ascertained person of a present fixed right” of future enjoyment. In other words, we can here “point to a person who, if the life estate should cease, would eo instanti et ipso facto have an immediate right of possession,” and this, as the court of appeals of New York says, in Moore v. Littel, 41 N. Y. 80 , “is a vested remainder, and, by necessary consequence, all the contingencies which may operate to defeat the right of possession are to operate, and only to operate, as conditions subsequent.”
We are satisfied, for the reasons herein given, that the testator intended a vested interest in his son, Marion De Yries, and the order or decree appealed from is, therefore, reversed.
Chipman, P. J., and Burnett, J., concurred.
Cases cited
- Higgins v. Washburn 11 Cal. App. 735 at 741 p. 189
- Williams v. Williams 73 Cal. 99 p. 190
- In re the Judicial Settlement of the Accounts of Young 145 N. Y. 535 p. 194
- Delaney v. McCormack 88 N. Y. 174 p. 194
- Smith v. Edwards 88 N. Y. 92 p. 194
- Shipman v. Rollins 98 N. Y. 311 p. 194
- Goebel v. Wolf 113 N. Y. 405 p. 194
- Miller v. Gilbert 144 N. Y. 68 p. 194
- Miller v. Irish 63 N. Y. 652 p. 194
- In re the Final Settlement of the Accounts of Mahan 98 N. Y. 372 p. 194
- In re the Final Accounting of Gardner 140 N. Y. 122 p. 194
- In re the Appraisal for Taxation of a Portion of the Estate of Seaman 147 N. Y. 69 p. 196
- Nelson v. Russell 135 N. Y. 137 p. 196
- In re Watts 68 App. Div. 357 p. 197
- Hersee v. Simpson 154 N. Y. 496 p. 197
- McArthur v. Scott 28 L. Ed. 1015 p. 197
- Cropley v. Cooper 19 Wall. 167 p. 197
- In re Estate of Cavarly 119 Cal. 406 p. 197
- DiSalvo v. Armae, Inc. 41 N. Y. 80 p. 202