Majority
Headnote
Constitutional Law — Appropriation of Public Money for Peace Jubilee at Vicksburg — Valid Legislative Enactment — Gift Provision not Violated.—The act of the legislature which became effective July 31, 1917 (Stats. 1917, p. 1608), appropriating the sum of fifteen thousand dollars, to be expended by the Governor, in his discretion, for the purpose of assisting to defray the expenses of a public nature incident to the holding of the national memorial reunion and peace jubilee at Vicksburg, Mississippi, in October, 1917, is a valid enactment, and is not within the inhibition of section 31 of article TV of the Constitution, prohibiting any gift of public money to any individual or corporation, and interdicting the appropriation of public money for the purpose or benefit of any corporation or institution not under the exclusive management and control of the state as a state institution.This is an application for a writ of mandate requiring respondent, as state controller, to draw his warrant in favor of petitioner “for such portion of the sum of fifteen thousand dollars, as petitioner may require. ’ ’
At the recent session of the legislature there was regularly passed an act entitled “An act to provide for the celebration of the national memorial reunion and peace jubilee at Vicksburg, Mississippi, and making an appropriation therefor,” which act was by the Governor approved and took effect July 31, 1917 (Stats. 1917, p. 1608). Section 1 thereof reads, in part, as follows: “There is hereby appropriated . . . the sum of fifteen thousand dollars, to be expended by the Governor, in his discretion, for the purpose of assisting to defray the expenses of a public nature incident to the holding of the national memorial reunion and peace jubilee to commemorate the victories and virtues leading to the half century of peace and prosperity to the American nation, and further to strengthen the fraternal ties of amity in the United States,” said reunion to be held at Vicksburg in October, 1917, on certain named days.
Section 2 provides that the Governor shall “demand from the state controller, and the state controller is hereby authorized and instructed upon such demand, to draw his warrant in favor of the Governor for the sum of fifteen thousand dollars to be expended by him as above provided, and the treasurer is hereby authorized and directed to pay the same.”
By way of answer and return to the petition for a writ of mandate, respondent alleges that said petition ‘ ‘ does not state facts sufficient to entitle the petitioner to the relief prayed for,” and it is contended that the attempted appropriation óf money is contrary to the provisions of section 34, article IV, of the Constitution, which reads: “No bill making an appropriation of money, except the general appropriation bill, shall contain more than one item of appropriation, and that for one single and certain purpose, to be therein expressed.”
Thus it will be observed that, so far as the pleadings in this proceeding are concerned, the legality of the statute or appro
Prom what has already been said, it is doubtless plain enough that we are in full accord with the concession of the attorney-general that the legislature may, without offending any of the inhibitory mandates of the Constitution with regard to the appropriations of the public moneys, make such
The Constitution of the United States involves a grant and limitation of powers. The federal government, through its Congress, can exercise or exert no power which is not clearly within the grant of the federal Constitution; and this means that Congress may exercise only the powers expressly conferred upon the federal government and such incidental or auxiliary powers as may be essential to the exercise and execution of the powers expressly granted. There is no provision in the national Constitution expressly authorizing the expenditure of public moneys for the purposes and objects stated in the act of Congress above referred to. Nor is there any single provision of that Constitution within the spirit or reason of which does authority for such an appropriation of the public moneys fall. The same is true as to the several acts of Congress pensioning soldiers who fought to uphold the Union in our domestic Civil War. But the latter acts, as well as the one giving rise to the appropriation herein attacked, have never been challenged upon the ground that they were ultra vires, or beyond the authority of Congress to enact. Perhaps, by applying to them the touchstone of strict, technical principles of construction, their force as legal enactments might be destroyed. But no such view or method of construction as applied to those acts would by any court be accepted or resorted to. To the contrary, in comparing them with the Constitution, if, indeed, the solution of the question whether they are or are not valid involves a matter of constitutional construction, the courts, if discovering even no indirect or inferential authority for their enactment in the language of that instrument, would nevertheless find ample sanction for them in the general spirit of our national government and in the genius of our political institutions, as outlined and promulgated by the Constitution itself and so sustain them as treating with subjects which clearly fall, not within the letter of the organic law, but within the spirit and reason of those general policies which inhere, and of necessity must inhere,. in every government framed and formed upon the lines of enlightened general principles—policies consistent and in harmony with the nature and form of the government as outlined by the primary law of the land and the absence of which would greatly and seriously curtail or
As we understand the congressional act in aid of the purposes and objects of which the appropriation challenged here was made by our own legislature, the great object and desideratum thereof is to bring about a sentiment of amity between those sections of our country who opposed each other in one of the most bitterly fought domestic wars of which history gives any record; for it is a matter of common historical knowledge that the bitterness of sentiment brought
If, then, Congress, circumscribed as it is within the narrow bounds of granted and limited powers, may rightfully, in the absence of express authority therefor, but solely by the exertion of that power which must inhere in every government if the general welfare is on all occasions and in every emergency to be subserved as intended by the very nature and spirit of our form of government, appropriate moneys from the public revenues for the purpose of accomplishing the great ultimate object of the act in question, why may not a state, essentially a constituent part of the Union—which, indeed, goes to the mating of the Union—make a like appropriation as in aid of the object thus to be achieved?
While the governments of the Union and the states are independent of each other, operate within distinctly different spheres, and are designed for the accomplishment of different specific objects, yet, upon general political or governmental policies their interests are common, and what in a political sense stands for the general welfare of the Union necessarily
Thus, it is clear, the inhibitions of our state Constitution against any gift of public money to any individual, municipal or other corporation (article IV, section 31), and interdicting the appropriation of public money “for the purpose. or benefit of any corporation, association, ... or other institution not under the exclusive management and control of the state as a state institution” (Const., art. IV, sec. 22) have no application to this case. Indeed, it has been so held in a decision treating a proposition quite analogous in principle to that submitted for solution here. (Daggett v. Colgan, 92
“The defendant further contends that the statute is unconstitutional for the reason that the appropriation thereby made is not for a public use, such as the state is authorized to make; that the maintenance of an exhibition of the products of the state in the manner contemplated does not fall within the legitimate authority of the state government.
“In passing upon this proposition, it is necessary to bear in mind that what is for the public good, and what are public purposes, ‘are questions which the legislature must decide upon its own judgment, in respect to which it is vested with a large discretion which cannot be controlled by the courts, except, perhaps, where its action is clearly evasive. . . . Where the power which is exercised is legislative in its character*, the courts can enforce only those limitations which the Constitution imposes; not those implied restrictions which, resting in theory only, the people have been satisfied to leave to the judgment, patriotism, and sense of justice of their representatives.’ (Cooley’s Constitutional Limitations, 154.)
“It is undoubtedly true that public money can be rightfully expended only for public purposes, hut as well said by that eminent jurist, Judge Cooley, in delivering the opinion of the court in People v. Salem, 20 Mich. 452 , [ 4 Am. Rep.
400 ] : ‘Necessity alone is not the test by which the limits of state authority in this direction are to be defined, but a wise statesmanship must look beyond the expenditures which are absolutely needful to the continued existence of organized government, and embrace others which may tend to make that government subserve the general ivell-being of society, and advance the present and pi'ospective happiness and prosperity of the people.’
“In view of these principles of constitutional law, which are so well settled as to be placed beyond discussion or dispute, it is manifest, we think, that the court is not authorized to declare the act under consideration void, upon the theory that the expenditure thereby authorized can in no manner be considered as tending to promote the public welfare, which it is one great object of government to secure. The question whether the public interests of the state would be at all advanced by an exhibition of its products such as is contemplated by the act was an appropriate one for discussion in the halls of the legislature before its enactment, and for the consideration of the Governor before approving it, but it is not one for this court to decide, upon the .individual views of its members concerning the wisdom or expediency of such legislation.
“There is no difference, except in degree, between the appropriation contained in this act and those which for years have been made without any question as to their validity, for the support of the state agricultural fair, and the various district agricultural societies throughout the state. The fact that this exhibit of the products of the state is to be made without the limits of the state does not change its essential character, or make it any less an occasion or purpose in which, in an enlarged sense, it may be said that the people of the state have an interest. So, also, it would be hard to distinguish this appropriation in principle from those appropriations which have been made from time to time for the maintenance of horticultural, vitieultural, and other similar commissions. None of these, strictly speaking, are required for the proper administration of the government of the state, and possibly, in the opinion of many, call for an unjustifiable and useless expenditure of money. But the power of the legislature to create such commissions has never been doubted.
“We know from the express declaration of the act of Congress authorizing the Columbian Exposition that the purpose of the exposition is to commemorate the four hundredth anniversary of the discovery of America, ‘by an exhibition of the resources of the United States of America, their development, and of the progress of civilization in the New World’; and that such exhibition is to be of a ‘national and international character, so that not only the people of the Union and of this continent, but those of all nations, as well, can participate.’
“We have no doubt that it was fairly a matter within the power of the legislature to determine whether, as a matter of public policy and as tending to advance the best interests of its citizens, this state should join with its sister states, and with the government of the United States, in celebrating in the way suggested the historical event referred to.
“It has been held in many cases that a municipal corporation has no authority, under the general powers usually given such corporations, to appropriate money for the celebration of the anniversary of important events in the history of our country, such as the Fourth of July (Hodges v. Buffalo, 2 Denio (N. Y.), 110; Hood v. Lynn, 1 Allen (Mass.), 103) and the surrender of Cornwallis. (Tash v. Adams, 10 Cush. (Mass.) 252 . See, also, The Liberty Bell, 23 Fed. 844 .)
‘ ‘ These decisions, however, all rest upon the principle that municipal corporations have no powers except such as are specifically granted by the act of incorporation, or are necessary for the purpose of carrying into effect the powers expressly granted. But it has never been doubted that the state could confer upon a city or town the authority to celebrate such irnportant events in the history of the country as appeal to the patriotism or higher sentiments of the people, and to tax their citizens to pay the expense thereof. Thus it was held that the city of Philadelphia had the power under its charter to provide for the entertainment of distinguished visitors upon the occasion of the celebration of the Centennial Anniversary of American Independence. (Tatham v. Philadelphia, 11 Phila. (Pa.) 276.) So, also, in Massachusetts, by general statutes, the power has been conferred upon towns to celebrate the centennial anniversary of their incorporation (Hill v. East Hampton, 140 Mass. 381 , [ 4 N. E. 811 ]), and also to appropriate money for the celebration of holidays, and for
other public purposes. (Hubbard v. Taunton, 140 Mass. 467 , [ 5 N. E. 157 ].)
" These cases are authority for the proposition that the state itself, unless restrained by its Constitution, has the power to make appropriations for such purposes, because unless it possesses the power, it could not confer it upon its municipal corporations. Such expenditures are justified under the general power which the state has to provide for the public welfare—the limits of which are perhaps not capable of exact definition—and are the same in principle as appropriations made for the building of monuments to commemorate great historical events, or for the erection in public places of the statues of those who by common consent are classed among the patriots or benefactors of the nation.
“Undoubtedly this power may be the subject of great abuse, but this is no argument against its existence. The only protection against reckless and improvident appropriations for public purposes must be found in the character of those intrusted with the power of legislation, and in the integrity and firmness of the chief executive of the state.”
Obviously, there is a distinction between the act questioned in the Daggett case and the act involved in this proceeding with respect to the specific objects of the respective appropriations of the public money. Both, however, aim at the accomplishment of the same general object, viz., the promotion of the general public welfare.- For, so far as the promotion of the public welfare is concerned, no distinction in importance or effect between the two acts can logically be pointed out. The exploitation of the industrial resources of a state is surely a matter which directly affects and, where such resources are in magnitude such, as to demonstrate the natural material wealth and prosperity of the state, promotes the public welfare. No less may be said of public acts looking to the promotion and fostering in the citizens of a state or nation sentiments of patriotism, which, as we have shown, and as is most obviously true, constitutes the essential mainspring of every stable government. What, indeed, would industrial prosperity count for in a country whose government was without the support of the patriotism and loyalty of its subjects? The past political history of Russia, at this writing in the throes of bitter political disturbances and turbulences, may well stand as an answer to the question.
There is no language or provision in the statute appropriating the money indicating that any individual will or can, if the appropriation be properly expended, or dispensed according to the face of the act, receive a single cent as a gratuity or by way of assistance, but that the money appropriated shall be expended in such manner as the executive shall determine will the better and the more effectively effectuate the specific objects of the appropriation and the ultimate purpose to be thereby subserved. And herein lies the distinction between the appropriation in question and that considered and properly held invalid by this court in the case of McClure v. Nye, 22 Cal. App. 248 , [ 133 Pac. 1145 ]. The act in that ease attempted to appropriate the sum of fifteen thousand dollars, out of the state treasury “for the purpose of paying-the transportation of certain veterans of the Civil War to Gettysburg, Pennsylvania, on the occasion of the fiftieth anniversary of the battle fought on that battlefield.” Obviously, upon the very face of that provision the appropriation amounted to nothing less than a gift of public moneys, and hence flew squarely in the face of the provision of our Constitution against thus disposing of our public revenues. In the present case, as seen, the appropriation is to be used on the occasion of the reunion at Vicksburg for the purpose of effectuating the great, central object of the gathering, as pointed out by the act of Congress and the act here in question, viz., to strengthen the fraternal ties of amity in the United States.
We are now brought to the consideration of the principal point upon which the attorney-general relies to impeach the constitutional validity of the appropriation, viz.: That the act making the appropriation is inconsistent with the provisions of section 34 of article IV of the Constitution, which is above reproduced in full herein. The gravamen of the attorney-general’s argument in support of this position is that the language of the act is so uncertain and indefinite that it cannot be determined therefrom whether the appropriation thereby provided for is or is not for a public purpose. This argument, no doubt, comes from.the language of the act, “for the purpose of assisting to defray the expenses of a public natureetc. It may be conceded that this language is so general as to be ambiguous as to the specific purpose of the appropriation, and if the act contained no further amplification of the purpose for which the appropriation is designed than may be implied from those words—that is, that the appropriation was for some unexpressed or undiscovered purpose—it might be necessary to hold that the position of the attorney-general is well taken. But the language referred to is immediately followed by. other language which clearly and with certainty expresses the specific purpose of the appropriation—a purpose which the legislature has found refers to the general welfare of the state and, therefore, the expenses necessary for its execution a burden which may properly be borne by the state.
There is no ground to support the argument that the appropriation is not for a “single” purpose within the meaning of that word as it is employed in the section of the Constitution mentioned. The sole and only purpose of the appropriation, as is clearly deducible from the language of the act, is to assist in defraying the expenses of a convention of persons who are so to meet in reunion to effectuate a purpose by the execution of which, according to the tenor of the act here in
Nor is there any legal reason which will uphold the objection that the act is invalid because it vests in the Governor discretion as to the expenditure of the money appropriated. This provision was doubtless inserted in the act for the purpose of committing to the judgment of the executive the determination of the manner in which the appropriation may be expended to the best and highest interests of the state. If, for illustration, it becomes necessary to send representatives from the state to the reunion, it is only proper that the Governor, upon whom the act fixes the responsibility for the expenditure of the money, should be clothed with some discretionary power as to the number of persons so to be sent, and as to the amount of money that should reasonably be expended for defraying the expenses of such representatives to Vicksburg and back and while there during the progress of the convention. This should be true, since the act itself does not undertake to point out specifically how the money shall be used. Of course, the presumption is that the executive will perform his duty under the act faithfully and in furtherance of the objects and purposes intended to be subserved thereby.
Our conclusion is that the appropriation is perfectly valid, and, accordingly, a writ of mandate will issue out of this court commanding and requiring the respondent, state controller, to draw his warrant or warrants on the fund appropriated by the act in favor of the Governor of the state of California, as provided by said act, and, in accordance with the stipulation heretofore filed herein by the attorneys of the respective parties, said writ is ordered to issue forthwith.
Chipman, P. J., and Burnett, J., concurred.
Cases cited
- McClure v. Nye 22 Cal. App. 248 p. 672