Majority
Headnote
[1] Judgments—Municipal Affairs—State—Res Judicata.—When a judgment against an officer or agency of the state is pleaded as a bar in a proceeding instituted by the state, the state is not bound by said judgment when the same involves a purely state matter, but when the judgment relates to a matter of municipal concern, and to a matter jurisdiction over which the state has committed to the administration of a municipality or officer, then such municipality or officer represents the state in said action and said judgment is binding and conclusive upon the state.The facts leading up to the judgment in this proceeding, it is conceded by appellant, are fairly summarized in respondent’s opening brief, and as stated therein are as follows:
“On August 3, 1922, there was presented to the Board of Trustees of the then City of East San Diego a petition purporting to be signed by more than one-fourth of the qualified electors of said city, -asking that an election be called upon the question of consolidating the cities of East San Diego and San Diego, which were adjacent. This petition was filed pursuant to the terms and provisions of the Municipal Consolidation Act of 1913 (Stats. 1913, p. 577, Deering’s General Laws, Act 2383a). The petition was referred by the board of Trustees to the City Clerk of East San Diego, who was directed to investigate the sufficiency of the petition.
‘ ‘ On September 7th, 1923, the Clerk reported to the Board of Trustees that the petition 1 showed a total of 733 sufficient signatures. ’ Thereupon the Trustees by resolution declared the petition insufficient. Thereafter, during the month of October, 1922, Dora V. Drumhiller and Mattie Benbow, residents, electors and taxpayers of the City of East San Diego instituted a proceeding in the Superior Court of the County of San Diego, wherein the court was asked to issue a peremptory writ of mandate directing the Board of Trustees of the City of East San Diego to forthwith call a special election for the purpose of submitting to the electors of said City of East San Diego the question of consolidating the City of San Diego with the City of East San Diego, and on the 26th day of March, 1923, a judgment in said action
was rendered by the Superior Court of the County of San Diego in favor of said petitioners, and a peremptory writ of mandamus was issued compelling the Board of Trustees of the City of East San Diego to call a special election, as petitioned for on the 7th day of September, 1922. In this proceeding the sufficiency of the petition was gone into by the court, and after the presentation of evidence the Court determined that the petition had been signed by more than one-fourth of the qualified electors of the City of East San Diego. The Court found that while the Trustees had not been guilty of actual fraud, nevertheless they had been guilty of abusing their discretion in that they had arbitrarily disregarded names which should have been considered, and that this was done without warrant of law.
“Pursuant to this writ of mandamus the Board of Trustees called the special election which was held in the City of East San Diego on the 26th day of June, 1923, at which election a majority of the voters of East San Diego voted in favor of consolidating with the City of San Diego.
“Thereafter a special election was held in the City of San Diego on the 23rd day of October, 1923, at which time the electors of the City of San Diego voted in favor of the question of consolidation, and on the 29th day of December, 1923, a certificate of said election and a record of the proceedings was filed with the Secretary of State, and thereupon the City of San Diego proceeded to take over, assume and exercise municipal jurisdiction over the territory formerly comprising the City of East San Diego.
“Thereafter on the relation of one William Edward Byan, the Attorney-General of the State of California instituted this present proceeding of quo warranto to test the validity of the election held in East San Diego and to inquire into the authority of the City of San Diego to exercise municipal jurisdiction over the territory formerly comprising the City of East San Diego.
“In the Court below the City of San Diego in defense of its jurisdiction presented two contentions: First, that the State of California, either on its own initiative or upon the relation of some taxpayer was estopped to inquire into the validity of the election upon the grounds set forth in the complaint in quo warranto of the Attorney-General, namely,
the insufficiency of the petition, for the reason that the question of the sufficiency or insufficiency of the petition had been determined by a court of competent jurisdiction of the State of California, and that the question had become res adjudicatei. Second, that the complaint in quo warranto did not state a cause of action in quo warranto. The Court below held that the people of the State of California were bound by the former judgment, and thereupon rendered judgment in favor of the City of San Diego, from which judgment the relator now appeals.”
In behalf of the appeal appellant contends: First, that the former judgment, if valid, was not an estoppel against the People of the State of California to maintain an action in quo warranto for the reason that the People were not parties to nor represented in said action; and, second, that the superior court of San Diego County was without jurisdiction in the mandamus proceeding, relied upon by the defendant as an estoppel in this action, to review the action of the board of trustees of the City of East San Diego in finding the petition for the consolidation proceedings insufficient for want of the required number of qualified signers.
In support of the action of the trial court in holding that the People of the State of California were estopped by the judgment in the mandamus action instituted by Dora Drumhiller and Mattie Benbow against the board of trustees of the City of East San Diego, respondent relies in the main upon the case of People v. Holladay, 93 Cal. 241 [ 27 Am. St. Rep. 186 , 29 Pac. 54 ], and other rulings of our supreme court following People v. Holladay. The Holladay case was instituted by the attorney-general in the name of the People of the state, upon the relation of one Bryant to determine the right of S. W. Holladay, the defendant in said action, to maintain certain buildings and fences upon a tract of land situated in the city and county of San Francisco, and claimed by the plaintiff in said action to have been dedicated to the public as a public square, and known as Lafayette Park. The defendant Holladay in his answer denied that the land in question had ever been dedicated to the public as a public square and further alleged that prior to the beginning of said action by the People of the State of California he had instituted an action against the city and
The case of People v. Holladay, supra, has been cited with approval in a number of later cases by the courts of this state.
People v. Smith, 93 Cal. 490 [ 29 Pac. 57 , 247], was an action instituted by the people of the state of California upon the relation of one Chandler to remove certain obstructions upon land claimed to be a public street of the city of San Francisco. The trial court rendered judgment in favor of plaintiff, but on appeal the supreme court reversed the judgment on the ground that a judgment rendered in a prior action in favor of Smith, the defendant, against the city and county of San Francisco, was a bar to said action instituted in the name of the people. The supreme court in this case said as follows: “At the trial, among other matters, the defendant introduced in evidence a judgment roll in the action of A. B. Smith v. The City and Comity of San Francisco, ... As one of its findings of fact, the court found that the allegations of the defendant’s answer, as to the matters therein set forth with reference to the action brought by Smith (the defendant here) against the city and county of San Francisco, were true, but held that the people of the state were not a party to said action, and that consequently the judgment therein rendered was no bar to this action, and thereupon ordered judgment for plaintiff. This identical question was involved in the recent case of People v. Eolladay, supra, p. 241, and there decided contrary to the views held by the trial court in this case. The judgment being a complete bar to the cause of action, it becomes unnecessary to examine other assignments relied upon. Upon the authority of People v. Holladay, the judgment and order are reversed.”
In Strand Improvement Co. v. Long Beach, 173 Cal. 765 [ 161 Pac. 975 ], the court in discussing the effect of a judgment rendered against the city of Long Beach, uses the following pertinent language: “The judgment is a determination, conclusive upon the city and the public, that the land in question is free from public use. ... It bars both the city and the state.” (Citing People v. Holladay, supra, and other cases.),
As against these authorities, appellant has cited the following cases from the courts of our own state: People v. Rodgers, 118 Cal. 393 [ 46 Pac. 740 , 50 Pac. 668 ]; People
People v. Bass, supra, was an action in quo warranto brought by the attorney-general, claiming that the defendant Bass had usurped and was unlawfully holding the office of supervisor of the county of Lassen. Bass filed an answer alleging that Leavitt, the relator, had, after a trial of an action entitled Bass v. Leavitt (instituted under section 1124, Code Civ. Proc., providing for the contesting of an election where the result was a tie vote), consented to the holding of a special election and at said election became a candidate for said office, and claiming that by said acts and conduct “Leavitt had abandoned his contest then pending in the superior court and was estopped from resorting to this or any other proceeding to gain possession of said office.” The court, upon this state of facts, held that the action then pending “is by the people, who are entirely different parties from those who were parties to the contest, and who cannot be estopped by the conduct or acts of Leavitt, either in the original contest or subsequent thereto. He could not, by consenting to the special election, estop the people from disputing the declared result or from inquiring
Turning now to the authorities from other jurisdictions, cited by appellant, we will first consider the case of State v. Stock, supra, decided by the supreme court of the state of Kansas. In this case, the question involved was the legality of an election called for the purpose of locating the county seat of Rush County. It was instituted in the name of the state, upon the relation of the attorney-general, against, the county officers of said county, to compel them to remove their several offices from the town of La Crosse to Walnut City. As a defense to said action the defendants pleaded a judgment previously rendered in an action instituted by the state of Kansas upon the relation of an elector and taxpayer of said county, named Hammond, against F. E. Garner, county clerk of said county, for the purpose of compelling said county clerk to remove his office from Walnut City to the town of La Crosse. It was claimed in said action that the county seat of said county had been located at the town of La Crosse, and by said judgment it was decreed that the town of La Crosse was the legal county seat of said county and said county clerk was directed to remove his office thereto, and thereafter to keep the same at said town of La Crosse. The supreme court of the state of Kansas held that the judgment rendered against the county clerk of the action brought against him in the name of the state of Kansas upon the relation of said Hammond was not a bar to the subsequent action brought by the state of Kansas upon the relation of the attorney-general against the county officers of said county. The real point considered and decided in that ease was whether, in an action brought by the state
In the case of State v. Burton, supra, also decided by the supreme court of the state of Kansas, precisely the same point was before the court and decided by it upon the authority of State v. Stock, supra.
In Peck v. State, supra, the New York court of appeals held that the state was not bound nor estopped by a judgment rendered against the board of managers of the Buffalo state asylum. The action was brought to recover upon a claim for materials furnished in the construction of the asylum. A contract had been entered into between plaintiffs and the said board of managers, whereby plaintiffs agreed, for a stated consideration, to furnish said materials. A dispute arose between plaintiffs and said board of managers as to the amount due plaintiffs. As a result of said dispute, plaintiffs instituted an action and obtained a judgment in mandamus against the board of managers, requiring them to issue a certificate in favor of plaintiffs showing the amount due plaintiffs. Plaintiffs thereafter brought suit against the state to enforce their claim, and rested their claim upon the judgment rendered against the board of managers and the certificate of said board issued in compliance with the requirements of said judgment, and introduced no further evidence in proof of their claim. On appeal, a judgment in plaintiffs’ favor was reversed, the court stating the law to be as follows: “A State cannot be sued in its own courts, except by its consent; and this rule is
[1] The rule to be drawn from these decisions would therefore appear to be that when the judgment against an officer or agency of the' state is pleaded as a bar in a proceeding instituted by the state, the state is not bound by said judgment when the same involves a purely state matter, but when the judgment relates to a matter of municipal concern, and to a matter, jurisdiction over which the state has committed to the administration of a municipality or officer, then such municipality or officer represents the state in said action and said judgment is binding and conclusive upon the state. [2] In applying-this rule to the facts in the present controversy, it becomes necessary to determine the nature of the subject matter involved in the mandamus action. Was it a matter in which the state was chiefly concerned and did the judgment in said action affect the state primarily and directly, or was it a proceeding in which the City of Bast San Diego was principally concerned, and will the result of said action more directly affect said city and its inhabitants? We think it quite evident that the controversy involved in said action was of but secondary concern to the state as a whole. The decision of the question. involved therein one way or the other, was of but little importance to the state at large. [3] It is true that the state in its governmental capacity has a general interest in seeing that a proper observance is accorded to all of its laws by the people of the state, and particularly by its officers and such agencies as it has constituted for the better administration of such laws, but this general interest does not constitute the state a party in interest in every proceeding instituted for the purpose of enforcing said laws or of determining whether they are in all instances complied with. On the other hand, the only parties vitally and directly interested in the question of whether or not the Cities of San Diego and Bast San Diego shall be consolidated, are these two municipalities and their inhabitants. If there are any
[6] The second point made by appellant is that the superior court of the county of San Diego was without jurisdiction in the mandamus proceeding to review the action of the trustees of the City of Bast San Diego, in its determination that the petition for consolidation was insufficient for the want of the required number of qualified signers. The mandamus proceeding was directed against the board of trustees requiring them to call an election on the ground that a valid petition had been filed with said board, asking for the consolidation of the two municipalities. Upon the filing of such a petition the statute governing consolidation of cities, heretofore referred to, provides that said legislative body shall without delay call a special election and submit the question of consolidation to the electors of said city. Upon the failure of said legislative body to call said election the superior court, upon complaint of any pérson aggrieved thereby, is authorized to compel said board to act upon said petition as required by law. This authority is conferred upon the court'by section 1085 of the Code of Civil Pro. cedure providing for the issuance of the writ of mandamus. Said section provides that such a writ may be issued by the
/ The court also in the case of Baines v. Zemansky, supra, on page 373, states the rule to b'e, “If that court has jurisdiction, it may decide the wrong as well as the right in the matter, and its decision is binding on all other persons, officers, and courts, save upon an appeal to the court having appellate jurisdiction of the cause.” The superior court of the county of San Diego, having jurisdiction to hear and determine said mandamus proceeding, its judgment therein, even if erroneous, when not appealed from, was binding and conclusive upon the parties thereto, in the same respect as it would have been had said judgment been free from error.
The attorney-general relies with much assurance upon the cases of Baines v. Zemansky, supra, and Watts v. Superior Court, 36 Cal. App. 692 [ 173 Pac. 183 ], as well as on the other authorities cited in his brief in support of his second contention. We will only refer, and that briefly, to the two eases of Baines v. Zemansky and Watts v. Superior Court. The court in these two cases had under consideration proceedings which were in many respects similar to the mandamus action involved in the present case, and in each of these eases the court held that the superior court was without jurisdiction in the particular proceeding before it, but the proceeding involved in each of those cases is distinguishable from the one now before us in a very material and essential particular. Each of these proceedings was a direct attempt to have the court substitute its action for that of the officer in a matter in which the determination of the officer was final and conclusive. In other words, it was a direct attack upon the determination of the officer, whose action the statute made final and conclusive, and over whose action the court could have no jurisdiction under any possible state of facts. The action in mandamus, involved in the present proceeding, was directed against the board of
Judgment affirmed.
Conrey, P. J., and Houser, J., concurred.
A petition by appellant to have the cause heard in the supreme court, after judgment in the district court of appeal, was denied by the supreme court on April 23, 1925.
All the Justices present concurred.
Cases cited
- People ex rel. Bryant v. Holladay 93 Cal. 241 p. 425
- People ex rel. Chandler v. Smith 93 Cal. 490 p. 427
- Strand Improvement Co. v. City of Long Beach 173 Cal. 765 p. 427
- Guar. Tr. & Sav. Bank v. City of Los Angeles 186 Cal. 110 at 118 p. 428
- Bernhard v. Wall 184 Cal. 612 at 623 p. 428
- Reynolds v. Churchill Co. 187 Cal. 543 at 546 p. 428
- People ex rel. Drew v. Rodgers 118 Cal. 393 p. 428
- People ex rel. Leavitt v. Bass 15 Cal. App. 62 p. 429
- People v. Linda Vista Irrigation District 128 Cal. 477 p. 429
- People ex rel. Robarts v. Beaudry 91 Cal. 213 p. 429
- Peck v. State 137 N. Y. 372 p. 429
- People ex rel. Skelton v. City of Los Angeles 133 Cal. 338 p. 436
- People v. Town of Ontario 148 Cal. 625 p. 436
- Bennett v. Wilson 133 Cal. 379 at 385 p. 436
- Crew v. Pratt 119 Cal. 139 at 148 p. 436
- Baines v. Zemansky 176 Cal. 369 at 373 p. 436
- Dahlgren v. Superior Court 8 Cal. App. 622 p. 437
- Sherer v. Superior Court 96 Cal. 653 p. 437
- Sherer v. Superior Court 31 Pac. 565 p. 437
- Sawyer v. City & County of San Francisco 50 Cal. 370 p. 438
- Case v. Beauregard 101 U. S. 688 p. 438
- City of Watts v. Superior Court 36 Cal. App. 692 p. 438