Majority
Headnote
[1] Criminal Law—Murder—Self-defense—Delations Between Defendant and Deceased—Evidence.—In a prosecution for murder, the defendant, as part of the evidence under his plea of self-defense, was entitled to ask questions designed to elicit the story of his relations with deceased and to support the theory of the defense that deceased had taken certain articles from defendant in a hold-up, that defendant had reported the occurrence to a police officer, and that deceased had repeatedly threatened to kill defendant because of the exposure.Defendant was convicted of murder in the first degree, and was sentenced to life imprisonment, under recommendation of the jury that tried him. He appeals from the judgment and from an order of the trial court denying his motion for a new trial.
The victim of the alleged murder was one Barney Blum. Appellant admitted the killing and defended solely on the ground that he took Blum’s life in defense of his own. In order properly to consider the points made upon the appeal it becomes necessary to state in a general way the theories upon which, respectively, the prosecution and the defense were conducted in the trial court. It was the theory of the prosecution that appellant was indebted to Blum in the sum of $150, and that he had delivered a watch and chain to that individual to hold as security for the payment of the debt; that difficulties arose between the two because of this state of affairs and that appellant’s killing of Blum was deliberate and premeditated.
The theory of the defense was that about three weeks before the killing Blnm “held up” appellant at the muzzle of a gun and robbed him of a watch and chain and of money; that he then threatened to kill appellant if the latter reported the robbery to the police; that he also demanded that appellant bring more money to him at a certain place on the next day, whereupon he would return to appellant the watch and chain, but threatened to kill appellant if he did not bring the money; that appellant did not deliver the money as demanded, but reported the robbery to a police officer with whom he was acquainted and requested the officer to ask Blum to return the watch and chain; that the officer later asked Blum in the presence of appellant to return the articles, but that Blum said he had pawned them and promised to give to appellant, if allowed the chance to do so, the pawn ticket which he held for them, provided appellant did not proceed against him criminally; that appellant said he would give him the chance, as he didn’t care for the small amount of money that had been taken from him; that the pawn ticket was not produced, that Blum told several persons that he would kill appellant as a “squawker” and “stool-pigeon,” and that these threats were repeated to appellant; and that, finally, appellant shot
[1] When appellant was on the witness-stand he was asked a variety of questions designed to elicit the story of his relations with Blum from August 11, 1925, to the day of the final catastrophe, the day in August being the one, according to the theory of the defense, upon which appellant had been robbed by Blum. Objections to these questions were uniformly made by the district attorney on the grounds that they were incompetent, irrelevant, and immaterial, and in one or two instances, as assuming something not in evidence, and the objections were as uniformly sustained. The questions were, in part, as follows, after appellant had testified that he was on Brooklyn Avenue, near Cummings Street, at which point it was claimed the robbery had occurred, on August 11, 1925: “Was anyone with you at the comer of Cummings and Brooklyn avenue on the 11th day of August, this year? . . . Were you at Cummings street near Brooklyn avenue in the night time of that day ? . . ■. Did you see that night Barney Blum at Cummings street and Brooklyn avenue ? . . . When you were at [that corner] did you have a Howard gold watch? ... A gold chain and $15 in money ? . . . Did Barney Blum rob you of a gun— of a gold watch, a chain and $15 in money on the 11th of August ? . . . Had you ever seen this man Blum before the 11th day of August, 1925, in the city of Los Angeles? . . . Did you make a report to a police officer of the city of Los Angeles a short time after the 11th of August, 1925, of a robbery committed by this man upon you at that point?” Here the district attorney, after interposing his objection, remarked: “I . . . am going to ask the court to warn counsel not to ask further questions in that regard. He knows perfectly well under the rules of evidence and under your Honor’s rulings in this matter, that it is incompetent, it is immaterial, and he is endeavoring by his questions to get before this jury a matter indirectly, which he knows cannot be done directly.” The court merely sustained the objection. These further questions were then propounded: “Do you know a police officer by the name of Ben Penosky? . . .
The trial court erred in these rulings, except in one or two instances in which the objection was made that questions assumed something not in evidence. Even that objection, however, was not always good when it was made. Appellant clearly was entitled to show the matters sought to be elicited by the questions as a part of the evidence under his plea of self-defense. The prosecution contended that the watch and chain had been delivered to Blum as security for the payment of debt. It was the theory of the defense that Blum had taken the articles from appellant in a hold-up, that appellant had reported the occurrence to a police officer, and that Blum had repeatedly threatened to kill him because of the exposure. What appellant sought to prove was, therefore, a vital element in the case. [2] “The relations of the parties to a homicide, prior to the commission thereof, may be shown for the purpose of determining their state of mind at the time of the killing, and to establish malice or motive on the part of the defendant, or to assist the jury in determining who was the aggressor in the fatal affray, or as tending to shed light upon the issue whether defendant, as a reasonable man, believed that he was in danger of losing his life or suffering great bodily harm” (13 Cal. Jur., p. 696). For the time being, at least, the trial court effectually emasculated the only defense appellant was seeking to present to the jury.
[3] During the cross-examination of appellant, however, the district attorney went into the matters which appellant had been denied the right to produce on direct examination. The attorney-general contends that the errors of the trial
Toward the close of the direct examination of appellant he was allowed to testify that the police officer, Penosky, had a conversation with Blum in his presence on August 31st, although he was not permitted to state what the conversation was. One of the early questions asked on the cross-examination was this: “This man Penosky that you have reference to, is that the same -Penosky who has been dismissed from the police department?” The court sustained an objection to the question on the ground that it was not a proper cross-examination, but upon a statement of the district attorney that it was asked for the purpose of identifying the officer, the question was voluntarily reframed thus: “Do you know whether or not Mr. Penosky is at the present time connected with the police department?” Over objection, the court permitted an answer, which was, merely: “I don’t know.” A few questions later, still referring to Penosky, the district attorney asked: “Did you ever see him in the county jail?” Appellant’s counsel not only objected to this question, but asked the court to strike it out and to instruct the jury to disregard it. The court ruled adversely, however, and the witness answered: “I did not.” After some further cross-examination on other matters, appellant referred, in an answer, to something as having occurred “after I was held up.” The district attorney then asked a few questions which brought out answers fixing the time when the alleged hold-up happened, and showing that appellant had not reported the occurrence to the police station, or to the sheriff, or to the district attorney, but only to Penosky, a policeman with whom he was acquainted. These questions were shortly followed by this: “Q. Now, tell the jury—I presume you would like to do so—all about this hold-up.” Appellant then detailed his story of the event.
[4] One Saul Finkel testified that Blum asked him to tell appellant that “if I see him I will cut him up.” Finkel said that Blum made this request the latter part of August. Finkel also testified that he conveyed Blum’s message to appellant. One Isidore Goldfein testified that late in August Blum said to him, speaking of appellant, “I will kill him if I get ahold of him. I will cut him up.” Goldfein
[7] Appellant endeavored to prove by three or four witnesses that the general reputation of Blum in Los Angeles, in which city he lived and in which he was shot by appellant, for peace, quietude, and as to his being dangerous, turbulent, and bloodthirsty, was bad. Each of the witnesses testified that he knew Blum, that he knew other persons in Los Angeles who were acquainted with that individual, and that he knew what Blum’s general reputation was in the respects mentioned. In each instance the district attorney then asked and was granted by the court the right to conduct what is termed in the record a voir dire examination. The prosecutor then asked each witness a variety of questions as to the sources of information, etc., upon which he proposed to testify concerning Blum’s reputation, and at the end of his examination the prosecutor objected that there was no sufficient foundation for the testimony as to reputation, and the objection was sustained. The attorney-general seeks to justify this unusual procedure upon the ground that one who is asked to testify to reputation is an expert witness, and that all such witnesses may be examined by opposing counsel, touching their qualifications, before
[8] Two other witnesses were called to testify to the reputation of Blum. It was objected as to each of them that he was not shown to be qualified by the questions put to him by appellant’s counsel, and the objection was sustained in each instance. One of these witnesses testified that he had kept a hotel at a certain place for about six months, that he had lived in the same neighborhood most of his life, that he got acquainted with Blum while he kept the hotel and saw him “about twice” in the neighborhood, that he knew a few people that knew Blum when they saw him, and that he talked with “various people in the city of Los Angeles and in the neighborhood in which the name and general conduct and character” of Blum was discussed. The
[9] The other witness referred to in the last preceding paragraph testified that he had known Blum sixteen or seventeen years, that he first saw him in Los Angeles “three years ago,” that Blum then went away and was gone for a year and a half and then returned, that he had after that known him in Los Angeles for eight months, that during that period he saw Blum “lots of times,” that he was not acquainted with people who knew Blum in Los Angeles, and that he had heard discussed Blum’s reputation in Los Angeles in the respects stated above. The witness was then asked if he knew Blum’s general reputation in Los Angeles. Upon objection being made, the following occurred: “ [A Deputy District Attorney]: He said he never knew anybody that knew Barney Blum in the city of Los Angeles. The Court: Was that your answer to the question that you never knew anybody that knew him? The Witness: Oh, no; there is a lot of people who knew him. The Court: Did you know anybody that knew him? The Witness: Yes, I knew him.” The question was then read, to which the witness had already answered that he knew no one who knew Blum, when the following transpired: ‘ ‘ [Counsel for defendant] : Did you understand that question? A. I do understand it now but I didn’t understand it then. Q. You didn’t understand it then? A. No, sir.” The witness was then asked if he knew Blum’s reputation in Los Angeles in the respects already mentioned, objection was interposed, and the objection was sustained. The ruling was error. If we grant, without deciding, that the final result of the record is that there was was no showing whether or not the witness knew anyone who knew Blum—and the record indicates no more than that—we know of no rule which forbids a witness to testify to the general reputation of an individual merely because he knows no one who knows him. It would seem that one may know the general reputation of A in a community without knowing anyone who knows A, if he knows A himself. He cannot know of his own knowledge that others are acquainted with A unless he has seen them in his presence, but he nevertheless may have heard many discuss A’s reputation who actually know him.
[11] It is contended that a deputy district attorney who aided in the prosecution of appellant was guilty of misconduct during the trial. The alleged misconduct occurred during the final argument addressed to the jury. The record shows the following: “ [A Deputy District Attorney] : ‘Oh,’ they say, ‘Would you loan $150 on a watch and chain?’ Let me ask you something. Think about this, will you? If you knew that a watch and chain had been obtained in the commission of a hold-up by a pal of yours and you knew that that man wanted to skip town and he didn’t have the money to skip town and you knew that if he was here he would be caught or arrested and prosecuted for robbery, and you had the money, would you loan him $150 on a watch and chain?” Immediately upon these remarks being made to the jury appellant objected to them, whereupon the court stated that “it is a matter of argument.” Appellant then assigned the remarks as misconduct and asked the court to instruct the jury to disregard them. The trial judge merely responded: “You have your assignment.” The remarks were misconduct, and the court’s refusal to instruct the jury as requested was error. The testimony showed that appellant had taken a trip to Vancouver, British Columbia, soon after the time when, as he testified, Blum had made him the victim of a “hold-up.” There was nothing in the evidence which even remotely justified the argument made by the district attorney to the effect that appellant had “skipped town” because he himself had obtained a watch in a “hold-up.” This is what is meant by the remarks of the prosecutor, a fact attested more strongly by the context than by the excerpt itself which we have taken from the argument. The lending of $150 mentioned in the prosecutor’s remarks referred, of course, to the loan claimed by the prosecution to have been made by Blum to appellant.
A statement of these matters is necessary to the understanding of a second point made by appellant to the effect that the deputy district attorney was guilty of misconduct. After referring to the matters above mentioned the deputy proceeded: “You remember when those threats were made [that Blum would kill appellant] according to Finkel, Fisher and Goldfein, on the 30th, the 31st and the 1st, the shooting on the 2nd, the arrest on the 2nd, Finkel was there and not one single word out of Finkel, not one single word from the mouth of the defendant when the officers were taking the statement of the defendant to the effect that threats had been made to Finkel, Goldfein and Fisher. He says they were communicated to him. They say that they communicated the threats to him; they were fresh in Ms mind at that time, and yet not one single word. I will tell you why. See if it is not logical and reasonable. Assuming
[13] Misconduct is charged as to the following showing of the record made during the closing argument: “ [A Deputy District Attorney] : I am asking you • as reasonable people and reasoning human beings, Alpine leaving the State of California, after being held up by Barney Blum, because he was afraid Barney Blum was going to kill him, or Alpine borrowing $150 from Barney Blum and fleeing the State of California because of a robbery the man had committed. Mr. Allender: If. the Court please, I am going to make an objection to that statement, and I protest against declarations of that kind from a deputy district attorney closing the case, upon the ground that it is unwarranted by the evidence. There is no evidence to sustain it at all. I assign it as misconduct before this jury, and request your Honor to instruct the jury to disregard it. The Court: It is a matter of deduction being made in the course of the argument and you have your assignment.” Here, again, there was misconduct upon the part of the prosecutor and error by the trial judge.
Other claims of error are made by appellant, but we find it unnecessary to consider them.
[14] As required by the provisions of section 4y2 of article VI of the constitution, we have examined the entire cause, including the voluminous report of the evidence. We have even read the entire arguments of counsel, covering three hundred pages of typewritten record. From our examination we are of the opinion that the errors complained of have resulted in a miscarriage of justice. It is quite likely that the conviction of appellant was because of the errors and misconduct that are shown by the record. But two witnesses, in addition to appellant himself, testified to specific facts casting light upon the question whether Blum was the aggressor in the encounter which cost his life, and their testimony indicated that he was. In addition to this direct testimony there was circumstantial evidence both
Judgment and order reversed.
Craig, J., and Thompson, J., concurred.
A petition by respondent to have- the cause heard in the supreme court, after judgment in the district court of appeal, was denied by the supreme court on April 22, 1927, and the following opinion then rendered thereon:
The petition for a hearing in this court is denied. We are not to be understood, however, as approving that portion of the decision of the district court of appeal, wherein it is apparently held that a so-called voir dire examination of a character witness would constitute error.
Cases cited
- People v. Fitzpatrick 78 Cal. App. 37 p. 464
- People v. Hickman 113 Cal. 80 p. 465