Majority
Petitioner is a defendant in two actions which, until recently, have been pending in the superior court of Los Angeles County. In each action he was found guilty of the crime of assault with a deadly weapon and under each verdict he was sentenced to confinement in the penitentiary for the term prescribed by law. From the judgments against him and from orders denying his motions for new trials petitioner has perfected his appeals to this court. In due time he moved the superior court for a certificate of probable cause for his appeals and the motion was denied. Petitioner next, and in due time, moved the superior court for an order staying, pending his appeals, the execution of the judgments pronounced .against him. This motion also was denied. Petitioner then instituted in this court the proceeding which is above designated by the number Crim. 1732, a proceeding for a stay of execution pending appeal, although differently entitled.
For many years prior to the session of the legislature held in 1927—indeed, ever since 1874—the language of section 1243 of the Penal Code stood as follows: “An appeal to the supreme court from a judgment of conviction stays the execution of the judgment in all capital cases, and in all other eases, upon filing with the clerk of the court in which the conviction was had, a certificate of the judge of such court, or of a justice of the supreme court, that, in his opinion, there is probable cause for the appeal, but not otherwise.” The section had been held (In re Mayen, 49 Cal. App. 531 [ 193 Pac. 813 ]; In re Murphy, 185 Cal. 298 [ 97 Pac. 59 ]) to apply to appeals to the district courts of appeal as well as to appeals to the supreme court, and it had been determined in many cases (see In re Adams, 81 Cal. 163 [ 22 Pac. 547 ]; People v. Gallanar, 144 Cal. 656 [ 79 Pac. 378 ]) that an appealing defendant in a criminal case was
The orders of the superior court, denying petitioner’s application for a certificate of probable cause and his application for a stay of execution, were made under the provisions of section 1243 as recast by the legislature in 1927. As enacted at that time the section reads: “An appeal to the supreme court or to a district court of appeal from a judgment of conviction stays the execution of the judgment in all eases where sentence of death has been imposed, but does not stay the execution of the judgment in any other case unless the trial court shall so order. The granting or refusal of such order shall rest in the sole discretion of the trial court. If such order is made, the clerk of the court shall issue a certificate stating that such order has been made. In cases where the defendant has been sentenced to death or life imprisonment he shall be confined in a state prison pending the decision upon his appeal.” (Stats. 1927, p. 1062.) Under the old section, as we have already pointed out, the court could not have refused a certificate of probable cause under a proper showing. Under the new section, however, pursuant to the exclusive discretion attempted to be lodged in the court, the certificate was refused and a stay of execution was denied as well.
It is contended by respondent that this court, because of the present language of section 1243, cannot issue to petitioner a certificate of probable cause for the appeals he has perfected, or a stay of execution of the judgments pronounced against him. It is said that petitioner’s present
The right of petitioner to appeal from the judgments pronounced against him is secured to him by the constitution of the state {Ex parte Hoge, 48 Cal. 3 ; In re Adams, supra). Indeed, the right of appeal is so clearly the offspring of constitutional guaranty that the legislature is without power to provide for appeals beyond the scope of the language of the organic law {People v. McKamy, 168 Cal. 531 [ 143 Pac. 752 ]). Also, it is well worth while to observe that the power granted by the constitution to the courts of review of the state, that is, the power to issue writs in aid of the exercise of their appellate jurisdiction, is not a grant of original jurisdiction, but confers a part of the appellate jurisdiction itself. This is evident from the language of the grant, for the courts are to issue writs necessary or proper to the complete exercise of their appellate jurisdiction. These terms import, of course, that the exercise of
It therefore appears that the right of appeal which is guaranteed to petitioner by the constitution, or which rests, in part, in the inherent power of the courts as tribunals of appeal, is not merely the right to take appeals, but, as well, the right to have from the appellate tribunal all writs which are necessary or proper to the complete exercise of the jurisdiction set in motion by the perfecting of the appeals. It becomes material next, then, to determine whether the writ now demanded by petitioner—a writ of probable cause, which in effect is nothing more nor less than an order to stay execution—is one of the writs, issuable under an appropriate state of facts, which is necessary or proper to the complete exercise of appellate jurisdiction in a criminal case. So far as the mere rendition of judgment is concerned—the determination whether an affirmance or a reversal shall result—it may be said in a sense that an appellate tribunal has exercised its jurisdiction when its judgment has been pronounced and has become final; but that cannot be the complete exercise of jurisdiction which is contemplated by the constitution. The right of appeal, in all
It is insisted by respondent that it can make no difference to petitioner whether he be confined in the county, jail or in the penitentiary pending the hearing of his appeals, especially as if he be sent to the latter institution he will, during the consideration of his appeals, be amassing credits against the debit of his conviction in case of an affirmance of the judgments. The rights of an appellant under such circumstances, however, are predicated on the possibility of a reversal of the judgment which has been pronounced against him. But we forbear further to answer the contention of respondent. It is effectually met by a decision of the supreme court, in the following quotation from an opinion rendered by the chief justice, acting alone, in In re Hoge, 48 Gal. 6: “ The right to appeal to the supreme court is guaranteed by the constitution to the prisoner, and is as sacred as the right of trial by jury. It is-one of the means the law has provided to determine the question of his guilt or innocence. Upon such an appeal, the ultimate question is nearly always as to the validity of the judgment under which the prisoner is to suffer, and it is certainly not consonant to our ideas of justice, if it can be prevented by legal means, that even while the question of guilt or innocence is yet being agitated in the form of an appeal the prisoner should be undergoing the very punishment and suffering the very infamy which it was the'
We cannot avoid the conclusion that, strictly speaking, section 1243 of the Penal Code, as it stood from 1874 to 1927, did not confer jurisdiction upon the supreme court or upon the district courts of appeal to issue writs of probable cause, or at least to issue its equivalents, and that the section, as amended in the latter year, cannot operate to deprive those courts of their ancient jurisdiction, or discharge them from their duty to petitioners, in proper cases, to issue writs of supersedeas or to make orders staying executions. It is only by the exercise of such a jurisdiction that the courts can properly safeguard the right of appeal guaranteed by the constitution. “The legislature . . . can pass no act impairing the exercise of this appellate jurisdiction” {Ha ight v. Gay, supra). “Quo warranto was a case at law; it afforded the legal remedy for the usurption [sic] of an office; and we think this court retains jurisdiction of the case, notwithstanding the legislature may have changed the procedure, enlarged the remedy, and given it a new name. To hold otherwise would be to admit a power in the legislature to abridge our jurisdiction, and take from parties the right of appeal, by the easy device of a change of procedure, in many cases, where the right and jurisdiction are unquestioned” {People v. Perry, 79 Cal. 105 [ 21 Pac. 423 ]). “ Jurisdiction . . . having been conferred on the superior court by the Constitution, such jurisdiction
Respondent contends that petitioner’s remedy is by application for a writ of mandate to compel the issuance of a writ of probable cause by the superior court. We think not. Petitioner asks this court to exercise a jurisdiction reposed in it by the constitution, or inherently existing' in it, and we think such an application proper. We are not asked to pass upon or to review the action of the superior court.
Our next labor is to inquire whether petitioner shows a proper ease for the issuance of the writ or order for which he asks. To apply the test prescribed in In re Adams, supra, do petitioner’s appeals present a case that is debatable, a case upon which there may be an honest difference of opinion, or are they clearly and palpably frivolous and vexatious ? Whatever may be our conclusion upon the actual merits of the appeals when finally we come to a disposition of them, these are the questions to be answered now.
With this preliminary statement we set forth in full certain allegations of the petition:
“That the questions raised on the afofesaid appeal of this petitioner present to the District Court of Appeal a case that is debatable. That said appeal is not frivolous or vexatious. That said appeal presents questions upon which there may be an honest difference of opinion.
“Your petitioner respectfully represents that by reason of the nature of the evidence presented at the trial of the above mentioned criminal case, wherein it was shown that defendant did not precipitate or start the altercation which resulted in the shooting; that this petitioner was not the aggressor but was set upon and badly beaten by from three to five people; that this petitioner during all of said altercation up to the time when the shots were fired continually retreated, and by reason of other facts and circumstances brought out in evidence in this ease, there is room for an honest difference of opinion as to whether the evidence presented is sufficient to justify or support the verdict of guilty.
“This petitioner further respectfully represents that the failure of the court to give certain instructions and particularly to instruct the jury as to their right to find the defendant guilty of simple assault, an offense necessarily included in the offense of assault with intent to murder, with which the defendant was charged, presents a debatable question of law upon which there may and can be an honest difference of opinion.
■ “That the filing of affidavits on the motion for a new trial, alleging that the trial judge was told during the progress of the trial by the bailiff in charge of the jury that while said jury was being housed under court order in a hotel, during the progress of the trial, and before the cause was submitted to said jury, that one of said jurors was telling other jurors that a witness for the
defense who testified at the first trial of the above mentioned cause received $5,000.00 for his testimony; and the refusal and neglect of the trial judge upon receiving, such information to call same to the attention of counsel, to investigate the same, and if proven to declare a mistrial; in the face of the failure of the trial judge to deny by affidavit or otherwise the truth of the charge contained in the affidavit filed in support of defendant’s motion for a new trial, constitute such misconduct on the part of the trial judge as to readily permit of an honest difference of opinion and debate as to whether or not such conduct on the part of the trial judge was prejudicial to the defendant’s rights.
“Your petitioner further respectfully represents that the court instructed the jury as follows: ‘The court instructs the jury that a person, on whom another is making a mere assault with the fists, not with intent to kill or to do great bodily harm, and who is not deceived as to the character of such assault, is not justified in taking life or using a deadly weapon in self-defense. ’ Your petitioner respectfully represents that the correctness of such instruction is debatable and that the giving of such instruction readily permits of an honest difference of opinion as to whether the lack of intent to kill or the lack to do great bodily harm, existing in the minds of one making an assault with the fists upon a defendant, is any criterion whatever of the right to engage in self-defense or whether the test is, what would a reasonable man situated as the defendant was situated and seeing what he saw, and knowing what he knew, have done under like circumstances. Your petitioner further represents to the court that the failure of the trial court to instruct the jury, as requested by the defendant, that filing of an indictment raises no presumption or eontendment [sic] against the defendant and is no evidence against him, raises a debatable question and permits of an honest difference of opinion as to whether such refusal was prejudicial to the defendant in the light of all the other instructions given. Your petitioner respectfully represents that the failure on the part of the trial judge to instruct the jury, as requested by the defendant; in the instant case, that even though an assault is made upon the defendant only with the fists, still that the defendT
ant could resort to necessary self-defense if an ordinarily prudent and reasonable man situated as the defendant was, knowing what the defendant knew, and seeing what the defendant saw, would have believed that he was in imminent danger of great bodily injury from such an assault with the fists; raises a debatable question and permits of an honest difference of opinion as to whether or not in view of the facts and circumstances in evidence in the case, such instruction should not have been given.
“Your petitioner further respectfully represents that the cross-examination of the witness Kynett testified for the defendant and the remarks of the court at the conclusion of the examination of Police Captain Steckel, who testified in rebuttal for the People, raises a debatable question and permits of an honest difference of opinion as to whether or not such conduct on the part of the court was not prejudicial to the rights of the defendant and in violation of the provisions of Section XIX, Article 6, of the Constitution of the State of California, which prohibits judges from charging juries with respect to matters of fact.
“Your petitioner further represents that there are other and sundry debatable questions raised and issues which permit of an honest difference of opinion are also raised on the appeal taken by this petitioner in the above mentioned case. That by reason of all of the aforementioned grounds constituting said appeal, as well as divers and other grounds more fully appearing from the files and records in said appeal, it is apparent that said appeal is taken in good faith, presents debatable questions and permits of honest difference of opinion as to whether, during the trial of said cause, the rights of this defendant were prejudiced. That said appeal is not frivolous or vexatious, but on the contrary is brought in good faith and presents debatable questions to the District Court of Appeal.”
These allegations as to what matters are presented by the appeals of petitioner are not controverted by respondent. The merits of petitioner’s application were orally argued by a deputy district attorney and they were also debated in a brief filed by the attorney-general and the district attorney. In both oral argument and brief these officers have contented themselves with a presentation only of the questions arising upon the face of the petition,
The transcript of the testimony and proceedings during the trial of petitioner are before us as a part of the record upon this application, as is also the transcript of the argument made on his motion for a new trial. In determining whether petitioner’s appeals are frivolous we have not found it necessary to examine the transcript of the proceedings during the trial. Petitioner’s opening brief in support of his appeals has not yet been filed and we have therefore been denied light from that source. We have, however, read carefully the transcript of the argument on motion for a new trial and it is that reading which has made it unnecessary for us to consider the transcript of the testimony. The allegations of the petition, designed to show that the appeals are not frivolous, are some of them not as full and satisfactory as could be desired, but they are amplified and enforced by the points presented and the argument made in support of the motion. Taking petition and argument together, we are fully apprised of the points to be made upon the appeal. We have no hesitation in declaring that the appeal is not frivolous. Several of the questions which we must finally decide are to our minds plainly arguable—debatable, to employ the language of In re Adams, supra—they are points concerning which an honest difference of opinion may be indulged. To this independent conclusion of our own is to be added the voluntary concession of the attorney-general and the district attorney that the superior court might properly have issued a certificate of probable cause. We have no hesitation in concluding that we should make an order staying the execution of the judgments against petitioner pending a determination of his appeals.
Affidavits of seven of the members of the jury which convicted petitioner are presented with the petition. One of these jurors states that her intention was to find petitioner guilty under but one of the charges against him, that the sentence imposed upon petitioner was too severe, that if she had known the sentence was to be so severe she would not have voted petitioner guilty, and that some of the witnesses against petitioner were intoxicated at the time of the occurrences to which they testified. Another juror avers that the testimony against petitioner was conflicting and weak, that one of the other jurors told him that petitioner had paid a certain witness the sum of five thousand dollars to testify in his behalf, and that this statement served to strengthen the weak evidence against petitioner and influence the affiant juror to agree to a verdict of guilt. Yet another juror says that the fact that brought him mostly to the conclusion of petitioner’s guilt was not the evidence as presented in court, that there was conversation in the jury-room to the effect that petitioner had paid some of his witnesses to testify in his behalf, and that this conversation was partly the cause of the agreement of the jury to the compromise verdict of guilt. The affidavits of the other four jurors show similar matters.
An affidavit of petitioner and affidavits of several physicians contain statements concerning the effect likely to be wrought upon petitioner’s health by his imprisonment. The affidavits of the physicians show the result of various
The showing made by all these affidavits is utterly insufficient to support the petition for admission to bail. Such an application, made after appeal, should be allowed “only in cases where circumstances of an extraordinary character have intervened” (Ex parte Marks, 49 Cal. 680 ). “What is meant by ‘circumstances of an extraordinary character’ occurring after conviction was inquired by counsel at the argument. Obviously this question cannot be fully or satisfactorily answered by mere anticipation of possibilities. It might be that after conviction of a felonious homicide the supposed deceased was produced and seen to be alive; or it might be discovered that property, the subject of a supposed larceny, had all the time been in the possession of its owner and overlooked by his mistake. A variety of illustrations might be suggested of circumstances distinguishing a particular case from the general mass of other criminal eases, and appealing more or less strongly to the discretion of the court to admit the prisoner to bail, even after conviction. It is not pretended that any circumstances of an extraordinary character affecting the condition of the petitioners here have occurred since their conviction. None are asserted in the petition for the writ, nor were any such proven at the hearing. The circumstances suggested at bar, that some of the jurors had, since the trial, stated that they had become satisfied that they
There is nothing in the affidavits of the seven jurors which shows the intervention of any “circumstances” whatever since petitioner’s conviction, except the mere making of the affidavits themselves, and that “circumstance” is palpably insufficient to meet the requirement prescribed in the cited cases, granting that these affidavits can be considered at all.
The only “circumstance” intervening since conviction, taking the entire case made by petitioner, is disclosed by some of the statements contained in the affidavits concerning the state of his health, but that showing is insufficient. “There is nothing in the case showing the intervention of any such extraordinary circumstance as would justify holding that the application was improperly denied by the judge of the trial court. The evidence does not show that there is such imminence of dangerous results to the life or health of the defendant as to obviously require his removal from the county jail at this time. Should more serious consequences of his confinement hereafter manifest themselves, and such as to render it proper that bail should be allowed, there is nothing to preclude another application for the purpose” {Ex parte Turner, supra.) For a review of the authorities upon the question of the effect of confinement upon health as requiring an admission to bail pending appeal, see People v. Cornell, 28 Cal. App. 654 [ 153 Pac. 726 ]. “Where the reasonable inference from the showing made is that there is only a fear that further confinement of the prisoner pending appeal will endanger his health or life, and not that there is imminent danger from further
Petitioner is granted a stay of execution of the judgments against him pending a determination of his appeals. He is denied admission to bail.
Craig, J., and Thompson (Ira F.), J., concurred.
Cases cited
- In re Mayen 49 Cal. App. 531 p. 44
- In re Murphy 185 Cal. 298 p. 44
- In re Adams 81 Cal. 163 p. 44
- People v. Gallanar 144 Cal. 656 p. 44
- Yick Wo v. Hopkins 118 U. S. 356 p. 46
- Ex parte Hoge 48 Cal. 3 p. 46
- People v. McKamy 168 Cal. 531 p. 46
- Haight v. Gay 8 Cal. 297 p. 47
- Tyler v. Houghton 25 Cal. 26 p. 47
- Miller v. Board of Supervisors 25 Cal. 93 p. 47
- People ex rel. Carpentier v. Loucks 28 Cal. 68 p. 48
- Hyatt v. Allen 54 Cal. 353 p. 48
- People v. Jordan 65 Cal. 644 p. 48
- Scott v. Larson 82 Cal. App. 46 p. 49
- People v. Ross 135 Cal. 59 p. 49
- In re Watts 197 Cal. 611 p. 49
- People v. Durrant 119 Cal. 54 p. 49
- In re Graves 62 Cal. App. 168 p. 50
- People ex rel. Davidson v. Perry 79 Cal. 105 p. 51
- People ex rel. Swift v. Bingham 82 Cal. 238 p. 52
- Pac. Tel. & Tel. Co. v. Eshleman 166 Cal. 640 p. 52
- In re Proceeding to Validate Sutter-Butte By-Pass Assessment Number Six 190 Cal. 532 p. 52
- Ex Parte Marks 49 Cal. 680 p. 58
- Ex parte Smallman 54 Cal. 35 p. 59
- Ex parte Brown 68 Cal. 176 p. 59
- Ex parte Smith 89 Cal. 79 p. 59
- Ex parte Turner 112 Cal. 627 p. 59
- Ex parte Hatch 15 Cal. App. 186 p. 59
- In re Wilkins 66 Cal. App. 754 p. 59
- People v. Eiseman 69 Cal. App. 143 p. 59
- People v. Ephraim 72 Cal. App. 479 p. 59
- In re Ephraim 73 Cal. App. 104 p. 59
- People v. Cornell 28 Cal. App. 654 p. 59