People v. Wozniak

4. Failure to appoint advisory counsel.

5. Alleged prejudicial misconduct of district attorney.

6. Alleged prejudicial misconduct of trial judge.

7. Alleged error in instruction.

8. Effect of the comment of the district attorney and the instruction of the court concerning defendant’s failure to testify. (Griffin v. California.)

Statement op Facts

In the early morning of December 19, 1962, Messrs. Curtis and Glass, having worked late in San Francisco, decided to remain there overnight rather than to return to their homes some miles distant. They occupied room 744, on the 7th floor, of the Sutter Hotel and retired sometime between 1:15 and 1:30 in the morning. The door to the room was closed but it is uncertain whether or not it was locked. At approximately 2:30 a.m. the two men were awakened. They noted that the door was open and light was streaming into the room from the hallway. Both men got up and found certain property missing: Mr. Curtis’ money clip containing about $77 in currency, Mr. Glass’ suit containing a pocket secretary and a wallet containing about $5.00, and Mr. Glass’ wrist watch.

After discovering the loss, the men reported it to the hotel desk. Approximately one-half hour later, two police officers arrived at the victims’ room. The victims related what had happened, explaining what was missing. Officer Sikara testified he realized that a felony had been committed and that the perpetrator might still be on the premises. He thereupon left the room and went to the 8th floor of the hotel. He searched the halls and the restrooms, but found no one. He descended to the 7th floor and thinks he searched that floor. He then went to the 6th floor. Coming out of the elevator he proceeded along the corridor to the right. He turned right and then right again. As he turned the second corner he noticed defendant standing in the hallway, just looking at the door or the wall or something. There was no other person in the hall. As the officer started to walk towards defendant, the latter started to walk towards him. As they met, the officer, in looking at defendant, thought he seemed a little confused and dazed. When asked what he was doing wandering around the halls at 3 o’clock in the morning, defendant made no reply. Asking three or four other questions the

In the case at bench, Officer Sikara would have been derelict in his duty under the circumstances had he not arrested and searched defendant. (Whether the search or the arrest came first is immaterial here as it is well settled that if the circumstances justify an arrest the search may precede the arrest.) (People v. Luna (1957) 155 Cal.App.2d 493 , 495 [ 318 P.2d 116 ].)

Officer Sikara knew that a felony had been committed, that the victims’ hotel room had been entered and certain described property taken. Although a half hour had elapsed since the burglary, it was reasonable to assume that

Nqy was the search incident to the arrest objectionable as exploratory. The arresting officer knew that certain items had been taken and was looking for evidence, not of other crimes, but of the one he knew had been committed upstairs. (Cf. People v. Haven (1963) 59 Cal.2d 713 , 719 [ 31 Cal.Rptr. 47 , 381 P.2d 927 ].) Neither Gilbert v. United States (1961) 291 F.2d 586 , nor Lee v. United States (1956) 232 F.2d 354 , cited by defendant on this appeal, is in point. Both deal with situations wherein the arrests were made with the intent to effect a search of a particular area.

2a. Admissibility of defendant’s statements.

Defendant contends that his statements to Officer Sikara were involuntary as a matter of law. Officer Sikara testified concerning the events preceding his bringing defendant to the victims’ room and the identification there by the victims of their property. He was asked if he then had any conversation with defendant. He replied that he had. He was then asked if any promises of reward or immunity were made to defendant. The officer stated “We attempted to have him admit where he hid the suit. ... I told him [defendant] that it would probably go easier on him if he cooperated.” The officer further stated that defendant asked to see him outside of the room and in the absence of the other officer. He was then asked if defendant requested special consideration, to which the officer replied “That’s the inference I got.” At this point the court stated that it was concerned about the officer’s statement concerning cooperation and would like to discuss the matter outside of the presence of the jury, ex-

During the direct examination of Officer Sikara and when he was asked if he had had a conversation with defendant about the suit, defendant interrupted and asked permission to make Sikara his witness. The court merely stated “not now, ... I want to declare a recess in view of what the officer said, ’ ’ and did declare a recess. The defendant made no request thereafter to make Sikara his witness. It is quite significant, too, that defendant when questioning Sikara on cross-examination did not question the latter on anything relating to the voluntariness of defendant’s statements. The court did not err in admitting the evidence. The ultimate determination of the voluntariness of the statements was for the jury.

Defendant contends that the court should have advised defendant that he could take the stand on voir dire for the limited purpose of showing the effect that the officer’s statement had upon him and whether or not he had in fact construed it as a promise of leniency. Defendant cites no authority to this effect, nor have we found any. In People v. Williams (1960) 187 Cal.App.2d 143 , 147 [ 9 Cal.Rptr. 540 ], the court held that defendant, if he requests it, must be given the opportunity to overcome a prima facie showing of voluntariness. Defendant made no claim that his statements were not voluntary nor did he at any time ask to take the stand on this subject. Defendant throughout the trial showed considerable skill in the examination of witnesses and in his handling of the case. (His prior convictions indicate that he had had some court experience.) He had been represented by the public defender but before trial discharged him because the latter’s action “would be a very good show put up for you and for the Court, very strenuous show, but eventually the outcome would be in favor of the prosecution____”

2b. Applicability of People v. Dorado.

Subsequent to the trial in this case Escobedo v. Illinois (1964) 378 U.S. 478 [ 84 S.Ct. 1758 , 12 L.Ed.2d 977 ] and People v. Dorado (1965) 62 Cal.2d 338 [ 42 Cal.Rptr. 169 , 398 P.2d 361 ] were decided. Although not submitted to the trial court, the effect of those decisions on the admission of defendant’s statements must be considered by us. (See People v. Hillery (1965) 62 Cal.2d 692 [ 44 Cal.Rptr. 30 , 401 P.2d

In Dorado the court held that the defendant’s confession could not be introduced into evidence “because (1) the investigation was no longer a general inquiry into an unsolved crime but had begun to focus on a particular suspect, (2) the suspect was in custody, (3) the authorities had carried out a process of interrogations that lent itself to eliciting incriminating statements, (4) the authorities had not effectively informed defendant of his right to counsel or of his absolute right to remain silent, and no evidence establishes that he had waived these rights.” (62 Cal.2d at pp. 353-354.) Our first inquiry, then, must be whether defendant’s statements were confessions or merely admissions. “ ‘A confession is a voluntary statement that was made by one who is a defendant in a criminal trial, at a time when he was not testifying in that trial, by which he acknowledged certain conduct of his own that constituted a crime for which he is on trial, a statement which, if true, discloses his guilt of that crime and excludes the possibility of a reasonable inferenee to the contrary.’ [Citations.] As said in Ferdinand, a confession ‘leaves nothing to be determined, in that it is a declaration of his [defendant’s] intentional participation in a criminal act. . . .’ [Citation.]” (People v. Swayze, supra, 220 Cal.App.2d 476 , 492.) A confession “‘is not equivalent to statements, declarations, or admissions of facts criminating in their nature or tending to prove guilt. It is limited in its meaning to the criminal act, and is an acknowledgement or admission of participation in it.’ ” (People v. Ferdinand (1924) 194 Cal. 555 , 569 [ 229 P. 341 ].) “An admission as applied to criminal law is something less than a confession, and is but an acknowledgement of some fact or circumstance which in itself is insufficient to authorize a conviction, and which tends only toward the proof of the ultimate fact of guilt.” (P. 568.) When the statement is such

Applying the above tests to defendant’s statements it is clear that they do not amount to a confession. Although his statements were somewhat incriminatory, at no time did defendant admit participating in the burglary. By his statements he admitted knowledge only of the whereabouts of the suit, the pocket secretary and the wallet.

In People v. Wilkins (1910) 158 Cal. 530 , 534 [ 111 P. 612 ], it was held that the admission by the defendant that he buried the body of the murdered woman was not a confession that he committed the murder, even though it might be a confession of the crime of secret burying of a human body. Thus, in our case, the admissions made by defendant were not necessarily inculpatory of the crime of burglary, even though possibly inculpatory of the crime of receiving stolen property. In the case at bench, at the time the defendant made his statements to the officer all of the elements of Dorado were present: (1) the investigation had focused upon defendant, (2) defendant was in custody, (3) defendant was not warned as to his right to counsel and to remain silent, and (4) the officers were carrying out a process of interrogation that lent itself to eliciting incriminating statements. While it is true that the officer’s questioning concerned the whereabouts of the stolen property, it appears that at the same time the officer’s interrogations lent themselves to eliciting incriminating statements. Officer Sikara said “We attempted to have him admit where he hid the suit.” When he asked defendant as to the whereabouts of the wallet and pocket secretary “we had to ask him, like we did all the questions, four or five times. ’ ’

However, under the circumstances of this case, admission in evidence of defendant’s statements could not have been prejudicial to defendant. Dorado contemplates that the introduction in evidence of statements which are not confessions but merely admissions, as are the statements here, and which come under the Escobedo and Dorado rules, may not necessarily be prejudicial error. “ [U]nder some circumstances the introduction into evidence of statements obtained from a defendant during police interrogation in violation of his right to counsel and his right to remain silent may con

People v. Watson (1956) 46 Cal.2d 818 , 836 [ 299 P.2d 243 ], gives the test for applying section 4% “That a ‘miscarriage of justice’ should be declared only when the court, ‘ after an examination of the entire cause, including the evidence, ’ is of the ‘ opinion ’ that it is reasonably probable that a result more favorable to the appealing party would have been reached in the absence of the error.” In People v. Finn (1965) 232 Cal.App.2d 422 , 428 [ 42 Cal.Rptr. 704 ], the court held that it is a question of fact to be determined in each ease by the reviewing court whether or not the admission of a statement not amounting to a confession, which violates Dorado, prejudices the defendant and deprives him of a fair trial.

In the following cases the admission of statements violating the Dorado rule was held not to be prejudicial under the circumstances of the particular ease: People v. Galloway (1965) 233 Cal.App.2d 369 , 374 [ 43 Cal.Rptr. 617 ] (where the defendant was asked after arrest concerning his possession of the stolen property) ; People v. Nelson (1965) 233 Cal.App.2d 440 , 444-445 [ 43 Cal.Rptr. 626 ] (where the defendant’s statements at three different police interrogations were admitted); People v. Ghimenti (1965) 232 Cal.App.2d 76 , 84 [ 42 Cal.Rptr. 504 ] (where the defendant after arrest was asked as to ownership of the clothes in which the contraband was found and “a spontaneous reply to an impulsive remark”); People v. Beverly (1965) 233 Cal.App.2d 702 , 717 [ 43 Cal.Rptr. 743 ] (where defendant made several statements after arrest including replies in an investigation recorded on a tape) ; People v. Herrera (1965) 232 Cal.App. 2d 558 [ 43 Cal.Rptr. 12 ] ; People v. Jones (1965) 232 Cal.App.2d 379 , 392 [ 42 Cal.Rptr. 714 ],

The fact of defendant being in the hall, having in his possession several skeleton keys and some of the stolen property; defendant’s conduct when asked by Officer Sikara what he was doing in a hotel hall at that hour of the morning (a question which does not come within Dorado, as it was purely investigatory); and the other circumstances of the

3. Jury’s hearing evidence as to the admissibility of the evidence obtained by search and seizure.

Defendant contends that the evidence concerning the legality of the search and seizure should not have been admitted before the jury.

The question of the admissibility of evidence obtained as a result of an alleged illegal search and seizure is one to be determined outside the presence of the jury. (People v. Gorg (1955) 45 Cal.2d 776 , 780 [ 291 P.2d 469 ] ; People v. Haven, supra, 59 Cal.2d 713 , 715.) “The probative value of evidence obtained by a search or seizure, however, does not depend on whether the search or seizure was legal or illegal, and no purpose would be served by having the jury make a second determination of that issue. Moreover, the legality of a search or seizure will frequently depend on whether the officer had reasonable cause to make an arrest, and since such cause is not limited to evidence that would be admissible at the trial of the issue of guilt [citation], evidence that was otherwise inadmissible and prejudicial would frequently be presented to them if the jury were required to pass on the legality of the search or seizure.” (People v. Gorg, supra, at p. 781.)

Defendant, during his examination of one of the victims, first asked the court’s permission to bring the circumstances relating to the search and seizure before the jury. The court stated the defendant could do so, but reminded defendant that this issue was one for the court to decide. Defendant replied that he understood that. There was no objection made to the examination of Officer Sikara with respect to the circumstances surrounding defendant’s arrest and search. The items found on defendant were marked for identification. Defendant then moved that the testimony of the officer be stricken. The court considered the motion as based on the contention that the search and seizure were illegal, and denied the motion. Defendant then stated: “I haven’t made that motion yet, Your Honor.” The court then withdrew its ruling, and defendant continued his cross-examination. He inquired into the same points and circumstances as those

The district attorney in his opening statement said, and the court instructed, that nothing he said in his opening statement could be considered as evidence. No showing of bad faith was made here. See People v. Williams (1962) 202 Cal.App.2d 387 , 397 [ 20 Cal.Rptr. 740 ], where the court said: “In the present ease, the defendant made no objection to the statement of the district attorney and if he knew such statement could not be proven, should have objected at the time instead of relying on the possibility of a later reversal.”

The applicable rules with respect to comments in the opening statement which are allegedly not substantiated by the evidence subsequently admitted were summarized in People v. Ramsey (1959) 172 Cal.App.2d 266 , 272-273 [ 342 P.2d 287 ], In his opening statement, it is the duty of an attorney to refrain from referring to facts which he cannot or will not be permitted to prove. However, failure to produce the proffered proof, either because of the rules of evidence or for any other reason, does' not necessarily indicate prejudice. The statement does not and cannot be considered as evidence nor can it be binding on anyone- “Because of the limitations upon the effect of the opening statement, one who asserts it as misconduct must prove more than the mere failure to adduce the testimony described in it.” (People v. Ramsey, supra, p. 272.) In the absence of a showing of bad faith or showing that the district attorney offered the statement without any intention of trying to support it by evidence, it cannot be said that the district attorney was guilty of misconduct because he failed to produce such evidence.

As to the second comment, defendant, while examining Sikara, asked for production of the report Sikara had made of defendant's arrest. The court instructed the officer to produce it and told defendant to read it. It proved to be the report of both arresting officers. Defendant said that he wanted the officer to read it as defendant did not know what was in it. This the officer did. It was quite a long report. Included in it were references to defendant’s prior convictions and a statement that defendant was a runaway from a

6. Alleged prejudicial misconduct of trial judge.

Defendant contends that the court argued the prosecutor’s case by the statement made to defendant hereinafter set forth. Defendant first points out that there was a conflict in Sikara’s testimony as to whether defendant, when asked if he lived in the hotel, said he did or made no reply. In discussing with defendant the latter’s contention that the search was without legal cause, and in summing up the evidence which the court stated gave probable cause for the search, the court among other things said “You didn’t say to him [Sikara], I live in room so and so, come down to the room clerk and I will tell you who I am and where I live and show you the room I am in or what you were doing there at 3 :00 o ’clock in the morning. ’ ’ This was a legitimate comment by the judge in explaining his reasons for ruling against defendant as to the legality of the search. The court fully instructed the jury that the credibility of the witness was

After the court had several times ruled on the same objections made by defendant and after defendant on cross-examination of Sikara had several times asked him if he left out of the police report defendant’s explanation of his possession of the stolen property and Sikara had admitted leaving such explanation out because none was given, the court, in admonishing defendant to discontinue making arguments with each question as defendant had been doing, said “Now, I don’t mean to be facetious either, but this isn’t your first time in court and I want you to cooperate a little with me. I am trying to be patient with you.”

There was certainly no “strong implication” as defendant contends that defendant was an experienced defense attorney. In People v. Dunaway (1963) 222 Cal.App.2d 322 , 328-329 [ 35 Cal.Rptr. 154 ], a similar contention was made. There the defendant was asserting asides and comments in his conduct of his defense. The court stated: “I’m sure Hr. Dunaway, you have had experience in presenting matters to the Court before. Now, you have been — Mr. Dunaway: I’m not an attorney — I had not had experience. ” (P. 328.) Again, during the prosecutor’s cross-examination of one of the defendant's witnesses, the defendant objected. “The Court: Mr. Dunaway, please, you have had experience in this sort of thing before, and I’ve repeatedly told you not to make these asides.” (Pp. 328-329.) In our case no objection or motion to strike was made. Such failure waived any objection to the remarks made. Moreover, the remarks were not prejudicial.

7. Alleged error in instruction.

The court gave an instruction stating “I have admitted evidence that tends to establish a confession by the defendant” and then told the jury that before it could consider that evidence it must determine whether the confession was voluntary or involuntary. Defendant contends that the court erred in giving this instruction because there was no evidence of any confession by defendant. People v. Nielson (1960) 183 Cal.App.2d 20 , 28-29 [ 6 Cal.Rptr. 367 ], holds that the giving of an instruction on confession, where the statements of the defendant do not amount to a confession, is erroneous. There, the defendant had described to the police what happened when he stabbed a man entering his trailer at night and had signed

In People v. Wade (1960) 185 Cal.App.2d 226 [ 8 Cal. Rptr. 197 ], a prosecution for robbery, the court citing Nielson, supra, declared that the defendant’s statements were admissions and not confessions, and held prejudicially erroneous an instruction on confession. The evidence detailed in the opinion indicates that it was extremely doubtful whether a conviction of the defendant could have been had without the giving of an instruction indicating that defendant had confessed his guilt. Moreover, the instruction itself gave more indication than the one in the case at bench that the court believed that the statements constituted a confession.

In People v. Gardner (1957) 147 Cal.App.2d 530 [ 305 P.2d 614 ], defendant, who was convicted of robbery on four counts, made several incriminating statements during the course of the investigation in the interrogation room of the police station which statements were taken down in shorthand and a transcript thereof read to the jury. The defendant admitted that he was driving the getaway car on three of the occasions charged. The court instructed the jury relative to confessions and admissions. Defendant claimed that there was no actual confession in the case and therefore it was error to instruct the jury concerning confessions. The reviewing court held that as the instruction correctly defined both an admission and a confession and left to the jury the question whether a confession had been made, and, if so, whether it was voluntary and true, there was no error.

In People v. Tannehill (1960) 187 Cal.App.2d 402 [ 9 Cal.Rptr. 675 ], defendant Tannehill and his eodefendant were both found guilty of burglary and grand theft. The codefendant confessed to the burglary and defendant Tannehill made certain incriminating statements. The court instructed the jury on confessions and admissions using CALJIC Instruction No. 29 Revised. On appeal Tannehill contended that because he did not confess and the instruction as worded applied to both defendants, the jury was erroneously told that he had confessed. The court noted that the instruction

In People v. Southack (1952) 39 Cal.2d 578 [ 248 P.2d 12 ], immediately after the deceased was shot by a gun which the defendant was pointing at him, the defendant said to a police officer “ ‘Oh my God, I did it, I did it.’ ” The court held that this was an admission and not a confession and that “Therefore, the instructions as to confessions had no application to the evidence. However, defendant has not shown that, upon the record here, the giving of the abstractly correct instruction could have prejudiced him.” (Pp. 584-585.)

In People v. Fluery (1958) 161 Cal.App.2d 630 [ 327 P.2d 47 ], a burglary case, defendant contended that the statements made by him to the police were not confessions and, therefore, the court erred in giving CALJIC Instruction No. 29 which defined a “confession” and an “admission” and 29-D which admonished the jury to view with caution an admission or a confession. Citing People v. Southack, supra, the reviewing court held that as “to the cautionary instruction relating to an oral admission or confession of defendant, it was not only proper, but should have been given, since there was evidence of certain admissions.” (P. 637.) Although the first instruction given started “Evidence has been received in this case tending to show that on... (occasions) other than this trial the defendant himself made ... (statements) tending to prove his guilt of the alleged crime..(p. 636, fn. 1), the court stated this was “not an instruction covering a ‘confession’ as such” (p. 637) and that there was no error in giving the instructions, apparently because the trial court defined both “confessions” and “admissions.”

As we have hereinbefore held, defendant’s statements to Officer Sikara were not confessions but merely admissions. Therefore, the instruction on “confessions” should not have been given. However, as shown by the foregoing authorities, the erroneous giving of such an instruction is not necessarily prejudicial. Whether it is so and whether section 4% of article VI of California Constitution may be applied depends upon the circumstances of the case. Applying the

“Such error, unless it resulted in a miscarriage of justice, does not, however, automatically require a reversal if article VI, section 4%, of our Constitution is applicable to it. We are of the opinion that such section is applicable.” (P. 823.) The court then discussed at considerable length both federal and California decisions which appear to have held that whenever error is predicated upon constitutional grounds, the judgment is reversible per se, and distinguished them, pointing out that in both federal and California decisions, erroneous denials of constitutional guarantees “have consistently been held not to require reversal when not prejudicial.” (P. 826.) The court then determined “that the rule of article VI, section 4%, of the California Constitution is applicable to this situation [comment by prosecutor and instruction by the court on the defendant’s failure to testify], . . .” (P. 827.) The court then went on to say that “we would ordinarily pass on the factual question whether the comments did or did not cause a miscarriage of justice. But we need not do so here because the judgments must be reversed for other reasons. ...” (P. 826.) In the ease at bench, for the reasons hereinbefore set forth as to the clear guilt of the defendant, we conclude that the errors in commenting and instructing on defendant’s failure to testify were nonprejudicial as “there is no reasonable probability that the jury would have reached a result more favorable to defendant” (People v. Hillery, supra, 62 Cal.2d 692 , 713), if such errors had not occurred.

Judgment is affirmed.

Sullivan, P. J., and Molinari, J., concurred.