People v. Cain

Defendant was tried before the court, sitting without a jury, for a violation of section 11500.5, Health and Safety Code, possession of heroin for sale. He appeals from the judgment of conviction.

“On the date of November 30, 1966, at approximately 10 a.m. your affiant received information from a confidential informant whom your affiant considers to be reliable. This belief is founded upon your affiant’s past experience with the informant. This belief is also founded upon the information presently received from this informant when considered and evaluated in the context of all of the facts and circumstances set forth in this affidavit. In the past this informant has given to your affiant information on two separate occasions that led to the arrest of at least three individuals, cases of which are still pending in the courts of the County of Sacramento, or which have been terminated by final disposition in said courts within the past three months. On the first occasion a search warrant was obtained on the basis of this informant’s information and heroin was in fact located as per his information. On the second occasion information obtained from this informant was given to the postal inspectors, this information also proving reliable and leading to an arrest. i C

“Your affiant states that the said confidential reliable informant did speak with personal knowledge when imparting the information hereinafter set forth, unless and except where specifically stated to be otherwise.

“Your affiant was informed by said confidential reliable informant on the aforementioned date that the residence located at 3649 Second Avenue, apartment six, Sacramento, California, did in fact contain heroin and narcotics paraphernalia. The heroin was packaged in balloons, each balloon containing a $25 quantity of heroin, and the balloons were contained in a plastic bag and were in the possession of Thomas Bussell King, aka Thomas Bussell Kane, aka Killer Kane. ’ ’

On several occasions after issuance of the warrant, Cozzalio went to the neighborhood of defendant’s premises in order to effect the search. Bach time, not having seen defendant’s car, he would make no further attempt. Finally, on December 10, 1966, Cozzalio with two other agents observed defendant’s car parked near the apartment building. He obtained a key to defendant’s apartment from the building manager. When he reached defendant’s unit, he heard the television broadcast

Defendant was found with about $130 cash in his hand. In the pocket of his sweater were seven balloons and a paper bindle. The balloons contained 7.18 grams of heroin. The bindle held .26 of a gram of heroin. Inside a glove-potholder, found above the stove, there were eyedroppers, a copper-colored measuring spoon, an hypodermic syringe, and two needles.

Defendant argues that the affidavit in support of the warrant failed to state facts indicating the source of the informant’s knowledge and therefore the warrant was issued without the requisite probable cause. Where a search warrant is to be issued “solely on information from a reliable informant,” the supporting affidavit must “disclose the source of the informant’s knowledge so that the examining magistrate can himself determine whether probable cause exists for the issue of the warrant.” (People v. West, 237 Cal.App.2d 801 , 805 [ 47 Cal.Rptr. 341 ].)

In the case before us there is no explicit showing in the affidavit as to how the informant learned of the narcotics. However, the affidavit does state that the informant had “personal knowledge; ’' it goes no further. This lack of explication as to the nature of the informant’s knowledge does not make the affidavit insufficient under West, supra. In that case, there was not even an averment that the informant had “personal knowledge.” (People v. West, supra, 237 Cal.App.2d at p. 803, fn. 1.)

Furthermore, failure to state the character of the personal knowledge does not detract from the showing of probable cause. The existence of the informant’s personal knowledge, without concern as to how it was obtained, can be implied from surrounding circumstances. (People v. Hernandez, 255 Cal.App.2d 478 , 482 [ 63 Cal.Rptr. 133 ].) The affidavit before us is well within Hernandez. In addition to the statement of personal knowledge, there is a statement that the balloons of heroin were contained in a plastic bag. Indeed, the search of defendant’s person revealed this to be true. This is persuasive evidence from which personal knowledge can be implied, thus corroborating the informant’s statement of such knowledge. (See People v. Hernandez, supra, 255 Cal.App.2d

Defendant cites as error the refusal of the trial court to allow him to discover through cross-examination of agent Cozzalio the title of pending cases in which the informant proved reliable. In support, defendant cites Priestly v. Superior Court, 50 Cal.2d 812 [ 330 P.2d 39 ]. In that case the Supreme Court granted a writ prohibiting the superior court "from further proceedings on an information charging violations of Health and Safety Code, section 11500. Essential evidence in the ease was the product of a search instituted, without warrant, upon a lead furnished by an informant of undisclosed identity. The court held that if such testimony is essential to sustain the legality of the search, the identity of the informant must be revealed to defendant in order that he may have a fair opportunity to rebut the officer’s testimony bearing on legality. (Priestly v. Superior Court, supra, 50 Cal.2d at p. 818.)

This ease does not support defendant’s position. The rule just stated does not apply where the search is made under a warrant valid on its face. (Evid. Code, § 1042, subd. (b); People v. Keener, 55 Cal.2d 714 , 723 [ 12 Cal.Rptr. 859 , 361 P.2d 587 ].)

Defendant finally contends that the warrant was improperly executed because entry into the apartment was not in accord with the requirements of Penal Code, section 1531. That section reads: ‘1 The officer may break open any outer or inner door or window of a house, or any part of a house, or anything therein, to execute the warrant, if, after notice of his authority and purpose, he is refused admittance.” Cozzalio was not ‘1 refused admittance. ’ ’ He heard no response to his knocks and announcement of authority. Nor did he announce his purpose.

The People cite People v. Villaneuva, 220 Cal.App.2d 443 [ 33 Cal.Rptr. 811 ], as controlling. In that case police officers, fearing that possible incriminating evidence might be disposed of if they announced their presence pursuant to Penal Code, section 1531, kicked open the door of defendant’s apartment and rushed in. They found 30 grams of 90 percent pure heroin. (P.446.)

The court held the search to be proper, notwithstanding the failure to comply with Penal Code section 1531. They adopted the reasoning of People v. Maddox, 46 Cal.2d 301 [ 294 P.2d 6 ], which interpreted Penal Code section 844, a statute identi

The district court then summarized the evidence showing that the officers “had reason to believe that compliance with section 1531 would be futile and would permit the occupants to destroy incriminating evidence. Sergeant Pesler went to the apartment because of information received from a reliable source that a felony was being committed there. He testified that he believed that a demand for admittance would be futile because earlier in the day a salesman went to the door and knocked on it but received no response other than a voice from the inside calling to him. If the occupant, Miss Cabral, would not open the door for a salesman, it was not unreasonable to believe that she would not open the door for an officer had he made known to her ‘his authority and purpose. ’ The fact that the occupants of the apartment had coated the windows with Bon Ami and tinfoil justifies the inference that they desired to maintain a high degree- of secrecy- -as to what went on in their apartment. Sergeant Dorr ell had ■ participated in 50-to 100 narcotic arrests where an attempt had been made to destroy evidence. The officers believed that compliance with section 1531 would lead to the destruction of incriminating contraband. This proved to be a justifiable belief. The heroin seized was located on the lavatory cover which had been placed crosswise on the toilet bowl. Only a flick of the lever was necessary to send the heroin down the drain.” (Id. at pp. 448-449.)

The court then stated that “the principles of Maddox remain unimpaired. By analogy, the failure of the officers under similar circumstances to observe the provisions of section 1531 would not violate any constitutional rights. It therefore follows that the entry of the officers was not illegal and that the evidence seized was admissible against defendants.” (I d., at p. 449.)

Villaneuva, however, -does not give us a-simple -retort to ■defendant’s contention. Its foundation, Maddox, - has been -chipped into recently. In People v. Gastelo, 67 Cal.2d 586 [ 63 Cal.Rptr, 10 , 432 P.2d 706 ], the court reversed a judgment

In response to the Attorney General’s contention “that unannounced forcible entry to execute a search warrant is always reasonable in narcotics cases,” the court stated, “Neither this court nor the United States Supreme Court has held that unannounced forcible entries may be authorized by a blanket rule based on the type of crime or evidence involved.” (Id. at p. 588.)

The court went on to distinguish Maddox and other cases sustaining conviction notwithstanding noneomplianee with arrest or search statutes: “In Maddox, the officers knocked, heard a male voice call ‘wait a minute’ followed by the sound of retreating footsteps, and only then forced entry.” (Id. at p. 588.)

The court explained its distinction.- ‘ ‘ Thus we have excused compliance with the statute in accordance with established common law exceptions to the notice and demand requirements on the basis of the specific facts involved. No such basis exists for nullifying the statute in all narcotics cases, and, by logical extension, in all other eases involving easily disposable evidence. The statute does not contain the seeds of such far-reaching self-destruction.” (Id. at p. 588.)

Is the case before us within Gástelo and thus to be distinguished from the Maddox-Villanueva line of eases? The last quoted paragraph defines the determinative issue: Are there circumstances in this case which allow application of a common law exception to the requirements of Penal Code, section 1531?

The common law rules are “that compliance is not required if the officer’s peril would have been increased or the arrest frustrated had he demanded entrance and stated his purpose.” (People v. Maddox, supra at p. 306.) There is no suggestion in the ease before us that there would have been increased peril to the officers if they had strictly complied with the statute. However, Cozzalio testified, on the basis of past experience, that “if you call, ‘Police officers,’

The facts before us disclose no more danger of disposal of the evidence than is connoted by the nature of the evidence. Quite possibly defendant did not hear Cozzalio’s call or even his knock due to the sound of the television. This inference is corroborated by Cozzalio’s testimony that he observed defendant seated on the davenport when he entered the apartment. In view of the obvious desire of a narcotics offender to jettison his cargo of incriminating evidence, it would seem that defendant would have been on his way into, or already in, the bathroom if he had heard the call.

Since the decision in Gástelo was rendered, the Supreme Court has further evidenced its intent that, in the absence of justifiable necessity to the contrary, the letter of Penal Code, section 844, and, by analogy, Penal Code, section 1531, be adhered to. This most recent expression is People v. Rosales, 68 Cal.2d 299 [ 66 Cal.Rptr. 1 , 437 P.2d 489 ], in which a judgment of conviction of possession of heroin was reversed because the incriminating evidence was the product of an unlawfully executed arrest.

Bosales was wanted by the Adult Authority because of parole violations. Also, police officers were informed that he

The court held that the failure of the officers to explain their purpose and demand admittance, as required by Penal Code, section 844, was fatal to the legality of the arrest. {Id. at p. 302.) The mere announcement to the girl that they were police officers was not sufficient compliance with the statute. ‘1 That section requires that an officer explain his purpose before demanding admittance, not merely that he identify himself as an officer.” (Id. at p. 302.)

It is unchallenged in the case before us that Cozzalio did not fully comply with Penal Code, section 1531. He did not announce his purpose, nor was he refused admittance. (This refusal is required by Penal Code, section 1531, but not by Penal Code, section 844.) The Supreme Court has clearly established that variance from Penal Code, sections 844 and 1531, will be tolerated only in the exceptional situation. As shown above, this ease is not the exceptional situation.

The judgment is reversed.

Pierce, P. J., and Friedman, J., concurred.

Respondent’s petition for a hearing by the Supreme Court was denied June 11, 1968.