Majority
Opinion
Nathan Blustein, 73 years of age, was brutally beaten and robbed while taking an early evening walk near his residence on Tower Drive in Beverly Hills. Appellant, convicted of robbery and assault by means of force likely to produce great bodily injury and committed to the Youth Authority, raises a number of issues on appeal, which we shall discuss in turn. Additional facts will be set forth as necessary to a discussion of the[2]
I. Corroboration of Accomplice
Appellant contends that his motion for judgment of acquittal under Penal Code section 1118.1[3] was erroneously denied in that there was insufficient evidence to sustain his conviction. In particular he maintains that a statement of Ralph Williamson, who respondent concedes was an accomplice, that appellant participated in the assault upon and robbery of Mr. Blustein, should not have been admitted into evidence and in any event his testimony and statement are insufficiently corroborated. At the trial Williamson testified that he, his sister (Trenna Zieder), appellant, Dion Smith and another male known only as Ronald or Ray (whom we shall call Ray) had ridden on a bus together to the vicinity of Wilshire and La Ciénega and had stopped at a nearby restaurant. They then walked to a store on the corner of Tower Drive and Wilshire Boulevard to buy a bottle of beer, according to such testimony and he, his sister and Ray turned south of Wilshire on Tower and attacked and robbed Blustein while appellant and Dion Smith were in the store buying beer. He further testified that he, his sister, and Ray returned to Wilshire where they caught up with appellant and Dion Smith, who had just come out of the store and were on the north side of Wilshire, that
1 Since only issue IX meets the criteria for publication, our discussion of the other issues is abbreviated.
2 Further section references are to sections of the Penal Code unless otherwise specified.
Detective Haigwood testified: after arresting Williamson on a warrant he had advised him of his constitutional rights from a Miranda warning card issued by the police department; Williamson said he understood his rights and wished to give up the right to remain silent and to speak to an attorney and have him present during questioning; he then interviewed Williamson about the crime; Williamson was asked to write out his statement but indicated he had trouble in writing; Williamson agreed that another officer might type the statement and that Williamson dictated it to that officer in Detective Haigwood’s presence; immediately after it had been typed Haigwood read the statement and verified that it was an accurate rendition of what Williamson had said; Williamson then went over the statement several times and signed it; Haigwood and the other officer signed the statement as witnesses and no threats or promises were made to Williamson. Williamson’s statement was admitted into evidence over numerous objections.
Contrary to appellant’s contentions, the statement was properly admitted. Substantial evidence supported the trial court’s implied finding that Williamson had been advised of and waived his Miranda rights[4] and that the statement was voluntarily given. The statement, as a prior inconsistent statement, fell within an exception to the hearsay rule. (Evid. Code, § 1235; People v. Chavez (1980) 26 Cal.3d 334 [ 161 Cal.Rptr. 762 , 605 P.2d 401 ]; People v. Green (1971) 3 Cal.3d 981 , 988-989 [ 92 Cal.Rptr. 494 , 479 P.2d 998 ]; People v. Loyd (1977) 71 Cal.App.3d Supp. 1 , 5 [ 144 Cal.Rptr. 606 ].)
It is true that Williamson’s testimony and statement, as that of an accomplice, required corroboration (§ 1111) and the jury was so instructed. Direct evidence is not required for corroboration and circumstantial evidence will be sufficient. (People v. Manson (1977) 71 Cal.App.3d 1 , 36 [ 139 Cal.Rptr. 275 ].) Mr. Blustein testified in pertinent part as follows: he left his residence on Tower Drive south of Wilshire to go for a walk, carrying a few dollars and some keys; he saw
3 In any event, appellant has no standing to invoke Williamson’s Miranda rights. (People v. Varnum (1967) 66 Cal.2d 808 , 811-813 [ 59 Cal.Rptr. 108 , 427 P.2d 772 ].)
Witness Gina Price was walking down Tower Drive south of Wilshire when she saw a group of three to seven males and a female running on both sides of the street. One of them threw a beer can. A few minutes later she saw an elderly man holding his shorts, which were not fully on, making his way along the street with difficulty, as though he were intoxicated or injured.
Witnesses Steven Larson and Michael Bonofiglio both testified to seeing a group in the vicinity of Tower south of Wilshire and each identified appellant as being a member of the group. When a police vehicle approached Smith and appellant shortly after the incident, they did a “double take” and began to walk away from each other despite an amplified demand that they stop.
Williamson’s testimony and statement were sufficiently corroborated and there was sufficient evidence for a reasonable trier of fact to find that the prosecution had sustained its burden of proving appellant guilty of robbery and assault by means of force likely to produce great bodily injury beyond a reasonable doubt. (Jackson v. Virginia (1979) 443 U.S. 307 [ 61 L.Ed.2d 560 , 99 S.Ct. 2781 ]; People v. Reyes (1974) 12 Cal.3d 486 , 496 [ 116 Cal.Rptr. 217 , 526 P.2d 225 ].)
II. Striking of Deadly Weapon Charge
III. Inconsistency of Verdict
Next appellant contends that, because the jury found that he did not personally inflict great bodily injury upon Mr. Blustein within the meaning of section 12022.7, its verdict of guilty in respect of count II, assault by means of force likely to produce great bodily injury, cannot stand. This contention is unavailing. One who aids or abets the crime may be found guilty of an assault by means of force likely to produce great bodily injury. (§ 31; People v. James (1955) 133 Cal.App.2d 478 , 480 [ 284 P.2d 527 ].) Moreover, actual bodily injury is not a necessary element of such an assault. (People v. Richardson (1972) 23 Cal.App.3d 403 , 410-411 [ 100 Cal.Rptr. 251 ].) There is no inconsistency in finding that appellant did not personally inflict great bodily injury within the meaning of section 12022.7 and finding him guilty of assault by means of force likely to produce great bodily injury under section 245, subdivision (a).
IV. Use of Interpreter
V. Prosecutor’s Opening Statement
The prosecutor, in his opening statement, commented that Trenna Zieder, Dion Smith and appellant had been arrested, that the members of the Beverly Hills Police Department knew from talking to witnesses that additional persons had been involved in the attack on Mr. Blustein “and Trenna Zieder led them to her brother, a young man by the name of Ralph Williamson.” Appellant contends that the trial court erroneously denied his motion for a mistrial based on the quoted statement, stating that the prosecutor was well aware that Ralph Williamson was not on trial and that Trenna Zieder would not be testifying. First of all appellant’s trial counsel neither objected to the statement nor moved for a mistrial and he did not join in his codefendant’s objection or motion. On appeal, a defendant cannot take advantage of objections made by a codefendant in the absence of stipulation or understanding to that effect. (People v. Cooper (1970) 7 Cal.App.3d 200 , 205 [ 86 Cal.Rptr. 499 ]; People v. Ortega (1969) 2 Cal.App.3d
VI. Voluntary Statement by Victim at Trial
VII. Statement by Victim on Night of Attack
In r
esponse to a question by the prosecutor as to what happened to him after he was grabbed by the person who had passed him on Tower Drive, Mr. Blustein replied in effect that he had been thrown to the sidewalk, held and beaten. A colloquy took place between court and counsel as to whether the court or counsel would describe for the record a scar that the witness was pointing to. Mr. Blustein then volunteered “They beat me up so much that even when I was in the concentration camp, they didn’t beat me up as much as they did.” The motion of appellant’s trial counsel to strike the statement was granted and the jury was instructed to disregard it. A motion for mistrial was denied. At the conclusion of the evidence the jury was instructed not to consider for any purpose any evidence that was stricken out by the court and that it must not be swayed by sympathy, passion or prejudice. At the trial appellant’s counsel did not contend that Mr. Blustein was not beaten up but rather that it had not been proved beyond a reasonable doubt that appellant participated in the crime. Contrary to appellant’s assertion, there was no error in denying the motion for mistrial.
A
ppellant’s next contention is that the trial court erred in overruling his hearsay objection and permitting Officer Thomas Lane to testify to statements made to him by Mr. Blustein the night of the events in question, describing the persons who had attacked him. Under Evidence Code section 1240, a statement is not made inadmissible by the hearsay rule if it: “(a) Purports to narrate, describe, or explain an act, condition, or event perceived by the declarant; and (b) Was made spontaneously while the declarant was under the stress of excitement caused by such perception.”
VIII. Statement by Codefendant
Appellant’s next contention is that the trial court erred in permitting Officer Donald Feil to testify, over objection, that upon the detention of Dion Smith and appellant, Smith stated that he did not know appellant and had just alighted from a bus whereas appellant stated that he had known Smith for six months and had just finished eating with him. An objection was made on the ground of hearsay and this point is wisely not urged on appeal, since Smith’s statement was clearly not offered for the truth of the matter asserted. Appellant’s trial counsel then proceeded “As to my client, I would ask that any statements made by the Defendant Smith be sanitized under Aranda so as not to include any reference to knowledge or lack of knowledge of De
IX. Instruction to Jury
Finally, appellant urges that the trial court erred in instructing the jury that “Under Penal Code Section 1203.09, the infliction of great bodily injury need not be personally inflicted by a defendant.” Appellant had been charged in connection with count I (robbery) with inflicting great bodily injury upon Mr. Blustein, who was over 60 years of age and that this was known or reasonably should have been known to appellant. The jury had been provided with a verdict form upon which it was to indicate that it either did or did not find “that in the commission of the above offense [robbery], the said defendant inflicted great bodily injury upon Nathan Blustein, who was, and whom said defendant knew or reasonably should have known, was sixty years of age and older, within the meaning of Section 1203.09 Penal Code.”[5] The instruction was given in response to an inquiry from the jury during deliberations reading: “Information in reference to Count I and the paragraph pertaining to Section 1203.09. 1, does find mean that the named defendant individually did personally inflict great bodily injury; or 2, that the named defendant was part of a group which did inflict great bodily injury, i.e., the defendant aided and abetted in the great bodily injury?” Following the instruction the jury returned a verdict in which it found that in the commission of the robbery appellant did inflict great bodily injury upon Nathan Blustein, who was, and whom appellant knew or reasonably should have known was 60 years of age or older, within the meaning of section 1203.09 of the Penal Code.
4 Section 1203.09 prohibits the grant of probation or the suspension of execution or imposition of sentence if a person commits or attempts to commit certain crimes, including robbery, against “a person who is 60 years of age or older; or against a person who is blind, a paraplegic, or a quadriplegic, and such disability is known or reasonably should be known to the person committing the crime; and who during the course of the offense inflicts great bodily injury upon such person.” As the question is not before us, we express no opinion as to whether the Legislature intended to include being 60 years of age or older within the term “disability.”
Respondent further points out that section 1203.06, a statute precluding probation if a firearm is used in the commission of certain crimes, was also amended in 1977 to add a requirement that the firearm be personally used by the defendant. These amendments to sections 1203.06 and 12022.7 certainly show that the Legislature knew how to state specifically a requirement that for a statute to apply, the defendant must be personally involved in the offensive conduct. On the other hand, it also knows how to express the thought that a statute applies to a crime involving offensive conduct whether or not the defendant is the one personally involved. In 1977 section 12022, another statute providing for increased punishment for a “person who is armed with a firearm in the commission or attempted commissiori of a felony...” was amended to add the words “This additional term shall apply to any person who is a principal in the commission or attempted commission of a felony if one or more of the principals is armed with a firearm, whether or not such person is personally armed with a firearm.” No comparable language is found in section 1203.09.
In construing a statute to determine the intent of the Legislature, the court “turns first to the words themselves for the answer.” (People v. Knowles (1950) 35 Cal.2d 175 , 182 [ 217 P.2d 1 ]; Tracy v. Municipal Court (1978) 22 Cal.3d 760 , 764 [ 150 Cal.Rptr. 785 , 587 P.2d 227 ].) Section 1203.09 states that probation shall not be granted
We have not been able to find much in the way of legislative history that sheds light on the intent of the Legislature. For what value it may have, we note that the Report of the Assembly Committee on Criminal Justice for the 1977 General Session of the Legislature states in respect of Senate Bill No. 370, by which section 1203.09 was enacted, that “[u]nder this bill the power to grant probation in unusual cases will be removed totally in cases where. . .the defendant inflicts GBI on [a victim age 60 or over or blind or crippled]. . . . ”
To summarize, the language of the statute seems to be directed toward the person who inflicts the great bodily injury rather than toward the crime in which the injury occurs. Such legislative history as is available emphasizes this aspect. The Legislature, in other statutes, has specifically included language spelling out the intention that the statute should apply only to a person who personally performed the offensive act, on the one hand, or to all persons involved as principals in the crime whether or not they personally performed the act, on the other. In enacting section 1203.09 it included neither type of specific language.
Another principle of law applicable to the construction of penal statutes is that if the statute is capable of two constructions, the one more favorable to the defendant will be adopted. (In re Tartar (1959)
5 Section 245, subdivision (a), assault by means of force likely to produce great bodily injury, one of the charges in this case, is an example of such a statute.
Respondent argues, however, that notwithstanding the jury’s findings, the trial court treated appellant as though he were eligible for probation. It is true that the trial judge, in sentencing appellant’s codefendant, adverted to section 1203.09 which “expressly states that probation shall not be granted nor execution of sentence suspended for anyone who commits a crime resulting in bodily injury to a person 60 years of age” and added “But I don’t feel that that is the controlling thing here.” He then referred to the viciousness of the crime and the advantages of commitment to the Youth Authority and denied the co-defendant’s application for probation. At the request of the prosecutor, he added a statement that he found that that defendant came within the provisions of section 1203.09 and rendered judgment in accordance therewith. As to appellant, he said he denied probation for the reasons he had theretofore stated with respect to the codefendant.
Many things pass through the mind of a sentencing judge and not all of them are fully articulated. It may or may not be true that same result would have occurred if the trial judge had known that section 1203.09 did not apply, but appellant is entitled to have his application for probation considered without an erroneous weight in the scales against him.
The judgment is reversed as to the denial of appellant’s application for probation and commitment to the Youth Authority with directions
Concurrence
Stephens, J., concurred.
I concur in all respects but one: I do not think it is necessarily a sufficient answer to appellant’s Aranda point that Smith’s statement did not accuse him of a crime. It seems to me that the rationale of Aranda is equally applicable to declarations of others offered for their patent falsehood if the nature and ambit of the declarant’s mendacity indicates his belief in the objecting defendant’s guilt. I agree, however, that under all the circumstances, appellant suffered no conceivable prejudice.
Footnotes
- * Assigned by the Chairperson of the Judicial Council.
Cases cited
- People v. Chavez 26 Cal.3d 334 p. 32
- People v. Green 3 Cal.3d 981 at 988-989 p. 32
- Jackson v. Virginia 443 U.S. 307 p. 33
- People v. Reyes 12 Cal.3d 486 at 496 p. 33
- People v. Ferrel 25 Cal.App.3d 970 at 976 p. 34
- People v. James 133 Cal.App.2d 478 at 480 p. 34
- People v. Richardson 23 Cal.App.3d 403 at 410-411 p. 34
- People v. Cooper 7 Cal.App.3d 200 at 205 p. 35
- Showalter v. Western Pacific Railroad 16 Cal.2d 460 at 468 p. 37
- People v. Gonzales 269 Cal.App.2d 586 at 590 p. 37
- People v. Aranda 63 Cal.2d 518 at 530-531 p. 38
- Chapman v. California 386 U.S. 18 p. 38
- People v. Knowles 35 Cal.2d 175 at 182 p. 39
- Tracy v. Municipal Court 22 Cal.3d 760 at 764 p. 39
- In re Tartar 52 Cal.2d 250 at 256-257 p. 41
- People v. Rodriguez 222 Cal.App.2d 221 at 227 p. 41
- People v. Watson 46 Cal.2d 818 at 836 p. 41