People v. Thompson

Opinion

Statement of the Case

An amended information charged appellant Robert Daniel Thompson with the following felonies: count I, kidnapping (Pen. Code, § 207, subd. (a)); count II, assault with intent to commit rape (Pen. Code, § 220); and count III, assault with a deadly weapon (Pen. Code, § 245, subd. (a)(1)). Appellant was also charged with the following enhancements for all three counts: using a deadly weapon during the commission of said offenses (Pen. Code, § 12022, subd. (b)), and previously having been convicted of rape, a serious felony (Pen. Code, § 667, subd. (a)).

Appellant’s motion for change of venue was denied. He pled not guilty to all counts and denied the enhancements.

A jury trial was conducted and appellant was found guilty of all three counts. As to the first enhancement, the jury found that appellant personally used a deadly weapon for counts I and III. The court declared a mistrial as to the deadly weapon enhancement charged for count II. Appellant admitted the prior rape conviction underlying the second enhancement for counts I, II, and III.

The court sentenced appellant to the upper term of eight years in state prison for count I, kidnapping, imposed a one-year enhancement for use of

“. . . I’ve considered probation, but I rejected it out of hand, in part, because of the facts of this particular case; that also to a large extent based upon your prior record as a juvenile; and as an adult.

“You’ve been committed to the Youth Authority at least on two occasions. You have served at least one and probably two terms in the state prison. . . . And for those reasons, there’s no probation going to to [sic ] be given in your case.”

Appellant relies on People v. Salazar (1987) 194 Cal.App.3d 634 [ 239 Cal.Rptr. 746 ] for the contention that the trial court had the discretion to sentence on any of the counts and was not required to impose sentence only on the most serious. Appellant contends that because the record reveals that the sentencing judge was unaware of this discretionary authority, the cause must be remanded for resentencing to allow the court to exercise its discretion to sentence on one of the less serious counts.

Respondent relies on People v. Superior Court (Himmelsbach) (1986) 186 Cal.App.3d 524 [ 230 Cal.Rptr. 890 ] (review den.), which holds that a defendant convicted of multiple offenses subject to section 654 must be sentenced on the most seriously punishable offense and that the trial court lacks discretion to do otherwise.

Penal Code Section 654 and Multiple Punishment.

Penal Code section 654 provides: “An act or omission which is made punishable in different ways by different provisions of this code may be punished under either of such provisions, but in no case can it be punished under more than one; . . .” Section 654 prohibits concurrent sentences for multiple convictions arising out of a single act or indivisible course of conduct. (People v. Miller, supra, 18 Cal.3d 873 , 886.) “When a defendant suffers multiple convictions, sentencing for some of which is precluded by operation of section 654, an acceptable procedure is to sentence defendant for each count and stay execution of sentence on certain of the convictions to which section 654 is applicable. Such stay is to be effective pending the successful service of sentence for the more serious conviction, at which time the stay is to become permanent.” (People v. Miller, supra, at p. 886 ; People v. Wein (1977) 69 Cal.App.3d 79 , 94 [ 137 Cal.Rptr. 814 ].)

Where section 654 precludes multiple punishment and the trial court erroneously fails to stay the terms subject to section 654, the appellate court must stay the sentence on the lesser offenses while permitting execution of the greater offense consistent with the intent of the sentencing court. “Under such circumstances, the appellate court can logically presume that where the trial court sentences on all counts, the court meant to impose sentence at least on the most serious.” (People v. Bradley (1981) 115 Cal.App.3d 744 , 753 [ 171 Cal.Rptr. 487 ]; People v. Miller, supra, 18 Cal.3d 873 , 876; People v. Green (1979) 95 Cal.App.3d 991 , 1008 [ 157 Cal.Rptr. 520 ].)

The question presented here is whether the trial court was obligated to select as the base term the most serious offense, or whether it had the discretion to stay any of the three counts. The language of section 654 and rule 449 fail to indicate whether such discretion is permitted or barred. While the cases of People v. Salazar, supra, 194 Cal.App.3d 634 and People v. Superior Court (Himmelsbach), supra, 186 Cal.App.3d 524 both cite impressive authority in support of their respective holdings, it is necessary to examine the main cases and the various authorities cited in support.

The Court Has Sentencing Discretion: Salazar, Wesley, Hood, and Henderson.

In People v. Salazar, supra, 194 Cal.App.3d 634 , the defendant was convicted of robbery and felony assault. The robbery conviction carried the greater punishment. The court imposed sentence on the assault conviction and stayed the sentence for robbery. The district attorney argued that the trial court had no discretion under Penal Code section 654 to select the less serious crime. The Fourth District concluded that section 654 does not require the sentencing court to always impose the sentence for the most serious offense, and the judge retains the discretion to sentence on either the greater or lesser crime. (Id. at p. 639.) “The court should impose sentence on the offense which is most appropriate for the defendant’s conduct and not simply the one carrying the greatest penalty. Only in this way will a defendant’s punishment ‘be commensurate with his culpability’ and the purpose of Penal Code section 654 fulfilled. [Citation.]” (People v. Salazar,

Salazar relied on People v. Hood (1969) 1 Cal.3d 444 [ 82 Cal.Rptr. 618 , 462 P.2d 370 ] for its conclusion, and stated the following as the holding of Hood-. “In [Hood], . . . the defendant was convicted of assault with a deadly weapon . . . and attempted murder .... The trial court stayed execution of sentence on the latter offense, although it carried a more severe penalty than the assault conviction. The Supreme Court reversed for other reasons, specifically noting, however, that the defendant could not be required to serve a sentence for attempted murder should he be convicted of both offenses on retrial. [Citation.]” (People v. Salazar, supra, 194 Cal.App.3d 634 , 638.)

Salazar also relied on People v. Wesley (1970) 10 Cal.App.3d 902 [ 89 Cal.Rptr. 377 ], described as the “fountainhead” of the line of appellate cases which grant sentencing courts complete discretion under section 654 to sentence on either the more serious offense or the less serious offense. (People v. Superior Court (Himmelsbach), supra, 186 Cal.App.3d at p. 537.) Wesley relies entirely upon Hood. “[I]n order to preclude penalizing defendant for appealing, [Hood] ruled that upon retrial the trial court could not impose upon the defendant a maximum sentence greater than the 14 years which had previously been imposed upon him. [Citation.] The Supreme Court thus appears to have sanctioned a trial court’s imposition of the less severe among possible double punishments.” (People v. Wesley, supra, 10 Cal.App.3d 902 , 911-912, italics added.) Wesley then upheld the trial court’s stay of the more serious sentence. (Id. at p. 912.)

Salazar also relied on People v. Bradley, supra, 115 Cal.App.3d 744 . Defendant was sentenced to life imprisonment with possibility of parole for kidnapping for purposes of robbery, and the court stayed execution on the other counts (robbery by use of a firearm, ex-felon in possession of a firearm). The defendant claimed that the court erred in its assessment that it was without the authority to stay the most serious sentence pending completion of one of the lesser sentences. The appellate court noted that the proper procedure on appeal “does not answer the question of whether, in the first instance, the sentencing court must always impose the sentence for the most onerous offense.” (Id. at p. 753.) It then relied on Hood to hold “[a]s a general rule, a court, in the exercise of its discretion, may impose the lesser offense while staying the greater; for unless otherwise directed, it is not required to punish a defendant with the most severe penalty.” (Ibid.) This trial court, however, was limited in its discretion because Penal Code

Thus, Wesley, Bradley and Salazar are all based on their interpretations of Hood. In People v. Hood, supra, 1 Cal.3d 444 , the court reversed convictions for assault with a deadly weapon and assault with intent to murder. The convictions constituted multiple offenses pursuant to section 654, and the defendant had been sentenced for assault with intent to murder which carried a lesser sentence (14 years) than assault with a deadly weapon (15 years). The Supreme Court ordered a retrial on other grounds and noted that if defendant had not appealed, his sentence would have been 14 years: “To preclude penalizing him for appealing, the court may not impose a maximum sentence of more than 14 years if on retrial he is again found guilty on count I or count III or both. People v. Henderson (1963) 60 Cal.2d 482 , 495-497 . . . .)” (People v. Hood, supra, 1 Cal.3d 444 , 459.)

The genesis of case authorities supporting discretion then is People v. Henderson (1963) 60 Cal.2d 482 [ 35 Cal.Rptr. 77 , 386 P.2d 677 ], where the Supreme Court held that the California Constitution’s guaranty against double jeopardy precluded imposition of the death sentence after reversal of the first judgment sentencing defendant to life in prison. The court prevented the imposition of a more serious sentence upon retrial. Henderson did not involve a sentence choice under Penal Code section 654. (Id. at pp. 495-497.) The rationale for its holding was succinctly stated: “A defendant’s right of appeal from an erroneous judgment is unreasonably impaired when he is required to risk his life to invoke that right. Since the state has no interest in preserving erroneous judgments, it has no interest in foreclosing appeals therefrom by imposing unreasonable conditions on the right to appeal.” (Id. at p. 497.)

On reviewing these cases cited by Himmelsbach, one cannot necessarily conclude that the Supreme Court has precluded the exercise of discretion by the trial court when confronted with a section 654 sentencing situation. Logan and Chessman rely entirely on Knowles. Ridley and Quinn cite to McFarland, which in turn relies entirely on Neal. Thus, this long line of citations ultimately comes down to Neal and Knowles.

In Neal v. State of California, supra, 55 Cal.2d 11 , the trial court sentenced the defendant on convictions of arson and attempted murder. The imposition of sentences for both arson and attempted murder was barred by Penal Code section 654, and the Supreme Court held that the defendant “can only be punished for the more serious offense, which is attempted murder.” (Id. at p. 20.) The key to Neal is that the trial court had sentenced on both counts without staying either. The Supreme Court merely stayed the sentence on the less serious offense in favor of the more serious offense. This is the proper procedure when a section 654 violation is addressed on appeal. Neal does not state a similar rule for the trial courts.

In People v. Knowles, supra, 35 Cal.2d 175 , defendant was sentenced for both kidnapping and robbery. The Supreme Court determined that defendant’s convictions were based on the commission of a single act, thus preventing punishment for both offenses under section 654. (Id. at pp. 186, 188.) “Since he committed only a single, indivisible act, Penal Code, section 654, requires that he be punished only once therefor. In view of the fact that the Legislature prescribed greater punishment for the violation of section 209 [kidnapping] it must be deemed to have considered that the more serious offense, and the convictions thereunder must be the ones affirmed. [Citations.]” (Id. at p. 189.) Thus, Neal and Knowles involve the situation presented on appeal after a trial court has sentenced a defendant on both the more serious and less serious offenses and stayed neither. If the sentences violate section 654, the appellate court must stay the imposition of sentence on the less serious offense, and the defendant serves the sentence on the more serious offense. Himmelsbach extends the holdings of Neal and Knowles to cases where there has not been a “double sentence” and extends its rule of no discretion to the trial court.

The only cases involving retrial are People v. Quinn, supra, 61 Cal.2d 551 and People v. Ridley, supra, 63 Cal.2d 671 . In Quinn, defendant was sentenced for first degree robbery and possession of narcotics. The convictions

Similar facts existed in Ridley, where the defendant was sentenced for first degree robbery and assault with a deadly weapon. Both convictions were reversed on other grounds, and the court again held: “[I]f upon retrial the same evidence is introduced . . . and Ridley is convicted of both offenses, he may be sentenced only for the first degree robbery, the more serious of the two offenses.” (People v. Ridley, supra, 63 Cal.2d 671 , 678.)

Both Ridley and Quinn, however, rely on McFarland. The citation to McFarland, however, states: “With respect to the procedure to be followed on appeal where double punishment has been erroneously imposed, it should be stressed that section 654 proscribes double punishment, not double conviction; conduct giving rise to more than one offense within the meaning of the statute may result in initial conviction of both crimes, only one of which, the more serious offense, may be punished.” (People v. McFarland, supra, 58 Cal.2d 748 , 762-763, italics added.)

This rather exhaustive trip through 30 years of citations was required to illustrate two things. First, the unequivocal statement in Himmelsbach, that the Supreme Court requires the trial court to sentence the defendant on the more serious offense, is not necessarily supported by Knowles, Neal, and McFarland. Knowles, Neal and McFarland merely recited the requisite procedure on appeal when Penal Code section 654 is violated by the sentencing court. Second, Salazar’s holding in favor of the trial court’s discretionary authority under section 654 is also not firmly supported by the Supreme Court. Salazar’s reliance on Hood, however, seems more reasonable than Himmelsbach’s reliance on Knowles and Neal. Hood neither approved nor disapproved of the trial court’s exercise of discretion but held that the defendant’s sentence on retrial was restricted to the less serious offense to which he was already sentenced. Wesley carried this logic the next step: If the trial court had abused its discretion in Hood, the Supreme Court would not have placed such a limitation on the maximum sentence on retrial.

Sentencing of Appellant.

It is unnecessary in this case to choose between Salazar and Himmelsbach. Even if we assume that People v. Salazar, supra, 194 Cal.App.3d 634 , controls and that the trial court was under the misapprehension that it

Disposition

The judgment is affirmed.

Hamlin, Acting P. J., and Best, J., concurred.