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Opinion
Appellant David Iverson was found guilty (count II) by a jury of violating Penal Code, section 261, subdivision 3 (forcible rape); guilty of (count III) a violation of Penal Code, section 261, subdivision 4 (rape by threat of great and immediate bodily harm); •and guilty of (count VI) a violation of Penal Code, section 207 (kidnaping). Appellant was found not guilty of (count VII) violating Penal Code, section 459 (burglary). On his plea of not guilty by reason of insanity, the jury found appellant to have been sane at the time of the commission of the three offenses. Appellant was sentenced to state prison for the term provided by law on count II (rape by force), on count III (rape by threat) and on count VI (kidnaping). As to the latter two counts (III and VI) the jury found appellant was armed with a deadly weapon
For a period of four or five months, defendant had been dating the grandmother of Ms. J., a 15-year-old girl. About 2 a.m. on October 3, 1969, Ms. J. awakened and saw appellant standing by her bed. Appellant asked where the grandmother was. When Ms. J. answered that she did not know, appellant took a knife from his pants and asked again where the grandmother was. Although there was a telephone in the kitchen of the apartment in which Ms. J. lived, appellant told her he was going to take her to a nearby corner so that she could call the grandmother. Ms. J.’s mother and younger brother were sleeping in the apartment at the time. Although Ms. J. could smell alcohol on appellant’s breath, she had no trouble understanding him.
Appellant, holding Ms. J.’s arm as well as the knife, forced her to leave the apartment and enter an automobile. In the car, appellant pulled Ms. J.’s head down by his leg and held her down with his arm and elbow over her head and with the knife at her neck. For about 10 or 15 minutes appellant drove around; he seemed to have no difficulty in driving at that time. Appellant eventually stopped the car and stated he had changed his mind about calling the grandmother. After the auto had stopped, appellant engaged in three separate acts of intercourse with Ms. J. During this time, as Ms. J'. testified, appellant had a hand over her neck and a knife behind her neck.[1]
Ms. J. asked appellant not to hurt her and promised not to tell if appellant would take her home. On the way home appellant stated, “1 know I’ve committed the biggest sin of all.” After arriving at home, Ms. J. immediately awakened her mother, and the police were called. A pelvic examination conducted on Ms. J. showed a tear of the hymen, a fresh blood clot on the entrance to the vagina, and the presence of seminal fluid and spermatozoa inside the vagina.
1 In the information, appellant had also been charged with (counts IV and V) two counts of violating Penal Code, section 288a. The evidence disclosed appellant also put his mouth down by Ms. J's vagina, and asked her to orally copulate him. At the close of the People’s case, however, the trial court ruled the evidence taken as a whole was insufficient, and granted appellant’s motion to dismiss.on the two counts involving Penal Code, section 288a. On a motion by the People, the court also dismissed one count (count I) of violating Penal Code, section 261, subdivision 1 (unlawful intercourse with a female under the age of 18), in the interest of justice.
In his defense, appellant testified that he had drunk alcoholic beverages steadily for two days prior to the alleged offenses. He testified that between October 1 and the time he was found asleep by the police in his car, he had drunk 10 to 15 vodka drinks, 10 to 15 glasses of cognac, over 20 beers and had ingested three “reds” and seven “whites.” Appellant testified he had been drinking in several bars on the evening of October 3 and finally went to his car and went to sleep.
On this appeal, appellant contends the trial court erred in entering a judgment of conviction on one count of rape by force and one count of rape by threat for a single act of intercourse. He asserts the evidence is insufficient to support the jury’s determination he committed rape by force. He also contends the trial court erred in its instructions to the jury by improperly defining the term “deadly weapon.” Finally, he argues the conviction of kidnaping was improper under the test of People v. Daniels, 71 Cal.2d 1119 [ 80 Cal.Rptr. 897 , 459 P.2d 225 , 43 A.L.R.3d 677 ],
We may pass quickly appellant’s first two contentions. The evidence clearly discloses appellant engaged in three separate acts of intercourse with Ms. J. Thus, the trial court did not, as appellant alleges, enter a judgment, of conviction on the count involving rape by force and the count involving rape by threat for a single act of intercourse. The contention the evidence is insufficient to support the conviction of rape by force borders on the frivolous. Ms. J. testified she kept begging appellant not to have intercourse with her but complied because she was “so scared.” Moreover, during the three acts of intercourse, appellant held a hand over Ms. J.’s neck and a knife under her neck. We cannot say this evidence is insufficient to support the jury’s determination of forcible rape. (See People v. Frye, 117 Cal.App.2d 101 , 105-106 [ 255 P.2d 105 ], and cases cited therein.)
Appellant is correct, however, in his contention the jury was improperly instructed as to the meaning of the phrase “deadly weapon.’’ Under Penal Code, section 3024, providing for a minimum sentence for
For a defendant to suffer the minimum terms specified by Penal Code, section 3024, the fact the defendant was armed with a deadly weapon must be charged in the accusatory pleading (Pen. Code, § 969c), and the question of whether he was so armed must then be tried by the trier of fact which tries the issue of the substantive offense. (Pen. Code, § 3024, subd. (e); People v. Burns, 270 Cal.App.2d 238 , 254-255 [ 75 Cal.Rptr. 688 ]; see People v. Smith, 22 Cal.App.3d 197 , 202-203 [ 99 Cal.Rptr. 192 ].)
Appellant did not object to the instruction given, however, and did not offer the correct definition as an instruction. Under these circumstances, we could hold any objection was waived and may not be raised for the first time on appeal. (People v. Day, 256 Cal.App.2d 83 , 87-88 [ 63 Cal.Rptr. 677 ]; People v. Lombardi, 205 Cal.App.2d 803 , 805 [ 23 Cal.Rptr. 325 ; People v. Robinson, 180 Cal.App.2d 745 , 752 [ 4 Cal.Rptr. 679 ].) It; has been held an instruction defining deadly weapon in the terms of section 3024 is not one which must be given sua sponte. (People v. Day, supra.)
On the other hand, however, the editors of CALJIC have stated such an instruction should be given sua sponte. (CALJIC (3d ed.) No. 17.17, p. 557.) The case upon which CALJIC relies, People v. Caberera, 104 Cal.App. 414 [ 286 P. 176 ], does not necessarily support that interpretation: we cannot determine from the case as reported whether such an instruction was requested and refused, or never requested.
We need not resolve the conflict here, however; even assuming the instruction should have been given sua sponte, the error was not prejudicial. Pursuant to rule 10(b), California Rules of Court, we have examined the knife introduced as People’s Exhibit 3. The blade thereon is five and one-half inches in length. Given the length of the knife, we cannot conclude that, under a proper instruction, as to the meaning of deadly weapon, the jury could have reached any other conclusion than that the knife was a deadly weapon.
Nor are we moved to a contrary conclusion because the knife was described by Ms. J. only as “. . . like the knife Dave had.” The knife was found a short distance from appellant’s car, and the jury in its determination appellant was armed with a deadly weapon implicitly found appellant had been armed with the knife. Although, as we have explained, the
Finally, we consider the issue whether People v. Daniels, supra, 71 Cal.2d 1119 , compels reversal of the kidnaping conviction. In Daniels, our high court held that brief movements of a victim which are merely incidental to the commission of a robbery and do not substantially increase the victim’s risk of harm over and above that necessarily present in the crime itself do not constitute kidnaping to commit robbery. (Pen. Code, § 209.) The Daniels principle is applicable to simple kidnaping under Penal Code, section 207. (People v. Williams, 2 Cal.3d 894 , 901 [ 88 Cal.Rptr. 208 , 471 P.2d 1008 ]; Cotton v. Superior Court, 56 Cal.2d 459 [ 15 Cal.Rptr. 65 , 364 P.2d 241 ].)
Ms. J. testified she was able to sit up in the car and observe the route the car was proceeding on its return to her apartment, /liter the police arrived at her apartment, Ms. J. retraced the route and took the police to a dead end alley directly behind appellant’s place of business; appellant, was found there asleep in his automobile. Officer Macklin of the Garden Grove Police Department testified the distance from Ms. J.’s apartment to that location was between two and three-fourths and four miles.
At the outset, we are faced with the question whether despite appellant’s failure to request an instruction properly defining kidnaping under Daniels, , such an instruction should have been given by the trial court sua sponte. We have found no reported case since Daniels determining this precise issue.[2]
It is settled that in criminal cases, even when not requested, the court must instruct on the general principles of law relevant to' the issues raised by the evidence. (People v. Hood, 1 Cal.3d 444 , 449 [ 82 Cal.Rptr. 618 , 462 P.2d 370 ]; People v. Graham, 71 Cal.2d 303 , 318 [ 78 Cal.Rptr. 217 , 455 P.2d 153 ]; People v. Wilson, 66 Cal.2d 749 , 759 [ 59 Cal.Rptr. 156 , 427 P.2d 820 ].) The general principles of law governing the case are those principles closely and openly connected with the evidence adduced before the court which are necessary for the jury’s proper consideration of the case. (People v. Wilson, supra; People v. Wade, 53 Cal.2d 322 , 334 [ 1 Cal.Rptr. 683 , 348 P.2d 116 ].) At a minimum, it is the court’s duty to ensure the jury is adequately instructed on the law governing all elements of the case submitted to it to the extent necessary for
2 The trial here began on March 11, 1970; the effective date of Daniels was October 2, 1969.
Under the governing principles, we conclude the court should have rendered instructions sua sponte properly defining kidnaping. The instructions given, in effect, relieved the jury from drawing the factual distinctions necessary for a valid determination on the issue of kidnaping.[3] Thus, the jury could not have properly determined whether the asportation of Ms. J. was merely incidental to the commission of the offenses otherwise involved, i.e., rapes, nor could they make the determination that, if connected with the rapes, the asportation substantially increased the possibility of harm to Ms. J. over and above that necessarily present in the underlying crimes.
Whether movement substantially increases possibility of additional harm to the victim is a question of fact. It should be determined by the trier of fact, not by us as a matter of law. (People v. Anthony, 7 Cal.App.3d 751 , 766 [ 86 Cal.Rptr. 767 ].)
The jury might well have had some doubt as to the first prong of the Daniels test, whether the asportation of Ms. J. was “incidental” to the commission of the rapes, even though it found appellant, not guilty of burglary. In the context of its findings, the jury apparently concluded appellant did not have the intent to commit rape at the time he entered the apartment. However, the record would support a determination either that the intent was formed immediately after entry into the apartment, or at some time later while looking for a telephone to contact Ms. J.’s grandmother. In the former case, the asportation might have been only “incidental” to the contemplated rape (People v. Schafer, 4 Cal.App.3d 554 , 561 [ 84 Cal.Rptr. 464 ]); in the latter, however, the kidnaping may have been commenced before the intent to rape was formed and thus could not logically be said to be incidental to the rape. (Cf. People v. Tribble, 4 Cal.3d 826 , 830-832 [ 94 Cal.Rptr. 613 , 484 P.2d 589 ].)
The second prong of the Daniels test, seeks to determine whether the victim might suffer “significant physical injuries over and above those to which a victim of the underlying crime is normally exposed.” (People v. Timmons, 4 Cal.3d 411 , 414 [ 93 Cal.Rptr. 736 , 482 P.2d 648 ].) As an
3 The trial court instructed the jury in the terms of the superseded CALJIC instructions Nos. 651 and 652. There are, as yet, no published new CALJIC instructions adequately covering simple kidnaping under Penal Code, section 207. CALJIC instructions Nos. 9.20 and 9.21 are insufficient, in that they do not include consideration of the substantiality of the increase in the risk of harm over and above that normally inherent in the underlying crime. (People v. Williams, supra, 2 Cal.3d 894 .)
The trial court did not present either of the two= possible theories of Daniels to the jury for their guidance in deciding the case. Under the instructions given to it the jury could have found appellant guilty of kidnaping whether or not it concluded the asportation was part and parcel of the rapes as well as whether or not it decided there was no increase in risk to Ms. J.
Because we cannot say with conviction, had the jury been given proper instructions, that a different verdict would have been improbable on the
4 It has been held a kidnaping conviction may be sustained even though there is no substantial increase in the risk of harm as contemplated by Daniels and Timmons, where the asportation amounts to a “ ‘substantial distance’ . . . ‘into another part of the same county.’ ” (Pen. Code, § 207; People v. Rocco, supra, 21 Cal.App.3d 96 , 105.) The conclusion seems unsound in light of our high court’s insistence that “[t]he true test in each case is not mere mileage but whether the movements of the victims ‘substantially increase the risk of harm’ beyond that inherent in the crime . . . itself.” (People v. Timmons, supra, 4 Cal.3d 411 , 415; People v. Daniels, supra, 71 Cal.2d 1119 , 1139.)
Tamura, J., and Kaufman, J., concurred.
Cases cited
- People v. Daniels 71 Cal.2d 1119 p. 602, p. 604
- People v. Frye 117 Cal.App.2d 101 at 105-106 p. 602
- People v. Burns 270 Cal.App.2d 238 at 254-255 p. 603
- People v. Smith 22 Cal.App.3d 197 at 202-203 p. 603
- People v. Day 256 Cal.App.2d 83 at 87-88 p. 603
- People v. Robinson 180 Cal.App.2d 745 at 752 p. 603
- People v. Caberera 104 Cal.App. 414 p. 603
- People v. Williams 2 Cal.3d 894 at 901 p. 604
- Cotton v. Superior Court 56 Cal.2d 459 p. 604
- People v. Hood 1 Cal.3d 444 at 449 p. 604
- People v. Graham 71 Cal.2d 303 at 318 p. 604
- People v. Wilson 66 Cal.2d 749 at 759 p. 604
- People v. Wade 53 Cal.2d 322 at 334 p. 604
- People v. Sanchez 35 Cal.2d 522 at 528 p. 605
- People v. Anthony 7 Cal.App.3d 751 at 766 p. 605
- People v. Schafer 4 Cal.App.3d 554 at 561 p. 605
- People v. Tribble 4 Cal.3d 826 at 830-832 p. 605
- People v. Timmons 4 Cal.3d 411 at 414 p. 605
- People v. Miller 12 Cal.App.3d 922 p. 606
- People v. Lynch 14 Cal.App.3d 602 p. 606
- People v. Rocco 21 Cal. App.3d 96 at 104 p. 606