Majority
Opinion
A jury found defendant guilty[1] of forcible rape of Tianne H. (§ 261, subd. 3, Pen. Code) and that he acted in concert with another in violation of section 264.1, Penal Code (count I); forcing Tianne, a child under the age of 14 years and more than 10 years younger than he, to orally copulate him (§ 288a, subd. (c), Pen. Code) and that he acted in concert with another in violation of section 288a, subdivision (d), Penal Code (count II); lewd and lascivious acts on Tianne, a child under the age of 14 years (§ 288, Pen. Code) (count III) and false imprisonment (§ 236, Pen. Code), a lesser included offense in kidnaping (count V). He appeals from the judgment.
1 Defendant was acquitted of charges of various sexual acts committed on Robin C., age 19.
While Tianne was still crying defendant told her to “shut up” or he would hit her. “Crazy” ripped off Robin’s jacket and told them to get undressed, “they had this planned. And if [they] didn’t do what they said, they were going to hit [them] again”; “Crazy” committed numerous sexual acts on Robin; defendant unbuttoned and removed Tianne’s pants and shirt and had sexual intercourse with her after which defendant conversed in Spanish with “Crazy” and they changed places; “Crazy” then forced Tianne into acts of sexual intercourse, oral copulation and anal intercourse. Defendant committed various sexual acts with Robin then he and “Crazy” again changed places, and defendant returned to the back seat with Tianne and forced her into another act of sexual intercourse and an act of oral copulation; “Crazy” committed further sexual acts on Robin; in an effort to stall defendant, Tianne talked about his tattoos. The girls were told to get dressed and “Crazy” and defendant dropped them off at the home of Robin’s sister between 5 and 5:30 a.m.
The police arrived and the girls were taken to the hospital; Tianne had various minor bruises about her body and a swollen eye, and a smear
2 It appears from statement made to Officer Cox by defendant that “Crazy" was only a casual acquaintance whose last name and whereabouts were unknown.
After defendant’s arrest Officer McElhiney told him two girls ages 12 and 19 accused him of rape, sodomy, oral copulation and kidnaping; defendant denied knowing anything about it, could not recall what he did on July 30 and denied knowing anyone by the name of Tianne or Robin or “Crazy” or anyone who drove a dark blue Chevrolet. About an hour later Officer Cox talked to defendant; at first defendant denied being with Tianne and Robin or in the hills, then changed his story and said he had been with them but no force had been used and the acts were consensual, giving details of the evening.[3] Asked if he knew the ages of the girls, defendant said he thought Robin was 18 and did not know how old Tianne was; asked “How old did you think she was?” defendant answered 17, but he never heard Robin say that Tianne was only 12.
The defense was an alibi; Reyes, Valdez, Sanchez and defendant testified they were at the State House in Sylmar between 10 p.m. and 2 a.m. However, in rebuttal, Johnny Victoria testified that he overheard the three witnesses discussing their testimony the previous day in the hallway outside the courtroom, and they talked about what their testimony should be and kept going over the sequence of events trying to describe how many people were present, how much time they spent with defendant and which details sounded best to make their stories consistent.
Defendant offered and the court refused an instruction to the effect that a reasonable mistake on his part as to Tianne’s age was a defense to the charge of child molestation under section 288, Penal Code. Appellant concedes that if People v. Toliver, 270 Cal.App.2d 492 [ 75 Cal.Rptr. 819 ] and People v. Tober, 241 Cal.App.2d 66 [ 50 Cal.Rptr. 228 ],
3 Defendant told Officer Cox that around 9:30 p.m. he asked a man he had seen only once before to give him a ride to u dance hall; the man drove a dark blue Chevrolet and agreed, in exchange for $ 1 for gas; on the way, the driver suggested they cruise the mall and pick up some girls, and he agreed; they saw Robin and Tianne and asked if they wanted to cruise and they did; later they asked the girls if they wanted something to drink and they said yes so they bought some wine and drove up into the hills, drank the wine and talked; he looked at Tianne and said “You know what you’re here for, don’t you?” and she said she did; they took off their clothes and commenced to “get it on”; he then admitted having intercourse with Tianne and engaging in acts of oral copulation and anal intercourse. They then switched places and he did the same thing to Robin; no force was used and the girls consented. However, when confronted with the doctor’s reports showing facial damage to the girls, he admitted “Crazy” hit them once or twice but said he did not do so.
In 1964 the California Supreme Court in People v. Hernandez, supra, 61 Cal.2d 529 , overruling established precedent, held that in a statutory rape prosecution it was error to refuse to permit defendant to present evidence that he had in good faith a reasonable belief that the prosecutrix was over 18 years of age. However, in recognizing this as a defense, Hernandez made it clear that such defense was not intended to apply in a case in which the female obviously is of tender years. Said the court at page 536: “Our departure from the views expressed in Ratz [People v. Ratz, 115 Cal. 132 ( 46 P. 915 )] is in no manner indicative of a withdrawal from the sound policy that it is in the public interest to protect the sexually naive female from exploitation. No responsible person would hesitate to condemn as untenable a claimed good faith belief in the age of consent of an ‘infant’ female whose obviously tender years preclude the existence of reasonable grounds for that belief. However, the prosecutrix in the instant case was but three months short of 18 years of age and there is nothing in the record to indicate that the purposes of the law as stated in Raíz can be better served by foreclosing the defense of a lack of intent.”
Appellant argues at length that the fundamental principle upon which the Hernandez decision rests is the primordial policy set up by the Legislature in section 20, Penal Code, that mens rea, the guilty mind, is an indispensable element of every crime unless specifically eliminated by the Legislature, thus the Hernandez ruling that in a statutory rape prosecution a good faith reasonable belief that the prosecutrix was over 18 is a defense should govern section 288 prosecutions, and the court in People v. Tober, 241 Cal.App.2d 66 [ 50 Cal.Rptr. 228 ] and People v. Toliver, 270 Cal.App.2d 492 [ 75 Cal.Rptr. 819 ] was in error in failing to apply it.
In rejecting the Hernandez defense in prosecutions under section 288, Penal Code, Tober and Toliver rely on the foregoing quote from People v. Hernandez, supra, 61 Cal.2d at page 536. Tober argued that if in good faith he believed that the 10-year-old girl he was charged with molesting
In our view the public policy considerations relied upon in Toliver and Tober have not ceased to exist and their rationale is still sound, and compel us to follow the principle articulated in People v. Toliver, 270 Cal.App.2d 492 [ 75 Cal.Rptr. 819 ] and People v. Tober, 241 Cal.App.2d 66 [ 50 Cal.Rptr. 228 ], that a good faith reasonable belief that the victim was
4 Actually the defense in Tober was not one of belief that the child was over the age of 14, but one of identity defendant believing he had entered the bed of a mature woman; he claimed that only when she uncovered her face did he observe that she was a child at which time he asked her age and she said she was 10 years old.
The trial court instructed the jury that it could consider any pretrial statements of defendant that were false or deliberately misleading as tending to show proof of consciousness of guilt concerning the charges (CALJIC No. 2.03). Appellant cites this as error on the ground that his alibi defense was consistent with his original statement to Officer Cox that he was never with Tianne and Robin or at the location in the hills. The instruction was proper. The record shows that later in the interview defendant changed his story and admitted to Officer Cox he had been with the girls but no force was used and all acts were consensual, then related in detail what took place that night; at trial defendant denied admitting this to Officer Cox. Appellant claims that his admissions to Cox were not the “false or deliberately misleading statements” which supported the instruction but that the instruction referred to his having denied being present and since his denial was not inconsistent with his alibi defense, the giving of CALJIC No. 2.03 was error. We disagree. Clearly defendant gave to Officer Cox deliberately conflicting statements which supported the giving of CALJIC No. 2.03. First he denied being in the hills with any girls on July 30, and to this he testified in his defense; then he admitted driving into the hills with the girls but stated that all sexual acts were consensual. Appellant cites People v. Rubio, 71 Cal.App.3d 757 [ 139 Cal.Rptr. 750 ], but the passage on which he relies is clear that indeed CALJIC No. 2.03 is applicable where a defendant makes an explanation of his behavior to the police which is inconsistent with his testimony at trial. (P. 769.) This is the case at bench although at trial defendant denied he made the last admission to Officer Cox.
The jury was instructed: “If there is any evidence that efforts to procure false or fabricated evidence were made by another person on
5 Relying on his statement to Officer Cox that he thought Tianne was 17 and he never heard Robin say she was only 12, his counsel’s self-serving statement to the court when offering the refused instruction that Tianne looked as old as or older than Robin, and the comment of the judge at the time of pronouncement of judgment and sentence that Tianne looked somewhat older than 12, indicating his opinion of Tianne’s appearance, appellant submits there was sufficient factual basis to support his requested instruction. The Attorney General argues that People v. Toliver, supra, 270 Cal.App.2d 497 would preclude the giving of such instruction because appellant relied solely on his alibi defense and has failed to explain how he would reconcile that with the defense that he did it but believed Tianne was over 14, However here, unlike in Toliver, there is some evidence as to his asserted belief that Tianne was older than 14, and her general appearance at trial; and defendant did request an instruction on the subject which was refused. Had such a defense been available to the defendant we believe there was evidence to support an instruction thereon.
Inherent in appellant’s argument that he cannot be convicted of both a lewd act with a child (§ 288, Pen. Code) and either rape or oral copulation for the same act, is the erroneous assumption that only two sexual offenses against Tianne were committed—forcible rape and forcible oral copulation. We deal first with the contention that the court sua sponte should have instructed the jury that in order to convict him of a violation of section 288 the jury had to agree that such act was other than the acts which formed the basis for the rape and oral copulation convictions.
Even though not requested, the trial court is under an affirmative duty to give sua sponte correctly phrased instructions on “ ‘[T]he general principles of law relevant to the issues raised by the evidence. [Citations.] The general principles of law governing the case are those principles closely and openly connected with the facts before the court and which are necessary for the jury’s understanding of the case.’ [Citations.]” (People v. Stewart, 16 Cal.3d 133 , 140 [ 127 Cal.Rptr. 117 , 544 P.2d 1317 ].) On the trial level appellant made no request for an instruction on this subject but in his opening brief now submits a lengthy, involved and highly technical instruction which he claims the trial court should have fashioned on its own motion because the standard CALJIC instructions are inadequate under the facts of this case. The kind of instruction appellant submits here hardly constitutes the “general principle of law” the court is required to give in the absence of a request.
6 Defendant was convicted of three sexual offenses against Tianne—forcible rape (count I), forcible oral copulation (count II) and lewd and lascivious acts on a child (count III). Under the evidence the jury could find that defendant was as much responsible for each of “Crazy’s” sexual offenses against Tianne (forcible rape, sodomy, oral copulation), as for his own acts (forcible rape, forcible rape and forcible oral copulation) on the theory that he aided and abetted “Crazy” in their commission. (§ 31, Pen. Code; People v. Durham, 70 Cal.2d 171 , 180-181 [ 74 Cal.Rptr. 262 , 449 P.2d 198 ].) Thus under the aiding and abetting theory any one of “Crazy’s” sexual offenses against Tianne could be considered by the jury as a basis for the section 288 violation. We note appellant’s claim that his acquittal of sodomy (§ 286, Pen. Code), on count IV clearly implies that none of the convictions was based on the aiding and abetting theory. This is hardly true in light of the jury’s sentence enhancement findings on counts I and II, as alleged, that during the commission of each offense defendant, voluntarily acting in concert with another person, participated in said act either personally or by aiding and abetting such other person. Further, his acquittal of sodomy on count IV does not necessarily imply a rejection of the aiding and abetting theory for it is just as likely that the jury used “Crazy’s” act of anal intercourse with Tianne as the basis for the section 288 violation, compelling the acquittal of defendant of the substantive offense as charged in count IV. Finanlly, we note in connection with his argument challenging the validity of the foregoing sentence enhancement findings that appellant concedes that “. . . appellant’s and his companion’s activities likely were sufficient to support the theory that each aided and abetted the other 99 In any case the evidence clearly demonstrates that defendant personally committed three separate and distinct sexual offenses on Tianne—he forced her to have an act of sexual intercourse, then after rather lengthy sexual activities with Robin in the front seat, returned to the back seat and forced another act of sexual intercourse on Tianne and then *839 forced her to commit an act of oral copulation—which establishes seriatim a violation of section 261, subdivision 3 (forcible rape) as charged in count I, a violation of section 288 (lewd and lascivious acts on a child) as charged in count III and a violation of section 288a (forcible oral copulation) as charged in count II.
While conceding his and “Crazy’s” activities were sufficient to support the theory that each aided and abetted the other, appellant contends that the enhancement punishments provided by sections 264.1 and 288a, subdivision (d), Penal Code for “acting in concert” apply only to “gang-type” forcible sexual assaults, relying on People v. Calimee, 49 Cal.App.3d 337 [ 122 Cal.Rptr. 658 ] and People v. Wheeler, 71 Cal.App.3d 902 [ 139 Cal.Rptr. 737 ]. People v. Calimee involved an incident of six males and one male in a jail cell; Calimee did not personally engaged in any sexual act although he hit the victim several times with his fist during sexual assaults by the others. The court said that the obvious purpose of the foregoing statutes is to provide increased punishment where there is a “gang-type” sexual assault (p. 341), but nothing in the opinion limits the application of these statutes to “gang-type” forcible sexual activities only. People v. Wheeler involved two males and one female; defendant fondled the victim and held her arm while a companion raped her; defendant personally committed no sexual act on her. The court held that the finding under section 264.1 was proper and commented that the statute was designed to discourage gang sexual assaults where any unlawful force is used. (P. 907.) In the case at bench there were two males and two young girls; each male in turn sexually assaulted each girl. Nothing in Wheeler or Calimee precludes the application of the statutes in such a case. The element of multiple parties acting in concert appears to be sufficient whether the assailants are two or six. (See People v. Wheeler, supra, 71 Cal.App.3d 902 , 907.) Further, the statutes refer to defendant acting in concert “with another person.” The findings were proper under the evidence because it establishes that defendant both personally and as an aider and abettor of “Crazy” while acting in concert with him committed a variety of acts including rape and oral copulation by force and violence against Tianne’s will.
The judgment is affirmed.
Wood, P. J., and Hanson, J., concurred.
Appellant’s petition for a hearing by the Supreme Court was denied July 5, 1978.
Cases cited
- People v. Toliver 270 Cal.App.2d 492 p. 833, p. 834, p. 835
- People v. Tober 241 Cal.App.2d 66 p. 833, p. 834, p. 835
- People v. Hernandez 61 Cal.2d 529 p. 834, p. 835
- People v. Ratz 115 Cal. 132 p. 834
- People v. Stewart 16 Cal.3d 133 at 140 p. 837
- People v. Slobodion 31 Cal.2d 555 at 562-563 p. 839
- People v. Calimee 49 Cal.App.3d 337 p. 839