Majority
Opinion
INTRODUCTION
Plaintiff and appellant Calvin Franklin (plaintiff) filed a first amended complaint against defendants and respondents The Monadnock Company and Hi-Shear Corporation (defendants), as well as others, alleging a single cause of action for wrongful termination of employment in violation of public policy. Plaintiff alleged that a coworker in the workplace had threatened to have plaintiff and three other employees killed, that defendants did nothing in response to his complaint to them about the threats, that the coworker thereafter assaulted him with a screwdriver, that plaintiff reported the assault to the police, and that plaintiff was terminated from his employment as a result of his complaints to defendants and the police. The trial court sustained defendants’ demurrer to the first amended complaint without leave to amend and entered a dismissal order.
On appeal from the dismissal order, we hold that plaintiff’s allegations are sufficient to state a claim for wrongful termination based on the public policies that require employers to provide a safe and secure workplace and encourage employees to report credible threats of violence in the workplace. We therefore reverse the dismissal order.
FACTUAL AND PROCEDURAL BACKGROUND
A. First Amended Complaint
Plaintiff alleges in his first amended complaint the following relevant facts. Defendants hired plaintiff as a “heat-treater” on or about June 1, 2004. Coworker Richard Ventura (Ventura) “threatened the safety of employees Raoul Lopez, Femando Merida, Burt (last name unknown) and [plaintiff] by stating that he would have them killed.” “[Plaintiff’s] fellow co-workers,
Notwithstanding defendants’ knowledge of plaintiff’s concern for the safety of all the employees at the facility based on the threat posed by Ventura, defendants “refused to keep [plaintiff] or his fellow co-workers safe from [Ventura], failed to counsel, warn or segregate [Ventura] and failed to prevent [Ventura] from directly assaulting [plaintiff] or his fellow coworkers . . . .” Instead, defendants “maintained a[n] unsafe place of employment by allowing the threats of violence and attempted violence to continue unheeded in the workplace.”
A week after plaintiff complained to defendants about Ventura’s threats, Ventura attempted to stab plaintiff with a metal screwdriver and another unidentified weapon.[1] In response, plaintiff complained to the police department that “his safety, as well as that of his coworkers, was being endangered by [Ventura].” As a proximate result of plaintiff’s complaints about Ventura “internally” to defendants and “externally” to the police, defendants terminated plaintiff’s employment.[2]
B. Demurrers and Order of Dismissal
Plaintiff alleged in his original complaint that plaintiff had complained to defendants about a threat to his safety made by a coworker in the workplace, but did not mention Ventura, Ventura’s threats to coworkers, or Ventura’s assault on plaintiff. Defendants responded to that complaint by filing a demurrer, which the trial court sustained with leave to amend.[3] Plaintiff then filed his first amended complaint that included allegations that Ventura threatened three coworkers, in addition to plaintiff, and thereafter assaulted
1 Plaintiff does not explicitly allege that Ventura’s assault took place in the workplace. But, as stated above, he does allege that defendants allowed “attempted violence to continue unheeded in the workplace.”
2 There is no allegation that plaintiff reported Ventura’s assault with the screwdriver directly to defendants. Plaintiff does, however, allege that defendants terminated his employment, in part, because he reported that assault to the police. As noted, he also alleges that defendants allowed “attempted violence to continue unheeded in the workplace.”
3 The reporter’s transcript of the hearing on the demurrer to the original complaint reflects the trial court’s intent to sustain the demurrer with leave to amend, but at the conclusion of the hearing the trial court stated that the demurrer was sustained “without” leave to amend. Plaintiff subsequently filed the first amended complaint, which confirms the trial court’s intent to allow him to amend his pleading.
DISCUSSION
A. Standard of Review
“On appeal from a judgment dismissing an action after sustaining a demurrer without leave to amend, the standard of review is well settled. The reviewing court gives the complaint a reasonable interpretation, and treats the demurrer as admitting all material facts properly pleaded. (Blank v. Kirwan (1985) 39 Cal.3d 311 , 318 [ 216 Cal.Rptr. 718 , 703 P.2d 58 ]; Buckaloo v. Johnson (1975) 14 Cal.3d 815 , 828 [ 122 Cal.Rptr. 745 , 537 P.2d 865 ].) The court does not, however, assume the truth of contentions, deductions or conclusions of law. (Moore v. Regents of University of California (1990) 51 Cal.3d 120 , 125 [ 271 Cal.Rptr. 146 , 793 P.2d 479 ].) The judgment must be affirmed ‘if any one of several grounds of demurrer is well taken. [Citations.]’ (Longshore v. County of Ventura (1979) 25 Cal.3d 14 , 21 [ 157 Cal.Rptr. 706 , 598 P.2d 866 ].) However, it is error for a trial court to sustain a demurrer when the plaintiff has stated a cause of action under any possible legal theory. (Barquis v. Merchants Collection Assn. (1972) 7 Cal.3d 94 , 103 [ 101 Cal.Rptr. 745 , 496 P.2d 817 ].)” (Aubry v. Tri-City Hospital Dist. (1992) 2 Cal.4th 962 , 967 [ 9 Cal.Rptr.2d 92 , 831 P.2d 317 ] (Aubry); see also Fox v. Ethicon Endo-Surgery, Inc. (2005) 35 Cal.4th 797 , 810 [ 27 Cal.Rptr.3d 661 , 110 P.3d 914 ].)
B. Tort of Wrongful Discharge in Violation of Public Policy
“[T]he vast majority of states have recognized that an at-will employee possesses a tort action when he or she is discharged for performing an act that public policy would encourage, or for refusing to do something that public policy would condemn. [Citations.]” (Gantt v. Sentry Insurance (1992) 1 Cal.4th 1083 , 1090 [ 4 Cal.Rptr.2d 874 , 824 P.2d 680 ].) “The difficulty, of course, lies in determining where and how to draw the line between claims that genuinely involve matters of public policy, and those that concern merely ordinary disputes between employer and employee. This determination depends in large part on whether the public policy alleged is sufficiently clear to provide the basis for such a potent remedy.” (Ibid.)
C. Public Policy Requirement
Defendants contend that plaintiff cannot state a wrongful termination cause of action because plaintiff’s complaint to them about Ventura’s threats and his report of the assault to the police did not involve a fundamental public policy contained in a constitutional or statutory provision. We disagree.
. In City of Palo Alto v. Service Employees Internat. Union (1999) 77 Cal.App.4th 327 [ 91 Cal.Rptr.2d 500 ] (Palo Alto), the court considered the city’s contention that an arbitration award reinstating a terminated employee violated a fundamental public policy requiring employers to provide a safe workplace by terminating employees who make threats to the lives of coworkers. (Id. at p. 330.) The city maintained that the statutory provisions in Labor Code section 6400 et seq.,[4] which concern employers’ duties and responsibilities regarding safety in employmént, established the public policy. (77 Cal.App.4th at p. 334.) The city also relied on Code of Civil Prticedure
4 Labor Code section 6400, subdivision (a) provides: “Every employer shall furnish employment and a place of employment that is safe and healthful for the employees therein.” Labor Code section 6401 provides: “Every employer shall furnish and use safety devices and safeguards, and shall adopt and use practices, means, methods, operations, and processes which are reasonably adequate to render such employment and place of employment safe and healthful. Every employer shall do every other thing reasonably necessary to protect the life, safety, and health of employees.” Labor Code section 6402 provides: “No employer shall require, or permit any employee to go or be in any employment or place of employment which is not safe and healthful.” Labor Code section 6403 provides: “No employer shall fail or neglect to do any of the following: [ft] (a) To provide and use safety devices and safeguards reasonably adequate to render the employment and place of employment safe, [ft] (b) To adopt and use methods and processes reasonably adequate to render, the employment and place of employment safe, [ft] (c) To do every other thing reasonably necessary to protect the life, safety, and health of employees.” Labor Code section 6404 provides: “No employer shall occupy or maintain any place of employment that is not safe and healthful.”
The court in Palo Alto, supra, 77 Cal.App.4th 327 analyzed the statutory provisions upon which the city relied as follows: “While Labor Code section 6400 et seq. focuses on occupational injury and illness and makes no specific mention of workplace violence or threats of violence, those provisions clearly make it an employer’s legal responsibility to provide a safe place of employment for their employees. CalOSHA (California Occupational Safety and Health Act) considers risks of workplace violence to be a workplace safety issue, which must be addressed in an employee’s injury prevention program. [Citations.] [][] Code of Civil Procedure section 527.8, which was added by the ‘Workplace Violence Safety Act’ [citation], specifically addresses potential workplace violence. That section was ‘intended to provide optional remedies which supplement rather than replace existing remedies against workplace violence, and does not obligate an employer to seek those optional remedies.’ [Citation.]” (Id. at pp. 335-336, fn. omitted.) The court concluded that “these provisions taken together express an explicit public policy requiring employers to take reasonable steps to provide a safe and secure workplace. . . . Such responsibility appears to include the duty to adequately address potential workplace violence. [Fn. omitted.]”[6] (Id. at pp. 336-337.)
Labor Code section 6400 et seq. and Code of Civil Procedure section 527.8, when read together, establish an explicit public policy requiring employers to provide a safe and secure workplace, including a requirement that an employer take reasonable steps to address credible threats of violence in the workplace. A credible threat is one that an employee reasonably believes will be carried out, so as to cause the employee to fear for his or her
5 Code of Civil Procedure section 527.8, subdivision (a) provides: “Any employer, whose employee has suffered unlawful violence or a credible threat of violence from any individual, that can reasonably be construed to be carried out or to have been carried out at the workplace, may seek a temporary restraining order and an injunction on behalf of the employee and, at the discretion of the court, any number of other employees at the workplace, and, if appropriate, other employees at other workplaces of the employer.”
6 The court in Palo Alto, supra, 77 Cal.App.4th at page 337 went on to conclude that even though there was an explicit public policy requiring employers to address adequately potential violence in the workplace, the duty imposed by that policy did not necessarily include “the obligation to automatically fire any employee who makes a threat of violence regardless of the employee’s intent in uttering it and the actual risk to workplace safety . . . .” In doing so, however, the court acknowledged that an employer “might be required to summarily place an employee on administrative leave to fulfill its duty of providing a safe workplace where the [employer] has reasonable proof that an employee has made a credible threat of violence against a coworker . . . .” (Ibid.)
Defendants’ position that there is no explicit public policy’ concerning the prevention of workplace violence would lead to the anomalous result that the Labor Code provisions to which we refer establish an express public policy requiring employers to take reasonable steps to protect employees from foreseeable occupational injuries and illnesses, but do not establish any corresponding policy concerning injuries in the workplace from foreseeable violence or credible threats of violence. There is no logic in drawing such an artificial distinction, and such a distinction ignores the reality of workplace violence that statutes like Code of Civil Procedure section 527.8 were enacted to address.[7] Moreover, it is self-evident that the policy expressed in the statutes upon which we rely that protects employees from violence or threats of violence in the workplace is a fundamental and substantial public policy. Threats can be crimes. (See, e.g., Pen. Code, § 422.)
7 “The U.S. Department of Labor report entitled National Census of Fatal Occupational Injuries states that 631 homicides occurred in workplaces in 2003, the third leading cause of job-related injury deaths. ... [1] ... [1] ... A study conducted by the US Department of Justice, Bureau of Justice Statistics from 1993 to 1999, found that each year an estimated 1.7 million workers fell victim to non-fatal violent crime—simple or aggravated assault, robbery, and rape or sexual assault—while at work or on duty. In six of the last seven years, Fortune 1000 companies responding to an annual survey conducted by the Pinkerton security company cited workplace violence as the number one security threat facing companies.” (ASIS International, Workplace Violence Prevention and Response Guideline (2005) p. 10, fn omitted.)
In affirming the judgment, the Court of Appeal in Muller, supra, 61 Cal.App.4th at page 452 concluded that “[t]he [trial] court properly adjudicated [plaintiff’s] cause of action for tortious discharge in violation of public policy in favor of [the defendant].” The court explained that “[t]here is no evidence in the record that [plaintiff] was subjected to unsafe working conditions in the . . . office where she worked.” (Id. at p. 451.) According to the court in Muller, “[plaintiff’s] anxiety disorder did not overnight render her office an unsafe workplace. There is a certain risk of crime in any workplace to which the general public has access. However, unless crime in the workplace is highly foreseeable, employers cannot reasonably be expected to insure against it.” (Id. at p. 451.) The court stated that “[t]he voicing of a fear about one’s safety in the workplace does not necessarily constitute a complaint about unsafe working conditions under Labor Code section 6310.[[8] ] [The plaintiff’s] declaration shows only that she became frightened for her safety as a result of her unfortunate experience with [the insured’s son] and expressed her fear to [the defendant employer]; it is not evidence that the . . . office where she worked was actually unsafe within the meaning of Labor Code sections 6310 and 6402.” (61 Cal.App.4th at p. 452.)
Even if Muller, supra, 61 Cal.App.4th 431 were correctly decided, it is distinguishable from the instant case. Muller involved a summary judgment motion. Unlike Muller, this case was decided on a demurrer. Under the applicable standard of review quoted above, we are required to treat the properly pleaded allegations as true and give the complaint a reasonable interpretation. (Aubry, supra, 2 Cal.4th at p. 967.) Thus, we must assume for
8 Labor Code section 6310, subdivision (a)(1) provides: “(a) No person shall discharge or in any manner discriminate against any employee because the employee has done any of the following: fj] (1) Made any oral or written complaint to the division, other governmental agencies having statutory responsibility for or assisting the division with reference to employee safety or health, his or her employer, or his or her representative.”
A relevant authority is Cabesuela v. Browning-Ferriss Industries of California, Inc. (1998) 68 Cal.App.4th 101 [ 80 Cal.Rptr.2d 60 ] (Cabesuela), in which the plaintiff employee alleged that, after a workplace homicide-suicide involving two employees, he complained to the employer at a safety meeting about the employee drivers’ extended working hours, which the plaintiff beliéved posed a health threat. (Id. at pp. 105-106.) When a manager at the facility at which the plaintiff worked responded that the homicide-suicide incident had nothing to do with the safety meeting, the plaintiff replied that the company’s “employees were being pushed too hard.” (Id. at p. 106.) The defendant subsequently terminated the plaintiff’s employment for “violence or threats of violence” because the manager understood the plaintiff’s words to be a threat of physical violence against her. (Ibid.)
The plaintiff sued the employer, alleging, inter alia, that he had been terminated in violation of public policy based on a “myriad of statutory violations,” including the violation of health and safety statutes. (Cabesuela, supra, 68 Cal.App.4th at p. 108.) The trial court sustained the employer’s demurrer to each of the plaintiff’s causes, of action. (Id. at p. 107.)
In reversing the trial court’s order, the Court of Appeal distinguished Muller, supra, 61 Cal.App.4th 431 , and observed that the plaintiff’s cause of action for wrongful discharge in violation of public policy alleged “that [the employer] ‘terminated [the plaintiff] because he had complained of the long hours which the [employer’s] drivers were required to work and which [the plaintiff] reasonably believed to be a health and safety házard.’ . . . We find these allegations sufficient to withstand a demurrer . . . .” (Cabesuela, supra, 68 Cal.App.4th at pp. 108-109.) The court in Cabesuela, supra, 68
Although the facts of the instant case differ from those in Cabesuela, supra, 68 Cal.App.4th 101 , each case involves an alleged complaint by an employee about an unsafe workplace related to the potential for violence. In Cabesuela, the plaintiff alleged that the “true reasons” why the employer terminated him “included the fact that he had exercised his right under Cal-OSHA (California Occupational Safety and Health Administration [sic]) to discuss the homicide-suicide as affecting the health and safety of plaintiff and other employees, and had complained of the long hours which the drivers were required to work, which plaintiff believed to be a health and safety hazard.” (Cabesuela, supra, 68 Cal.App.4th at p. 108.) The allegations in the instant case provide that Ventura made threats of violence in the workplace and thereafter criminally assaulted plaintiff, such that Ventura posed a continuing risk of violence to fellow employees. The plaintiffs in both cases alleged that when they complained about their legitimate workplace safety concerns, they were terminated. As in Cabesuela, the allegations here are sufficient to state a violation of the public policy that protects an employee against discharge for making a good faith complaint about working conditions that he or she reasonably believes to be unsafe.
D. Public Benefit
Defendants further contend that the policies upon which plaintiff relies are not predicated on any duties that would benefit the public at large—a requirement for a claim of wrongful discharge in violation of public policy. (See Esberg v. Union Oil Co., supra, 28 Cal.4th at p. 272.) According to defendants, plaintiff’s complaint to defendants and report to the police did not benefit the public, but rather only plaintiff and three coworkers. That is not a reasonable interpretation of plaintiff’s allegations. Plaintiff’s complaint about Ventura’s threats and report to the police served the public interest in promoting workplace safety, the interest in deterring workplace crime, and the interests of innocent coworkers who could have suffered harm. Thus, plaintiff’s conduct inured to the benefit of the public.
Relying on Foley v. Interactive Data Corp. (1988) 47 Cal.3d 654 [ 254 Cal.Rptr. 211 , 765 P.2d 373 ] (Foley), the defendant employer in Collier, supra, 228 Cal.App.3d 1117 argued that “a plaintiff cannot state a cause of action for wrongful termination based on reporting a fellow employee’s illegal conduct to his or her employer.” (Id. at p. 1121.) In rejecting that assertion, the court in Collier distinguished Foley, noting that “[t]he plaintiff in Foley merely' reported that another employee was being investigated for possible past criminal conduct at a previous job. His action served only- the interests of his employer. The petitioner in this case reported his suspicion that other employees were currently engaged in illegal conduct at the job, specifically conduct [that] may have violated laws against bribery and kickbacks . . . ; embezzlement. . . ; tax evasion . . . ; and possibly even drug trafficking and money laundering. . . . Petitioner’s report served not only the interests of his employér, but also the public interest in deterring crime and . . . the interests of innocent peirsons who stood to suffer specific harm from the suspected illegal conduct.” (Id. at pp. 1122-1123, citations omitted.)
The court in Collier, supra, 228 Cal.App.3d 1117 analogized the situation before it to the facts in Hentzel, supra, 138 Cal.App.3d 290 . “The Hentzel decision, cited with approval in Foley, provides a useful illustration. In that case, an employee protested what he considered to be hazardous working conditions caused by other employees smoking in the workplace. He was terminated and brought an action for wrongful discharge .... The Hentzel court held that on those facts, the employee had a viable cause of action for wrongful termination because the discharge in retaliation for his report implicated the public policy interest in a safe and healthy working environment for employees.’’ (Collier, supra, 228 Cal.App.3d at p. 1125.) According to the court in Collier, the public policy interest in a safe and healthy workplace raised by the allegations at issue in Hentzel was .similar to the public policy interest in a crime-free workplace inherent in the allegations in that case. “[T]he public interest is in a lawful, not criminal, business operation. Attainment of this objective requires that an employee be free to call his or her employer’s attention to illegal practices, so that the employer may prevent crimes from being committed by misuse of its products by its employees.” (Ibid.)
Plaintiff’s allegations in his first amended complaint involve both the public interest in a safe workplace at issue in Hentzel, supra, 138 Cal.App.3d 290 and the public interest in a crime-free workplace at issue in Collier, supra, 228 Cal.App.3d 1117 .[9] The public has a vital interest in ensuring, to the extent possible, that employees are provided a workplace that is free from credible threats of violence and physical assaults. This interest is at least as compelling as the public’s interest in a healthy, smoke-free workplace at issue in Hentzel. Similarly, prevention of violent crimes in the workplace is at least as important an interest as the prevention of the types of financial crimes that were at issue in Collier, such as embezzlement. As in those cases, attainment of these policy objectives requires that an employee be free to bring, and not be terminated for bringing, to the employer’s attention illegal conduct or
9 “Clearly, violence in the workplace affects society as a whole. The economic cost, difficult to measure with any precision, is certainly substantial. There are intangible costs too. Like all violent crime, workplace violence creates ripples that go beyond what is done to a particular victim. It damages trust, community, and the sense of security every worker has a right to feel while on the job. In that sense, everyone loses when a violent act takes place, and everyone has a stake in efforts to stop violence from happening.” (FBI Nat. Center for the Analysis of Violent Crime, Workplace Violence: Issues in Response (circa 2003) pp. 14—15.)
DISPOSITION
The order of the trial court dismissing the first amended complaint with prejudice is reversed. Plaintiff is awarded his costs on appeal.
Turner, P. J., and Kriegler, J., concurred.
Cases cited
- Blank v. Kirwan 39 Cal.3d 311 at 318 p. 257
- Buckaloo v. Johnson 14 Cal.3d 815 at 828 p. 257
- Moore v. Regents of University of California 51 Cal.3d 120 at 125 p. 257
- Longshore v. County of Ventura 25 Cal.3d 14 at 21 p. 257
- Barquis v. Merchants Collection Ass'n 7 Cal.3d 94 at 103 p. 257
- Aubry v. Tri-City Hospital District 2 Cal.4th 962 at 967 p. 257
- Fox v. Ethicon Endo-Surgery, Inc. 35 Cal.4th 797 at 810 p. 257
- Gantt v. Sentry Insurance 1 Cal.4th 1083 at 1090 p. 257
- Stevenson v. Superior Court 16 Cal.4th 880 at 889-890 p. 258
- Esberg v. Union Oil Co. 28 Cal.4th 262 at 272 p. 258
- City of Palo Alto v. Service Employees International Union 77 Cal.App.4th 327 p. 258, p. 259
- Hentzel v. Singer Co. 138 Cal.App.3d 290 at 299 p. 260, p. 264, p. 265
- Muller v. Automobile Club 61 Cal.App.4th 431 p. 261, p. 262
- Colmenares v. Braemar Country Club, Inc. 29 Cal.4th 1019 at 1031 p. 261
- Cabesuela v. Browning-Ferris Industries of California, Inc. 68 Cal.App.4th 101 p. 262, p. 263
- Collier v. Superior Court 228 Cal.App.3d 1117 p. 264, p. 265
- Foley v. Interactive Data Corp. 47 Cal.3d 654 p. 264
- American Computer Corp. v. Superior Court 213 Cal.App.3d 664 p. 265
- Rojo v. Kliger 52 Cal.3d 65 p. 265
- Tameny v. Atlantic Richfield Co. 27 Cal.3d 167 p. 265