Majority
Opinion
Procedural History
Defendants, Willie Neal and Patrick Shelton, appeal from multiple convictions for a series of armed robberies which they committed at various places during January of 1991. They were jointly charged by an amended information with 17 counts (1 through 6, 8 through 10, 13 through 15, 17 through 20, and 22) of second degree robbery (Pen. Code, § 211),[1] 2 counts (7 and 25) of attempted second degree robbery (§§ 211, 664), and 4 counts (16, 21, 23, and 24) of assault with a firearm. (§ 245, subd. (a)(2).) Mr. Neal alone was charged with second degree robbery in count 11 (§211) and in count 12, only Mr. Shelton was charged with receiving stolen property from that robbery. (§ 496, subd. 1.) The amended information also alleged defendants personally used firearms in committing the crimes (12022.5 and 1203.06, subd. (a)(1)) in counts 1 through 11 and 13 through 25 and that Mr. Neal had served a prior prison term. (§ 667.5, subd. (b).) After a jury found defendants guilty as charged, the trial court sentenced Mr. Neal to 37 years, 8 months in prison with 711 days of credit and Mr. Shelton to 28 years with 651 days of credit. They filed timely appeals from the judgments.
1 All further statutory references are to the Penal Code unless otherwise indicated.
I. Facts[9]
II. Discussion
A., B.*
C. The Consecutive Sentences
Mr. Shelton contends the trial court failed to state reasons for imposing numerous consecutive sentences. Mr. Shelton is correct that a sentencing judge must state reasons for a sentence choice. (§ 1170, subd. (c).) A consecutive sentence requires the sentencing judge to articulate a statement of reasons. (People v. Belmontes (1983) 34 Cal.3d 335 , 347 [ 193 Cal.Rptr. 882 , 667 P.2d 686 ]; People v. Ramirez (1985) 165 Cal.App.3d 214 , 218-219 [ 212 Cal.Rptr. 1 ].) In the present case, consecutive sentences were imposed. The sentencing judge did not explicitly state why he had chosen to impose consecutive sentences. However, defense counsel never interposed an objection to the sentencing judge’s failure to state reasons for selecting consecutive sentences. We agree with the Attorney General that recent Supreme Court decisional authority leads to the conclusion that defense counsel’s failure to have objected to the failure to state reasons for the sentence choice precludes this specific issue from being raised on appeal.[3]
First, although the California Supreme Court has never directly addressed the issue of waiver as it applies to a failure to state reasons for a
2 Our holding is limited to the failure of trial counsel to interpose the objection that no reasons were stated for imposing consecutive sentences. As will be discussed in the body of *1118 this opinion, there would not be waiver or forfeiture of the right to argue there was insufficient evidence to permit the imposition of consecutive sentences because of the failure to interpose an objection on that ground.
Our Supreme Court has applied this general rule of law in varying circumstances in the sentencing context.[4] In People v. Walker (1991) 54 Cal.3d 1013 , 1022-1023 [ 1 Cal.Rptr.2d 902 , 819 P.2d 861 ], the defendant
3 In the decision of In re Marriage of Arcerteaux (1990) 51 Cal.3d 1130 , 1138 [ 275 Cal.Rptr. 797 , 800 P.2d 1227 ], our Supreme Court held in a civil case that the failure of a attorney to interpose objections as to the sufficiency of the statement of decision, i.e., findings, prevented the issue of the adequacy of the statement being raised on appeal because “. . . it would be unfair to allow counsel to lull the trial court and opposing counsel into believing the statement of decision was acceptable, and thereafter to take advantage of an error on appeal although it could have been corrected at trial. [Citations.]”
In People v. Welch (1993) 5 Cal.4th 228 , 235-237 [ 19 Cal.Rptr.2d 520 , 851 P.2d 802 ], a defendant did not object that a particular probation condition was inappropriate in the trial court. Rather, the issue was raised for the first time on appeal. Our Supreme Court held: “It is settled that failure to object and make an offer of proof at the sentencing hearing concerning alleged errors or omissions in the probation report waives the claim on appeal. [Citations.] No different rule should generally apply to probation conditions under consideration at the same time. A timely objection allows the court to modify or delete an allegedly unreasonable condition or to explain why it is necessary in the particular case. The parties must, of course, be given a reasonable opportunity to present any relevant argument and evidence. A rule foreclosing appellate review of claims not timely raised in this manner helps discourage the imposition of invalid probation conditions and reduce the number of costly appeals brought on that basis. [Citations.]” (Id. at pp. 234-235, fn. omitted.) Certainly, the same analysis would apply to a failure to state reasons for imposing a consecutive sentence. A timely objection would permit the court to insure that its sentence choice was rationally based. Further, just as a defendant has a duty to object to errors or omissions in a probation report, reason leads inextricably to the conclusion that no different rule should apply to a sentence which is based in part upon what appears in the probation officer’s analysis. Accordingly,
4 In the present case, there is no evidence to indicate that defense counsel was surprised by the extensive number of consecutive sentences imposed upon defendant.
In Welch, our Supreme Court construed its prior decision of People v. Chi Ko Wong (1979) 18 Cal.3d 698 , 725 [ 135 Cal.Rptr. 392 , 557 P.2d 976 ], to hold that a failure to object at a sentencing hearing concerning errors in a probation report precluded the issue from being raised on appeal. (People v. Welch, supra, 5 Cal.4th at p. 234.) Further, in People v. Saunders, supra, 5 Cal.4th at pages 590-591, after reviewing the general rules of waiver discussed in the body of this opinion, our Supreme Court held that the failure to object to the discharge of a jury until a determination of the truth of an alleged prior conviction waived any right pursuant to sections 1025 and 1164 to have the same jury determine those issues. In other words, the statutory rights embodied in sections 1025 and 1164 were waived by the failure to interpose an objection. Notably, in Saunders, our Supreme Court indicated that the Legislature in enacting sections 1025 and 1164 did not intend “to create a procedural trap that would enable defense counsel to ambush the trial judge and deprive the People of their statutory right to prove one or more alleged prior convictions for the purpose of enhancing the punishment of the repeat offender.” (5 Cal.4th at pp. 590-591.) Similarly, there appears to have been no statutory or legislative purpose in creating a procedural trap that would allow defense counsel to remain silent at the time of sentencing and then permit the issue to be raised once again on appeal, thereby potentially creating a defendant’s opportunity for a new sentencing hearing. Also, in Welch, our Supreme Court emphasized the costs incurred by the public in permitting appeals of probation conditions when no objection was made in superior court. (People v. Welch, supra, 5 Cal.4th at p. 235.) The same logic applies in this case.
We wish to emphasize the Supreme Court has made it abundantly clear that certain kinds of sentencing errors need not be the subject of an objection. For example, no objection need be interposed in the event a sentence is violative of section 654 because it impermissibly punishes the same act twice. (People v. Perez (1979) 23 Cal.3d 545 , 549-550, fn. 3 [ 153 Cal.Rptr. 40 , 591 P.2d 63 ].) Moreover, sentencing errors which go to the jurisdiction of the court, such as a violation of section 654, can be raised at any time by either the prosecution or the defense even though no objection was interposed in the trial court. (People v. Welch, supra, 5 Cal.4th at p. 235.) This is because a sentence which is not authorized by law exceeds the jurisdiction of the court. However, the consecutive sentences imposed in the present case were authorized specifically pursuant to section 1170.1, subdivision (a) and cannot logically be characterized as being in excess of jurisdiction. In People
We note that there is a conflict in terms of the Court of Appeal authority as to whether an objection to a failure to state reasons is necessary in order to preserve the issue for appeal. Three Court of Appeal decisions have held that the waiver rule applies to a failure to state reasons for a sentence choice.The most important decision was one of this division, People v. Crouch (1982) 131 Cal.App.3d 902 , 904-905 [ 182 Cal.Rptr. 701 ], where then Associate Justice Clarke Stephens, who was nearing the end of a 30-year career as a judge and justice, addressed the issue of whether the waiver rule applied when defense counsel did not object to the trial court’s failure to state reasons for selecting prison as the sentencing choice as required by section 1170, subdivisions (b) and (c). Justice Stephens concluded that the sentencing judge violated the foregoing express statutory requirement that reasons be stated for denying a probation request. However, this court held that resentencing was unwarranted because defendant’s trial counsel failed to object to the judge’s violation of the sentencing rules. Associate Justice Stephens noted: “The question remains, however, as to whether it is necessary to require resentencing. The court read and considered the probation report. The argument for probation on behalf of defendant was, at best, bottomed on shifting sand while the prosecutor stated chapter and verse from defendant’s lengthy record, both juvenile and adult. It appears to us that the record in this case justifies the order made, hence defense counsel’s tacit acceptance of the sentence without statement of reasons can be construed as waiver or invited error. To hold otherwise merely places form over substance and contributes to a ‘make-work’ slowdown in the courts. [1|] As an officer of the court, defense counsel has an obligation to assist the court in avoiding errors which merely squander court time and in no way constitute an exercise of his [or her] client’s right to a fair trial. [^] Although we hold that the failure to follow rule 439(d)
Earlier, in People v. White (1981) 117 Cal.App.3d 270 , 279 [ 172 Cal.Rptr. 612 ], the Court of Appeal had addressed a sufficiency of the evidence argument relating to the reasons for a sentence chosen by a trial judge. The Court of Appeal rejected the waiver argument, quite obviously because issues of sufficiency of the evidence are never waived, but proceeded to note, “As a matter of principle, however, we do not totally reject the Attorney General’s waiver argument. Certainly, we should seriously question the merits of any appeal which challenges a trial court’s sentencing choice where the record indicates that defense counsel remained silent at the time of the sentence and failed to call the judge’s attention to any perceived infringement of his [or her] client’s rights.” (Id. at p. 279, fn. 4.)
Finally, in People v. Peel (1993) 17 Cal.App.4th 594 , 598-600 [ 21 Cal.Rptr.2d 449 ], our colleagues in the Fifth Appellate District confronted a situation involving the failure to make findings before directing that a defendant participate in a substance abuse counseling program. Section 1203.096, subdivision (a) provided that upon a felony conviction when the court made certain findings, it was required to recommend in writing that the defendant participate in a drug counseling or education program.[6] In Peel, the trial court failed to make the requisite findings mandated by the statute and recommended that the defendant participate in an drug counseling or education program. The Court of Appeal, relying upon People v. Walker, supra, 54 Cal.3d at page 1023, held that “a defendant who fails to request findings pursuant to section 1203.096, subdivision (b), or to object to the trial court’s failure to make such findings, thereby waives his or her right to raise the issue for the first time on appeal.” (17 Cal.App.4th at p. 600.)
We believe the decisions in Crouch, White, and Peel are consistent with the California Supreme Court authority in terms of the general rule of waiver and the more specific developing law reflected by Welch as it involves preserving sentencing issues on appeal.
These three cases are also consistent with the holdings of not only the later developed Supreme Court analysis but also of a whole host of cases which
5 Section 1203.096, subdivision (a) provides: “(a) Upon conviction of any felony in which the defendant is sentenced to state prison and in which the court makes the findings set forth in subdivision (b), a court shall, in addition to any other terms of imprisonment, fine, and conditions, recommend in writing that the defendant participate in a counseling or education program having a substance abuse component while imprisoned. []j] (b) The court shall make the recommendation specified in subdivision (a) if it finds that any of the following are true: [](] (1) That the defendant at the time of the commission of the offense was under the influence of any alcoholic beverages, [fl] (2) That the defendant at the time of the commission of the offense was under the influence of any controlled substance. []|] (3) That the defendant had a demonstrated history of substance abuse. [][] (4) That the offense or offenses for which the defendant was convicted was drug related.”
6 Section 1191.1 provides: “The victim of any crime, or his or her parent or guardian if the victim is a minor, or the next of kin of the victim if the victim has died, has the right to attend all sentencing proceedings under this chapter and shall be given adequate notice by the probation officer of all sentencing proceedings concerning the person who committed the crime, [j]] The victim, or his or her parent or guardian if the victim is a minor, or next of kin has the right to appear, personally or by counsel, at the sentencing proceeding and to reasonably express his or her views concerning the crime, the person responsible, and the need for restitution. The court in imposing sentence shall consider the statements of victims, parents, or guardians, and next of kin made pursuant to this section and shall state on the record its conclusion concerning whether the person would pose a threat to public safety if granted probation, [ft] The provisions of this section shall not be amended by the Legislature except by statute passed in each house by rollcall vote entered in the journal, two-thirds of the membership concurring, or by a statute that becomes effective only when approved by the electors.”
7 We recognize that other Courts of Appeal have concluded that there is no necessity of interposing an objection when a judge fails to state reasons for a sentence. (People v. Wortman (1992) 11 Cal.App.4th 650 , 653 [ 14 Cal.Rptr.2d 223 ]; People v. Robinson (1992) 11 Cal.App.4th 609 , 616-617 [ 14 Cal.Rptr.2d 88 ]; People v. Callahan (1983) 149 Cal.App.3d 1183 , 1188 [ 198 Cal.Rptr. 12 ]; People v. Lutes (1981) 117 Cal.App.3d 830 , 832-833 [ 173 *1125 Cal.Rptr. 300 ]; People v. Jones (1980) 111 Cal.App.3d 597 , 604-605 [ 169 Cal.Rptr. 28 ]; People v. Salazar (1980) 108 Cal.App.3d 992 ,1000-1001 [ 167 Cal.Rptr. 38 ]; People v. Ramos (1980) 106 Cal.App.3d 591 , 598, fn. 1 [ 165 Cal.Rptr. 179 ].) It is neither fitting nor appropriate in this opinion to engage in a wide-ranging discussion of how we may disagree with some of the analyses appearing in those opinions. These cases were all decided prior to Welch. However, we note that the last time in which a Court of Appeal discussed the waiver rule prior to our Supreme Court’s decision in Welch, Associate Justice Dabney in a thoughtful opinion noted, “The People raise provocative and attractive arguments for requiring sentencing errors, like other errors, to be addressed when they can be corrected by the trial court, thereby avoiding needless appeals. We agree in principle that strong policy reasons exist for requiring objections to sentencing errors in the trial court.” (People v. Wortman, supra, 11 Cal.App.4th at p. 653.) After noting that the rule allowing the question of the failure to state reasons to be raised for the first time on appeal had been in existence since the decision in People v. Ramos, supra, 106 Cal.App.3d at page 598, footnote 1, in 1980, Justice Dabney stated, “We conclude the time is not ripe for reevaluation of settled case law.” (People v. Wortman, supra, 11 Cal.App.4th at p. 653.) After Wortman was decided, our Supreme Court issued its opinion in Welch which held that an objection to a probation condition must be interposed in the trial court. Given the language utilized in Welch, as well as other Supreme Court decisions discussed in this opinion, we believe that reevaluation of the rule first enunciated in Ramos and disagreed with by this court in Crouch, is appropriate.
The judgment is affirmed as to Patrick Shelton except that an amended abstract of judgment is to issue indicating he is to receive 654 days of presentence credit which includes 218 days of conduct credits. The judgment of conviction and sentence is affirmed as to Willie B. Neal except in the following particulars. The aggregate term imposed on May 11, 1992, is to be increased to 37 years, 8 months. The order staying counts 17 and 18 is reversed. On remand, the trial court is to exercise its discretion and order those sentences to run consecutively or concurrently. The order granting 711 days of presentence credits is reversed. On remand, the trial court is to recompute the amount of presentence credits in a fashion consistent with the views expressed in this opinion.
Grignon, J., and Godoy Perez, J., concurred.
A petition for a rehearing was denied November 9, 1993, and appellants’ petition for review by the Supreme Court was denied February 3, 1994. Mosk, J., was of the opinion that the petition should be granted.
* See footnote, ante, page 1114.
Footnotes
- * See footnote, ante, page 1114.
Cases cited
- People v. Belmontes 34 Cal.3d 335 at 347 p. 1117
- People v. Ramirez 165 Cal.App.3d 214 at 218-219 p. 1117
- People v. Saunders 5 Cal.4th 580 at 589-590 p. 1118
- Sommer v. Martin 55 Cal.App. 603 p. 1118
- Doers v. Golden Gate Bridge, Higway & Transportation District 23 Cal.3d 180 at 184-185 p. 1118
- People v. Walker 54 Cal.3d 1013 at 1022-1023 p. 1118
- People v. Melton 218 Cal.App.3d 1406 at 1408, at 1408-1409 p. 1119, p. 1123
- People v. Welch 5 Cal.4th 228 at 235-237 p. 1119
- People v. Chi Ko Wong 18 Cal.3d 698 at 725 p. 1120
- People v. Perez 23 Cal.3d 545 at 549-550 p. 1120
- People v. Olken 125 Cal.App.3d 1064 at 1067 p. 1121
- People v. Karaman 4 Cal.4th 335 at 345-346 p. 1121
- People v. Crouch 131 Cal.App.3d 902 at 904-905 p. 1121
- People v. White 117 Cal.App.3d 270 at 279 p. 1122
- People v. Peel 17 Cal.App.4th 594 at 598-600 p. 1122
- People v. Foster 14 Cal.App.4th 939 at 944 p. 1123
- People v. DeFilippis 9 Cal.App.4th 1876 at 1879-1880 p. 1123
- People v. Zito 8 Cal.App.4th 736 at 742 p. 1123
- People v. Rivera 212 Cal.App.3d 1153 at 1160 p. 1123
- People v. McMahan 3 Cal.App.4th 740 at 750 p. 1123
- People v. Gann 259 Cal.App.2d 706 at 716 p. 1123
- People v. Farber 19 Cal.App.2d 189 at 193-194 p. 1123
- People v. Daly 168 Cal.App.2d 169 at 173-174 p. 1123
- People v. Girard 15 Cal.App.3d 1005 at 1008 p. 1123
- People v. Walker 266 Cal.App.2d 562 at 567 p. 1123
- People v. Keele 178 Cal.App.3d 701 at 707-708 p. 1123
- People v. Jarvis 135 Cal.App.3d 154 at 158 p. 1123
- People v. Betterton 93 Cal.App.3d 406 at 414 p. 1123
- People v. Wagoner 89 Cal.App.3d 605 at 616 p. 1123
- People v. Medina 78 Cal.App.3d 1000 at 1006-1008 p. 1123
- People v. Santana 134 Cal.App.3d 773 at 785 p. 1123
- People v. Jones 10 Cal.App.4th 1566 at 1574 p. 1124
- People v. Mockel 226 Cal.App.3d 581 at 586-587 p. 1124
- People v. Evans 141 Cal.App.3d 1019 at 1021 p. 1124
- People v. Ramirez 109 Cal.App.3d 529 at 544 p. 1124
- People v. Birmingham 217 Cal.App.3d 180 at 183-184 p. 1124
- People v. Begnaud 235 Cal.App.3d 1548 at 1554-1555 p. 1124
- People v. Goldstein 223 Cal.App.3d 465 at 472 p. 1124
- People v. Rocha 130 Cal.App.2d 656 at 663 p. 1124