Majority
Opinion
I. Introduction
Petitioners, Mindy B. and David L., parents of the minors, Brittany L. and Shaundra L., have, pursuant to rule 39.IB of the California Rules of Court,[1] filed separate petitions for writs of mandate seeking to compel the respondent court to set aside its order setting the underlying dependency proceedings for a hearing pursuant to Welfare and Institutions Code section[2] 366.26. We conclude: (1) the 1994 amendments to section 366.26, subdivision (l) require us to reach the merits of the petitions; (2) consistent with the intent of the Legislature, we have issued an order to show cause directed at the respondent court and the real party in interest, the Los Angeles Department of Children’s Services, and afforded the parties the opportunity to orally argue the cause; and (3) substantial evidence supports the determination of
1 All future references to a rule are to the California Rules of Court.
2 Unless otherwise indicated, all future references to section are to the Welfare and Institutions Code.
II. Procedural History
On December 2, 1992, the second amended petition to declare the minors dependent wards of the court was filed. The minors were declared wards of the court on February 16, 1993, and dispositional orders were entered on April 8, 1994. The minors were suitably placed. Eventually, on January 26, 1995, pursuant to section 366.21, the court ordered a hearing be held on May 25, 1995, which would consider possible termination of the parent and child relationship. (§ 366.26.) On February 21, and 24, 1995, the father, David L., and the mother, Mindy B., filed mandate petitions with this court pursuant to rules 39.1B and 1436.5. For reasons we will explain, we issued an order to show cause on February 24, 1995. The cause was set for oral argument on March 20, 1995.
III. The 1994 Amendments Concerning Extraordinary Writ Review of Orders Setting a Case for a Section 366.26 Hearing
The procedure to be followed in setting a dependency matter for a hearing pursuant to section 366.26 was described by our Supreme Court in Cynthia D. v. Superior Court (1993) 5 Cal.4th 242 , 248-249 [ 19 Cal.Rptr.2d 698 , 851 P.2d 1307 ], as follows: “When the court has found jurisdiction under section 300, it then must conduct a disposition hearing. (§ 358; Cal. Rules of Court, rules 1451, 1455.) If the court declares the child to be a dependent child of the juvenile court, it then considers whether the child may remain with the parents or whether the child must be removed from the parents pursuant to section 361, subdivision (b). At the dispositional hearing, the standard of proof for removal from a custodial parent is clear and convincing evidence. (§361, subd. (b); Cal. Rules of Court, rule 1456(c).) HD If the child is removed from the parents’ custody, the court must make orders regarding reunification services. (§ 361.5.) The court must also notify the parents that their parental rights may be terminated if they do not reunify within 12 months. (Ibid.; Cal. Rules of Court, rule 1456(f).) The parents have the right to challenge both the jurisdictional and dispositional findings and orders on appeal. (§ 395.) [*]□ Thereafter the juvenile court must review the case at least once every six months. (§ 366.) At these review hearings there is a statutory presumption that the child will be returned to parental custody unless the court finds by a preponderance of the evidence that ‘the return of the child would create a substantial risk of detriment to the physical or emotional well-being of the minor.’ The department of social services, not the parent, bears the burden of establishing that detriment. (§§ 366.21,
Prior to January 1, 1995, a determination pursuant to section 366.21, subdivision (a) to set a dependency proceeding for a hearing to determine the issues set forth in section 366.26 was normally reviewable on direct appeal after; an order terminating the parental relationship and directing the child be adopted; a determination that adoption was a proper permanent placement option; an order appointing a guardian and issuing guardianship letters; or an order placing the minor in long-term foster care. (In re Matthew C. (1993) 6 Cal.4th 386 , 390-401 [ 24 Cal.Rptr.2d 765 , 862 P.2d 765 ].) However, in response to criticisms of the Matthew C. decision and the delays in bringing prompt finality to dependency proceedings (Sen. Com. on Judiciary, Rep. on Sen. Bill No. 1531 (May 10, 1994) p. 2 (1994 Reg. Sess.), the Legislature amended section 366.26, subdivision (l) as follows, effective January 1, 1995; “(l)(l) An order by the court that a hearing pursuant to this section be held is not appealable at anytime unless all of the following applies: [*][] (A) A petition for extraordinary writ review was filed in a timely manner. [^Q (B) The petition substantively addressed the specific issues to be challenged and supported that challenge by an adequate record. [<JD (C) The petition for extraordinary writ review was summarily denied or otherwise not decided on the merits. [^Q (2) Failure to file a petition for extraordinary writ review within the period specified by rule, to substantively address the specific
In compliance with the foregoing directive in section 366.26, subdivision (l)(3), the Judicial Council adopted various rules designed to insure prompt appellate resolution of disputes concerning orders issued pursuant to section 366.21, subdivision (a) to hold the hearing envisioned by section 366.26. Effective January 1, 1995, rule 39.1(B) was adopted, and it provides: “(a) [Purpose] The purpose of this rule, as mandated by statute, is to facilitate and implement the following policies: [D (1) To achieve a substantive and meritorious review by the appellate court within the period specified in Welfare and Institutions Code sections 361.5, 366.21, and 366.22 for the commencement of a hearing under section 366.26; and [f] (2) To encourage and assist the appellate court to determine on their merits all writ petitions filed to challenge the findings and orders of the juvenile court in setting a hearing section 366.26. [U (b) [Applicability] This rule applies to all petitions for extraordinary writ challenging the findings and orders entered on or after January 1, 1995, by a juvenile court in setting a hearing under section 366.26. [D (c) [Order] For purposes of this rule, the date of the order, at which the findings and orders of the juvenile court in setting a hearing under section 366.26 are made, is the date on which the court orally or in writing
Writ petition procedures seeking review of an order setting a hearing are described in newly promulgated rule 1436.5 as follows: “(a) [Applicability of rule] This rule describes how a party including the petitioner, child, and parent or guardian shall proceed if seeking appellate court review of findings and orders of the juvenile court made at a hearing which the court orders that a hearing under section 366.26 be held. [H (b) [Failure to file writ petition; precludes appeal] Failure by a party to file a petition for extraordinary writ as specified by this rule and rule 39.1B shall preclude that party from obtaining subsequent review on appeal of the findings and orders of the court in setting a hearing under section 366.26. [<][] (c) [Appeal from orders at hearing under 366.26] An appeal of a judgment, order, or decree under section 366.26 may challenge the findings and orders made by the court at that hearing. The findings and orders setting a hearing under section 366.26 may be reviewed on appeal following the order of the 366.26 hearing only if the following have occurred: [<]D (1) An extraordinary writ was sought by the timely filing of Judicial Council form Writ Petition—Juvenile (JV-825) or other petition for extraordinary writ; and [U (2) The petition for extraordinary writ was summarily denied or otherwise not decided on the merits. [<][] Review on appeal of the order setting a hearing under section 366.26 is limited to issues raised in a previous petition for extraordinary writ that were supported by an adequate record. [H Failure to file a petition for extraordinary writ review within the period specified by this rule and rule 39.IB shall preclude subsequent review on appeal of the findings and orders made by the juvenile court in setting the hearing under section 366.26. HQ (d) [Advice of rights; § 366.26] When the court orders a hearing under section 366.26, the court shall advise orally all parties present, and by first class mail for parties not present, that if the party wishes to preserve any right to review on appeal of the order setting the hearing under section 366.26, the party is required to seek an extraordinary writ by filing a Notice of Intent to File Writ Petition
IV. The Procedural Requirements Imposed by the 1994 Amendments to Section 366.26 and the Court Rules.
As can be noted, the Legislature required the Judicial Council adopt rules effective January 1, 1995, which would “[e]ncourage the appellate court to determine all writ petitions filed pursuant to [section 366.26, subdivision (l)] on their merits.” (§ 366.26, subd. (l)(4)(B); italics added.) In interpreting the language “on their merits,” we must effectuate the intent of the Legislature. (People v. Jones (1993) 5 Cal.4th 1142 , 1146 [ 22 Cal.Rptr.2d 753 , 857 P.2d 1163 ].) The use of the language “on their merits” is somewhat ambiguous as it relates to the procedures to be followed by Courts of Appeal in reviewing mandate petitions seeking review of orders pursuant to section 366.21. In determining how to resolve such petitions “on their merits,” we utilize traditional legislative intent analysis. (Freedom Newspapers, Inc. v. Orange County Employees Retirement System (1993) 6 Cal.4th 821 , 826 [ 25 Cal.Rptr.2d 148 , 863 P.2d 218 ]; Delaney v. Superior Court (1990) 50 Cal.3d 785 , 798 [ 268 Cal.Rptr. 753 , 789 P.2d 934 ].) The language “on their merits” finds its basis in California Supreme Court decisional authority. These decisions describe when a pretrial writ review proceeding has reached the merits of the petition. In Bay Development, Ltd. v. Superior Court (1990) 50 Cal.3d 1012 , 1024 [ 269 Cal.Rptr. 720 , 791 P.2d 290 ], our Supreme Court held: “The statutory provisions governing petitions for extraordinary writ of mandate contemplate that when a Court of Appeal considers such a petition, the court will either (1) deny the petition summarily; (2) grant a peremptory writ in the first instance without a hearing, after compliance with the procedure set forth in Palma v. U.S. Industrial Fasteners, Inc. (1984) 36 Cal.3d 171 , 178-180 [ 203 Cal.Rptr. 626 , 681 P.2d 893 ]; or (3) grant a
The Legislature, in enacting the 1994 amendments to section 366.26, subdivision (l), clearly intended that the writ proceeding reviewing the order pursuant to section 366.21 be one which resolved the merits of the dispute. It is presumed that the Legislature was aware of existing judicial authority concerning related subjects when it enacted legislation. (Viking Pools, Inc. v. Maloney (1989) 48 Cal.3d 602 , 609 [ 257 Cal.Rptr. 320 , 770 P.2d 732 ]; People v. Overstreet (1986) 42 Cal.3d 891 , 897 [ 231 Cal.Rptr. 213 , 726 P.2d 1288 ].) Therefore, we conclude the Legislature intended that the following occur in order to secure a review on the merits of a dependency court decision pursuant to section 366.21 to set the cause for the hearing envisioned by section 366.26. First, the parties must be given the opportunity to fully brief the cause. (Kowis v. Howard, supra, 3 Cal.4th at p. 894.) Second, absent an emergency, a concession of error, or a showing the petitioner’s entitlement to relief is so obvious that no purpose would be served by full consideration of the petition, an alternative writ or order to show cause should issue. (People v. Romero (1994) 8 Cal.4th 728 , 743-745 [ 35 Cal.Rptr.2d 270 , 883 P.2d 388 ]; Alexander v. Superior Court (1993) 5 Cal.4th 1218 , 1223 [ 23 Cal.Rptr.2d 397 , 859 P.2d 96 ]; Ng v. Superior Court (1992) 4 Cal.4th 29 , 35 [ 13 Cal.Rptr.2d 856 , 840 P.2d 961 ]; Bay Development, Ltd. v. Superior Court, supra, 50 Cal. 3d at p. 1024.) Third, the parties should be afforded the opportunity to orally argue the cause. (Kowis v. Howard, supra, 3 Cal.4th at p. 894.) Fourth, the case should be resolved by a written opinion. (Id. at pp. 894-895; People v. Medina, supra, 6 Cal.3d at pp. 489-491.)
We recognize that the procedure set forth in the court rules is slightly different from that envisioned by the Legislature. The court rules are consistent with the Legislature’s goal of resolution on the merits to the extent they afford the parties an opportunity to brief the issues and provide for oral argument. (Rule 39.1B(a), (k), (m), and (o).) The court rules do not require the issuance of an order to show cause[3] or the filing of an opinion. However, in deference to the clear legislative intent reflected in Assembly and Senate
3 The purpose of the order to show cause process is to insure the opportunity of the real party in interest to file a brief. The court rules grant the “respondent” the right to file a brief but make no reference to the real party in interest, which in this case is the department of *316 children’s services. (Rule 39.1B(k).) This may be an oversight; nevertheless, assuming the reference in rule 39.1B(k) to the right to file a brief on the part of the respondent is to include the real party in interest, the court rules provide for briefing on the merits without the necessity of an order to show cause. We have determined to use the order to show cause process because it was the methodology envisioned by the Legislature and is consistent with the manner in which our Supreme Court has defined “on the merits’’ review of writ petitions. (Bay Development Ltd v. Superior Court, supra, 50 Cal.3d at p. 1024.)
V. The Merits
The parents’ challenge to the order pursuant to section 366.21, setting a hearing where possible termination of parental rights could occur in compliance with section 366.26, is without merit. We review the correctness of an order pursuant to section 366.21 to determine if it is supported by substantial evidence. (In re Joanna Y. (1992) 8 Cal.App.4th 433 , 439 [ 10 Cal.Rptr.2d 422 ]; In re Mario C. (1990) 226 Cal.App.3d 599 , 605 [ 276 Cal.Rptr. 548 ].) The evidence was as follows: the father had engaged in assaultive conduct in the presence of Brittany L. and Shaundra L.; the mother and the father were drug abusers; the parents would run out of money and there would be no food in the family home; on November 28, 1992, two siblings were suffering from “severe dental decay” and Shaundra L. was “afflicted with thrush, severe diaper rash and a yeast infection”; on December 10, 1992, there was evidence discovered by child protective services employees in Kern County of drug abuse on the part of Mindy B.; the mother and the children were being kept in Kern County in filthy conditions; on December 10, 1992, Shaundra L. “was still plagued by severe diaper rash and thrush”; on January 16, 1993, the minors were found to be ill and in filthy living conditions while in the custody of Mindy B.; at the time of the disposition hearing in February, 1993, the father was in custody on drug and battery on a police officer charges; when David L. was released from custody, he moved back in with the minors; on February 22, 1993, a violent domestic dispute left the family residence “a mess”; after the second amended petition was sustained, the parents failed to comply with specific
A report prepared on July 29, 1993, indicated the parents had visited with Shaundra L. and, after the visit, the child’s diapers had not been changed. During the visit, Shaundra L. was driven in an automobile without a car seat. Also, David L. had lost his temper in front of the children during a monitored visit and on another occasion had attempted to remove Shaundra L. from the residence of the foster parent. A report prepared on September 13, 1993, indicated the following: although the parents attended some treatment sessions, they had missed a substantial number of appointments; the father was diagnosed as “a very mad, angry individual” who “may have [a] borderline personality disorder”; the mother, Mindy B. was diagnosed as “depressed and manic”; the mother had not visited with the children since July, 1993; and Shaundra L. had been diagnosed as exhibiting “failure to thrive” but had made “great advances” while in foster care. In a report prepared on December 29, 1993, it was noted: David L. had attempted to intimidate a foster parent; he had made threats in connection with future dependency review proceedings as well as at his own mother; and that visits with David L. and the children should be monitored. A report prepared on March 2, 1994, stated that the parents had not completed court ordered counseling and parenting classes.
A judicial review report prepared for a hearing on April 7, 1994, indicated: the parents’ visits with the children had been “sporadic and late”; they had failed to appear for scheduled visits; during one visit, David L. sulked; David L. had angrily threatened his mother who was caring for Brittany L. and to kill a social worker; the behavior of David L. and Mindy L. was “erratic and unpredictable”; and the minors would return from unmonitored visits with facial injuries. The report further indicated that David L. had not completed the required parenting classes and had failed to even enroll in a counseling program.
The situation continued to deteriorate. In a report prepared for a September 26, 1994, hearing, it was indicated both parents had failed to visit Brittany L. and the visits with Shaundra L. were sporadic. Further, the parents had failed to participate in the counseling and family violence programs which were part of the reunification plan. In a January 20, 1995, report, it was indicated that the social worker could not verify that David L.
The foregoing constituted substantial evidence sufficient to support the order to conduct a hearing pursuant to section 366.26. Pursuant to section 366.21, subdivision (a), the trial court could determine: return of the minors to the parents would be detrimental to physical and emotional well-being of the children; the parents had failed to participate in court ordered treatment programs designed to reunify the family; the department of children’s services had provided the parents with the opportunity to participate in reunification services and programs; to lawfully terminate the reunification services which were being ignored by the parents; and that the minors are adoptable. Accordingly, because substantial evidence supports the determination pursuant to section 366.21 to hold the hearing described in section 366.26, the petitions must be denied.
The petitions are denied on the merits.
Armstrong, J., and Godoy Perez, J., concurred.
Cases cited
- Cynthia D. v. Superior Court 5 Cal.4th 242 at 248-249 p. 306
- Stanislaus County Department of Social Services v. Deborah C. 6 Cal.4th 386 at 390-401 p. 307
- People v. Jones 5 Cal.4th 1142 at 1146 p. 313
- Freedom Newspapers, Inc. v. Orange County Employees Retirement System Board of Directors 6 Cal.4th 821 at 826 p. 313
- Delaney v. Superior Court 50 Cal.3d 785 at 798 p. 313
- Bay Development, Ltd. v. Superior Court 50 Cal.3d 1012 at 1024 p. 313
- Palma v. U.S. Industrial Fasteners, Inc. 36 Cal.3d 171 at 178-180 p. 313
- People v. Medina 6 Cal.3d 484 at 493 p. 314
- Kowis v. Howard 3 Cal.4th 888 at 894 p. 314
- Viking Pools, Inc. v. Maloney 48 Cal.3d 602 at 609 p. 314
- People v. Overstreet 42 Cal.3d 891 at 897 p. 314
- People v. Romero 8 Cal.4th 728 at 743-745 p. 314
- Alexander v. Superior Court 5 Cal.4th 1218 at 1223 p. 314
- Ng v. Superior Court 4 Cal.4th 29 at 35 p. 314
- City of San Jose v. Superior Court 5 Cal.4th 47 at 54 p. 315
- Santa Clara County Department of Family & Children's Services v. Eileen Y. 8 Cal.App.4th 433 at 439 p. 316
- Monterey County Department of Social Services v. Karen J. 226 Cal.App.3d 599 at 605 p. 316