Majority
The underlying issue in this case relates to the right to privacy. Whether that right was violated cannot be determined, however, without the disclosure of relevant evidence. The question before us now is whether such disclosure can be compelled without violence to the First Amendment values requiring protection of a journalist’s confidential sources and information.
Petitioners Anti-Defamation League of B’nai B’rith (ADL) and Roy Bullock seek to set aside a discovery order issued by respondent superior court (Judge Alex Saldamando) on September 19, 1997, granting reconsideration and ordering compliance with certain discovery requests by real parties in interest after finding that they have now met the criteria set forth in Mitchell v. Superior Court (1984) 37 Cal.3d 268 [ 208 Cal.Rptr. 152 , 690 P.2d 625 ], to overcome the journalist’s qualified privilege. Respondent court stayed the effect of its order pending final determination of this writ petition. Initially, this court denied the petition without opinion. Thereafter, the Supreme Court directed us to issue an order to show cause and to place the matter on calendar.
As explained hereafter, we hold that petitioners, as journalists, are immune from liability for violating Civil Code section 1798.53 under the First Amendment as to all but one and possibly two other real parties in interest by virtue of their status as limited purpose public figures. As to the remaining nonpublic figure or figures, petitioners are not protected by the First Amendment from liability and a discovery order.
Petitioners are entitled to the protection of the First Amendment, however, only insofar as the information sought to be discovered was obtained and used by them for legitimate journalistic purposes. The journalist’s privilege would not protect against discovery directed to whether any nonpublic information gathered about real parties in interest was privately disclosed to a foreign government or others in violation of Civil Code section 1798.53, as claimed, because such usage does not constitute journalism. The discovery order issued by the trial court was not so limited. The order must therefore be vacated and the matter remanded for reconsideration in light of our opinion.
I. Factual and Procedural Background
Petitioners ADL and Roy Bullock, along with Richard Hirschhaut and Thomas Gerard, are defendants in an action brought by real parties in
Real parties learned of defendants’ activities as a result of an investigation conducted by the San Francisco District Attorney and the police department. The district attorney commenced the investigation in 1993 after the police department learned that one or more of its officers might have been improperly providing confidential government information to Bullock, who was employed by ADL to investigate organizations opposing the aforesaid policies of the governments of Israel and South Africa.
At the conclusion of his investigation, the district attorney determined that Bullock and/or ADL had solicited and received government information not made public from San Francisco police officers and others. In November 1993, the district attorney commenced a civil action against ADL and Bullock alleging violation of Business and Professions Code section 17200.[1] That action was settled after ADL agreed to a permanent injunction prohibiting ADL and Bullock from obtaining documents or other information they know could not legally be disclosed to them. Real parties in interest, who commenced this action in April 1993, claim that nonpublic information contained in government records relating to each of them was improperly obtained and disclosed to others by ADL.
Civil Code section 1798.53 is part of the Information Practices Act of 1977, which generally imposes limitations on the right of governmental entities to disclose personal information about an individual. (Nicholson v. McClatchy Newspapers (1986) 177 Cal.App.3d 509 , 514, fn. 2 [ 223 Cal.Rptr.
1 Section 17200 of the Business and Professions Code defines “unfair competition” as including “any act prohibited by Chapter 1 (commencing with Section 17500) of Part 3 of Division 7 of the Business and Professions Code.” Section 17500 makes it “unlawful” for “any person, firm, corporation or association ... to make or disseminate or cause to be made or disseminated . . . any statement, concerning . . . real or personal property or services, professional or otherwise, or concerning any circumstance or matter of fact connected with the proposed performance or disposition thereof, which is untrue or misleading, and which is known, or which by the exercise of reasonable care should be known, to be untrue or misleading . . . .”
Civil Code section 1798.53 is a key remedial provision of the Information Practices Act. It provides a civil cause of action for damages against any “person, other than an employee of the state or of a local government agency acting solely in his or her official capacity, who intentionally discloses information, not otherwise public, which they know or should reasonably know was obtained from personal information maintained by a state agency or from ‘records’ within a ‘system of records’ (as these terms are defined in the Federal Privacy Act of 1974) . . . maintained by a federal government agency. . . .” Civil Code section 1798.53 additionally authorizes an award of exemplary damages of at least $2,500 and attorney’s fees and costs to a successful plaintiff.
On June 10, 1993, real parties served their first demand for production and inspection of documents. ADL moved for a protective order on the ground that ADL is a journalist protected by the qualified journalist’s privilege set forth in Mitchell v. Superior Court, supra, 37 Cal.3d 268 . After a lengthy hearing on the motion, the court (Judge Barbara Jones) ruled on November 17, 1993, that ADL, which publishes magazines and newsletters, qualified as
2 “Authorities trace the crisis of informational privacy in government records to a number of factors: (1) government’s increased role in the lives of individuals through its provision of benefits and services and its regulation of the activities of private and public organizations; (2) an increasingly complex government bureaucracy’s reliance on written records, rather than face-to-face contact or direct evaluation, for decisionmaking; (3) the vogue of behavior-predictive theories of decisionmaking, which presume that a maximum amount of information will allow fine-grained distinctions in decisions and predictions as to future behavior; and (4) the unprecedented technological revolution in information handling, storage, transfer, and manipulation.” (Note, California’s Privacy Act: Controlling Government’s Use of Information? (1980) 32 Stan. L.Rev. 1001 , fn. 2, citing, inter alia, Statewide Information Policy Com., Cal. State Assem., Final Rep. No. 21-27, (1970), reprinted in 1 Appen. to Assem. J. (1970 Reg. Sess.)
Real parties continued their discovery attempts. On November 19, 1993, they served a second document request on ADL. On November 24, 1993, real parties served the San Francisco District Attorney with a subpoena for documents referring to specified persons and organizations that had been seized by the police department during its investigation of ADL. On April 6, 1994, the court granted ADL’s motion to quash the subpoena “with respect to any documents that originated with ADL or Bullock, or that were obtained, procured or developed by ADL or Bullock.” In September 1994, the court ordered Bullock to appear for deposition to explore only information not within the ambit of the journalist’s privilege set forth in Mitchell and to produce certain documents. Discovery of other categories of documents was stayed “without prejudice unless and until plaintiffs have established, pursuant to Mitchell, their entitlement to proceed with discovery of matters protected by the journalist’s privilege.”
Mitchell v. Superior Court, supra, 37 Cal.3d 268 , holds that there is a qualified journalist’s privilege in a civil action to refuse to reveal confidential sources or information obtained from those sources and that the scope of the privilege depends upon a weighing of five factors.
The first is the nature of the litigation and whether the reporter is a party. “In general, disclosure is appropriate in civil cases, especially when the reporter is a party to the litigation.” (37 Cal.3d at p. 279.) “A second consideration is the relevance of the information sought to plaintiff’s cause of action. . . . [Mjere relevance is insufficient to compel discovery; disclosure should be denied unless the information goes ‘to the heart of the plaintiff’s claim.’ ” (Id. at p. 280.) Third, discovery should be denied unless the plaintiff has exhausted all alternative sources of obtaining the needed information. Fourth, the court should consider the importance of protecting confidentiality in the case at hand. (Id. at p. 282.) “Finally, the court may require the plaintiff to make a prima facie showing that the alleged defamatory statements are false before requiring disclosure.” (Id. at p. 283.)
In their memorandum of points and authorities in support of the request for reconsideration, respondents characterized the facts that had emerged from their discovery as follows: (1) Bullock, with Hirschhaut’s knowledge and under Suall’s direction, solicited and received confidential information including driver’s license numbers and post office box numbers from law enforcement officers; (2) up to half of ADL’s efforts during 1986 to 1993 were directed to obtaining information about individuals such as real parties in interest and organizations holding views opposing Israel’s policies or apartheid in South Africa; (3) of the ADL files in police possession, some seven and one-half boxes contain illegally obtained confidential information about individuals and organizations; (4) Bullock and/or Hirschhaut admitted that ADL or its agents gave information to the Government of Israel and sold information to the government of South Africa; (5) from 1986 to 1993, Bullock and Hirschhaut transmitted hundreds of reports to Suall and other ADL offices that included information from confidential sources or “official friends” (law enforcement officers); (6) ADL routinely provided information on individuals, including real party in interest Yigal Arens, to the greater
3 The motion, memorandum of points and authorities, and declarations in opposition to the motion are included in the documents that we had ordered sealed pursuant to ADL’s request. It would be nearly impossible, however, to write a meaningful opinion reviewing the court’s discovery order without referring to the documents supporting and opposing the ruling. In response to our inquiry at oral argument, ADL consented to unsealing all exhibits we had previously ordered sealed. Accordingly, we hereby order exhibits 36-38, 43, 44, 45, 46, and 49 unsealed.
4 On March 3, 1997, respondent court entered a stipulated order stating, inter alia, that the “pending discovery motions shall pertain only to the 17 individual plaintiffs, and not to the putative class they purport to represent.”
Respondent court heard argument on the motion to reconsider on June 27, 1997, and filed its written order on September 19, 1997. The court found that real parties had met the criteria of Mitchell: (1) the newsgatherers are parties to the action; (2) the information goes to the heart of real parties’ case in that it will identify the source of illegally obtained information admittedly obtained by ADL and the dissemination, if any, of such information in violation of Civil Code section 1798.53 and article I, section 1, of the California Constitution; (3) real parties have exhausted all reasonable alternative sources of information and do not have any practical way of obtaining such information from sources other than defendants and the San Francisco Police Department; (4) the nonpublic information to be disclosed does not relate to public figures or refer to matters of great public importance that would justify nondisclosure under Nicholson v. McClatchy Newspaper Co., supra, 111 Cal.App.3d 509 ; (5) plaintiffs have presented a prima facie case that defendants Bullock, Hirschhaut and ADL have illegally solicited, obtained and transmitted Civil Code section 1798.53 information in the cases of plaintiffs Blankfort and Zeltzer, and there is a reasonable probability that they have done so in the case of the other named plaintiffs.
The court ordered the following discovery: (A) reissuance of the subpoena duces tecum to the San Francisco Police Department and “in response to such subpoena the San Francisco Police Department shall produce for Plaintiffs’ inspection and copying subject to the Protective Order herein all non-public information obtained by ADL from public agents which is contained in the ADL records seized by the Police Department in 1992 and 1993.” The parties are authorized to select a discovery referee or master to be compensated by the parties to supervise and monitor the production of the seized records. (B) ADL is to fully respond to plaintiffs’ third document request within 20 days by producing the following documents: “(1) all memoranda or documents describing or relating to the work assignments of Roy Bullock from Irwin Suall which involve police or other public agents; (2) each document containing illegally-obtained non-public information relating to Plaintiffs and individuals or organizations in their putative class as
II. Discussion
Petitioners mount two challenges to the superior court’s ruling. First they argue that discovery from ADL may not be compelled because ADL cannot, consistent with free press guarantees, be liable under Civil Code section 1798.53. Petitioners’ second argument is that respondent court erred in finding that real parties in interest had now met the Mitchell criteria to overcome the qualified privilege.[5]
A.
Turning first to the question of immunity, petitioners maintain that Civil Code section 1798.53 must give way to a journalist’s free press rights, including the right to ask for, receive and publish confidential information from government sources.
Mitchell clearly does not provide journalists an absolute immunity. “When called upon to weigh the fundamental values arguing both for and
5 Petitioners acknowledge in their petition that the only matter before the trial court on the motion for reconsideration was ADL’s objection based on the journalist’s privilege and that their other objections to discovery are still outstanding and may be addressed after resolution of this petition. Thus, petitioners’ objection to the order to produce “a roster of the ADL ‘community’ as identified by Mr. Hirschhaut” on First Amendment freedom of association grounds (N.A.A.C.P. v. Alabama (1958) 357 U.S. 449 [ 78 S.Ct. 1163 , 2 L.Ed.2d 1488 ]; Britt v. Superior Court (1978) 20 Cal.3d 844 [ 143 Cal.Rptr. 695 , 574 P.2d 766 ]) may be addressed, if necessary, and resolved upon termination of these proceedings.
Petitioners maintain that the weighing undertaken by the trial court in this case cannot be squared with a series of assertedly similar cases in which it was found that disclosure could not be punished. They rely on Nicholson v. McClatchy Newspapers, supra, 177 Cal.App.3d 509 ; Alim v. Superior Court (1986) 185 Cal.App.3d 144 [ 229 Cal.Rptr. 599 ]; Landmark Communications, Inc. v. Virginia (1978) 435 U.S. 829 [ 98 S.Ct. 1535 , 56 L.Ed.2d 1 ]; and The Florida Star v. B. J. F. (1989) 491 U.S. 524 [ 109 S.Ct. 2603 , 105 L.Ed.2d 443 ]. Petitioners also find support in the California Supreme Court’s recent opinion in Shulman v. Group W Productions, Inc. (1998) 18 Cal.4th 200 [ 74 Cal.Rptr.2d 843 , 955 P.2d 469 ]. Real parties in interest respond that the cited cases are all manifestly distinguishable on their facts; and, indeed, that the cases petitioners rely upon actually support disclosure in the different circumstances presented in this case.
In Nicholson, an unsuccessful candidate for Attorney General sued the State Bar, two newspapers, and their reporters for damages arising from the publication of the unauthorized disclosure of the confidential fact that the Commission on Judicial Nominees Evaluation had found him not qualified for judicial appointment. The causes of action asserted against the media defendants included one for breach of Civil Code section 1798.53 and one for breach of the common law right of privacy by intrusion. The trial court found that the publication was constitutionally privileged and sustained the media defendants’ demurrers without leave to amend. The Court of Appeal affirmed, noting that the allegations as to the media defendants were only that they had sought out newsworthy information which they subsequently published. Such allegations were insufficient to avoid the effect of the constitutional privilege. (177 Cal.App.3d at p. 520.) There was no allegation of impermissible reporting techniques.[6] The plaintiff was a public figure since he had recently run for statewide office, and the evaluation of the
6 The cause of action for breach of privacy by intrusion alleged that the defendants “ ‘pursued and conducted an unreasonably intrusive investigation into Plaintiff’s confidential and private affairs by means of soliciting, inquiring, requesting and persuading agents, employees and members of the State Bar to engage in the unauthorized and unlawful *1085 disclosure of information [knowing such information to be confidential].’ ” (Nicholson v. McClatchy Newspapers, supra, 177 Cal.App.3d at p. 520.)
In Alim v. Superior Court, supra, 185 Cal.App.3d 144 , Walter Atlee, former chief deputy director of the Department of Veterans Affairs, sued a newspaper reporter, editor and publisher for invasion of privacy under Civil Code section 1798.53 and libel based on an article containing allegedly false and confidential information from federal Veterans Administration records indicating that he had wrongfully received overpayments of a veteran’s disability stipend while employed. The trial court granted the newspaper defendants’ motion for summary judgment on all causes of action but that under Civil Code section 1798.53 on the ground that Atlee, who was a public figure, could not prove malice under the New York Times doctrine. (New York Times Co. v. Sullivan (1964) 376 U.S. 254 [ 84 S.Ct. 710 , 11 L.Ed.2d 686 , 95 A.L.R.2d 1412 ].) The trial court denied summary judgment on the Civil Code section 1798.53 claim on the ground that the constitutional doctrine did not apply to it. The Court of Appeal disagreed, rejecting the claim that an action under Civil Code section 1798.53 is not subject to free press defenses analogous to those available in common law actions for invasion of privacy. The court held that a cause of action under Civil Code section 1798.53 is subject to the New York Times actual malice standard and that there is a privilege for truthful publication of information bearing on the fitness for office of a public official. (185 Cal.App.3d at pp. 152-153.)
In Landmark Communications, Inc. v. Virginia, supra, 435 U.S. 829 , the Supreme Court held that the First Amendment did not permit the criminal punishment of a newspaper for publishing truthful information regarding confidential proceedings of the Virginia Judicial Inquiry and Review Commission. “The operation of the Virginia Commission, no less than the operation of the judicial system itself, is a matter of public interest, necessarily engaging the attention of the news media. The article published by Landmark provided accurate factual information about a legislatively authorized inquiry pending before the Judicial Inquiry and Review Commission,
The Florida Star v. B. J. F., supra, 491 U.S. 524 , held that a newspaper could not be held liable for violating a state statute prohibiting the publishing of a rape victim’s name which it had obtained from a publicly released police report. The court emphasized that its holding was limited to the situation in which the newspaper published truthful information that had been lawfully obtained. (Id. at p. 541 [109 S.Ct. at p. 2613].) The court expressly noted it was not addressing the question of whether a newspaper may ever be punished for publishing information that had been unlawfully acquired. (Id. at p. 535, fn. 8 [109 S.Ct. at p. 2610].)
Shulman v. Group W Productions, Inc., supra, 18 Cal.4th 200 , addressed the common law invasion of privacy torts of public disclosure of private facts and intrusion in an action brought by two automobile accident victims against a television producer that videotaped and broadcast a documentary rescue program showing the plaintiffs’ rescue and transportation to the hospital in a medical helicopter. The court held that summary judgment was proper as to the cause of action for publication of private facts but not as to the cause of action for intrusion. Lack of newsworthiness was held to be an essential element of a cause of action based on a claim that publication has given unwanted publicity to allegedly private aspects of a person’s life. The subject matter of the broadcast as a whole was of legitimate public concern. “Automobile accidents are by their nature of interest to that great portion of the public that travels frequently by automobile. The rescue and medical treatment of accident victims is also of legitimate concern to much of the public, involving as it does a critical service that any member of the public may someday need.” (Id. at p. 228.) Likewise, the victim’s appearance and words as she was extricated from the overturned car, placed in the helicopter, and transported to the hospital were of legitimate public concern. The intrusion cause of action, by contrast, was held not to carry any special immunity or privilege for the press. “In contrast to the broad privilege
The trial court found that the cases just discussed were inapplicable because they involved newsworthy information, plaintiffs who were public figures, or both. According to the trial court, the nonpublic information gathered about real parties was not newsworthy, and real parties were not public figures. Petitioners challenge these determinations, arguing that real parties are political activists visibly engaged in public opposition to policies of the Israeli government and have therefore made themselves limited purpose public figures.
Petitioners rely primarily on Reader’s Digest Assn. v. Superior Court (1984) 37 Cal.3d 244 [ 208 Cal.Rptr. 137 , 690 P.2d 610 ]; Copp v. Paxton (1996) 45 Cal.App.4th 829 [ 52 Cal.Rptr.2d 831 ]; and Lind v. Grimmer (9th Cir. 1994) 30 F.3d 1115 . After reviewing these authorities and the information provided in the exhibits relating to the political activities that real parties in interest have undertaken, we agree that at least 14 and possibly 16 of the 17 real parties in interest must be considered limited purpose public figures in relation to this litigation.
The leading California case on public figures is Reader’s Digest Assn. v. Superior Court, supra, 37 Cal.3d at pages 254-255, where Synanon, a rehabilitation program for drug addicts, and Charles Dederich, its founder, were held to be public figures by virtue of their myriad attempts to thrust their case and Synanon in general into the public eye. In reaching that conclusion, the court traced the evolution of the public figure doctrine, noting that it was first recognized in Curtis Publishing Co. v. Butts (1967) 388 U.S. 130 [ 87 S.Ct. 1975 , 18 L.Ed.2d 1094 ], and subsequently refined in Gertz v. Robert Welch, Inc. (1974) 418 U.S. 323 [ 94 S.Ct. 2997 , 41 L.Ed.2d 789 ], where “. . . the court provided a two fold rationale for extending the New York Times rule to ‘public figures.’ First, it recognized that public figures are generally less vulnerable to injury from defamation because of their ability to resort to effective ‘self help.’ Such persons ordinarily enjoy
“Having thus explained the rationale for the public figure classification, the Gertz decision defined two classes of public figures. The first is the ‘all purpose’ public figure who has ‘achiev[ed] such pervasive fame or notoriety that he becomes a public figure for all purposes and in all contexts.’ The second category is that of the ‘limited purpose’ or ‘vortex’ public figure, an individual who ‘voluntarily injects himself- or is drawn into a particular public controversy and thereby becomes a public figure for a limited range of issues.’ (418 U.S. at p. 351 [41 L.Ed.2d at p. 812].) Unlike the ‘all purpose’ public figure, the ‘limited purpose’ public figure loses certain protection for his reputation only to the extent that the allegedly defamatory communication relates to his role in a public controversy.” (Reader’s Digest Assn. v. Superior Court, supra, 37 Cal.3d at pp. 253-254.)
In determining that Synanon and Dederich must be accorded public figure status for purposes of their defamation action, the court based its conclusion on their efforts to thrust themselves into the public eye. Synanon and Dederich had been the subject of a full-length commercial movie, four books, favorable magazine articles in Life, Time and even Reader’s Digest, and numerous newspaper articles. “For many years Synanon engaged in extensive publicity campaigns in which it sought and achieved a favorable reputation as an organization for the rehabilitation of drug addicts.” (Reader’s Digest Assn. v. Superior Court, supra, 37 Cal. 3d at p. 255.) The court concluded: “While any person or organization has the right to engage in publicity efforts and to attempt to influence public and media opinion regarding their cause, such significant, voluntary efforts to inject oneself into the public arena require that such a person or organization be classified as a public figure in any related defamation actions.” (Id. at p. 256.)[7]
In Copp v. Paxton, supra, 45 Cal.App.4th 829 , a self-proclaimed earthquake expert undertook efforts to organize a worldwide conference on
7 The California Supreme Court recently addressed the definition of a public figure for purposes of tort and First Amendment law in Khawar v. Globe Internat., Inc. (1998) 19 *1089 Cal.4th 254 [ 79 Cal.Rptr.2d 178 , 965 P.2d 696 ] where it held that plaintiff Khawar, who was photographed near Senator Robert Kennedy shortly before the senator’s assassination, was not a public figure. Khawar’s appearance near Kennedy was not conduct by which he thrust himself into the limelight in an attempt to influence the resolution of issues. Mere association with a matter that attracts public attention, such as Senator Kennedy’s candidacy, does not transform one into a public figure in the absence of some purposeful activity to invite public comment or to influence the public with relation to some issue. (Id. at pp. 266-269.)
In Lind v. Grimmer, supra, 30 F.3d 1115 , a newsletter publisher brought an action challenging the constitutionality of a Hawaii statute prohibiting disclosure of information concerning investigations undertaken by Hawaii’s Campaign Spending Commission. The Ninth Circuit held the statute unconstitutional as applied to Lind who revealed in a newsletter that he had filed a complaint against the University of Hawaii professional assembly alleging it had failed to disclose certain campaign contributions. The court rejected Hawaii’s claim that it was justified in restricting political speech about complaints before the Campaign Spending Commission in order to promote other political speech by candidates and their supporters. The court observed that candidates “surely are public figures, and therefore must be prepared to endure a heightened level of criticism—including charges of campaign spending improprieties—precisely in order to promote First Amendment values. . . . Candidates’ supporters, by injecting themselves into public debate and attempting financially to influence its outcome, also must be prepared to suffer what to them may be unpleasant discussion of their contribution practices.” (Lind v. Grimmer, supra, 30 F.3d at p. 1120.)
Petitioners contend that real parties have sufficiently injected themselves into the maelstrom of public debate over Israeli-Palestinian relations and other topical issues to qualify as limited purpose public figures. As
We agree that the activities undertaken by Blankfort and Zeltzer are sufficient to make them limited purpose public figures under the authorities previously discussed. (Accord, Nadel v. Regents of University of California (1994) 28 Cal.App.4th 1251 , 1269-1270 [ 34 Cal.Rptr.2d 188 ] [public figure status where plaintiffs played leadership role in protesting university’s plan to build volleyball courts in People’s Park by speaking at city council meetings and demonstrations, communicating with news media, and staffing information table at park]; Lewis v. Ueberroth (1983) 147 Cal.App.3d 442 [ 195 Cal.Rptr. 150 ] [public figure status where plaintiffs were officers in organization opposing construction of Olympics sports facilities in Sepulveda Basin]; see also Annot., Who is “Public Figure” for Purposes of Defamation Action (1994) 19 A.L.R.5th 1 .)
We have reviewed the declarations and interrogatory responses prepared by the 15 other real parties in interest and submitted as part of the exhibits to determine whether the level of their activities was such that they may also be found to be limited purpose public figures. We conclude that all but three of the fifteen have described sufficient involvement in Middle East and/or South African causes to be considered public figures for purposes of this
Jock Taft, however, does not appear to qualify as a limited purpose public figure. So far as the record reveals, the only pertinent activity in which he is engaged is teaching a class on the Palestinians at U.C. Berkeley between 1984 and 1990. Taft states that his classes were disrupted by students allegedly connected with ADL and may have been monitored by Bullock. Merely teaching a university class does not, in our view, constitute the purposeful political activity that warrants classification as a limited purpose public figure. Taft cannot be said to have voluntarily injected himself into the public arena merely because he teaches at a university.
The present record does not satisfactorily show whether the remaining two real parties in interest—Paula Kotakis and Margaret McCormack—are limited purpose public figures. The declaration of Paula Kotakis indicates that for an unspecified period of time she has been active in several unidentified organizations allegedly listed as targets of Roy Bullock’s efforts to collect information. The information about McCormack’s activities is even more sketchy. In response to an interrogatory inquiring whether protected information about her was disclosed, she responded: “The Palestine Human Rights Campaign is no longer active and its office in Washington, D.C. was burned.” The record contains no other information regarding any relevant political activities in which Ms. McCormack may have been engaged. As we shall remand the case, the parties will have an opportunity to augment the record and obtain a ruling from the trial court as to whether Paula Kotakis and Margaret McCormack are limited purpose public figures for purposes of this litigation.
Aside from the question of public figure status, real parties in interest still dispute petitioners’ claim of First Amendment immunity under Civil Code 1798.53 by arguing that because their newsgathering techniques were unlawful these activities fell outside the scope of First Amendment protection. We do not believe the alleged unlawfulness of petitioners’ information-gathering activities is dispositive of their right to the protection of the First Amendment. Petitioners would be entitled to that protection even if they did violate the statute, but only if they obtained, used and disseminated the information at issue as journalists.
8 Victor A. Ajlouny, Yigal Arens, Amal Barkouki-Winter, Manuel Dudum, Carol El-Shaieb, Stephen B. Mashney, Helen Hooper McCloskey, Donald E. McGaffin, Anne Poirer, Agha Saeed, Audrey Park Shabbas and Marianne Torres.
Many of the activities through which ADL seeks to achieve the foregoing purposes are unrelated to conventional journalism, which we conceive to be the gathering and editing of material of current interest for presentation through print or broadcast media, or on the Internet, and available to interested members of the public. For example, ADL privately circulates information, some of it “confidential,” only to certain members and persons affiliated with other groups that share its goals.
Unfortunately, the cases arising under Civil Code section 1798.53 do not shed a great deal of light on the breadth of constitutionally protected journalistic activities. Nicholson provides some guidance, at least with respect to the gathering (as opposed to the dissemination) of information. That case involved a cause of action for breach of privacy by intrusion based upon newsgathering activities similar to that at issue here, namely, “ 1 “requesting and persuading” ’ ” employees of the State Bar to engage in the “ ‘ “unauthorized and unlawful disclosure” ’ ” of confidential information. (177 Cal.App.3d at p. 520, see fn. 6, ante.) The court characterized the allegation as simply stating that the media defendants sought out the newsworthy information which they subsequently published in a newspaper of general circulation. The court held that this type of activity was within the news-gathering activities protected by the First Amendment. (Nicholson v. McClatchy Newspapers, supra, 177 Cal.App.3d at p. 520.) In reaching this conclusion the court relied upon Smith v. Daily Mail Publishing Co. (1979) 443 U.S. 97 [ 99 S.Ct. 2667 , 61 L.Ed.2d 399 ], which held that the state could not punish the publication of information obtained through routine newspaper reporting techniques (i.e., asking witnesses, police, and an assistant prosecutor for the youthful offender’s name).
The Nicholson court distinguished routine newsgathering techniques from those employed in Dietemann v. Time, Inc. (9th Cir. 1971) 449 F.2d 245 , where newsmen gained entrance to the plaintiff’s home by subterfuge and surreptitiously photographed him and recorded his conversations by
In light of the foregoing, it is apparent that, except with respect to Jock Taft and possibly also Paula Kotakis and Margaret McCormack, the manner in which petitioners allegedly obtained information about real parties constitutes legitimate newsgathering. At least 14 real parties are limited purpose public figures engaged in a newsworthy activity. The fact that ADL apparently never published information about these 14 individuals in the magazines and newspapers they publish and make available to the public is of no great moment, as such information may well have been sought in connection with stories that never materialized.
The problem in this case, however, relates not so much to the manner in which petitioners may have obtained the information in question, but the manner in which they may have used and disseminated that information. The case law does not address this aspect of the journalistic enterprise since the situations it deals with are invariably those in which the defendant published the information in question in a newspaper or magazine available to the public. Here, the complaint alleges that petitioners disclosed protected nonpublic information to foreign governments and other persons and organizations with no compelling need to know such information, in some cases for a fee. As indicated, petitioner Bullock testified at his deposition testimony that he had sold or given undisclosed information to representatives of the government of South Africa. Suall, ADL’s chief “fact-finder,” stated at his deposition that he had met in Israel with agents of the Mossad, the Israeli security agency, presumably for the purpose of sharing information. If Bullock’s disclosures to South African officials involved nonpublic information about real parties, or if Suall’s meetings with Israeli officials also involved disclosures of such information, the protections of the First Amendment would not be available, because private disclosures of. such
To be sure, it has not been shown that any information that may have been gathered by petitioners about real parties in interest was in fact privately disclosed to the governments of Israel or South Africa, or to any other entities or individuals. Nonetheless, real parties have made a showing that ADL was found by the San Francisco Police Department to be in possession of nonpublic information pertaining to certain real parties in interest. The deposition testimony of Bullock and Suall creates a possibility this information was privately disclosed sufficient to justify discovery calculated to lay the matter to rest. Accordingly, we conclude real parties are entitled to discovery specifically tailored to learn whether any information gathered about them by ADL and its agents in violation of Civil Code section 1798.53 was privately disclosed to the government of Israel or South Africa, or to any other agency or individual not a member of or employed by ADL, or to any individual who was then a member or employee of ADL for a nonjournalistic purpose.
B.
Our conclusion that Jock Taft is not a limited purpose public figure (and that Paula Kotakis and Margaret McCormack also may not be such public figures) requires us to address petitioners’ challenge to the trial court’s finding that the Mitchell criteria had been satisfied. Petitioners assert that only one of the five factors set forth in Mitchell has been met—namely, that they are parties to the litigation. According to petitioners, the remaining four factors do not justify disclosure in this case: (1) the importance of the information sought to plaintiffs’ case; (2) exhaustion of all alternative sources of obtaining the needed information; (3) the importance of protecting confidentiality in the case at hand; and (4) making a prima facie showing. (37 Cal.3d at pp. 279-282.)
Petitioners dispute that the information sought goes to the heart of real parties’ case. Real parties, on the other hand, claim the information at issue is vital to their case. They emphasize that they cannot prevail without identifying exactly what Bullock illegally learned about them from confidential government sources, from which he illegally obtained the information, and to which he and ADL illegally transmitted it. The complaint alleges
Petitioners vigorously dispute the trial court’s finding that real parties have exhausted all reasonable alternative sources of information and do not have any practical way of obtaining such information from sources other than defendants and the San Francisco Police Department. According to petitioners, real parties never made any genuine effort to find alternative sources of the evidence they need. Petitioners argue, for example, that real parties could establish who transmitted the information by seeking discovery from certain governmental agencies.
The sufficiency of real parties’ discovery efforts was argued below. Real parties deposed defendants Bullock, Hirschhaut, and Suall, and each refused to identify any information obtained about real parties. They deposed Gerard and Carroll, the only police officers Bullock named as sources, who denied transmitting any of the illegally obtained confidential information regarding real parties Zeltzer and Blankfort found in the possession of ADL. Real parties also deposed Lieutenant Roth, who could not provide any useful information due to a protective order earlier entered by Judge Jones. The court agreed with real parties that they had exhausted alternative sources. The finding that real parties here, unlike those in Mitchell, had deposed all known potential alternative sources was justified. (See Mitchell v. Superior Court, supra, 37 Cal.3d at p. 282.)
Petitioners contend the court ignored the factor of the importance of protecting confidentiality in the case at hand. Mitchell directs that “. . .
9 Civil Code section 1798.56 provides: “Any person who willfully requests or obtains any record containing personal information from an agency under false pretenses shall be guilty of a misdemeanor and fined not more than five thousand dollars ($5,000), or imprisoned not more than one year, or both.”
Finally, petitioners object to the court’s finding that real parties had satisfied the Mitchell requirement that a prima facie showing be made. The showing that needed to be made in Mitchell related to the falsity of the allegedly defamatory information. The Mitchell court explained that the routine granting of motions seeking compulsory disclosure would emasculate the important principle established in New York Times Co. v. Sullivan, supra, 376 U.S. 254 , and other cases, unless the substance of the libel charge was first established. A showing that the alleged defamatory statements are false would tend to tip the balance in favor of discovery since there is very little public interest in protecting the source of false accusations of wrongdoing. (37 Cal.3d at p. 283.) Accordingly, Mitchell states that “. . . the court may require the plaintiff to make a prima facie showing that the alleged defamatory statements are false before requiring disclosure.” (Ibid., italics added, fn. omitted.)
The Mitchell court’s use of the word “may” indicates it viewed the prima facie showing as a discretionary requirement. Requiring a prima facie showing that the alleged defamatory statements are false before ordering disclosure of journalists’ sources makes sense in the context of a defamation action. The information needed to show falsity would ordinarily be readily available to the plaintiffs. Thus, requiring such a showing before ordering discovery would not be an onerous burden on such parties.
As, unlike Mitchell, this is not a defamation case, the prima facie showing that would be made here relates not to the falsity of petitioners’ statements but the likelihood that, in violation of Civil Code section 1798.53, they
Ignoring the discretionary nature of the prima facie showing requirement, petitioners claim the court imposed such a requirement and found that it had been met only as to two of the seventeen plaintiffs. According to petitioners, the trial court “ruled that 15 of the 17 plaintiffs had not made out a prima facie case of any potential Section 1798.53 violation by ADL.” This is not an accurate characterization of the ruling.
In pertinent part, the trial court stated as follows: “Plaintiffs have presented a prima facie case that Defendants Bullock, Hirschhaut and ADL have illegally solicited, obtained and transmitted Civil Code Sec 1798.53 information in the cases of Plaintiffs Blankfort and Zeltzer, and there is a reasonable probability that they have done so in the case of the other named Plaintiffs and members of their class.” The italicized language, which petitioners simply ignore, amounts to a statement that the remaining 15 plaintiffs had either also made a prima facie showing,*[11] or had at least made a showing that was sufficient under the circumstances. Since it allowed discovery to
10 The other reasons suggested in Mitchell for not imposing the prima facie showing requirement is that it is closely related to another requirement, that there be no or little public interest in protecting confidentiality. (Ibid.)
11 “Prima facie evidence” is simply that evidence “which will support a ruling in favor of its proponent if no controverting evidence is presented. (People v. Bell (1989) 49 Cal.3d 502 , 554 . . . (cone. opn. of Kaufman, J.); 9 Wigmore on Evidence (Chadbourn rev. 1981) Sufficiency of Evidence, §2494, pp. 379, 381, 387; Black’s Law Dict. (5th ed. 1979) p. 1071.) It may be slight evidence which creates a reasonable inference of fact sought to be established but need not eliminate all contrary inferences. (People v. Towler (1982) 31 Cal.3d 105 , 115 . . . .)” (Evans v. Paye (1995) 32 Cal.App.4th 265 , 280-281, fn. 13 [ 37 Cal.Rptr.2d 915 ].)
We agree with the finding of the trial court that real parties in interest have met the criteria set forth in Mitchell v. Superior Court, supra, 37 Cal.3d 268 , as to Jock Taft. It is evident, however, that the discovery order itself is too broad and must be tailored to the disclosure of nonpublic information about Jock Taft contained in ADL files and to whom, if anyone, such . information was disclosed.
C.
The discovery order must be vacated. To the extent that the information sought was within the scope of ADL’s function as a journalist, ADL has a First Amendment privilege as to claims by all but one, and possible two others, of the seventeen real parties in interest. As to the real parties who do not have “public figure” status, discovery may be ordered, but it must be tailored to obtaining nonpublic information about them in ADL’s files and discovering to whom, if anyone, such information was disclosed.
We have also concluded that, with respect to all real parties, ADL is protected under the First Amendment only to the extent its activities or those of its agents constitute journalism. Thus, allegations that ADL and its agents privately disclosed nonpublic information about real parties in interest to foreign governments or others not acting as ADL journalists are outside the scope of the journalist’s privilege. Accordingly, discovery tailored to reveal whether such private disclosures were made should be permitted.[12]
III. Disposition
The order to show cause is discharged. The petition for writ of prohibition and/or mandate is granted, and respondent court is directed to set aside and
12 Petitioners raised some procedural objections in their reply memorandum that merit mention. They claim that real parties failed to file a verified answer or demurrer as required by rule 56(e), California Rules of Court. Real parties, however, did file a verified answer and return to the order to show cause. Petitioners also object to the exhibits filed by real parties with their verified answer and return on the ground that many of the documents contained therein were not before the trial court at the time of its ruling. Since we are reviewing the trial court’s ruling, it is improper to consider documents that were not before the trial court. Accordingly, we have not considered matters not presented below.
Haerle, J., and Lambden, J., concurred.
Cases cited
- Mitchell v. Superior Court 37 Cal.3d 268 p. 1077, p. 1079, p. 1080, p. 1098
- Nicholson v. McClatchy Newspapers 177 Cal.App.3d 509 at 514 p. 1078, p. 1084, p. 1096
- Alim v. Superior Court 185 Cal.App.3d 144 p. 1084, p. 1085
- Landmark Communications, Inc. v. Virginia 435 U.S. 829 p. 1084, p. 1085
- Florida Star v. B. J. F. 491 U.S. 524 p. 1084, p. 1086
- Shulman v. Group W Productions, Inc. 18 Cal.4th 200 p. 1084, p. 1086
- New York Times Co. v. Sullivan 376 U.S. 254 p. 1085, p. 1096
- Reader's Digest Ass'n v. Superior Court 37 Cal.3d 244 p. 1087
- Copp v. Paxton 45 Cal.App.4th 829 p. 1087, p. 1088
- Curtis Publishing Co. v. Butts 388 U.S. 130 p. 1087
- Gertz v. Robert Welch, Inc. 418 U.S. 323 p. 1087
- Rudnick v. McMillan 25 Cal.App.4th 1183 at 1190 p. 1089
- Nadel v. Regents of University of California 28 Cal.App.4th 1251 at 1269-1270 p. 1090
- Lewis v. Ueberroth 147 Cal.App.3d 442 p. 1090
- Smith v. Daily Mail Publishing Co. 443 U.S. 97 p. 1092