Majority
I. BACKGROUND
O
n July 1, 2013, following several publicized inquiries into allegations of excessive force against inmates housed in the Los Angeles County jail system, the ACLU of Southern California and Eric Preven (collectively, the ACLU) submitted a PRA request to the Los Angeles County Board of Supervisors and the Office of the Los Angeles County Counsel (collectively, the County). The request sought "invoices" specifying the amounts that the County had been billed by any law firm in connection with nine different lawsuits alleging excessive force against jail inmates.
In a letter dated July 26, 2013, the County agreed to produce copies of the requested invoices related to three such lawsuits that were no longer pending, with attorney-client privileged and work product information redacted. The
Section 6254(k) is the PRA exemption at issue in this case. This provision allows agencies to withhold "[r]ecords, the disclosure of which is exempted or prohibited pursuant to federal or state law, including, but not limited to, provisions of the Evidence Code relating to privilege." (§ 6254(k).)[2] By "its reference to the privileges contained in the Evidence Code," section 6254(k) "has made the attorney-client privilege applicable to public records." ( Roberts v. City of Palmdale (1993) 5 Cal.4th 363 , 370, 20 Cal.Rptr.2d 330 , 853 P.2d 496 ( Roberts ).) This exemption, we have explained, emphasizes the Legislature's purpose of affording "public entities the attorney-client privilege as to writings to the extent authorized by the Evidence Code." ( Id. at p. 380, 20 Cal.Rptr.2d 330 , 853 P.2d 496 , footnote omitted.)
1 The 2004 voter initiative preserved these exemptions. (See Cal. Const., art. I, § 3, subd. (b)(5); see also International Federation of Professional and Technical Engineers, Local 21, AFL - CIO v. Superior Court (2007) 42 Cal.4th 319 , 329, fn. 2, 64 Cal.Rptr.3d 693 , 165 P.3d 488 .)
2 As first enacted in 1968, section 6254(k) read: "Records the disclosure of which is exempted or prohibited pursuant to provisions of federal or state law, including, but not limited to, provisions of the Evidence Code relating to privilege." (§ 6254(k), as enacted by Stats. 1968, ch. 1473, § 39, p. 2947.) In 1981, the Legislature used identical language when repealing and reenacting section 6254(k). (Stats. 1981, ch. 684, §§ 1, 1.5, pp. 2484-2491.) The Legislature has since amended this subdivision only once, deleting the first use of the phrase "provisions of" in 1991. (Stats. 1991, ch. 607, § 4, p. 2758.)
To this end, Evidence Code section 954 confers a privilege on the client "to refuse to disclose, and to prevent another from disclosing, a confidential communication between client and lawyer." A "confidential communication," moreover, is defined as "information transmitted between a client and his or her lawyer in the course of that relationship and in confidence by a means which, so far as the client is aware, discloses the information to no third persons other than those who are present to further the interest of the client in the consultation or those to whom disclosure is reasonably necessary for the transmission of the information or the accomplishment of the purpose for
Invoices for legal services are generally not communicated for the purpose of legal consultation. Rather, they are communicated for the purpose of billing the client and, to the extent they have no other purpose or
What Costco also reaffirmed is the longstanding principle that "a client cannot protect unprivileged information from discovery by transmitting it to an attorney," though we noted that this "concern [was] not present here." ( Costco , supra , 47 Cal.4th at p. 735, 101 Cal.Rptr.3d 758 , 219 P.3d 736 ; see also Greyhound Corp. v. Superior Court (1961) 56 Cal.2d 355 , 397, 15 Cal.Rptr. 90 , 364 P.2d 266 [" 'Knowledge which is not otherwise privileged does not become so merely by being communicated to an attorney.' "].) Costco thus recognized that not all communications between attorney and client become privileged solely by virtue of the mode of communication (confidential versus not). And though Costco made this point with regard to information sent from client to attorney, we see no reason why the reverse situation would require a different rule. After all, a lawyer may well send a government client an e-mail that has nothing to do with legal advice. For example, a lawyer might e-mail details about a firm's efforts to move to a newly constructed office building or host a political fundraiser. Even if these communications are confidential (as would be true for any e-mail communication), they are not made for the
But while billing invoices are generally not "made for the purpose of legal representation," the information contained within certain invoices may be within the scope of the privilege. To the extent that billing information is conveyed "for the purpose of legal representation"-perhaps to inform the client of the nature or amount of work occurring in connection with a pending legal issue-such information lies in the heartland of the attorney-client privilege. And even if the information is more general, such as aggregate figures describing the total amount spent on continuing litigation during a given quarter or year, it may come close enough to this heartland to threaten the confidentiality of information directly relevant to the attorney's distinctive professional role. The attorney-client privilege protects the confidentiality of information in both those categories, even if the information happens to be transmitted in a document that is not itself categorically privileged. When a legal matter remains pending and active, the privilege encompasses everything in an invoice, including the amount of aggregate fees. This is because, even though the amount of money paid for legal services is generally not privileged, an invoice that shows a sudden uptick in spending "might very well reveal much of [a government agency]'s investigative efforts and trial strategy." ( Mitchell , supra , 37 Cal.3d at p. 610, 208 Cal.Rptr. 886 , 691 P.2d 642 .) Midlitigation swings in spending, for example, could reveal an impending filing or outsized concern about a recent event.
Our conclusion that the privilege turns on content and purpose, not form, fits not only with the terms of the statute but also the law as it existed before the Evidence Code was enacted. The Evidence Code was meant to incorporate prior law on the attorney-client privilege. (See Cal. Law Revision Com. com., 29B pt. 3A West's Ann. Evid. Code (2009 ed.) foll. § 952, p. 307 ["The requirement that the communication be made in the course of the lawyer-client relationship and be confidential is in accord with existing law."].) Before 1965, the long-established rule in California was that the attorney-client privilege-then set forth in the Code of Civil Procedure[4] -protected communications made for the purpose of the attorney's professional representation. (See, e.g., Solon v. Lichtenstein (1952) 39 Cal.2d 75 , 80, 244 P.2d 907
4 "An attorney cannot, without the consent of his client, be examined as to any communication made by the client to him, or his advice given thereon in the course of professional employment." (Code Civ. Proc., former § 1881, subd. 2, enacted in 1872 and repealed by Stats. 1965, ch. 299, § 2, p. 1297 [enacting Evid. Code].)
None of the County's remaining arguments supports the conclusion that all information in attorney invoices is categorically privileged. In particular, the County observes that disclosure of invoices can provide adversaries a window
The majority seemingly embraces the notion that courts may parse a legal communication to permit disclosure of those parts that were not "made for the purpose of legal consultation" (maj. opn., ante , 212 Cal.Rptr.3d at p. 116, 386 P.3d at p. 780), but strains to distinguish Costco , supra , 47 Cal.4th 725 , 101 Cal.Rptr.3d 758 , 219 P.3d 736 , unconvincingly suggesting that when an attorney bills a client for legal services rendered, he or she steps outside the role of a lawyer and into the role of accountant. (Maj. opn., ante , at p. 116, 386 P.3d at p. 780 ["the relationship evokes an arm's-length transaction between parties in the market for professional services more than it does the diligent but discreet conveyance of facts and advice that epitomizes the bond between lawyer and client"].) Accordingly, reasons the majority, legal billing invoices may fall outside the protection of the attorney-client
Indeed, legal authority is to the contrary. In Littlefield v. Superior Court (1982) 136 Cal.App.3d 477 , 186 Cal.Rptr. 368 , a defendant in a criminal case sought a writ of mandate to force his codefendant to testify and reveal confidential conversations he had with his lawyer, the Los Angeles County Public Defender. (It was the defendant's contention the public defender had disclosed facts about the alleged murders to the codefendant, which allowed him to fabricate testimony detrimental to the defendant.) Although the defendant acknowledged the communications were presumptively protected by the attorney-client privilege, he argued "that privilege may be deemed attenuated because the attorney/client relationship is 'near an end.' " ( Id . at p. 481, 186 Cal.Rptr. 368 .) The appellate court properly disagreed, explaining that "the
On October 31, 2013, the ACLU filed a petition for writ of mandate in the superior court, seeking to compel the County to "comply with the [PRA]" and disclose the requested records for all nine lawsuits. The ACLU framed its request for the invoices as follows:
II. DISCUSSION
The primary question raised in this case is whether invoices for legal services transmitted to a government agency by outside counsel are categorically protected by the attorney-client privilege and therefore exempt from disclosure under the PRA, and if not, whether any of the information sought by the ACLU is nonetheless covered by the privilege.
A. Statutory Scheme
1. PRA
The PRA and the California Constitution provide the public with a broad right of access to government information. ( Sierra Club v. Superior Court (2013) 57 Cal.4th 157 , 164, 158 Cal.Rptr.3d 639 , 302 P.3d 1026 .) The PRA, enacted in 1968, grants access to public records held by state and local agencies. (§ 6250 et seq. ) Modeled after the federal Freedom of Information Act ( 5 U.S.C. § 552 et seq. ), the PRA was enacted for the purpose of increasing freedom of information by giving members of the public access to records in the possession of state and local agencies. ( Filarsky v. Superior Court (2002) 28 Cal.4th 419 , 425, 121 Cal.Rptr.2d 844 , 49 P.3d 194 .) Such "access to information concerning the conduct of the people's business," the Legislature declared, "is a fundamental and necessary right of every person in this state." (§ 6250.) Consistent with the Legislature's purpose, the PRA broadly defines "public records" to include "any writing containing information relating to the conduct of the public's business prepared, owned, used, or retained by any state or local agency regardless of physical form or characteristics." (§ 6252, subd. (e).)
Despite the value assigned to robust public disclosure of government records both in the California Constitution and in the PRA, two statutory exceptions nonetheless exist. The first is section 6255(a), the PRA's catchall provision allowing a government agency to withhold a public record if it can demonstrate that "on the facts of the particular case the public interest served by not disclosing the record clearly outweighs the public interest served by disclosure of the record." In
B. Application to County's Invoices for Legal Services
As with all questions of statutory interpretation, our foremost task is to give effect to the Legislature's purpose. (See Tuolumne Jobs & Small Business Alliance v. Superior Court (2014) 59 Cal.4th 1029 , 1037, 175 Cal.Rptr.3d 601 , 330 P.3d 912 .) In doing so, we analyze the statute's text in its relevant context, as text so read tends to be the clearest, most cogent indicator of a specific provision's purpose in the larger statutory scheme. We interpret relevant terms in light of their ordinary meaning, while also taking account of any related provisions and the overall structure of the statutory scheme to determine what interpretation best advances the Legislature's underlying purpose. (See Nahrstedt v. Lakeside Village Condominium Assn. (1994) 8 Cal.4th 361 , 378, 33 Cal.Rptr.2d 63 , 878 P.2d 1275 .)
Not surprisingly, the primary purpose of the Evidence Code provisions at issue in this case is to protect the confidential relationship between client and attorney to promote frank discussion between the two. (See Mitchell , supra , 37 Cal.3d at p. 599, 208 Cal.Rptr. 886 , 691 P.2d 642 .) These provisions do so by prohibiting disclosure of any "confidential communication between client and lawyer." (Evid. Code, § 954.) The Evidence Code also states that " 'confidential communication between client and lawyer' means information transmitted between a client and his or her lawyer in the course of that relationship and in confidence ..., and includes a legal opinion formed and the advice given by the lawyer in the course of that relationship." ( Id. , § 952; see also Costco , supra , 47 Cal.4th at p. 733, 101 Cal.Rptr.3d 758 , 219 P.3d 736 ["the privilege attaches to any legal advice given in the course of an attorney-client relationship"].) The key question, then, is this: Would treating invoices as sometimes nonprivileged undermine the fundamental purpose of the attorney-client privilege?
3 The phrase "in the course of that relationship" has appeared unchanged in Evidence Code section 952 since its enactment in 1965.
These references underscore that the privilege does not apply to every single communication transmitted confidentially between lawyer and client. Rather, the heartland of the privilege protects those communications that bear some relationship to the attorney's provision of legal consultation. (See Roberts , supra , 5 Cal.4th at p. 371, 20 Cal.Rptr.2d 330 , 853 P.2d 496 [explaining that "under the Evidence Code, the attorney-client privilege applies to confidential communications within the scope of the attorney-client relationship" (italics added) ]; see also Costco , supra , 47 Cal.4th at p. 743, 101 Cal.Rptr.3d 758 , 219 P.3d 736 (conc. opn. of George, C.J.) [Evid. Code § 952"identifies a ' "confidential communication" ' in general terms as meaning 'information transmitted between a client and his or her lawyer in the course of that relationship,' but the provision also supplies more specific examples of what is meant by adding that a confidential communication 'includes a legal opinion formed and the advice given by the lawyer in the course of that relationship' " (italics omitted) ].)
Justice Werdegar's dissenting opinion suggests that the Evidence Code's definition of the attorney-client privilege forecloses any inquiry into whether a communication is related to legal consultation. Yet the Evidence Code's definition of the privilege concerns not only the manner in which information is transmitted, but the nature of the communication. The statute treats the term "confidential communication between client and lawyer" as one that requires further definition, and the definition it provides extends only to that information transmitted " in the course of [the attorney-client] relationship." (Evid. Code, § 952, italics added.) The same definition also refers to "those who are present to further the interest of the client in the consultation " and "the accomplishment of the purpose for which the lawyer is consulted."
What the inquiry turns on instead is the link between the content of the communication and the types of communication that the attorney-client privilege was designed to keep confidential. In order for a communication to be privileged, it must be made for the purpose of the legal consultation, rather than some unrelated or ancillary purpose. As Chief Justice George put it in his concurring opinion in Costco : "the communication also must occur 'in the course of' the attorney-client relationship (Evid. Code, § 952 )-that is, the communication must have been made for the purpose of the legal representation." ( Costco , supra , 47 Cal.4th at p. 742, 101 Cal.Rptr.3d 758 , 219 P.3d 736 (conc. opn. of George, C.J.).) Considering Evidence Code section 952"as a whole," continued Chief Justice George, it becomes "even clearer that the Legislature intended to extend the protection of
Further support for this conclusion comes from the language and structure of a related statutory scheme. Business and Professions Code section 6148, subdivision (a), describes the information that a contract for legal services (i.e., a fee agreement) must generally contain. Subdivision (b), on the other hand, describes the information that attorney billing statements (such as invoices) must generally contain. (See id. , § 6148, subd. (b).) But Business and Professions Code section 6149 states that only fee agreements "shall be deemed to be a confidential communication within the meaning of ... Section 952 of the Evidence Code." This section makes no mention of billing statements or invoices. The Legislature's decision to define both fee agreements and billing statements in one section, while in the very next section subjecting only the former to the attorney-client privilege, suggests that the privilege was not intended to protect both fee agreements and invoices in the exact same way. (See Pasadena Police Officers Assn. v. City of Pasadena (1990) 51 Cal.3d 564 , 576, 273 Cal.Rptr. 584 , 797 P.2d 608 ["When the Legislature 'has employed a term or phrase in one place and excluded it in another, it should not be implied where excluded.' "].)[5]
5 The reason for this discrepancy, according to the County, is that invoices "so obviously met [Evidence Code section 952's] definition of communications" that the Legislature saw no need to specify that they were privileged. We are not convinced. As explained above, we do not think Evidence Code section 952 categorically protects invoices. And, in any event, whether it does is far from "obvious[ ]."
III. CONCLUSION
The imperative of protecting privileged communications between attorney and client-and thereby promoting full and frank discussion between them-is a defining feature of our law. This imperative does not require us to conclude-as the Court of Appeal did here-that everything in a public agency's invoices for legal services is categorically privileged. Instead, the contents of an invoice are privileged only if they either communicate information for the purpose of legal consultation or risk exposing information that was communicated for such a purpose. This latter category includes any invoice that reflects work in active and ongoing litigation. Accordingly, we reverse the judgment of the Court of Appeal and remand for proceedings consistent with our opinion.
We Concur:
Chin, J.
Liu, J.
Kruger, J.
DISSENTING OPINION BY WERDEGAR, J.
The importance of the attorney-client evidentiary privilege to the proper functioning of the legal system in this state cannot be overstated. "The attorney-client privilege has been a hallmark of Anglo-American jurisprudence for almost 400 years. [Citations.] The privilege authorizes a client to refuse to disclose, and to prevent others from disclosing, confidential communications between attorney and client. (Evid. Code, § 950 et seq. ) Clearly, the fundamental purpose behind the privilege is to safeguard the confidential relationship between clients and their attorneys so as to promote full and open discussion of the facts and tactics surrounding individual legal matters. [Citation.] In other words, the public policy fostered by the privilege seeks
With today's decision, a majority of the court undermines this pillar of our jurisprudence, finding legal invoices sent from a law firm to its client, although initially protected by the attorney-client privilege, may lose such protection once the subject litigation is concluded. This conclusion finds no support in the plain meaning of the words of the attorney-client privilege as set forth in Evidence Code section 954,[6] and are in fact contrary to a recent decision by this court interpreting the scope of the privilege. I respectfully dissent.
The attorney-client privilege is set forth in section 954 and provides in pertinent part that a "client, whether or not a party, has a privilege to refuse to disclose, and to prevent another from disclosing, a confidential communication between client and lawyer...." The phrase " 'confidential communication between client and lawyer' " is, as relevant here, defined in section 952 as "information transmitted between a client and his or her lawyer in the course of that relationship and in confidence ... and includes a legal opinion formed and the advice given by the lawyer in the course of that relationship." No question exists that the invoices at issue in this case comprise "information transmitted" between a law firm and its client, the Los Angeles County Board of Supervisors,[7] that the information was generated within the course of the attorney-client relationship, and that the invoices were prepared and
1 All statutory references are to the Evidence Code unless otherwise stated.
2 Although we may presume for purposes of argument the fee invoices considered here do not include a "legal opinion formed" or "advice given" within the course of that relationship, section 952's use of the term "includes" means that the scope of the privilege is not limited to legal opinions and advice. " '[I]ncludes' [is] ordinarily a term of enlargement rather than limitation." ( Ornelas v. Randolph (1993) 4 Cal.4th 1095 , 1101, 17 Cal.Rptr.2d 594 , 847 P.2d 560 .) "The 'statutory definition of a thing as "including" certain things does not necessarily place thereon a meaning limited to the inclusions.' " ( Flanagan v. Flanagan (2002) 27 Cal.4th 766 , 774, 117 Cal.Rptr.2d 574 , 41 P.3d 575 .) The majority does not dispute that the attorney-client privilege covers more than just legal opinions and advice, but nevertheless asserts language in various sub-clauses of section 952 mean the attorney-client privilege covers only "communications that bear some relationship to the provision of legal consultation." (Maj. opn., ante , 212 Cal.Rptr.3d at p. 115, 386 P.3d at p. 779.) As I explain, post , this interpretation of sections 954 and 952 is far too narrow and contrary to existing authority.
3 Government Code section 6254, subdivision (k) states that the Public Records Act does not require disclosure of the following records: "Records, the disclosure of which is exempted or prohibited pursuant to federal or state law, including, but not limited to, provisions of the Evidence Code relating to privilege ." (Italics added.) "By its reference to the privileges contained in the Evidence Code, therefore, the Public Records Act has made the attorney-client privilege applicable to public records." ( Roberts v. City of Palmdale (1993) 5 Cal.4th 363 , 370, 20 Cal.Rptr.2d 330 , 853 P.2d 496 .)
This court recently spoke to the scope of the attorney-client privilege in Costco Wholesale Corp. v. Superior Court (2009) 47 Cal.4th 725 , 101 Cal.Rptr.3d 758 , 219 P.3d 736 ( Costco ). In Costco , the issue, as in the instant case, concerned a communication between a lawyer and client that arguably contained both confidential information (in the form of legal opinions) and nonconfidential information (such as facts obtained from witnesses). The Costco plaintiffs contended they were entitled to discovery of the nonprivileged portions of a letter legal counsel sent to the defendant. Interpreting sections 952 and 954, this court unanimously rejected the claim, explaining that "[t]he attorney-client privilege attaches to a confidential communication between the attorney and the client and bars discovery of the communication irrespective of whether it includes unprivileged material . As we explained in Mitchell v. Superior Court , supra , 37 Cal.3d at page 600, 208 Cal.Rptr. 886 , 691 P.2d 642 : '[T]he privilege covers the transmission of documents which are available to the public,
Even more pernicious than the majority's improper addition of a nonstatutory prerequisite to the attorney-client privilege, and its unconvincing attempt to distinguish Costco , supra , 47 Cal.4th 725 , 101 Cal.Rptr.3d 758 , 219 P.3d 736 , is its suggestion that the protective scope of the privilege somehow wanes with the termination of the subject litigation. Thus, the
5 To the extent the majority relies on former Chief Justice George's concurring opinion in Costco (maj. opn, ante , 212 Cal.Rptr.3d at p. 116-117, 386 P.3d at p. 780-781), it mischaracterizes his views. ( Costco , supra , 47 Cal.4th at pp. 741-744, 101 Cal.Rptr.3d 758 , 219 P.3d 736 conc. opn. of George, C.J.). In a separate opinion, former Chief Justice George distinguished the situation in which information is transmitted between the client and the lawyer in the course of the attorney-client relationship, which information is privileged, from the situation in which information is communicated to an attorney outside the context of an attorney-client relationship, which information is unprivileged. "[A] communication in the context of section 952 need not concern litigation; rather it suffices that the communication consist of information transmitted between the client and the lawyer within the scope of the attorney-client relationship." ( Id. at p. 743, 101 Cal.Rptr.3d 758 , 219 P.3d 736 (conc. opn. of George, C. J.).)
As noted above, the conclusion reached by the majority today is inconsistent with our interpretation of section 952 in Costco , supra , 47 Cal.4th 725 , 101 Cal.Rptr.3d 758 , 219 P.3d 736 . But even setting Costco aside, this court is simply not free to add elements and prerequisites to a statutory rule of evidentiary privilege. Whether it might be wise policy to find a "confidential communication" within the meaning of section 952 must be one "made for the purpose of seeking or delivering the attorney's legal advice or representation" (maj. opn., ante , 212 Cal.Rptr.3d at p. 114, 386 P.3d at p. 779), is a question more properly consigned to the discretion of the Legislature and not this court.
I dissent.
We Concur:
7 Rule 501 of the Federal Rules of Evidence (28 U.S.C.) states in pertinent part: "The common law-as interpreted by United States courts in the light of reason and experience-governs a claim of privilege unless any of the following provides otherwise: • the United States Constitution; • a federal statute; or • rules prescribed by the Supreme Court." But the same rule goes on to suggest the primacy of state law rules of privilege, providing that, "in a civil case, state law governs privilege regarding a claim or defense for which state law supplies the rule of decision ." ( Ibid . italics added.)
The County then filed its own petition for writ of mandate in the Court of Appeal, which granted the County's petition and vacated the superior court's order. The Court of Appeal found that "the invoices are confidential communications within the meaning of Evidence Code section 952," and therefore "are exempt from disclosure under Government Code section 6254, subdivision (k)." Relying on our decision in
2. Evidence Code
The attorney-client privilege incorporated into the PRA by section 6254(k) is described in
This distinction is relevant because, as our opinion in Costco confirmed, not every communication between attorney and client is privileged solely because it is confidentially transmitted. Costco had retained a law firm to advise it on whether certain managers were exempt from wage and overtime laws. An attorney at the firm interviewed two Costco managers and then sent the company a confidential 22-page opinion letter. Several years later, some Costco employees filed a lawsuit claiming that Costco had misclassified and underpaid its managers. As part of that litigation, the plaintiffs tried to compel discovery of the attorney's opinion letter. Over Costco's objection, the trial court ordered disclosure of the letter, allowing portions of it containing the attorney's impressions, observations, and opinions to be redacted. ( Costco , supra , 47 Cal.4th at pp. 730-731, 101 Cal.Rptr.3d 758 , 219 P.3d 736 .) The confidential opinion letter at issue in Costco was indisputably privileged, and the plaintiffs never claimed otherwise. (See id. at pp. 735-736, 101 Cal.Rptr.3d 758 , 219 P.3d 736 [the plaintiffs "never disputed" that Costco retained the law firm to provide Costco with "legal advice," which was provided in the form of the opinion letter].)
In ruling that Costco did not need to turn over this opinion letter, we took care to explain that the same rule would not apply to all communications
The same is true for billing invoices. While a client's fees have some ancillary relationship to legal consultation, an invoice listing amounts of fees is not communicated for the purpose of legal consultation. The mere fact that an attorney transmitted a communication to his or her client confidentially (in the sense that no one other than the recipient could see the communication) does not end the inquiry into whether the communication's contents are protected by the attorney-client privilege. After all, just about every communication between a lawyer and client is intended to be kept private, regardless of whether the communication has any connection to legal consultation at all. Even the fact that the information communicated may have some ancillary bearing on an attorney's relationship to a client (as information about an office move or political fundraiser might have) does not end our inquiry into whether the attorney-client privilege applies. Nor does the fact that an
Justice Werdegar is concerned that our opinion suggests the "scope of the privilege somehow wanes with the termination of the subject litigation." But the question at issue here is not, as Justice Werdegar suggests, whether privileged material remains privileged when "the attorney-client relationship has ended." (Dis. opn., post , 212 Cal.Rptr.3d at p. 112, 386 P.3d at p. 778.) Even while the scope of the attorney-client privilege remains constant over time, the same information (for example, the cumulative amount of money that was
The majority's decision to add consideration of a communication's purpose as an additional, nonstatutory element to the Legislature's definition of a "confidential communication" is unsupported in law. Absent those rare situations in which the attorney-client privilege facilitates a person's constitutional rights under the Sixth Amendment,[9] the evidentiary privilege at issue in this case is statutory only. As we have recognized, "[o]ur deference to the Legislature is particularly necessary when we are called upon to interpret the attorney-client privilege, because the Legislature has determined that evidentiary privileges shall be available only as defined by statute. (Evid. Code, § 911.) Courts may not add to the statutory privileges except as required by state or federal constitutional law [citations], nor may courts imply unwritten exceptions to existing statutory privileges ." ( Roberts v. City of Palmdale , supra , 5 Cal.4th at p. 373, 20 Cal.Rptr.2d 330 , 853 P.2d 496 , italics added.) As the California Law Revision Commission has commented, "privileges are not recognized in the absence of statute," and "[t]his is one of the few instances where the Evidence Code
4 See, e.g., Barber v. Municipal Court (1979) 24 Cal.3d 742 , 751, 157 Cal.Rptr. 658 , 598 P.2d 818 ("if an accused is to derive the full benefits of his [constitutional] right to counsel, he must have the assurance of confidentiality and privacy of communication with his attorney"), relying on Fisher v. United States (1976) 425 U.S. 391 , 403, 96 S.Ct. 1569 , 48 L.Ed.2d 39 .
More to the point, the majority's line of analysis ignores the core reasoning of Costco that section 954 prohibits courts from parsing a communication
Secondary sources are even more pointed. The attorney-client privilege "attaches upon the initial consultation ... and continues beyond the end of the attorney-client relationship for so long as a 'holder' is in existence." (Vapnek et al., Cal. Practice Guide: Professional Responsibility (The Rutter Group 2003) ¶ 7:265, p. 7-114 (Aug. 2016 Update).) "The right to claim the attorney-client privilege is not limited to the litigation or controversy in the course of which a protected communication was made. It survives the termination of litigation and continues even after the threat of liability or punishment has passed." ( Id ., ¶ 7:269, p. 7-115, italics added.)
The majority's suggestion the protective power of the attorney-client privilege under section 954"may not" (maj. opn., ante , 212 Cal.Rptr.3d at p. 117, 386 P.3d at p. 781) continue to encompass all portions of a document that previously qualified as a "confidential communication" under section 952 is mischievous in the extreme. Following today's decision, attorneys in this state must counsel their clients that confidential communications between lawyer and client, previously protected by the attorney-client privilege, may be forced into the open by interested parties once the subject litigation has concluded. If a limiting principle applies to this new rule, it is not perceptible to me.[11]
6 The majority confusingly asserts "the scope of the attorney-client privilege remains constant over time," but that, after an undetermined period of time, privileged " information ... takes on a different significance" (maj. opn., ante , 212 Cal.Rptr.3d at p. 117, 386 P.3d at p. 782, italics added), such that it can lose its confidential status. But if the scope of the privilege is constant over time, how information-once privileged-nevertheless loses its protected status is unexplained by the majority. If the majority is saying that a court may refuse to recognize the privileged status of once-privileged information if it determines the information is no longer of strategic value to a litigant, I disagree, and further observe the majority cites no authority for this remarkable position.
Corrigan, J.
Cases cited
- Costco Wholesale Corp. v. Superior Court 47 Cal.4th 725 p. 111, p. 122, p. 303, p. 304, p. 306
- Michaelis, Montanari & Johnson v. Superior Court 38 Cal.4th 1065 p. 112
- Copley Press, Inc. v. Superior Court 39 Cal.4th 1272 p. 112
- Roberts v. City of Palmdale 5 Cal.4th 363 p. 112
- Mitchell v. Superior Court 37 Cal.3d 591 p. 113, p. 120
- Greyhound Corp. v. Superior Court 56 Cal.2d 355 p. 116
- Solon v. Lichtenstein 39 Cal.2d 75 p. 118
- Littlefield v. Superior Court 136 Cal.App.3d 477 p. 123
- Sierra Club v. Superior Court 57 Cal.4th 157 p. 290
- Filarsky v. Superior Court 28 Cal.4th 419 p. 290
- Tuolumne Jobs & Small Business Alliance v. Superior Court 59 Cal.4th 1029 p. 293
- Nahrstedt v. Lakeside Village Condominium Ass'n 8 Cal.4th 361 p. 293
- Pasadena Police Officers Ass'n v. City of Pasadena 51 Cal.3d 564 p. 299
- HLC Properties, Ltd. v. Superior Court 35 Cal.4th 54 p. 305
- Ardon v. City of Los Angeles 62 Cal.4th 1176 p. 778
- County of Los Angeles v. Superior Court 211 Cal.App.4th 57 p. 780
- Montebello Rose Co. v. Agricultural Labor Relations Board 119 Cal.App.3d 1 p. 780
- Concepcion v. Amscan Holdings, Inc. 223 Cal.App.4th 1309 p. 783