Majority
The trial court denied the motion. It agreed with Park that the complaint was based on the University's decision to deny tenure, rather than any communicative conduct in connection with that decision, and that the denial of tenure based on national origin was not protected activity, so the University had not carried its burden of showing Park's suit arose from protected activity within the meaning of section 425.16, subdivision (e). Accordingly, the trial court did not reach the second step of the anti-SLAPP inquiry.
A divided Court of Appeal reversed. The majority reasoned that although the gravamen of Park's complaint was the University's decision to deny him tenure, that decision necessarily rested on communications the University
Thus, for example, in City of Cotati v. Cashman , supra , 29 Cal.4th 69 , 124 Cal.Rptr.2d 519 , 52 P.3d 695 , the plaintiff city filed a state suit seeking a declaratory judgment that its rent control ordinance was constitutional. The suit followed in time the defendant owners' federal suit seeking declaratory relief invalidating the same ordinance. In the state action, the defendants filed an anti-SLAPP motion alleging the suit arose from their protected activity of filing the federal suit. The motion, we explained, should have been denied because the federal suit formed no part of the basis for the state claim. The city's potential entitlement to a declaratory judgment instead arose from the parties' underlying dispute over whether the ordinance was constitutional, a dispute that existed prior to and independent of any declaratory relief action by the owners. ( Id. at p. 80, 124 Cal.Rptr.2d 519 , 52 P.3d 695 .)
In contrast, in Navellier v. Sletten , supra , 29 Cal.4th 82 , 124 Cal.Rptr.2d 530 , 52 P.3d 703 , another case in which the defendant's
Many Courts of Appeal likewise are attuned to and have taken care to respect the distinction between activities that form the basis for a claim and those that merely lead to the liability-creating activity or provide evidentiary support for the claim. In San Ramon Valley Fire Protection Dist. v. Contra Costa County Employees' Retirement Assn. (2004) 125 Cal.App.4th 343 , 22 Cal.Rptr.3d 724 , a fire protection district sued a county retirement board over the pension contribution levels the board decided to impose. The board filed an anti-SLAPP motion, arguing the suit arose out of the deliberations and vote that produced its decision. The Court of Appeal disagreed. It explained that " '[t]he [anti-SLAPP] statute's definitional focus is ... [whether] the defendant's activity giving rise to his or her asserted liability ... constitutes protected speech or petitioning.' " ( Id. at p. 354, 22 Cal.Rptr.3d 724 .) It distinguished between the board's allegedly wrongful act (the contribution level decision) and the preceding deliberations and vote. "[T]he fact that a complaint alleges that a public entity's action was taken as a result of a majority vote of its constituent members does not mean that the litigation challenging that action arose from protected activity, where the measure itself is not an exercise of free speech or petition. Acts of governance mandated by law, without more, are not exercises of free speech or petition." ( Ibid. ; see City of Montebello v. Vasquez , supra , 1 Cal.5th at pp. 425-426, 205 Cal.Rptr.3d 499 , 376 P.3d 624 [discussing with approval San Ramon 's distinction, for anti-SLAPP purposes, between government decisions and the deliberations that lead to them].)
In Jespersen v. Zubiate-Beauchamp (2003) 114 Cal.App.4th 624 , 7 Cal.Rptr.3d 715 , plaintiffs sued for malpractice after the defendants' representation of them in a prior lawsuit led to their answer and cross-complaint being struck as a terminating sanction for discovery violations. The attorney defendants filed an anti-SLAPP motion, arguing the malpractice suit arose out of a declaration they had submitted in the earlier suit admitting misconduct and seeking to set aside the terminating sanction under section 473. While the declaration supplying " evidence of [the attorneys'] conduct" ( Jespersen , at p. 631, 7 Cal.Rptr.3d 715 ) might be protected, this was insufficient to carry the attorney-defendants' first-step burden: they were being sued not for filing the declaration, but for the underlying misconduct ( id. at p. 632, 7 Cal.Rptr.3d 715 ; see Gallimore v. State Farm Fire & Casualty Ins. Co. (2002) 102 Cal.App.4th 1388 , 1399, 126 Cal.Rptr.2d 560 [emphasizing that courts should not confuse a party's "allegedly wrongful acts with the evidence that plaintiff will need to prove such misconduct" and denying an anti-SLAPP motion where the plaintiff sought no relief for the defendant's communicative acts].)
Courts presented with suits alleging discriminatory actions have taken similar care not to treat such claims as arising from protected activity simply because the discriminatory animus might have been evidenced by one or more communications by a defendant. In Department of Fair Employment & Housing v. 1105 Alta Loma Road Apartments, LLC (2007) 154 Cal.App.4th 1273 , 65 Cal.Rptr.3d 469 , the Department of Fair Employment and Housing (DFEH) sued a landlord for failing to provide accommodations to a disabled tenant. The landlord had advised the rent control board it was removing units from the housing market, disputed the tenant's assertion of a disability that would have entitled her to one year to find alternate housing, and ultimately
Park's discrimination claim requires that he show "(1) he was a member of
The Court of Appeal found support from one other case, Tuszynska v. Cunningham (2011) 199 Cal.App.4th 257 , 131 Cal.Rptr.3d 63 , for the conclusion that a claim arising from a decision inevitably arises from the communications leading to that decision. The Tuszynska court concluded that, for anti-SLAPP purposes, a discrimination suit alleging an attorney was denied case referrals because she was a woman was necessarily based on both the referral decisions "and, concomitantly, communications defendants made in connection with making those decisions." ( Tuszynska , at p. 269, 131 Cal.Rptr.3d 63 .) To the extent Tuszynska v. Cunningham , supra , 199 Cal.App.4th 257 , 131 Cal.Rptr.3d 63 presupposes courts deciding anti-SLAPP motions cannot separate an entity's decisions from the communications that give rise to them, or that they give rise to, we disapprove it.
Third, the University contends that even if the tenure decision alone is treated as the basis for this case, that decision is protected activity. The University places principal reliance on Hunter v. CBS Broadcasting Inc. (2013) 221 Cal.App.4th 1510 , 165 Cal.Rptr.3d 123 . There, the plaintiff sued over the defendant's allegedly discriminatory refusal to hire him as a weather news anchor. The reporting of news, whether in print or on air, is constitutionally protected free speech ( Briscoev. Reader's Digest Association, Inc. (1971) 4 Cal.3d 529 , 534-536, 93 Cal.Rptr. 866 , 483 P.2d 34 ), and Hunter treats a news media organization's decision as to who shall report the news as an act in furtherance of that protected speech ( Hunter , at p. 1521, 165 Cal.Rptr.3d 123 ).
The University argues that tenure decisions implicate the public interest as much as decisions concerning who should appear in a news broadcast and thus are equally entitled to protection. But this argument fails to appreciate
4 We have described the anti-SLAPP statute as "intended broadly to protect, inter alia, direct petitioning of the government and petition-related statements and writings." ( Briggs v. Eden Council for Hope & Opportunity , supra , 19 Cal.4th at p. 1120, 81 Cal.Rptr.2d 471 , 969 P.2d 564 ; see Sen. Com. on Judiciary, Analysis of Sen. Bill No. 1264 (1991-1992 Reg. Sess.) as introduced Jan. 6, 1992, pp. 3-4 [highlighting the need to address unmeritorious tort suits filed against private citizens and associations for exercising their rights to seek changes in government policy].) These concerns are promoted, not impaired, by differentiating between individual speech that contributes to a public entity's decision and the public entity decision itself.
To make a similar argument, the University would have had to explain how the choice of faculty involved conduct in furtherance of University speech on an identifiable matter of public interest. But the University has not developed or preserved any such argument before us. It has not explained what University expression on matters of public interest the retention or nonretention of this faculty member might further, nor has it discussed the circumstances in which a court ought to attribute the speech of an individual faculty member to the institution with which he or she is affiliated. Whether the grant or denial of tenure to this faculty member is, or is not, itself a matter of public interest has no bearing on the relevant questions-whether the tenure decision furthers particular University speech, and whether that speech is on a matter of public interest-and cannot alone establish the tenure decision is protected activity under section 425.16, subdivision (e)(4).
We have no occasion to consider the scope of free speech protection for professors, the potential liberties at stake in a university's choice of faculty (cf. University of Pennsylvania v. E.E.O.C. (1990) 493 U.S. 182 , 195-198 & fn. 6, 110 S.Ct. 577 , 107 L.Ed.2d 571 ; Sweezy v. New Hampshire (1957) 354 U.S. 234 , 262-263, 77 S.Ct. 1203 , 1 L.Ed.2d 1311 (conc. opn. of Frankfurter, J.)), or under what circumstances the protected speech of an individual professor might be attributable to a private or public university for either free speech or anti-SLAPP purposes. Nor do we express any opinion concerning whether Hunter v. CBS Broadcasting Inc. , supra , 221 Cal.App.4th 1510 , 165 Cal.Rptr.3d 123 , itself was correctly decided. We hold simply that the assertion the University's hiring decision is a matter of public interest does not suffice to bring that decision within the scope of protected activity defined by section 425.16, subdivision (e)(4).
I. The Requisite Nexus Between the Claims an Anti-SLAPP Motion Challenges and Protected Activity
Anti-SLAPP motions may only target claims "arising from any act of [the defendant] in furtherance of the [defendant's] right of petition or free speech under the United States Constitution or the California Constitution in connection with a public issue...." (§ 425.16, subd. (b).) In turn, the Legislature has defined such protected acts in furtherance of speech and petition rights to include a specified range of statements, writings, and conduct in connection with official proceedings and matters of public interest. ( Id. , subd. (e).)[2] We consider here the relationship a defendant must show between a plaintiff's claim and the sorts of speech on public matters the Legislature intended to protect.
A claim arises from protected activity when that activity underlies or forms the basis for the claim. ( City of Cotati v. Cashman (2002) 29 Cal.4th 69 , 78, 124 Cal.Rptr.2d 519 , 52 P.3d 695 ; Equilon Enterprises v. Consumer Cause, Inc. , supra , 29 Cal.4th at p. 66, 124 Cal.Rptr.2d 507 , 52 P.3d 685 ;
2 As relevant here, section 425.16, subdivision (e) defines an act in furtherance of speech or petition rights to "include[ ]: (1) any written or oral statement or writing made before a legislative, executive, or judicial proceeding, or any other official proceeding authorized by law, (2) any written or oral statement or writing made in connection with an issue under consideration or review by a legislative, executive, or judicial body, or any other official proceeding authorized by law, ... or (4) any other conduct in furtherance of the exercise of the constitutional right of petition or the constitutional right of free speech in connection with a public issue or an issue of public interest."
Applying our decision in Kibler , the Court of Appeal in Nesson v. Northern Inyo County Local Hospital Dist. (2012) 204 Cal.App.4th 65 , 138 Cal.Rptr.3d 446 concluded an anti-SLAPP motion against the claims of a doctor who alleged discriminatory and retaliatory termination of privileges was properly granted. The Nesson court reasoned that under Kibler , a hospital's peer review proceedings are official proceedings, and thus every aspect of those proceedings, including the decision to impose discipline, is protected activity for anti-SLAPP purposes. ( Nesson , at pp. 78-79, 82-84, 138 Cal.Rptr.3d 446 .) Similarly, in DeCambre v. Rady Children's Hospital-San Diego (2015) 235 Cal.App.4th 1 , 184 Cal.Rptr.3d 888 , the Court of Appeal concluded Kibler dictated finding the allegedly discriminatory decision not to renew a doctor's contract to be protected activity. The court correctly considered the elements of the plaintiff's claims in order to identify what conduct underlay each
Vergos does not assist the University. In Vergos , only the individual officer filed an anti-SLAPP motion, and the court was not called on to decide whether any of the claims against the employer defendant arose from protected activity. Vergos does not stand for the proposition that a suit alleging an entity has made a discriminatory decision necessarily also arises from any statements by individuals that may precede that decision, or from the subsequent communication of the decision that may follow. As the Vergos court observed, denying protection to the hearing officer's participation in the process might chill employees' willingness to serve and hamper the ability to
1 All further unlabeled statutory references are to the Code of Civil Procedure.
FACTUAL AND PROCEDURAL BACKGROUND
Plaintiff Sungho Park was a tenure-track assistant professor at California State University, Los Angeles. He is of Korean national origin. In 2013, Park applied for tenure but his application was denied. He filed a discrimination charge with the Department of Fair Employment and Housing and, after receiving a right-to-sue letter, filed suit under the California Fair Employment and Housing Act (Gov. Code, § 12900 et seq. ) for national origin discrimination and failure to receive a discrimination-free workplace.
Defendant the Board of Trustees of the California State University (University) responded with a motion to strike. Anti-SLAPP motions are evaluated through a two-step process. Initially, the moving defendant bears the burden of establishing that the challenged allegations or claims "aris[e] from" protected activity in which the defendant has engaged. (§ 425.16, subd. (b) ; see id. , subd. (e) [defining protected activity]; Simpson Strong-Tie Co., Inc. v. Gore (2010) 49 Cal.4th 12 , 21, 109 Cal.Rptr.3d 329 , 230 P.3d 1117 ; Equilon Enterprises v. Consumer Cause, Inc. (2002) 29 Cal.4th 53 , 66-67, 124 Cal.Rptr.2d 507 , 52 P.3d 685 .) If the defendant carries its burden, the plaintiff must then demonstrate its claims have at least "minimal merit." ( Navellier v. Sletten (2002) 29 Cal.4th 82 , 89, 124 Cal.Rptr.2d 530 , 52 P.3d 703 ; see generally City of Montebello v. Vasquez (2016) 1 Cal.5th 409 , 420, 205 Cal.Rptr.3d 499 , 376 P.3d 624 ; Baral v. Schnitt (2016) 1 Cal.5th 376 , 384, 205 Cal.Rptr.3d 475 , 376 P.3d 604 .) The University argued Park's suit arose from its decision to deny him tenure and the numerous
The Court of Appeal's division is symptomatic of ongoing uncertainty over how to determine when "[a] cause of action against a person aris[es] from" that person's protected activity. (§ 425.16, subd. (b).) We granted review.
In Martin v. Inland Empire Utilities Agency (2011) 198 Cal.App.4th 611 , 130 Cal.Rptr.3d 410 , the plaintiff sued his public agency employer for racial and age discrimination and retaliation, resulting in his constructive discharge, as well as defamation. The agency argued in an anti-SLAPP motion that the suit arose from negative evaluations of the plaintiff made by agency officers and board members. Addressing the nondefamation claims, the Court of Appeal rejected this argument; "the pleadings establish[ed] that the gravamen of plaintiff's action against defendants was one of racial and retaliatory discrimination, not an attack on [defendants]
II. Application to This Record
We review de novo the grant or denial of an anti-SLAPP motion. (
The University offers a threefold response. First, it asserts that anti-SLAPP motions are decided on the pleadings and any evidence the parties submit, and so Park could not hide the existence of University communications by omitting them from his complaint. This misses the point of the trial court's observation, which is
3 Park's first claim is a traditional claim for discrimination based on national origin. His second claim asserts in its entirety, "By virtue of the foregoing, [the University] has failed to provide Park with a workplace environment free of discrimination." Because neither party argues the claim for a discriminatory workplace environment should be analyzed any differently for anti-SLAPP purposes from the claim for discrimination in employment, we do not differentiate between them.
Kibler lends no support. There, the plaintiff doctor sued a hospital and various individual defendants for defamation and related torts. The trial court in Kibler found, and we accepted for purposes of review, that these tort claims arose from statements made in connection with a hospital peer review proceeding. The only issue before us was whether, assuming this to be so, the peer review proceeding was an " 'official proceeding' " within the meaning of the anti-SLAPP statute. ( Kibler v. Northern Inyo County Local Hospital Dist. , supra , 39 Cal.4th at p. 198, 46 Cal.Rptr.3d 41 , 138 P.3d 193 ; see § 425.16, subd. (e)(2) [defining protected activity to include "any written or oral statement or writing made in connection with an issue
The University argues by analogy that all aspects of its tenure process, including its ultimate decision, are inextricably intertwined protected activity, and the Court of Appeal here agreed. But both Nesson and DeCambre overread Kibler , which did not address whether every aspect of a hospital peer review proceeding involves protected activity, but only whether statements in connection with but outside the course of such a proceeding can qualify as "statement[s] ... in connection with an issue under consideration" in an "official proceeding." (§ 425.16, subd. (e)(2).) Kibler does not stand for the proposition that disciplinary decisions reached in a peer review process, as opposed to statements in connection with that process, are protected. We disapprove Nesson v. Northern Inyo County Local Hospital Dist. , supra , 204 Cal.App.4th 65 , 138 Cal.Rptr.3d 446 , and DeCambre v. Rady Children's Hospital-San Diego , supra , 235 Cal.App.4th 1 , 184 Cal.Rptr.3d 888 , to the extent they indicate otherwise.
In support of the argument for inseparability, the University also cites Vergos v. McNeal (2007) 146 Cal.App.4th 1387 , 53 Cal.Rptr.3d 647 . In Vergos , the plaintiff complained of sexual harassment and filed an internal grievance, which was denied. Plaintiff then sued both his public university employer and the individual employee who had served as a hearing officer and denied his grievance. The civil rights claim against the individual hearing officer expressly rested on her " 'hearing, processing, and deciding the grievances' " ( id. at p. 1391, 53 Cal.Rptr.3d 647 ) as well as the allegation the employer and officer had deprived him of a hearing before a " 'fair and impartial hearing officer' " ( id. at p. 1392, 53 Cal.Rptr.3d 647 ). The Court of Appeal concluded this claim arose from the officer's "statements and communicative conduct in handling plaintiff's grievance." ( Id. at p. 1394, 53 Cal.Rptr.3d 647 .) In turn, the hearing officer's conduct of an internal grievance proceeding was protected activity because it furthered employees' rights to petition for redress of harassment,
CONCLUSION
We reverse the judgment of the Court of Appeal and remand for further proceedings not inconsistent with this opinion.
We Concur:
Cantil-Sakauye, C.J.
Chin, J.
Corrigan, J.
Liu, J.
Cuéllar, J.
Kruger, J.
Cases cited
- Briggs v. Eden Council for Hope & Opportunity 19 Cal.4th 1106 p. 134
- City of Cotati v. Cashman 29 Cal.4th 69 p. 134, p. 908
- Navellier v. Sletten 29 Cal.4th 82 p. 134, p. 1061
- White v. Western Title Insurance 40 Cal.3d 870 p. 135
- San Ramon Valley Fire Protection District v. Contra Costa County Employees' Retirement Ass'n 125 Cal.App.4th 343 p. 135
- Jespersen v. Zubiate-Beauchamp 114 Cal.App.4th 624 p. 136
- Gallimore v. State Farm Fire & Casualty Insurance 102 Cal.App.4th 1388 p. 136
- Department of Fair Employment & Housing v. 1105 Alta Loma Road Apartments, LLC 154 Cal.App.4th 1273 p. 136
- Soukup v. Law Offices of Herbert Hafif 39 Cal.4th 260 at 269 p. 138
- Schwarzburd v. Kensington Police Protection & Community Services District Board 225 Cal.App.4th 1345 p. 138
- Tuszynska v. Cunningham 199 Cal.App.4th 257 p. 141
- Hunter v. CBS Broadcasting Inc. 221 Cal.App.4th 1510 p. 141, p. 142
- Briscoe v. Reader's Digest Ass'n 4 Cal.3d 529 p. 141
- University of Pennsylvania v. Equal Employment Opportunity Commission 493 U.S. 182 at 195-198 p. 142
- Sweezy v. New Hampshire ex rel. Wyman 354 U.S. 234 p. 142
- Un Hui Nam v. Regents of the University of California 1 Cal.App.5th 1176 p. 911
- Young v. Tri-City Healthcare District 210 Cal.App.4th 35 p. 913
- Nesson v. Northern Inyo County Local Hospital District 204 Cal.App.4th 65 p. 913, p. 1070
- DeCambre v. Rady Children's Hospital-San Diego 235 Cal.App.4th 1 p. 913, p. 1070
- Simpson Strong-Tie Co. v. Gore 49 Cal.4th 12 p. 1061
- Equilon Enterprises, LLC v. Consumer Cause, Inc. 29 Cal.4th 53 p. 1061
- City of Montebello v. Vasquez 1 Cal.5th 409 p. 1061
- Baral v. Schnitt 1 Cal.5th 376 p. 1061
- Graffiti Protective Coatings, Inc. v. City of Pico Rivera 181 Cal.App.4th 1207 p. 1065
- Martin v. Inland Empire Utilities Agency 198 Cal.App.4th 611 p. 1066
- Guz v. Bechtel Natl., Inc. 24 Cal.4th 317 p. 1068
- Kibler v. Northern Inyo County Local Hospital District 39 Cal.4th 192 p. 1069
- Vergos v. McNeal 146 Cal.App.4th 1387 p. 1070