Majority
IV.
The judgment of the Court of Appeal is reversed and the case remanded for further
The result is that defendant is allowed to have it both ways, by exonerating herself with her own testimony while enjoying protection from incriminating evidence on the same subject. As recognized by courts with similar exclusionary rules protecting a defendant from otherwise incriminating evidence, such rules are fairly applied as a " 'shield,' " not a " 'sword' " that can be used to cut off the prosecution's fair response to the evidence or argument of the defendant. ( United States v. Robinson (1988) 485 U.S. 25 , 32, 108 S.Ct. 864 , 99 L.Ed.2d 23 .) Under the majority's interpretation, defendants would be shielded from incrimination by an accomplice's confession to police while simultaneously being
Later, in an interview at the police station, defendant told police that she saw Brown
For the next six weeks after their arrest, defendant and Thomas exchanged letters in jail. Defendant consistently wrote to Thomas that she loved him and missed him. In her last letters to Thomas, defendant again expressed her love for him, but asked him about his statements to police and said she wanted to end their relationship and would not write anymore. In his last letter to defendant, Thomas wrote, "Goodbye. Like you said, you won't write no more. That's fine. You did this, not me.... Don't waste my time no more. That's how you want to be. Well, have a nice life." Soon after, in December 2011, Thomas committed suicide in jail by hanging himself, leaving defendant to stand trial by herself.
Defendant testified in her defense and for the first time admitted her involvement in Brown's killing. Defendant, however, claimed she had not planned the homicide and that Thomas had acted on his own in killing Brown. Defendant testified that she only learned of his intentions just after 2:00 a.m. on October 28, 2011, when he called her and told her to come to the garage, where she discovered him with Brown's bloodied body. She claimed that Thomas demanded that she help him clean up the crime scene and threatened to kill defendant and her son if she did not help. Defendant told the jury that she feared Thomas and that, under his threats, she was compelled to help clean up the crime scene, dispose of Brown's body and incriminating evidence, and then lie to police.
In her testimony, as described in greater detail below, defendant recited numerous statements purportedly made by Thomas both before and after the killing. Defendant testified that Thomas had previously admitted to killing someone else and to other acts of past violence. Defendant claimed that Thomas had told her why he acted alone to kill Brown and how he had killed her. Defendant quoted threats Thomas had made against her and her son and how he would carry out those threats. Defendant explained
B. Defendant's Testimony on Direct Examination
On direct examination, defendant's first significant reference to an out-of-court statement by Thomas occurred when defense counsel asked her about Thomas's prior violent conduct: "Did he ever say anything to you where you believed-made you feel a little bit uncomfortable regarding some type of threat or violence that he had done in the past?" Defendant answered affirmatively, and the prosecutor lodged a hearsay objection to which defense counsel replied, "State of mind, your Honor." The trial court responded,
Defendant also quoted threats Thomas had made to her and about her son. Defendant said that Thomas claimed he had someone watching her son and that that person could harm her son if she did not cooperate in covering up evidence of the crime. Defendant further explained how Thomas had directed her to dispose of the body and other evidence and how she should lie to the police. Defendant testified that while Thomas was directing her to wipe away certain spots of blood, he stood over her while holding both the machete and the butcher knife and used a "very forceful" tone of voice with her.
Defendant further described statements that Thomas purportedly had made to her before the killing in order to explain why she had supplied the clothing and protection that Thomas had worn during the attack on Brown. Defendant claimed that Thomas, a bus driver, had asked her for hospital-style foot covers because Thomas had previously "said that he was tired of stepping on vomit and urine in his bus, and he asked me if I could get him some foot covers, so I did." Defendant testified that Thomas was wearing a hoodie sweat jacket and sweatpants, both size 3X, that "he told me to buy for" his sister and that "she was a big girl like he was" but "not as tall." Defendant also testified that she had previously given Thomas the blue nitrile surgical gloves he wore during the killing because he purportedly had said "he didn't like to touch the things that the customers would touch on the bus" because "they were nasty and he didn't want to get their germs."
Defendant admitted, however, that in a taped police interview she gave before she was aware that Thomas had confessed to police, she can be heard giggling and saying that "he's a little teddy bear," "he's my snugly teddy bear," in reference to Thomas. She also admitted describing Thomas in a very similar manner to another officer who questioned defendant at her place of work, soon after the killing of Brown. She further admitted describing Thomas as "my honey" with a fellow nurse at the hospital after the killing.
The prosecutor asked a series of questions involving defendant's involvement in cleaning up the crime scene, and defendant repeatedly reiterated that she had done so under Thomas's threats and directions, including driving Brown's van to a location where they abandoned it. Defendant claimed that it was Thomas's idea to buy cola to help dissolve bloodstains at the crime scene and that he made her purchase cola at a convenience store.
The prosecutor then asked defendant about Thomas's cooperation with the police. The prosecution inquired whether defendant knew if Thomas had cooperated with the police and had led them to the location of the weapon used to kill the victim. Defendant acknowledged she knew that Thomas had assisted the police. The prosecutor then asked: "So we have this admitted killer actually showing the police officers evidence that will convict him of the crime?" Defendant replied: "Yes." She then further volunteered : "He also lied and said that I had nothing-something to do with it, and I did did [ sic ] not."[9] Defendant then claimed that the last time she saw Thomas was in court, and he threatened her by telling her that " 'snitches always die.' " The prosecutor later asked, "So even though [Thomas] had taken the police officers to the place where the murder weapon was, which completely implicates him, and then [Thomas] kills himself, leaving you to tell this story that it was all [Thomas's] doing, right?" Defendant responded: "No-yes, I'm telling the truth."
2 Compare with the description in the majority opinion: "The prosecutor had adverted to Thomas's November 1 police interview during the prosecution's case-in-chief, and he later cross-examined defendant regarding her knowledge of Thomas's confession. Defendant candidly admitted that she knew Thomas had confessed to detectives, and that he had accused her of planning the crime." (Maj. opn., ante , 219 Cal.Rptr.3d at pp. 731-732, fn. 7, 396 P.3d at p. 1066, fn.7.)
Defense counsel objected and briefly stated the basis of his reasoning: "Just under Crawford , I believe that just because my
3 All further statutory references are to the Evidence Code.
4 In relevant part, section 1202 states: "Evidence of a statement or other conduct by a declarant that is inconsistent with a statement by such declarant received in evidence as hearsay evidence is not inadmissible for the purpose of attacking the credibility of the declarant though he is not given and has not had an opportunity to explain or to deny such inconsistent statement or other conduct."
G. Additional Rebuttal Evidence Concerning Thomas
As further rebuttal evidence, the prosecution called as a witness Thomas's fiancée, Veronica Franklin.
Franklin testified that in the five years she was with Thomas, she never heard him complain about the uncleanliness of the buses he drove such that he would want to wear foot covers while driving. Franklin testified that Thomas was "[l]aid back, real funny, [a] jokester; cool, calm and collected." Franklin explained that Thomas did belong to a motorcycle club, but that it was a faith-based Christian club known as the "Sons of Genesis." She explained that Thomas had never been violent with her and that he had never admitted to beating someone to death.
On cross-examination, Franklin admitted that she had been unaware of his relationship with defendant. Franklin testified that she trusted Thomas with her life and that she still thought he was an honest and nonviolent person despite what happened to Brown.
For the remainder of his initial closing arguments, the prosecutor made no other reference to Thomas's police confession.
Defense counsel began his closing arguments by declaring that the applicable laws were not "the biggest question in this case." Instead, defense counsel contended: "The biggest question is who is telling the truth." Defense counsel explained that if defendant was telling the truth, then she was not guilty.
Defense counsel acknowledged that Thomas "talked to police," but then assailed Thomas's trustworthiness. Defense counsel questioned whether Thomas could be trusted by contending that Thomas "does such a mind-job to women" by convincing them that he is honest and not violent. Defense counsel argued that Thomas "treats girls like dirt, like trash, disposable," contending that he can "step on you and then just urinate on you." He noted that he lied to his fiancée about his relationship with defendant. Counsel contended that defendant was a victim of this "same mind-job" by Thomas, and that it showed that Thomas was the actual mastermind, who pulled "the strings," and called "the shots."
Defense counsel then asked the jury: "Now the question is, is [Thomas] lying when he talked to police?" Counsel contended that Thomas was lying to police because the evidence showed he was in control of manipulating
The prosecutor compared Thomas's credibility with defendant's credibility, contending that Thomas was more believable than defendant. "So what does [defendant] do? She had to take the stand and had to try and give an explanation for every one of the pieces of that evidence, and each time she did that, it was a lie." "But what did he do? He admitted his role. He came clean with the police and said, 'I'm sorry,' crying, 'Tell Laverna's family sorry.' 'Here, let me take you to the murder weapon. Let me take you to where the bloody clothing is.' That's what shocked [defendant], because he gave it up, because he could not take the weight of what he had done and keep quiet." The prosecutor then compared defendant's police interview with Detective Cobb with Thomas's confession to Detective Wheeler: "You compare that person to the defendant's statements when she's talking to [the police], and you see right there the difference between the two. You see a cold-blooded killer who can lie to the police, who can look Detective Cobb in the face and say nothing. And then you have Julius Thomas who breaks down, tells the police the truth, understands the weight of the enormity of what he had done, explains it was the defendant's plan and takes the police to the evidence that would bury him."
For the remainder of his rebuttal, the prosecutor made no further reference to Thomas's police confession.
D
efendant claims that the trial court's section 1202 ruling improperly admitted Thomas's police confession because his statements had no probative value under the circumstances unless the jury considered them for their truth, which is not the purpose of limited admissibility under section 1202. She further assigns blame to the prosecutor, contending that he utilized Thomas's police confession for its truth during closing arguments.
Defendant made no such argument or objection concerning section 1202 before the trial court, and defendant lodged no objection to the prosecutor's closing arguments concerning Thomas's statements. Setting aside these forfeitures, defendant overlooks the fact that she herself placed the truthfulness of Thomas's police confession in front of the jury well before the trial court's section 1202 ruling, before the police confession was introduced, and before closing arguments. As I will explain, defendant's argument overlooks her own testimony imploring the jury to believe that Thomas's police confession was a lie.
6 We have previously explained the purposes of requiring an opposing party to object to potentially unfavorable evidence at trial: "The objection requirement is necessary in criminal cases because a 'contrary rule would deprive the People of the opportunity to cure the defect at trial and would "permit the defendant to gamble on an acquittal at his trial secure in the knowledge that a conviction would be reversed on appeal." ' [Citation.] 'The reason for the requirement is manifest: a specifically grounded objection to a defined body of evidence serves to prevent error. It allows the trial judge to consider excluding the evidence or limiting its admission to avoid possible prejudice. It also allows the proponent of the evidence to lay additional foundation, modify the offer of proof, or take other steps designed to minimize the prospect of reversal.' [Citation.]" ( People v. Partida , supra , 37 Cal.4th at p. 434, 35 Cal.Rptr.3d 644 , 122 P.3d 765 .)
7 Certainly, defendant, on direct examination, testified as to several statements that Thomas purportedly made to her that supported the nonhearsay purpose of explaining why she assisted him in concealing the murder. But also, the portions of her testimony on direct in which she relayed Thomas's description of why he allegedly targeted Brown, how he confronted her, and why and how he killed her, appear less relevant to explain her subsequent conduct and more relevant to explain Thomas's guilt, which is hearsay consistent with Thomas's declaration's against penal interest. (See § 1230, ante , fn. 5.) Arguably, this could make section 1202 relevant if Thomas's police confession could impeach Thomas's garage confession, as the Attorney General contended at oral argument. At any event, we need not need reach this issue, for the reasons I explain below.
However, placing forfeiture aside, and further assuming without deciding the trial court erred under section 1202, the trial court's ruling admitting Thomas's police confession was still correct because defendant herself had already placed the truth of Thomas's police confession at issue well before this challenged ruling.
We have recognized that a ruling will not be disturbed on appeal merely because it was given for a wrong reason, if the ruling would otherwise be correct " ' "upon any theory of the law applicable to the case," ' " and " ' "regardless of the considerations which may have moved the trial court to its conclusion." ' " ( People v. Zapien (1993) 4 Cal.4th 929 , 976, 17 Cal.Rptr.2d 122 , 846 P.2d 704 , quoting D'Amico v. Board of Medical Examiners (1974) 11 Cal. 3d 1 , 19, 112 Cal.Rptr. 786 , 520 P.2d 10 ; see also People v. Smithey (1999) 20 Cal.4th 936 , 972, 86 Cal.Rptr.2d 243 , 978 P.2d 1171 .) In the present matter, the trial court properly admitted Thomas's police confession because defendant had waived any prior limitations on its admission, a limitation which she now relies upon on appeal, by claiming at trial that his confession was substantively a lie.
Moreover, almost immediately following the trial court's section 1202 ruling, defendant, on her redirect testimony again went beyond the court's limited-purpose ruling
"On appeal, we assume a judgment is correct and the defendant bears the burden of demonstrating otherwise." ( People v. Thompson (2016) 1 Cal.5th 1043 , 1097, fn. 11, 210 Cal.Rptr.3d 667 , 384 P.3d 693 , citing People v. Garza (2005) 35 Cal.4th 866 , 881, 28 Cal.Rptr.3d 335 , 111 P.3d 310 ; People v. Cardenas (2015) 239 Cal.App.4th 220 , 227, 190 Cal.Rptr.3d 787 .) Under these circumstances, defendant fails to show, on this record, that the trial court erred in admitting Thomas's police confession. (See People v. Montes (2014) 58 Cal.4th 809 , 882, 169 Cal.Rptr.3d 279 , 320 P.3d 729 ["We reject defendant's contentions as unsupported by the record"]; People v. Lancaster (2007) 41 Cal.4th 50 , 101, 58 Cal.Rptr.3d 608 , 158 P.3d 157 ["This claim is not supported by the record"].)
In further assigning blame to the prosecution for the admission of Thomas's police confession for its truth, the majority references the prosecution's closing arguments. But the bulk of defendant's and the majority's complained-of references are to the prosecutor's rebuttal closing arguments. Given that the core of defense counsel's closing statement was a comparison of defendant's credibility with Thomas's, contending that Thomas's character
In other contexts, the high court has repeatedly recognized that a defendant's choice to take the stand, as well as the scope of a
B. The Scope of a Defendant's Testimony Can Result in the Waiver of Constitutional Rights and Permit the Admission of Evidence Otherwise Subject to Exclusion
1. Similar Waivers of Other Constitutional Rights In other contexts, the high court has repeatedly recognized that a defendant's choice to take the stand, as well as the scope of a
2. Waiver under the Confrontation Clause
As the high court has recognized, "[t]he right to confrontation may, of course, be waived, including by failure to object to the offending evidence; and States may adopt procedural rules governing the exercise of such objections." ( Melendez-Diaz v. Massachusetts (2009) 557 U.S. 305 , 314, fn. 3, 129 S.Ct. 2527 , 174 L.Ed.2d 314 .) Similarly, in People v. Stevens (2007) 41 Cal.4th 182 , 199, 59 Cal.Rptr.3d 196 , 158 P.3d 763 , we concluded that the defendant had waived his initial confrontation clause objection concerning the admission of a codefendant's statements to police because his defense counsel eventually expressed satisfaction with a redacted version of the statements. ( Id . at p. 199, 59 Cal.Rptr.3d 196 , 158 P.3d 763 .)
As the high court has observed: "A defendant may decide not to take the witness stand because of the risk of cross-examination. But this is a choice of litigation tactics. Once a defendant decides to testify, '[the] interests of the other party and regard for the function of courts of justice to ascertain the truth become relevant, and prevail in the balance of considerations determining the scope and limits of the privilege against self-incrimination.' " ( Jenkins v. Anderson (1980) 447 U.S. 231 , 238, 100 S.Ct. 2124 , 65 L.Ed.2d 86 , quoting Brown v. United States (1958) 356 U.S. 148 , 156, 78 S.Ct. 622 , 2 L.Ed.2d 589 .)
Exclusionary rules protecting a defendant from otherwise incriminating evidence are important, if not essential, to the protection of both a defendant's rights and the rights of society as a whole against oppressive state conduct. But such exclusionary rules cannot be manipulated so as to thwart the truth-seeking function of the court. "The right to cross-examination, protected by the Confrontation Clause, thus is essentially a 'functional' right designed to promote reliability in the truth-finding functions of a criminal trial." ( Kentucky v. Stincer (1987) 482 U.S. 730 , 737, 107 S.Ct. 2658 , 96 L.Ed.2d 631 .)
Defendant in this matter used Thomas's purported past admissions of violence, his confession in the garage, and his threats of harm to her own advantage to establish, as her counsel argued in closing arguments, that Thomas was a person of capable of killing a grandmother who could treat women "like dirt" and could "step on you and then just urinate on you." In furtherance of that depiction, defendant in this matter sought to turn her accomplice's police confession into a sword for her own advantage, using it to further malign Thomas's character as a liar and establish herself as a truthful victim, and yet she also sought to "provide [herself] with a shield against contradiction of [her] untruths" by relying on the confrontation clause to prevent the jury from hearing the same declarant's confession to police. ( Walder , supra , 347 U.S. at p. 65, 74 S.Ct. 354 .) This inconsistent dual use only flouts the truth-seeking function contemplated under the confrontation clause.[18]
11 The majority dismisses this ground for affirming the judgment because the Attorney General has raised no such argument. (Maj. opn., ante , 219 Cal.Rptr.3d at pp. 731-732, fn. 7, 396 P.3d at p. 1066-1067, fn.7.) But the issue I raise is that defendant herself chose to address her accomplice's police confession for its truth and thereby waived any confrontation clause claim. The Attorney General certainly did argue such a waiver, but did so under the so-called opening the door exception. I am merely contending that the waiver that occurred here was not so complicated so as to need to resort to that theory, even assuming that such an exception exists under the confrontation clause.
In addition, there were numerous circumstances indicating that Thomas must have had defendant's cooperation before the killing in order to ambush and kill
In addition, defendant made various purchases in the hours before Brown's murder and her explanations for those purchases were not convincing. A vendor at a military surplus store identified defendant and Thomas as persons in his store who bought pepper spray and a pocket knife on October 27, 2011, the evening before the homicide. He also identified a handwritten receipt he had written for that transaction on that same date. In her testimony, defendant claimed the vendor lied and that she was by herself and made the purchase of $76.44, despite her admitted financial problems at that time in struggling to gather enough money for a deposit on an apartment rental. She provided no explanation concerning why the vendor would be lying.
Pursuant to stipulation, it was established that less than 80 minutes later, defendant purchased the clothes Thomas wore for the killing that occurred just hours after that. Defendant claimed that Thomas had tricked her into buying this triple-large clothing for his sister. But again, she made this purchase even though defendant had almost no money in her bank accounts.
Furthermore, according to defendant, Thomas originally wanted only to rob Brown, but to his "surprise" Brown recognized
Defendant also admitted that she did not report Thomas's alleged threats to her until 14 or 15 months after his suicide because she thought that Thomas could carry out his threats against her and her son through a third party. But defendant provided no reason why her testimony at trial posed no similar risk to her or her son.
Finally, it is also peculiar and doubtful that Thomas would risk severely upsetting defendant,
We Concur:
Chin, J.
Corrigan, J.
Liu, J.
Cuéllar, J.
DISSENTING OPINION BY CANTIL-SAKAUYE, C.J.
Cantil-Sakauye, C.J.
The problem of suspects giving conflicting stories when interrogated has been well documented not only by police, but also in our case law. ( People v. Tobias (2001) 25 Cal.4th 327 , 331, 106 Cal.Rptr.2d 80 , 21 P.3d 758 ["an accomplice may try to shift blame to the defendant in an effort to minimize his or her own culpability"]; People v. Duarte (2000) 24 Cal.4th 603 , 615, 101 Cal.Rptr.2d 701 , 12 P.3d 1110 [recognizing that suspects accused of criminal behavior often will attempt " 'to shift blame or curry favor' "]; People v. Ainsworth (1988) 45 Cal.3d 984 , 1006, 248 Cal.Rptr. 568 , 755 P.2d 1017 [recognizing that defendant has an incentive to make another defendant appear more " 'blameworthy' " in the context of a capital case].)
The present matter is no different.
Here, the police arrested partners in crime who were then questioned separately. Their versions conflicted about the circumstances
I. FACTS
Because I do not believe the confrontation clause was intended to apply in this manner, I dissent.
I
n the early morning hours of October 28, 2011, Laverna Brown, a 66-year-old registered nurse and grandmother, was brutally killed at her home, assaulted with a machete and nearly decapitated as she was preparing to leave on a trip to see her family. Brown rented a room in a home owned by Darcy Timm and lived with Timm and defendant Hopson, a nursing assistant, as housemates.
In the days before the killing, defendant had expressed a desire to move out of the house and into her own apartment. Defendant, however, had difficulty saving enough funds to pay an $800 deposit so she could move into her new apartment on October 29, the day after Brown was killed.
When Brown did not arrive as scheduled, her family reported her missing. The morning of the murder Timm noticed that a machete she kept in her garage was missing, as well as a large butcher knife she kept in a butcher block in her kitchen. Soon after, Timm discovered a blood-soaked blanket in a trash can outside next to her garage and saw blood and pieces of flesh on the ground. Timm called the police.
The police quickly identified defendant and her lover, Julius Thomas, as suspects. Defendant and Thomas had been intimate for several years while Thomas was living with and engaged to his fiancée, Veronica Franklin.
Cell tower data for both defendant's and Thomas's cell phones showed that between approximately 7:00 p.m. on October 27 and 2:09 a.m. on October 28th, the two exchanged seven phone calls. The last two of these calls occurred on October 28 at 1:49 a.m. and 2:09 a.m. Cell tower data showed that during these two calls Thomas was driving in a westerly direction toward Timm's house. But defendant received both calls through a cell tower in the
Finally, Detective Wheeler described how Thomas had led police officers to various locations where he claimed he had disposed of evidence of the killing. This resulted in the recovery of the machete, but not the bloody clothing, which Thomas had disposed of in a dumpster that had been emptied in the interim.
The jury convicted defendant of first degree murder of Laverna Brown, also finding true the allegations that she killed Brown by means of lying in wait, and in the course of a robbery. Defendant was sentenced to life imprisonment without the possibility of parole.
II. FACTUAL AND PROCEDURAL BACKGROUND CONCERNING THE ADMISSION OF THOMAS'S STATEMENTS
A. Pretrial Evidentiary Rulings
The evidentiary issues raised in this case require a detailed description of the trial court's rulings, the arguments of counsel related to those rulings, and the rulings of the court admitting various out-of-court statements for the jury's consideration. The following is a description of these matters, in chronological order.
Before opening statements, the trial court made a series of evidentiary rulings. In response to a motion made by the prosecution for its admission, the trial court ruled that evidence of Thomas's assisting the police in recovering incriminating evidence would be admissible, provided there was no reference to defendant's involvement in disposing of the evidence. The trial court admonished the prosecutor to consult with his witnesses to ensure "that they understand that there will be no reference to any person other than Mr. Thomas in the simple act of taking the officers to the location, with no other amplification or elaboration."
The trial court also made a preliminary ruling concerning the admissibility of Thomas's police confession. By in limine motion, defense counsel had sought a ruling, based on Crawford v. Washington (2004) 541 U.S. 36 , 124 S.Ct. 1354 , 158 L.Ed.2d 177 ( Crawford ), to prohibit admission of Thomas's statements. At a hearing before opening statements, defense counsel explained that he wanted to "make sure" that if defendant testified,
Defendant, on direct examination, continued to testify, relating numerous and detailed statements that Thomas had purportedly made to her, all asserted to show why defendant feared Thomas and why she participated in helping him conceal the murder.
In her testimony, defendant claimed that Thomas had admitted to beating someone to death before and had made admissions about assaulting other persons. She also claimed that Thomas had "made allusions" that he would kill or hurt her if she ended their relationship.
Defendant claimed that Thomas had told her why he acted alone to kill Brown and how he had killed her. Thomas said he attacked Brown because he needed money, and he thought Brown was "an easy target" because she would have had spending cash on hand before leaving on her trip. According to defendant, Thomas said that Brown had recognized him "and that he had no choice but to kill her." Defendant testified that Thomas "said that she screamed and was making noise, and he didn't want anybody to hear her, so
1 Later, the record in this matter indicates that the prosecutor believed the trial court had admitted these statements under Evidence Code section 1215. But there is no section 1215 in the Evidence Code, so either the prosecutor misspoke or the transcript is in error. Likely, the intended reference was either to Evidence Code section 1250 or 1251. But neither section would be relevant because those sections cover hearsay exceptions concerning the declarant's own statement revealing her own state of mind and not a statement uttered by someone else and its effect on the state of mind and conduct of the listener .
C. Defendant's Testimony on Cross-examination
During cross-examination, defendant admitted that Thomas had never been violent with her and that she had never seen him become violent with anyone else. The prosecutor also asked about Thomas's involvement
In response to this testimony, during a break, the prosecutor asked the trial court to admit Thomas's statements to police to impeach the version of
According to Detective Wheeler, Thomas claimed that on the night of the killing he had tried to convince defendant not to go through with it, but defendant insisted that Brown would be an easy target. Wheeler testified that Thomas explained how he and defendant had devised a plan together to rob the victim by having defendant coax Brown into the garage where Thomas would rob and assault her. Thomas also told the detective that defendant had purchased clothing for him to wear for the assault.
Thomas admitted to Detective Wheeler that he hit Brown with the machete. Thomas claimed defendant then kneeled over Brown and he saw her holding a bloody kitchen knife. Thomas alleged that it was defendant's plan to then dispose of Brown's body. Thomas said that he tried to convince defendant "to call the police" because it wasn't "the way that [he] expected it to go down." But defendant insisted on disposing of the body using Brown's van in order to make it appear that she actually left on her trip. According to Detective Wheeler, Thomas stated that defendant placed Brown's travel suitcase in the van and then defendant drove Brown's van, while Thomas followed in his own vehicle. Thomas claimed that defendant had directed the cleanup of the crime scene.
Detective Wheeler testified that Thomas recounted that he and defendant went to a fast food restaurant, after they had disposed of Brown's body. Thomas "said that [defendant] didn't seem to be bothered by how the entire incident had gone down and that she had no problem eating her food and that he was so sick to his stomach, he didn't order anything." According to Detective Wheeler, Thomas claimed it was defendant's idea to clean up the blood using cola because she had seen a television show showing that cola broke down blood.
Finally, Detective Wheeler described how Thomas led police officers to various locations
H. Closing Arguments
During closing arguments, the prosecutor contended that defendant was directly involved in Brown's killing. The prosecutor, without any objection by the defense, stated: "In this case, there is evidence that the defendant is the direct perpetrator, that she had the bloody knife, the butcher knife in her hand while she was leaning over the body of Laverna Brown. You heard that through the statements of Julius Thomas that Detective Wheeler told us about."
Later, the prosecutor described the various elements of the crime, including lying in wait. In describing the state's lying-in-wait theory, the prosecutor, again without any objection by the defense, argued to the jury: "We heard from Detective Wheeler that Julius Thomas actually told Wheeler it was his plan to hide in the garage-it was her plan that he would hide in the garage, and she would create some secret plan to get Laverna out of her room
1. The Circumstances Leading to the Trial Court's Admitting Thomas's Police Confession into Evidence on Rebuttal
As described above, during the prosecution's cross-examination of defendant, the prosecutor asked defendant about Thomas's cooperation with the police. The prosecution inquired whether defendant knew if Thomas had cooperated with the police and defendant replied: "Yes." She then further volunteered: "He also lied and said that I had nothing-something to do with it, and I did did [ sic ] not." The prosecutor later asked, "So even though [Thomas] had taken the police officers to the place where the murder weapon was, which completely implicates him, and then [Thomas] kills himself, leaving you to tell this story that it was all [Thomas's] doing, right?" Defendant responded: "No-yes, I'm telling the truth."
Following this exchange, the prosecutor asked the trial court to reconsider its tentative ruling and admit Thomas's police confession as rebuttal evidence. Defendant objected on Crawford grounds, but the court overruled that objection, determining that the statements would be admitted for the "limited purpose" of impeachment under section 1202. Although the trial court afforded the defense the opportunity to make any additional objections, defense counsel did not do so.
2. The Trial Court's Evidence Code Section 1202 Ruling Was Irrelevant in Light of Defendant's Testimony
Defendant contends that the trial court's section 1202 ruling was erroneous because the only purpose for which the prosecutor or the jury could have
Defendant speculates that her counsel elicited this testimony only in response to the court's section 1202 ruling. This contention is questionable for several reasons. First, this argument overlooks the fact that the court explicitly admitted the confession for impeachment and not for its truthfulness, citing section 1202. Second, and more importantly, defendant made no effort to object to the section 1202 ruling on the basis that the court could not so limit the use of the evidence. Defendant makes no claim that any such objection would have been futile under the circumstances. ( People v. Valdez (2012) 55 Cal.4th 82 , 139, 144 Cal.Rptr.3d 865 , 281 P.3d 924 ["Nothing about the court's rulings on counsel's objections indicates it would have been futile to object to the same evidence under Evidence Code section 352"]; People v. Anderson (2001) 25 Cal.4th 543 , 587, 106 Cal.Rptr.2d 575 , 22 P.3d 347 ["Counsel is not required to proffer futile objections"].)
The majority additionally argues that pointing out these circumstances of the record is effectively conducting "the parties' litigation for them," and that
Defendant does identify two references in the prosecutor's initial closing arguments, in which she contends the prosecutor improperly referred to Thomas's police confession for its truth.[17] To the extent that both of these comments can be deemed as referencing Thomas's police confession for its truth, defendant has forfeited any allegedly impropriety by failing to object on this ground. ( People v. Tafoya (2007) 42 Cal.4th 147 , 176, 64 Cal.Rptr.3d 163 , 164 P.3d 590 ["a claim of prosecutorial misconduct is not reviewable on appeal unless the defendant makes a timely objection and asks the trial court to admonish the jury to disregard the prosecutor's improper remarks"].)
In any event, given that defendant herself had placed into question the truthfulness of Thomas's police confession well before that confession was admitted and well before closing arguments, it became fair game for the prosecution to comment on the truth of that confession, especially when it appeared likely that the defense would argue the truth of Thomas's police confession in its own closing arguments. ( People v. Bemore (2000) 22 Cal.4th 809 , 846, 94 Cal.Rptr.2d 840 , 996 P.2d 1152 [recognizing that "[m]isconduct claims also have been rejected where the prosecutor anticipates the flaws likely to appear in counsel's closing argument based on evidence that was introduced"], citing People v. Thompson (1988) 45 Cal.3d 86 , 113, 246 Cal.Rptr. 245 , 753 P.2d 37 ; see also Bemore , at p. 846, 94 Cal.Rptr.2d 840 , 996 P.2d 1152 ["[A] prosecutor has wide latitude in describing the deficiencies in opposing counsel's tactics and factual account"].) Defendant in fact did so in her counsel's closing arguments.
10 The first is when the prosecutor stated, "there is evidence that the defendant is the direct perpetrator, that she had the bloody knife, the butcher knife in her hand while she was leaning over the body of Laverna Brown." The second is when the prosecutor stated, "We heard from Detective Wheeler that Julius Thomas actually told Detective Wheeler ... it was her plan that he would hide in the garage, and she would create some secret plan to get Laverna out of her room and into the garage."
In Walder v. United States (1954) 347 U.S. 62 , 74 S.Ct. 354 , 98 L.Ed. 503 ( Walder ), the high court permitted physical evidence, earlier excluded on Fourth Amendment grounds, to be used for impeachment purposes where the defendant testified, inconsistently with the evidence seized, that he had never purchased, sold or possessed any narcotics. The high court concluded that the evidence had been properly admitted: "It is one thing to say that the Government cannot make an affirmative use of evidence unlawfully obtained. It is quite another to say that the defendant can turn the illegal method by which evidence in the Government's possession was obtained to his own advantage, and provide himself with a shield against contradiction of his untruths." ( Id . at p. 65, 74 S.Ct. 354 .) The high court explained that a contrary conclusion "would be a perversion of the Fourth Amendment" because "there is hardly justification for letting the defendant affirmatively resort to perjurious testimony in reliance on the Government's disability to challenge his credibility." ( Ibid . )
In Harris v. New York (1971) 401 U.S. 222 , 91 S.Ct. 643 , 28 L.Ed.2d 1 , the high court permitted the admission of a defendant's statements to police,
3. The Scope of Defendant's Testimony Waived Her Right to Confront Thomas
Defendant fails to provide a persuasive argument that she has not waived protection under the exclusionary rule of the Sixth Amendment's confrontation
Given these circumstances, defendant's claim that she was not involved in planning the killing is not credible. In order for Thomas to have ambushed Brown in the garage, he would have to have known Brown's work schedule that night, the side door would have to have been unlocked, he would have to have known where the machete was so he could arm himself for the ambush, and he would have to have expected that Brown, for some reason, would be inside the garage at 2:00 a.m., instead of being asleep in her room. Furthermore, Thomas would to have been unconcerned about the risk that he would
In her statements to police, defendant claimed that on the morning after the killing, she had used a hose to wash off cola she had spilled at the side of the house. When the police told her they found significant traces of blood at that spot, she appeared surprised, and reiterated that she thought she was cleaning up cola, not blood. According to the interviewing officer, she then started to pause in her responses and seemed to become more quiet, indicating a consciousness of guilt.
As additional evidence to support alleged fear of Thomas, defendant testified that Thomas said he was involved in a motorcycle club "and sometimes they did things that were shady." But the prosecution rebutted that assertion through defendant's fiancée, who explained that Thomas did belong
III.
Crawford makes clear that the prosecution may not ask the jury to credit an accomplice's out-of-court stationhouse confession shifting or spreading blame to the defendant unless the defendant has had the opportunity to test the accomplice's reliability in the "crucible of cross-examination." ( Crawford , supra , 541 U.S. at p. 61, 124 S.Ct. 1354 .) In this case, as the Court of Appeal observed, "evidentiary rules were very loosely applied ... and few restrictions were observed by either side, or by the trial court." The end result was that an accomplice's confession implicating the defendant was used as substantive evidence of her role in the crime, even though she had no opportunity to test his reliability through cross-examination. This violated defendant's right of confrontation.
The Attorney General argues that any violation of defendant's Sixth Amendment rights was harmless beyond a reasonable doubt. ( Chapman v. California (1967) 386 U.S. 18 , 24, 87 S.Ct. 824 , 17 L.Ed.2d 705 ; see, e.g., People v. Pearson (2013) 56 Cal.4th 393 , 463, 154 Cal.Rptr.3d 541 , 297 P.3d 793 .) The Attorney General argues the evidence of defendant's guilt was sufficiently overwhelming that there was no reasonable possibility that the jury verdict could have been affected by the admission of Thomas's confession. (See also dis. opn., post , 219 Cal.Rptr.3d at pp. 751-753, 396 P.3d 1083 -1085.) Defendant, however, points out that Thomas's confession was both powerfully incriminating and provided the only direct evidence of defendant's role in the murder, which explains why the prosecutor relied on the confession so heavily in his arguments to the jury.
Because the Court of Appeal concluded that defendant's constitutional right to confront Thomas had not been violated, it did not address these
Even though defendant had been forewarned by a tentative pretrial ruling that the scope of her testimony might render admissible her accomplice's confession, today the majority holds that regardless of the scope of defendant's testimony, the confession is inadmissible when the accomplice is
The police used cell tower data for Thomas's cell phone to locate his whereabouts at the time of the murder, and to locate Brown's minivan, which had been abandoned in a parking lot. Brown's travel suitcase and nearly decapitated body were inside. The steering wheel of the van yielded biological evidence matching defendant's DNA profile, and Brown's, but not Thomas's. According to Timm, Brown had sometimes given defendant a ride to the store, but to Timm's knowledge, defendant had never driven the van herself.
The police arrested defendant and Thomas. A few days later, Thomas confessed to the killing, but claimed that defendant had masterminded the plan to assault and rob Brown. Thomas further cooperated with the police, led them to where he had disposed of clothing he wore during the crime, and helped the police recover one of the murder weapons, the machete.
In rebuttal, the prosecution called Detective Richard Wheeler to testify concerning Thomas's recorded confession to him. Thomas had told Wheeler how defendant had devised a plan for them to rob the victim, which involved defendant coaxing Brown into the garage where Thomas would rob and assault her. Thomas told Wheeler that defendant had purchased clothing for him to wear for the assault.
Thomas admitted that he hit Brown with the machete after defendant lured the victim into the garage. Thomas told the officer that defendant then
The prosecutor repeatedly questioned why defendant had remained in a relationship with an admitted killer before Brown's death. Defendant replied
This was the only objection the defense lodged concerning Thomas's police confession for the remainder of the trial. When the court overruled that objection, determining that the statements would be admitted for the "limited purpose" of impeachment under section 1202, defense counsel merely replied, "thank you." When the court asked whether defense counsel wanted to place anything else on the record, defense counsel said, "No."
E. Defendant's Testimony on Redirect Examination
After this ruling, on defendant's redirect examination, defense counsel asked her if she had read some of Thomas's statements to police. Defendant replied that she read them in a police report and she further explained that "[h]e accused me of planning it, of helping him, and I did not help him." Defense counsel then asked defendant: "Were his statements true that he told police?" Defendant replied, "No."
F. The Admission of Thomas's Police Confession
As previously noted, the prosecution called Detective Richard Wheeler as a rebuttal witness to testify concerning Thomas's recorded confession to him, which Thomas made four days after the killing.
Detective Wheeler described Thomas as crying as "he said that the entire plan was created and brought about because [defendant] knew that her
In his rebuttal, the prosecutor argued that defendant had repeatedly lied on the stand. Later, the prosecution commented:
5 Placing aside the applicability of the confrontation clause or whether defendant waived its protections concerning Thomas's police confession, under circumstances supporting trustworthiness, we have often upheld the admission of an accomplice's statements where they disserved the accomplice's penal interests. ( People v. Cortez (2016) 63 Cal.4th 101 , 127, 201 Cal.Rptr.3d 846 , 369 P.3d 521 ; People v. Samuels (2005) 36 Cal.4th 96 , 120, 30 Cal.Rptr.3d 105 , 113 P.3d 1125 ; People v. Brown (2003) 31 Cal.4th 518 , 536, 3 Cal.Rptr.3d 145 , 73 P.3d 1137 ; see § 1230.)
8 In a passing reference discussing the scope of section 1202, the majority states: "Thomas's confession could have impeached his credibility as a putative hearsay declarant even if-and perhaps especially if-his confession to detectives were false." (Maj. opn., ante , 219 Cal.Rptr.3d at p. 732, fn. 7, 396 P.3d 1067 , fn.7.) To be clear, a statement admitted under section 1202 used to impeach a declarant's previously admitted hearsay statement is not admitted for its truth or falsity , but is strictly limited for impeachment purposes only. In considering conflicting statements of a hearsay declarant, "we are not asked to believe his prior statement as testimony, and we do not have to choose between the two (as we do choose in the case of ordinary contradictions by other witnesses). We simply set the two against each other, perceive that both cannot be correct, and immediately conclude that he has erred in one or the other,-but without determining which one." (3 Wigmore, Evidence (3d ed.) § 1018, p. 687; see also Simons, Cal. Evidence Manual (2017 ed.) § 2.18, p. 91 ["Prior inconsistent statements of a hearsay declarant are admissible only to impeach and not for the truth of the matter"].)
3. The Record Demonstrates that the Prosecution Was Not Responsible for Addressing Thomas's Police Confession for Its Truth
The majority contends: "the record belies any claim that the prosecution used Thomas's confession for the limited nonhearsay purpose of impeaching the statements defendant had attributed to Thomas in her testimony. The prosecution instead relied on Thomas's confession to contradict defendant's testimony by establishing a different account of the events surrounding the crime, which the prosecution expressly and repeatedly invited the jury to consider for its truth." (Maj. opn., ante , 219 Cal.Rptr.3d at p. 726, 396 P.3d at p. 1062.)
In support of this contention, the majority and the defendant both focus on Detective Wheeler's testimony in the rebuttal phase of the trial and the prosecutor's references to Thomas's police confession in closing arguments. (Maj. opn., ante , 219 Cal.Rptr.3d at pp. 724-727, 396 P.3d at pp. 1061-1062.) Obviously, however, defense counsel's redirect examination took place well before Detective Wheeler's rebuttal testimony and before closing arguments. And in that redirect, defendant expressly commented on the truthfulness of Thomas's police confession, despite the trial court's limited purpose ruling. Therefore, defendant and her defense counsel's decision to address Thomas's police confession for its truth cannot be attributed to any relevant prosecution conduct.
The majority further contends, in an argument not raised by defendant, that the fact that defendant characterized Thomas's police confession as a lie did not "misrepresent[ ] the content of Thomas's confession to her advantage ..." (Maj. opn., ante , 219 Cal.Rptr.3d at p. 732, fn.7, 396 P.3d at p. 1067, fn. 7.)
I disagree. The record reflects that defendant's characterization did in fact work to her advantage. By expressly volunteering that not only did Thomas purportedly lie to police, she further asserted, in juxtaposition, that she was "telling the truth." Given this circumstance, combined with the trial court's earlier pretrial ruling tentatively excluding Thomas's police confession, it is hard to accept the majority's conclusion that defendant enjoyed no advantage in telling the jury that she was
The defense continued to directly address the truthfulness of Thomas's police confession in the prosecution's rebuttal. After the prosecution presented Detective Wheeler's description of Thomas's police confession, defense counsel asked Wheeler whether it appeared that Thomas was being honest during his confession, and the detective replied that Thomas did appear to be speaking honestly.[16]
If there can be any further doubt that defendant wanted the jury to consider Thomas's police confession for its truthfulness, consider defense counsel's closing arguments. As described above, defense counsel began his closing argument by declaring that "[t]he biggest question [in this case] is who is telling the truth." Defense counsel spent much of his closing statement
9 In contrast, the prosecutor did not ask Detective Wheeler a similar question and, instead, only asked the detective about Thomas's demeanor.
When a defendant elects to testify, any Fifth Amendment right against self-incrimination is deemed waived, and "the district attorney may fully amplify his testimony by inquiring into the facts and circumstances surrounding his assertions, or by introducing evidence through cross-examination which explains or refutes his statements or the inferences which may necessarily be drawn from them." ( People v. Cooper (1991) 53 Cal.3d 771 , 822, 281 Cal.Rptr. 90 , 809 P.2d 865 ; see People v. Wagner (1975) 13 Cal.3d 612 , 618, 119 Cal.Rptr. 457 , 532 P.2d 105 ; People v. Saddler (1979) 24 Cal.3d 671 , 679, 156 Cal.Rptr. 871 , 597 P.2d 130 .)
Moreover, given that the truth-seeking function of cross-examination applies as much to a defendant who elects to testify as to any other testifying witness, the high court has recognized that a defendant can
Finally, we also need not reach this constitutional question, because, as discussed below, any error was harmless.
E
ven assuming the admission of Thomas's police confession created an error of constitutional magnitude, I find that any asserted confrontation error was harmless beyond a reasonable doubt. ( People v. Capistrano (2014) 59 Cal.4th 830 , 874, 176 Cal.Rptr.3d 27 , 331 P.3d 201 [reviewing error under the confrontation clause under the harmless beyond a reasonable doubt standard].) A brief review of the facts and defendant's testimony reveals that any error was harmless beyond a reasonable doubt in that the verdict would have been the same without the challenged evidence.
The prosecution established and argued that, just before the killing, defendant had difficulty securing enough funds so she could move out of the room she had been renting in a home she shared with her landlord and the victim and live in her own apartment. On the day before Brown's killing, defendant's bank records showed she had less than $35 total in her accounts, yet defendant told her prospective new landlord that same day that she thought she would have the money to pay an $800 deposit so she could move on October 29, the day after Brown was killed.
According to defendant's version of events, she had no idea that Thomas intended to rob and kill her roommate Brown. Defendant testified that she learned of his intentions only after 2:00 a.m. on October 28, 2011, when he called her and told her to come to the garage, where she discovered him with
Instead, as the prosecution contended, defendant must have told Thomas of Brown's work schedule that night and defendant must have lured Brown into the garage. This was consistent with the state of Brown's room, which indicated Brown had been interrupted from using her sewing machine and had left behind an incomplete to-do list in preparing for her trip.
In a taped police interview given before defendant learned Thomas had confessed to the police, in referring to Thomas, defendant can be heard saying, "Oh [giggle] he's a little teddy bear," and "he's my snugly teddy bear."
The far more logical, if not unavoidable, explanation was that defendant and Thomas colluded together to have defendant lure Brown to the garage, where Thomas could lie in wait with the machete (given to him by defendant) to assault Brown, and where it would be easier to clean blood evidence.
Consequently, even without the admission of Thomas's police confession, whether admitted for its truth or not, the jury would have found that defendant's testimony on direct examination did not survive the test of cross-examination. ( People v. Vega (2015) 236 Cal.App.4th 484 , 497, 186 Cal.Rptr.3d 671 ["when a defendant does testify, all bets are off" because the defendant waives Fifth Amend. privileges "and is subject to cross-examination just as any other witness is"], citing People v. Saddler , supra , 24 Cal.3d 671 , 679, 156 Cal.Rptr. 871 , 597 P.2d 130 ; People v. Wagner (1975) 13 Cal.3d 612 , 618, 119 Cal.Rptr. 457 , 532 P.2d 105 ; and People v. Zerillo (1950) 36 Cal.2d 222 , 227-229, 223 P.2d 223 .) Rather, defendant's guilt was established beyond a reasonable doubt. As a result, I would find any error harmless beyond a reasonable doubt.
On these grounds, I dissent.
I Concur:
Werdegar, J.
Cases cited
- Crawford v. Washington 541 U.S. 36 p. 429, p. 431, p. 432, p. 724, p. 737, p. 1060, p. 1068
- People v. Seijas 36 Cal.4th 291 p. 431
- Pointer v. Texas 380 U.S. 400 p. 431
- Ohio v. Roberts 448 U.S. 56 p. 431
- Michigan v. Bryant 562 U.S. 344 p. 432
- Tennessee v. Street 471 U.S. 409 p. 435, p. 724, p. 727, p. 728, p. 1063
- People v. Vines 51 Cal.4th 830 p. 440
- Portuondo v. Agard 529 U.S. 61 p. 443
- People v. Mendoza 18 Cal.4th 1114 p. 444
- United States v. Robinson 485 U.S. 25 p. 445, p. 464
- People v. Blacksher 52 Cal.4th 769 p. 452
- People v. Partida 37 Cal.4th 428 p. 458
- People v. Zapien 4 Cal.4th 929 p. 459
- D'Amico v. Board of Medical Examiners 11 Cal. 3d 1 p. 459
- People v. Smithey 20 Cal.4th 936 p. 459
- People v. Sanghera 139 Cal.App.4th 1567 p. 461
- People v. Thompson 1 Cal.5th 1043 at 1097 p. 461
- People v. Garza 35 Cal.4th 866 p. 461
- People v. Cardenas 239 Cal.App.4th 220 p. 461
- People v. Montes 58 Cal.4th 809 p. 461, p. 725
- People v. Lancaster 41 Cal.4th 50 p. 461
- Miranda v. Arizona 384 U.S. 436 p. 464
- Harris v. New York 91 S.Ct. 643 p. 464, p. 749
- Walder v. United States 347 U.S. 62 p. 464, p. 465, p. 749
- Griffin v. California 380 U.S. 609 p. 464
- Melendez-Diaz v. Massachusetts 557 U.S. 305 at 314 p. 464
- People v. Stevens 41 Cal.4th 182 p. 464
- Jenkins v. Anderson 447 U.S. 231 p. 465
- Brown v. United States 356 U.S. 148 p. 465
- Kentucky v. Stincer 482 U.S. 730 p. 465
- People v. Sanchez 63 Cal.4th 665 p. 724
- Dutton v. Evans 400 U.S. 74 p. 725, p. 1063
- People v. Curl 46 Cal.4th 339 p. 725
- People v. Carter 30 Cal.4th 1166 p. 729
- People v. Tobias 25 Cal.4th 327 p. 734
- People v. Duarte 24 Cal.4th 603 p. 734
- People v. Ainsworth 45 Cal.3d 984 p. 734
- People v. Valdez 55 Cal.4th 82 p. 746
- People v. Anderson 25 Cal.4th 543 p. 746
- People v. Tafoya 42 Cal.4th 147 p. 748
- People v. Bemore 22 Cal.4th 809 p. 748
- People v. Thompson 45 Cal.3d 86 p. 748
- Davis v. Washington 547 U.S. 813 p. 1060
- Shepard v. United States 290 U.S. 96 p. 1064
- People v. Reid 19 N.Y.3d 382 at 356-357 p. 1066, p. 1083
- Chapman v. California 386 U.S. 18 p. 1068
- People v. Pearson 56 Cal.4th 393 p. 1068
- People v. Green 27 Cal.3d 1 p. 1078
- Hrnjak v. Graymar, Inc. 4 Cal.3d 725 p. 1078
- People v. Ross 92 Cal.App.3d 391 p. 1078
- People v. Cooper 53 Cal.3d 771 p. 1081
- People v. Wagner 13 Cal.3d 612 p. 1081, p. 1085
- People v. Saddler 24 Cal.3d 671 p. 1081, p. 1085
- People v. Leonard 34 Cal.3d 183 p. 1083
- De Lancie v. Superior Court 31 Cal.3d 865 p. 1083
- People v. Capistrano 59 Cal.4th 830 p. 1083
- People v. Vega 236 Cal.App.4th 484 p. 1085
- People v. Zerillo 36 Cal.2d 222 p. 1085