People v. Washington

Under the so-called Aranda / Bruton doctrine, a trial court may generally not allow a jury in a joint criminal trial of a defendant and

codefendant to hear the unredacted confession of the codefendant that also directly implicates the defendant-even if the jury is instructed not to consider the confession as evidence against the defendant. ( People v. Aranda (1965) 63 Cal.2d 518 , 529-531, 47 Cal.Rptr. 353 , 407 P.2d 265 ( Aranda ), abrogated in part by Cal. Const., art. I, § 28, subd. (d); Bruton v. United States (1968) 391 U.S. 123 , 128-136, 88 S.Ct. 1620 , 20 L.Ed.2d 476 ( Bruton ).) Such a confession is so "powerfully incriminating," the doctrine provides, that the jury cannot be expected to heed the court's instruction and put it out of its collective mind when evaluating the defendant's guilt. ( Bruton , at pp. 129, 135, 88 S.Ct. 1620 .) Thus, unless the codefendant testifies and is subject to cross-examination, the admission of the codefendant's unredacted confession at the joint trial violates the defendant's Sixth Amendment right to confront and cross-examine witnesses. ( Bruton , at pp. 128-136, 88 S.Ct. 1620 ; Aranda , at pp. 529-531, 47 Cal.Rptr. 353 , 407 P.2d 265 .) Has the United States Supreme Court's subsequent narrowing of the Sixth Amendment right to confront and cross-examine witnesses to protect against only "testimonial" statements-as

Mickel , at p. 198, 211 Cal.Rptr.3d 601 , 385 P.3d 796 .) Because the decision not to make a meritless request is neither deficient performance nor prejudicial ( People v. Lucero (2000) 23 Cal.4th 692 , 732, 97 Cal.Rptr.2d 871 , 3 P.3d 248 [" '[c]ounsel may not be deemed incompetent for failure

'against' a defendant if the jury is instructed to consider that testimony only against a codefendant" ( ibid. ), courts view a codefendant's confession directly implicating a defendant as such "powerfully incriminating" evidence that jurors are deemed incapable of " 'put[ting it] out of their minds' " even when given an instruction to do so ( Bruton , supra , 391 U.S. at pp. 129, 135, 88 S.Ct. 1620 ; accord, People v. Lewis (2008) 43 Cal.4th 415 , 453, 75 Cal.Rptr.3d 588 , 181 P.3d 947 , overruled on other grounds by People v. Black (2014) 58 Cal.4th 912 , 919-920, 169 Cal.Rptr.3d 363 , 320 P.3d 800 ).

As a result, a trial court faced with a prosecutor's request to admit a codefendant's confession at a joint trial must resort to other options beyond a limiting instruction, such as (1) redacting the codefendant's confession in a way that both omits the defendant but does not prejudice the codefendant ( Aranda , supra , 63 Cal.2d at p. 530, 47 Cal.Rptr. 353 , 407 P.2d 265 ;

exception," or (2) the evidence otherwise had "particularized guarantees of trustworthiness." ( Ohio v. Roberts (1980) 448 U.S. 56 , 66, 100 S.Ct. 2531 , 65 L.Ed.2d 597 , overruled by Crawford , supra , 541 U.S. 36 , 124 S.Ct. 1354 .) In 2004, Crawford dramatically reshaped the confrontation clause: It narrowed the clause's reach from all out-of-court statements admitted for their truth to only those out-of-court statements that qualify as "testimonial," but completely barred the admission of such testimonial statements-irrespective of their reliability-absent the defendant's current or prior opportunity to cross-examine the declarant. ( Crawford , at pp. 51, 53-54, 124 S.Ct. 1354 .) Although Crawford itself defined "testimonial" statements as the clause's "core concern[ ]" but held open the possibility that the clause might still apply to "nontestimonial" statements ( id. at pp. 51, 68, 124 S.Ct. 1354 ), the Court in subsequent cases held that testimonial statements "mark out not merely [the clause's] 'core,' but [also] its perimeter" ( Davis v. Washington (2006) 547 U.S. 813 , 824, 126 S.Ct. 2266 , 165 L.Ed.2d 224 ( Davis )), and thus definitively held that clause "has no application" to nontestimonial statements ( Whorton v. Bockting (2007) 549 U.S. 406 , 420, 127 S.Ct. 1173 , 167 L.Ed.2d 1 ; Davis , at p. 821, 126 S.Ct. 2266 ).

The jailhouse conversation between Scott and Kendricks qualifies as nontestimonial under Crawford and its progeny. Whether an out-of-court statement is testimonial turns on whether the

This argument is not without persuasive force, but ultimately lacks merit because the Aranda / Bruton doctrine is grounded exclusively in the confrontation clause and can extend no farther than the metes and bounds of the clause defined by the United States Supreme Court. ( U.S. v. Berrios (3d Cir. 2012) 676 F.3d 118 , 128 [" Bruton is no more than a by-product of the Confrontation Clause"]; U.S. v. Johnson (6th Cir. 2009) 581 F.3d 320 , 326 [noting that "the Bruton rule" "is premised on the Confrontation Clause"].) This is the analysis adopted by the only other published California case on this issue ( People v. Arceo (2011) 195 Cal.App.4th 556 , 575, 125 Cal.Rptr.3d 436 ) as well as by the majority of the federal circuit courts. ( U.S. v. Figueroa-Cartagena (1st Cir. 2010) 612 F.3d 69 , 85 ; U.S. v. Williams (2d Cir. 2007) 506 F.3d 151 , 156 ; U.S. v. Berrios , at pp. 128-129 [overruling U.S. v. Mussare (3d Cir. 2005) 405 F.3d 161 , 168 ]; U.S. v. Dargan (4th Cir. 2013) 738 F.3d 643 , 651 ; U.S. v. Vasquez (5th Cir. 2014) 766 F.3d 373 , 378-379 ; U.S. v. Johnson , at p. 326 ; U.S. v. Dale (8th Cir. 2010) 614 F.3d 942 , 958-959 ; U.S. v. Clark (10th Cir. 2013) 717 F.3d 790 , 815-816 ; cf. Adamson v. Cathel (3d Cir. 2011) 633 F.3d 248 , 258-259 [applying pre- Crawford law].) We add our voice to this chorus, and reject defendant's confrontation clause-based argument.

The Aranda / Bruton doctrine is not the only "extraordinary situation[ ]" in which a jury is deemed incapable of adhering to a jury instruction directing the jury to put evidence out of its collective mind. In Jackson v. Denno (1964) 378 U.S. 368 , 379-391, 84 S.Ct. 1774 , 12 L.Ed.2d 908 ( Jackson ), the United States Supreme Court held that New York's procedure that allowed a jury to determine whether a defendant's confession was involuntary and, if it so determined, required the trial court to instruct the very same jury to disregard the confession while considering the defendant's guilt, violated due process. "If [the jury] finds the confession involuntary," the Court reasoned, "does the jury-indeed, can it-then disregard the confession in accordance with its instructions?" ( Id. at p. 388, 84 S.Ct. 1774 .) Both Aranda and

us to fashion a due process-based Aranda / Bruton doctrine. We respectfully decline this invitation, and do so for four reasons.

First, doing so would, in effect, breathe life back into the Aranda / Bruton doctrine when the codefendant's confession is nontestimonial. This would put us at odds with the weight of California and federal authority, discussed above, that has held to the contrary.

Second, redesignating the Aranda / Bruton doctrine-at least as applied to nontestimonial statements-as a due process-based doctrine instead of a confrontation clause-based doctrine would run afoul of the general maxim of constitutional jurisprudence that "[w]here a particular Amendment 'provides an explicit textual source of constitutional protection' against a particular sort of government behavior, 'that Amendment, not the more generalized notion of 'substantive due process,' must be the guide for analyzing these claims." ( Albright v. Oliver (1994) 510 U.S. 266 , 273, 114 S.Ct. 807 , 127 L.Ed.2d 114 , quoting Graham v. Connor (1989) 490 U.S. 386 , 395, 109 S.Ct. 1865 , 104 L.Ed.2d 443 ; see also Portuondo v. Agard (2000) 529 U.S. 61 , 74, 120 S.Ct. 1119 , 146 L.Ed.2d 47 .) Although these cases speak to substantive due process, the maxim they embody would seem to apply with equal force to preclude the recognition of a procedural due process right when a "particular Amendment" already speaks to-and rejects-a procedural protection. That is the case here. (Accord, People v. Garcia (2008) 168 Cal.App.4th 261 , 280, 85 Cal.Rptr.3d 393 ["the determination of whether the defendant was denied due process generally centers on whether the admission violated the defendant's rights under ... Aranda ... and Bruton "].)

Third, the danger posed by a jury's consideration of nontestimonial statements is ostensibly less severe than the danger posed by a jury's consideration of an involuntary confession in Jackson . Involuntary confessions are by definition coerced and thus "inherent[ly] untrustworth[y]." ( Jackson , supra , 378 U.S. at p. 383, 84 S.Ct. 1774 .) A jury that does not heed an instruction to ignore such a confession will be considering evidence that is unreliable. By contrast, statements that are nontestimonial-and especially ones like the jailhouse conversation between Scott and Kendricks in this case-are, by definition, more likely to be trustworthy because "conversations ... between friends in a noncoercive setting" are more likely to "foster[ ] uninhibited"-and hence, reliable-"disclosures." ( People v. Greenberger (1997) 58 Cal.App.4th 298 , 335, 68 Cal.Rptr.2d 61 ( Greenberger ); People v. Cervantes (2004) 118 Cal.App.4th 162 , 175, 12 Cal.Rptr.3d 774 ( Cervantes ) [same]; cf. People v. Duarte (2000) 24 Cal.4th 603 , 617, 101 Cal.Rptr.2d 701 , 12 P.3d 1110 ( Duarte ) [statements "made to police shortly after" arrest less likely to be trustworthy].) Because due process is often concerned with safeguarding the reliability

accomplished in Crawford v. Washington (2004) 541 U.S. 36 , 124 S.Ct. 1354 , 158 L.Ed.2d 177 ( Crawford ) and its progeny-also narrowed the Aranda / Bruton doctrine? We hold that the answer is "yes." We further hold that the admission of the codefendant's unredacted confession at a joint trial with an appropriate limiting instruction does not violate due process. In the unpublished portion of the opinion, we finally hold that severance of the trials in this case would not have been warranted. Consequently, we affirm defendant's murder conviction in this case.

FACTS AND PROCEDURAL BACKGROUND

At almost midnight on a Saturday night in November 2014, Michael Shane Washington (defendant) walked into the Avalon Gardens housing complex in Los Angeles, knocked on the door of an apartment, asked the 20-year-old man who answered, "Where you from?," and when the man responded, "Avalon," defendant shot him through the chest and killed him.

Defendant was at the time a member of the 89 Family Swans street gang, which is affiliated with the Bloods street gang. The Avalon Gardens Crips gang claimed the Avalon Gardens housing complex as its territory, and the victim's response to defendant's question indicated that the victim was aligned with the Avalon Gardens Crips street gang. The 89 Family Swans and the Avalon Gardens Crips are rivals.

Four months before the shooting, defendant posted on his Facebook account, "On bl89d"-"blood" using an "89" instead of "oo"-"ima have to kill a nigga."

injury (§ 12022.53, subd. (d)), and that the murder had been committed for the benefit of, at the direction of, or in association with a criminal street gang (§ 186.22, subds. (b)(1)(C) & (b)(5)). The People additionally alleged that defendant had served a prior prison term for his 2012 assault with a deadly weapon conviction (§ 667.5, subd. (b)).

The trial court admitted snippets of the jailhouse recordings of Scott's and Kendricks's conversations, but only against Scott and Kendricks; the court expressly instructed the jury not to consider the recordings against defendant.

Defendant took the stand in his own defense. Contradicting his postarrest statement, defendant testified that he had traveled to Los Angeles with Scott

to make meritless objections' "] ), defendant's ineffective assistance claim turns on whether a request for severance would have been well taken and, thus, on whether defendant was entitled to severance in the first place.

Defendant seems to suggest he was entitled to severance (1) under the Aranda / Bruton doctrine, (2) as a matter of due process, and (3) under section 1098, the statute governing severance. We review defendant's first two claims de novo because they turn on questions of constitutional interpretation. ( In re Taylor (2015) 60 Cal.4th 1019 , 1035, 184 Cal.Rptr.3d 682 , 343 P.3d 867 .) We review defendant's third claim for an abuse of discretion. ( People v. Jackson (2016) 1 Cal.5th 269 , 298-299, 205 Cal.Rptr.3d 386 , 376 P.3d 528 .)

A

s a "general rule," courts presume that juries can and will dutifully follow the instructions they are given, including instructions that limit a jury's consideration of evidence for certain purposes or against certain parties. ( Richardson v. Marsh (1987) 481 U.S. 200 , 208, 211, 107 S.Ct. 1702 , 95 L.Ed.2d 176 ( Richardson ); Francis v. Franklin (1985) 471 U.S. 307 , 324-325, fn. 9, 105 S.Ct. 1965 , 85 L.Ed.2d 344 ; People v. Winbush (2017) 2 Cal.5th 402 , 457, 213 Cal.Rptr.3d 1 , 387 P.3d 1187 ( Winbush ).) In a handful of "extraordinary situations," however, courts have recognized "narrow exception[s]" to the general rule. ( Richardson , at p. 207, 107 S.Ct. 1702 ; Francis , at pp. 324-325, fn. 9, 105 S.Ct. 1965 .)

One of those narrow exceptions is designed to protect (and thereby honor) a criminal defendant's Sixth Amendment right to confront and cross-examine witnesses. ( Bruton , supra , 391 U.S. at p. 137, 88 S.Ct. 1620 .) The Sixth Amendment secures a defendant's right, "[i]n all criminal prosecutions ... [,] to be confronted with the witnesses against him" ( U.S. Const., 6th amend.), and "the right of cross-examination is included in the right ... to confront ... witnesses" ( Pointer v. Texas (1965) 380 U.S. 400 , 404, 85 S.Ct. 1065 , 13 L.Ed.2d 923 ). If, in a joint trial, the jury is allowed to hear a codefendant's confession directly implicating the defendant but the codefendant does not take the witness stand, then the defendant cannot cross-examine the codefendant due to the codefendant's privilege against self-incrimination. ( Richardson , supra , 481 U.S. at p. 206, 107 S.Ct. 1702 .) Although, in theory, an instruction telling the jury not to consider the codefendant's confession against the defendant would obviate any Sixth Amendment violation because "a witness whose testimony is introduced at a joint trial is not considered to be a witness

Richardson , supra , 481 U.S. at pp. 201-202, 107 S.Ct. 1702 ; cf. Gray v. Maryland (1998) 523 U.S. 185 , 189-190, 118 S.Ct. 1151 , 140 L.Ed.2d 294 [simply using "deleted" in place of defendant's name insufficient] ); (2) severing the trial or using separate juries for each defendant ( Aranda , at p. 530, 47 Cal.Rptr. 353 , 407 P.2d 265 ; Gray , at p. 192, 118 S.Ct. 1151 ); or (3) excluding the evidence altogether ( Aranda , at p. 530, 47 Cal.Rptr. 353 , 407 P.2d 265 ).

The Aranda / Bruton doctrine rests exclusively on the Sixth Amendment. Bruton itself is grounded on the confrontation clause alone. ( Bruton , supra , 391 U.S. at pp. 136-137, 88 S.Ct. 1620 .) Aranda itself did not view its rule "as constitutionally compelled," but rather as a "judicially declared rule[ ] of practice to implement section 1098." ( Aranda , supra , 63 Cal.2d at p. 530, 47 Cal.Rptr. 353 , 407 P.2d 265 ; accord, People v. Anderson (1987) 43 Cal.3d 1104 , 1121, 240 Cal.Rptr. 585 , 742 P.2d 1306 [noting that Aranda court "declined to rest on constitutional grounds"], superseded on other grounds by § 190.2, subds. (c) & (d).) However, the voters' enactment in 1982 of the "truth-in-evidence" provision of Proposition 8 overturned all judicially crafted exclusionary rules not compelled by federal constitutional law and, in so doing, abrogated Aranda . ( Cal. Const., art. I, § 28, subd. (d); People v. Fletcher (1996) 13 Cal.4th 451 , 465, 53 Cal.Rptr.2d 572 , 917 P.2d 187 ; People v. Capistrano (2014) 59 Cal.4th 830 , 868, fn. 10, 176 Cal.Rptr.3d 27 , 331 P.3d 201 .) Both Bruton and Aranda flirted with the notion that admitting a codefendant's confession under these circumstances might be a denial of due process, but neither case ultimately relied upon due process. ( Bruton , at p. 130, 88 S.Ct. 1620 ; Aranda , at p. 530, 47 Cal.Rptr. 353 , 407 P.2d 265 .)

The Sixth Amendment right to confront and cross-examine witnesses has evolved since the Aranda / Bruton doctrine came into being. For many years, the confrontation clause barred the admission of any out-of-court statement admitted for its truth if the hearsay declarant was not available for cross-examination, unless the statement bore "adequate 'indicia of reliability' "-that is, unless (1) the evidence fell within a "firmly rooted hearsay

"objective evidence" indicates that the statement was obtained for the "primary purpose" of "establish[ing] or prov[ing] past events potentially relevant to later criminal prosecution." ( Davis , supra , 547 U.S. at p. 822, 126 S.Ct. 2266 ; Michigan v. Bryant (2011) 562 U.S. 344 , 356-357, 367, 131 S.Ct. 1143 , 179 L.Ed.2d 93 .) Under this definition, "statements from one prisoner to another" or "made unwittingly to a [g]overnment informant" are not testimonial. ( Davis , p. 825, 126 S.Ct. 2266 ; People v. Hajek and Vo (2014) 58 Cal.4th 1144 , 1214, 171 Cal.Rptr.3d 234 , 324 P.3d 88 ["Private communications between inmates are not testimonial"]; see also People v. Arauz (2012) 210 Cal.App.4th 1394 , 1402, 149 Cal.Rptr.3d 211 .) Scott's and Kendricks's jailhouse conversation is not testimonial under Crawford , as defendant concedes.

This case therefore squarely presents the question: Did Crawford ' s narrowing the reach of the confrontation clause have the effect of narrowing the reach of the Aranda / Bruton doctrine ?

Defendant strenuously argues Crawford did not. Specifically, he asserts that a codefendant's confession that directly implicates a defendant is just as "powerfully incriminating"-and, thus, is just as difficult for a jury to put out of its mind notwithstanding an instruction to do so-regardless of whether that confession qualifies as testimonial or nontestimonial under Crawford . Drawing such a distinction, defendant reasons, is "illogical."

Bruton found Jackson to be a helpful analogy when they were constructing what would become the Aranda / Bruton doctrine: "If it is a denial of due process to rely on a jury's presumed ability to disregard an involuntary confession [in Jackson ]," both cases noted, "it may also be a denial of due process to rely on a jury's presumed ability to disregard a codefendant's confession implicating another defendant when it is determining that defendant's guilt or innocence." ( Bruton , supra , 391 U.S. at p. 130, 88 S.Ct. 1620 ; Aranda , supra , 63 Cal.2d at pp. 528-529, 47 Cal.Rptr. 353 , 407 P.2d 265 .)

Although, as noted above, neither Aranda nor Bruton ultimately relied upon due process as the basis for the rule they announced, defendant invites

of evidence (e.g.,