Majority
Skulason sought to have the Bureau remove the statement of issues from the website because of its reference to the dismissed convictions. She was unsuccessful, and she then brought this action, which included a petition for a writ of mandate under Code of Civil Procedure section 1085, subdivision (a), and a request for declaratory and injunctive relief. Specifically, she sought an order requiring the Bureau "to remove any document referencing her expunged convictions from its website."
After the Bureau filed an answer admitting many of the petition's factual allegations, Skulason filed a motion for judgment on the writ petition. The trial court held a hearing and ultimately granted the petition, ordering the Bureau to "remove any and all documents containing information about
2 Visitors cannot currently access a copy of the statement of issues on the Bureau's website. After entering judgment, the trial court lifted the stay of execution of the writ pending appeal and ordered the Bureau "to immediately ... remove any and all documents referencing Ms. Skulason's expunged convictions from its website and searchable database." The Bureau filed a return stating it had complied.
We begin by discussing sections 1203.4 and 1203.4a, which allow people convicted of crimes to obtain a dismissal of their convictions under certain circumstances. ( People v. Lewis (2006) 146 Cal.App.4th 294 , 297, 53 Cal.Rptr.3d 40 .) Section 1203.4 applies to those who have successfully completed probation, while section 1203.4a applies to those convicted of
With the understanding that dismissals under sections 1203.4 and 1203.4a do not expunge or nullify prior convictions, we return to the central question of whether the Bureau has a mandatory duty to remove the statement of issues from its website for the reason that the posting imposes an unlawful penalty or disability. We conclude that the Bureau has no such duty.
As we have mentioned, Skulason does not dispute that the statement of issues is a public document, that she admitted the truth of the convictions when she settled the administrative proceeding, or that her convictions are a matter of public record. (See People v. Field (1995) 31 Cal.App.4th 1778 , 1787, 37 Cal.Rptr.2d 803 [records of a conviction dismissed under section 1203.4 are accessible to the public]; People v. Sharman (1971) 17 Cal.App.3d 550 , 552, 95 Cal.Rptr. 134 [ section 1203.4 does not require conviction records to be removed from public access].) In her words, she "has never argued that section 1203.4 requires deletion or sealing of the now expunged convictions, nor that section 1203.4 renders the expunged convictions legal nullities that cannot be used for any purpose whatsoever including licensure." She also accepts that convictions dismissed under sections 1203.4 and 1203.4a"do not have to be removed from all public access."[4]
Instead, Skulason's argument is that the posting of the statement of issues imposes a prohibited penalty or disability because sections 1203.4 and 1203.4a work "in conjunction with" Labor Code section 432.7. This latter statute extends certain protections to job applicants who have obtained dismissals of their convictions under sections 1203.4 or 1203.4a. It states, "No employer ... shall ask an applicant for employment to disclose, through any written form or verbally, information ... concerning a conviction that has been judicially dismissed ... pursuant to ... [ sections 1203.4 or
4 We deny as unnecessary the Bureau's request for judicial notice of Skulason's conviction records. We also deny Skulason's request to strike those records from the appellate record.
We are similarly unconvinced by Skulason's argument that the posting imposes a penalty or disability by violating her constitutional right to privacy. A person claiming an actionable invasion of privacy must show (1) a specific, legally protected privacy interest; (2) a reasonable expectation of privacy; and (3) conduct constituting a serious invasion of privacy. ( Loder v. City of Glendale (1997) 14 Cal.4th 846 , 890-891, 59 Cal.Rptr.2d 696 , 927 P.2d 1200 .) Skulason cannot make such a showing because the statement of issues and the fact of her convictions are matters of public record. (See Fredenburg v. City of Fremont (2004) 119 Cal.App.4th 408 , 422-423, 14 Cal.Rptr.3d 437 [no privacy interest in public information]; U.D. Registry, Inc. v. State of California (1995) 34 Cal.App.4th 107 , 113-114, 116, 40 Cal.Rptr.2d 228 [publishing information obtained from public court records violates no privacy interest].)
Skulason insists that, even though neither the statement of issues nor the record of the convictions is confidential, the posting nevertheless imposes an unlawful penalty or disability because it makes it easier for potential employers and clients to learn of the prior convictions and use them as a reason not to employ her. She points out that "there is a vast difference between providing public access to documents and actually publishing the documents to the very people-potential employers-who are prohibited from seeking or using them. Most court records are technically public, but in many instances require a physical trip to the courthouse and occasionally money to view. It would be extremely burdensome for a potential employer to travel around to local courthouses to research and seek information on prospective employees in the court files."
Skulason's point is well taken. There is no doubt that the Internet substantially increases the ease with which the public can access information
Although we acknowledge these adverse consequences, Skulason has not provided, and we have not found, any legal authority establishing, or defining the scope of, any duty that would restrict the Bureau's ability to post publicly available information about a licensee on its website. Skulason does not explain whether any such duty would apply to other sensitive, publicly available information unrelated to convictions, or whether the duty would be binding on all governmental agencies, including non-licensing ones. At oral argument, Skulason's counsel posited that the duty arises only when the Bureau is informed that a conviction has been subsequently dismissed (i.e., that the Bureau has no independent obligation to inquire into the status of a conviction) and that the duty would not be satisfied if the Bureau left a conviction reference on its website but separately informed website visitors that the conviction had been dismissed. No authority, however, was offered to support these assertions.
B. Skulason Is Not Entitled to Attorney Fees.
In light of our reversal of the trial court's grant of the petition for a writ of mandate, we also reverse its award of attorney fees to Skulason. Only a successful party may obtain an award of attorney fees under Code of Civil Procedure section 1021.5. (
I
FACTUAL AND PROCEDURAL BACKGROUND
Between 1996 and 1999, Skulason was convicted of three misdemeanors involving the operation of a vehicle, and she was placed on probation for two of them. In 2000, she applied for a real estate salesperson's license. Rather than granting the license, the Bureau initiated an administrative proceeding
1 All subsequent statutory references are to the Penal Code unless otherwise indicated.
In 2010, Skulason successfully applied to the Bureau for an unrestricted license. Three years after receiving her unrestricted license, she obtained court dismissals of her three misdemeanor convictions. The two convictions for which she was placed on probation were dismissed under section 1203.4, and the third conviction was dismissed under section 1203.4a.
The Bureau maintains a public website that contains information about real estate licensees. On that website, a page about Skulason can be accessed that identifies her license number, the unrestricted status of her license, the dates of license issuance and expiration, and several actions the Bureau has taken involving her license. At the bottom of the page, under the heading "Disciplinary or Formal Action Documents," is a link to " H-08823SF ," which is a reference to the case number of the administrative proceeding that resulted in Skulason's 2004 restricted license. The
II
After the judgment was entered, Skulason filed a motion for attorney fees. The trial court awarded her fees in the amount of $42,430.19 under Code of Civil Procedure section 1021.5. The Bureau separately appealed from the judgment issuing the writ of mandate and the order awarding attorney fees, and we granted the Bureau's motion to consolidate the two appeals.
DISCUSSION
A. The Bureau Has No Mandatory Duty to Remove From Its Website Publicly Available Information About Skulason's Dismissed Convictions.
"To obtain a writ of mandate under Code of Civil Procedure section 1085, the petitioner has the burden of proving a clear, present, and usually ministerial duty on the part of the respondent, and a clear, present, and beneficial right in the petitioner for the performance of that duty." ( Marquez v. State Dept. of Health Care Services (2015) 240 Cal.App.4th 87 , 103, 192 Cal.Rptr.3d 391 ( Marquez ).) We review a trial court's ruling on a petition for a writ of mandate de novo, meaning that when the facts are undisputed, as they are here, we independently review the questions of law presented by the court's ruling. ( Seligsohn v. Day (2004) 121 Cal.App.4th 518 , 522-523, 16 Cal.Rptr.3d 909 .) Skulason argues that the trial court properly issued the writ of mandate because the Bureau's refusal to remove the statement
According to Skulason, the posting of the statement of issues on the Bureau's website imposes on her such a penalty or disability. Although she recognizes that neither the statement of issues nor the fact of her convictions is confidential, she contends that the posting nonetheless imposes a penalty or disability because the Bureau "is going out of its way to disseminate the information" by "publish[ing] the convictions to potential employers with full knowledge that the convictions are now expunged." Because Skulason repeatedly describes her dismissed convictions as having been "expunged," we take a moment to discuss the legal effect of a dismissal under section 1203.4 or 1203.4a and the terminology used to describe it.
As a Court of Appeal recently explained, "[a] dismissal under section 1203.4, while sometimes inaccurately described as an 'expungement,' is in no way equivalent to a finding of factual innocence. Section 1203.4 simply authorizes a court to grant relief to individuals who successfully complete the terms of probation by mitigating some of the consequences of conviction. [Citation.] 'Section 1203.4 does not, properly speaking, "expunge" the prior conviction. The statute does not purport to render the conviction a legal nullity. Instead it provides that, except as elsewhere stated, the defendant is "released from all penalties and disabilities resulting from the offense." ' " ( Baranchik v. Fizulich (2017) 10 Cal.App.5th 1210 , 1225, 217 Cal.Rptr.3d 423 ( Baranchik ); see also Danser v. Public Employees' Retirement System (2015) 240 Cal.App.4th 885 , 894-895, 193 Cal.Rptr.3d 117 [" section 1203.4 'was never intended to obliterate the fact that [a] defendant has been "finally adjudged guilty of a crime" ' " but " 'merely frees the convicted felon from certain "penalties and disabilities" of a criminal or like nature ,' " italics added].) The cases discussing this principle mostly involve section 1203.4, but their analyses are equally relevant in construing section 1203.4a given the statutes' parallel language.
Rather than nullifying a conviction, a dismissal under these statutes confers more limited relief. To begin with, the relief is limited because other statutes specifically provide " 'that an order under section 1203.4 is ineffectual to avoid specified consequences of a prior conviction. [[3] ] [Citations.]
3 For example, section 290.007 requires sex offenders to register, and thereby be subject to having their identities reported on a website, even if they have had their convictions dismissed under section 1203.4. ( Doe v. Brown (2009) 177 Cal.App.4th 408 , 413, fn. 2, 99 Cal.Rptr.3d 209 .) Other statutes allow convictions dismissed under 1203.4 to be used to impeach a witness who is being prosecuted in a "criminal trial ... for a subsequent offense" (Evid. Code, § 788, subd. (c) ) and to be used for purposes related to the suspension of a driver's license. (Veh. Code, § 13555.)
Skulason argues that this provision creates a duty applicable to the Bureau, but we disagree. By its own terms, Labor Code section 432.7 prohibits conduct by "employers," and nothing in its language can be read as imposing a duty on non-employers such as the Bureau. In her petition, Skulason alleged that at least one potential employer denied her a job because it learned about her convictions from
We are sympathetic to Skulason's concerns, but her remedies lie with the Legislature or the Bureau, not with the courts through a writ of mandate. The Legislature can consider enacting a law to restrict the Bureau's ability to post documents that refer to convictions that have been dismissed under sections 1203.4 or 1203.4a. And the Bureau, rather than posting such documents unredacted and unexplained,
5 For this reason, it is inconsequential that, as amicus curiae the California Association of Realtors points out, a 2016 amendment to Business and Professions Code section 10083.2 authorizes the Bureau to remove old disciplinary violations from its online database. (Stats. 2016, ch. 558.) If anything, this amendment reinforces the discretionary nature of the Bureau's Internet-posting decisions.
III
DISPOSITION
The judgment granting the petition for a writ of mandate and the order awarding Skulason attorney fees are reversed. The Bureau is awarded its costs on appeal.
We concur:
Dondero, J.
Banke, J.
Cases cited
- People v. Lewis 146 Cal.App.4th 294 p. 11
- People v. Field 31 Cal.App.4th 1778 p. 12
- People v. Sharman 17 Cal.App.3d 550 p. 12
- Loder v. City of Glendale 14 Cal.4th 846 p. 13
- Fredenburg v. City of Fremont 119 Cal.App.4th 408 p. 13
- U.D. Registry, Inc. v. State 34 Cal.App.4th 107 p. 13
- Marquez v. State Department of Health Care Services 240 Cal.App.4th 87 p. 567
- Seligsohn v. Day 121 Cal.App.4th 518 p. 567
- Baranchik v. Fizulich 10 Cal.App.5th 1210 p. 568
- Danser v. Public Employees' Retirement System 240 Cal.App.4th 885 p. 568
- United States Department of Justice v. Reporters Committee for Freedom of the Press 489 U.S. 749 p. 571
- Graham v. Daimlerchrysler Corp. 34 Cal.4th 553 p. 573