Majority
II
The Court of Appeal affirmed. The court reasoned that while Proposition 47 amended or added a number of criminal statutes to reduce felony punishment to the misdemeanor level, it did not do so for Vehicle Code section 10851. Because the section 10851 offense remains an alternative felony-misdemeanor (a "wobbler") after Proposition 47, the appellate court could not conclude defendant would have been guilty of only a misdemeanor had the initiative's provisions been in effect at the time of his offense, as section 1170.18 requires. Nor, according to the court, did defendant's conviction come within the terms of section 490.2, Proposition 47's new petty theft statute, since Vehicle Code section 10851 does not proscribe theft, but rather taking or driving a vehicle with or without the intent to steal it. Finally, the Court of Appeal rejected defendant's argument that equal protection principles require his Vehicle Code section 10851 conviction be treated the same as a conviction for grand theft of an automobile under Penal Code section 487, subdivision (d), for which misdemeanor resentencing is available under section 1170.18 if the vehicle's value is $950 or less.
We granted defendant's petition for review.
Proposition 47's resentencing provision, section 1170.18, subdivision (a), provides, in pertinent part: "A person who, on November 5, 2014, was serving a sentence for a conviction ... of a felony or felonies who would have been guilty of a misdemeanor under the act that added this section ('this act') had this act been in effect at the time of the offense may petition for a recall of sentence before the trial court that entered the judgment of conviction in his or her case to request resentencing in accordance with
2 Because every theft of an automobile in violation of Penal Code section 487 also constitutes taking of an automobile in violation of Vehicle Code section 10851, the latter has sometimes been described as a lesser included offense of the former. ( People v. Barrick (1982) 33 Cal.3d 115 , 128, 187 Cal.Rptr. 716 , 654 P.2d 1243 ; People v. Vera (1997) 15 Cal.4th 269 , 273, 62 Cal.Rptr.2d 754 , 934 P.2d 1279 .) But because Vehicle Code section 10851 can be violated by driving a vehicle without the owner's consent, even if the driver did not also participate in the vehicle's theft, not every violation of that section would constitute auto theft under Penal Code section 487, even if it were committed with the intent to permanently deprive the owner of possession.
Against this conclusion, the Attorney General makes two arguments based on the statutory text. First, the Attorney General relies on section 1170.18, subdivision (a)'s reference to statutory sections "amended or added by this act." Noting that Vehicle Code section 10851 is not included in the list of such sections (" Sections 11350, 11357, or 11377 of the Health and Safety Code, or Section 459.5, 473, 476a, 490.2, 496, or 666 of the Penal Code"), he argues the voters did not intend
3 The Attorney General relies on an uncodified section of Proposition 47, which described one aspect of the measure's intent as to "[a]uthorize consideration of resentencing for anyone who is currently serving a sentence for any of the offenses listed herein that are now misdemeanors." (Voter Information Guide, Gen. Elec. (Nov. 4, 2014) text of Prop. 47, § 3, subd. (4), p. 70.) This general description of the measure cannot displace the express operative language of section 1170.18, subdivision (a), establishing the criterion of resentencing eligibility, or the express language of section 490.2, subdivision (a), establishing a broad new form of petty theft. The uncodified section's sketch of resentencing was accurate as to most crimes affected by the initiative, but was apparently drafted without consideration of the fact that in Penal Code sections 490.2 and 459.5 the measure added two new offenses for which no person could have been serving a sentence as of the initiative's effective date.
Consistent with that straightforward reading of the statutory text, we conclude that obtaining an automobile worth $950 or less by theft constitutes petty theft under section 490.2 and is punishable only as a misdemeanor, regardless of the statutory section under which the theft was charged. A defendant who, at the time of Proposition 47's passage, was serving a felony sentence for taking or driving a vehicle in violation of Vehicle Code section 10851 is therefore eligible for resentencing under section 1170.18, subdivision (a), if the vehicle was worth $950 or less and the sentence was imposed for theft of the vehicle. The Court of Appeal therefore erred in holding defendant's Vehicle Code section 10851 conviction categorically ineligible for resentencing under Proposition 47.[5]
Because we hold the statutory provisions of Proposition 47 allow resentencing on automobile theft convictions under Vehicle Code section 10851 as
4 Two other Court of Appeal decisions that remain published despite our grant of review similarly held Vehicle Code section 10851 convictions categorically ineligible for resentencing under section 1170.18 : People v. Sauceda (2016) 3 Cal.App.5th 635 , 207 Cal.Rptr.3d 740 , review granted November 30, 2016, S237975, and People v. Johnston (2016) 247 Cal.App.4th 252 , 201 Cal.Rptr.3d 886 , review granted July 13, 2016, S235041. We disapprove those decisions to the extent they so held.
* Retired judge of the San Bernardino Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Under these provisions, a person serving a sentence for grand theft under Penal Code section 487 or another statute expressly defining a form of grand theft (e.g., Pen. Code, §§ 484e, 487a, 487i ) is clearly eligible for resentencing under section 1170.18 if he or she can prove the value of the property taken was $950 or less. (See People v. Romanowski (2017) 2 Cal.5th 903 , 910-914, 215 Cal.Rptr.3d 758 , 391 P.3d 633 ( Romanowski ) [defendant convicted for theft of access card information under Penal Code section 484e eligible for resentencing].) This means that a person serving a sentence for conviction of grand theft of an automobile ( Pen. Code, § 487, subd. (d)(1) ), for example, could seek resentencing under section 1170.18 if the vehicle taken was worth $950 or less. The question presented here is whether the same is true for a person convicted under Vehicle Code section 10851.
A.
Vehicle Code section 10851 differs in two important ways from Penal Code section 487, subdivision (d)(1). For one thing, the Vehicle Code section does not expressly designate the offense as "grand theft." And for another, its prohibitions sweep more broadly than "theft," as the term is traditionally understood. Vehicle Code section 10851 punishes not only taking a vehicle, but also driving it without the owner's consent, and "with intent
By its terms, Proposition 47's new petty theft provision, section 490.2, covers the theft form of the Vehicle Code section 10851 offense. As noted, section 490.2, subdivision (a), mandates misdemeanor punishment for a defendant who "obtain[ed] any property by theft" where the property is worth no more than $950. An automobile is personal property. "As a result, after the passage of Proposition 47, an offender who obtains a car valued at less than $950 by theft must be charged with petty theft and may not be charged as a felon under any other criminal provision." ( People v. Van Orden (2017) 9 Cal.App.5th 1277 , 1288, 215 Cal.Rptr.3d 642 , rev. granted June 14, 2017, S241574 ( Van Orden ).)
The Attorney General's argument misconceives the nature of the list in section 1170.18, subdivision (a). The statute does not say that only those defendants who were convicted under the listed sections are eligible for resentencing. The statute instead says that those who are eligible (i.e., defendants serving a felony sentence who would have only been guilty of a misdemeanor had Proposition 47 been in effect at the time of their offenses) may "request resentencing in accordance with" the listed sections. ( § 1170.18, subd. (a).) Defendants requesting resentencing for Vehicle Code section 10851 convictions, like defendant here, are asking to be given a misdemeanor sentence "in accordance with" section 490.2, which is on the list; their resentencing thus falls within the terms of section 1170.18, subdivision (a).
An interpretation under which the list in section 1170.18, subdivision (a), limits the conviction offenses of those eligible for resentencing cannot easily be reconciled with other closely related provisions of Proposition 47. The
5 We have no occasion here to consider whether equal protection or the avoidance of absurd consequences requires that misdemeanor sentencing under sections 490.2 and 1170.18 extend not only to those convicted of theft under Vehicle Code section 10851, but also to those convicted for taking a vehicle without the intent to permanently deprive the owner of possession. Defendant did not expressly argue for this position in his briefs, and at oral argument counsel appeared to disavow it. Nor does the record indicate defendant was convicted and sentenced to a felony term based on a merely temporary taking or that he was denied resentencing on that basis. We therefore leave the question for a case where it is squarely presented by the facts and briefing.
Whatever difficulties of proof defendants seeking relief under section 1170.18 may face, Vehicle Code section 10851 convictions are not categorically ineligible for resentencing, and defendants serving sentences for that offense are due an opportunity to prove their eligibility.
C.
Defendant's petition included no allegations, testimony, or record references to show either that his Vehicle Code section 10851 conviction rested on theft of the vehicle or that the vehicle's value was $950 or less. The petition was therefore properly denied. But as the proper allocation of the burden of proof and the facts necessary to resentencing on a Vehicle Code section 10851 conviction were not set out expressly in the text of Proposition 47, and as neither had yet been judicially articulated when defendant submitted his petition for recall, petitioner is entitled to an opportunity to file a new petition meeting the statutory requirements. Such a petition should allege and, where possible, provide evidence of the facts necessary to eligibility for resentencing under section 1170.18. ( Romanowski , supra , 2 Cal.5th at p. 916, 215 Cal.Rptr.3d 758 , 391 P.3d 633 ; People v. Perkins , supra , 244 Cal.App.4th at pp. 139-140, 197 Cal.Rptr.3d 743 ; People v. Sherow , supra , 239 Cal.App.4th at pp. 880-881, 191 Cal.Rptr.3d 295 .)
At the time of Proposition 47's passage, defendant Timothy Wayne Page was serving a felony sentence for a violation of Vehicle Code section 10851, among other offenses. Shortly after Proposition 47 was passed, defendant filed a petition for resentencing under Proposition 47. The trial court denied the petition and the Court of Appeal affirmed, holding that Proposition 47 did not affect punishment under Vehicle Code section 10851.
We conclude the lower courts erred in holding that a defendant with a Vehicle Code section 10851 conviction is categorically ineligible for resentencing under Proposition 47. Penal Code section 1170.18 ( section 1170.18 ) does not expressly refer to Vehicle Code section 10851, but it does permit resentencing to a misdemeanor under Penal Code section 490.2 ( section 490.2 ) for theft of property worth $950 or less. As this court has previously explained, Vehicle Code section 10851 may be violated in several ways, including by theft of the vehicle. ( People v. Garza (2005) 35 Cal.4th 866 , 871, 28 Cal.Rptr.3d 335 , 111 P.3d 310 .) A person convicted before Proposition 47's passage for vehicle theft under Vehicle Code section 10851 may therefore be resentenced under section 1170.18 if the person can show the vehicle was worth $950 or less.
Because defendant's uncounseled petition in this case provides no information concerning the basis for his Vehicle Code section 10851 conviction, it fails to establish either that defendant was convicted for theft of the vehicle or that the vehicle was worth $950 or less. The trial court therefore properly denied defendant's petition. But because defendant is entitled to the opportunity to allege and prove his eligibility for resentencing, we modify the judgment of the Court of Appeal to provide that its affirmance of the superior court's denial order is without prejudice to the filing of a new petition.
I
n May 2012, defendant was charged by complaint with three felonies: taking or driving a vehicle in violation of Vehicle Code section 10851, subdivision (a) (count
On November 4, 2014, voters approved Proposition 47, and it became effective the following day. Approximately two weeks later, defendant, proceeding without counsel, submitted a "Motion for Modification of Sentence" form in which he asked for his sentence to be reduced based on "New law-
1 Under subdivision (b) of section 1170.18, an eligible person is entitled to resentencing unless the trial court, in its discretion, determines resentencing poses an unreasonable risk to public safety.
Perhaps more significantly, two of the sections listed in section 1170.18, subdivision (a) - Penal Code sections 459.5 and 490.2 -were added by Proposition 47, which means that no defendant could have been serving a felony sentence for these offenses on the initiative's effective date. The list, moreover, omits sections defining felony or wobbler theft offenses, such as Penal Code section 487, under which eligible defendants may have been convicted. The list in section 1170.18, subdivision (a), was clearly not intended as a list of eligible conviction statutes, but rather as what both subdivision (a) and subdivision (b) say it is: a list of sections that, after Proposition 47, provide for misdemeanor
This textual argument fails as well. In its central ameliorative provision, section 490.2, subdivision (a), mandates that "obtaining any property [worth $950 or less] by theft ... shall be considered petty theft and shall be punished as a misdemeanor." The subdivision's opening clause-"Notwithstanding Section 487 or any other provision of law defining grand theft"-does not limit the provision's ameliorative operation, but instead saves that operation against interference from other statutory provisions defining certain conduct as grand theft. To be sure, the fact that the opening clause does not mention Vehicle Code section 10851 may suggest its drafters did not have that statute specifically in mind as a potential source of conflict. (Cf. Romanowski , supra , 2 Cal.5th at p. 908, 215 Cal.Rptr.3d 758 , 391 P.3d 633 [noting that the "notwithstanding" clause was evidently aimed at "various ... theft provisions" that "carved out separate categories of grand theft based on the type of property stolen, with either a lower value threshold or no value threshold at all"].) Nevertheless, section 490.2 plainly indicates that "after the passage of Proposition 47, 'obtaining any property by theft' constitutes petty theft if the stolen property is worth less than $950." ( Romanowski , at p. 908, 215 Cal.Rptr.3d 758 , 391 P.3d 633 .) Nothing in the operative language of the subdivision suggests an intent to restrict the universe of covered theft offenses to those offenses that were expressly designated as "grand theft" offenses before the passage of Proposition 47. On the contrary: "Omitting the opening clause does not alter the meaning of the remainder of the sentence; the independent clause containing the definition of petty theft stands on its own and means what it says-the act of 'obtaining any property by theft where the value ... does not exceed nine hundred fifty dollars ($950)' constitutes petty theft and must be charged as a misdemeanor." ( Van Orden , supra , 9 Cal.App.5th at p. 1291, 215 Cal.Rptr.3d 642 , rev. granted.)
Moreover, while Vehicle Code section 10851 does not expressly designate the offense as theft, the conduct it criminalizes includes theft of a vehicle, as we explained in Garza . And to the extent vehicle theft is punished as a felony under section 10851, it is, in effect, a form of grand, rather than
This reading of Proposition 47 is consistent with the voters' instruction, in two uncodified
B.
A defendant seeking resentencing under section 1170.18 bears the burden of establishing his or her eligibility, including by providing in the petition a statement of personally known facts necessary to eligibility. ( Romanowski , supra , 2 Cal.5th at p. 916, 215 Cal.Rptr.3d 758 , 391 P.3d 633 ;
A resentencing court should ordinarily be able to determine from the record of conviction whether the Vehicle Code section 10851 conviction was based on vehicle theft, as opposed to posttheft driving. Where the trial testimony or factual basis documentation for a negotiated plea (see Pen. Code, § 1192.5 ) shows posttheft driving-that is, driving the vehicle following a "substantial break" after the vehicle had initially been stolen-the defendant cannot establish eligibility under section 1170.18 by declaring or testifying that he or she also stole the vehicle: such testimony would not prove the conviction was based on theft rather than on posttheft driving, and therefore would fail to establish that the defendant would only have been guilty of a misdemeanor (petty theft under section 490.2, subd. (a) ) had Proposition 47 been in effect at the time of the offense. (But cf. Romanowski , supra , 2 Cal.5th at p. 916, 215 Cal.Rptr.3d 758 , 391 P.3d 633 [recognizing that in some cases the facts material to eligibility may not be established by the record of conviction or the uncontested petition and an evidentiary
6 Of course, the absence of a substantial break between the taking of a vehicle and its driving does not itself demonstrate a Vehicle Code section 10851 conviction was based on theft; theft requires a taking with the intent to steal.
III
We Concur:
Footnotes
- * Associate Justice of the Court of Appeal, Third Appellate District, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Cases cited
- People v. Riel 22 Cal.4th 1153 p. 322
- People v. Davis 19 Cal.4th 301 p. 322
- People v. Romanowski 215 Cal.Rptr.3d 758 p. 325, p. 789, p. 795, p. 1186, p. 1188, p. 1189
- People v. Kehoe 33 Cal.2d 711 p. 326
- People v. Van Orden 9 Cal.App.5th 1277 p. 790
- People v. Perkins 244 Cal.App.4th 129 p. 794
- People v. Sherow 239 Cal.App.4th 875 p. 794
- People v. Garza 35 Cal.4th 866 p. 1180, p. 1183
- People v. Strong 30 Cal.App.4th 366 p. 1189
- People v. Malamut 16 Cal.App.3d 237 p. 1189
Statutes and regulations cited
-
- § 490.2 p. 320, p. 323, p. 789, p. 1180, p. 1182, p. 1185, p. 1189
- § 1170.18 p. 320, p. 321, p. 789, p. 1180, p. 1185, p. 1188, p. 1189
- § 487 p. 321, p. 789, p. 1184, p. 1185, p. 1188
- § 459.5 p. 323, p. 1182, p. 1185
- § 473 p. 323, p. 1182
- § 476a p. 323, p. 1182
- § 496 p. 323, p. 1182, p. 1183
- § 666 p. 323, p. 1182
- § 69 p. 788
- § 667 p. 788
- § 1170.12 p. 788
- § 667.5 p. 788
- § 484e p. 789
- § 487a p. 789
- § 487i p. 789
- § 489 p. 1187
- § 490 p. 1187
- § 1192.5 p. 1189