Majority
I. THE FACTS
A
. Overview
In March 2006, defendant and Miller robbed a liquor store, ordering the two victims to lie on the floor. As Miller was leaving the store, defendant fatally shot both victims in the back of the head. Much of what occurred during the robbery, although not the actual shooting, was captured on videotape that was played to the jury. The prosecution also presented evidence of defendant's other criminal conduct involving force or violence.
Defendant presented substantial evidence in mitigation, largely focusing on his unfortunate childhood and how it contributed to his criminal behavior.
On March 1, 2006, shortly after 11:00 p.m., Heather Mattia, the co-owner of the Granada
B. The Liquor Store Robbery On March 1, 2006, shortly after 11:00 p.m., Heather Mattia, the co-owner of the Granada
When Miller stepped into the store, he saw Mattia and Eiso lying on the floor. Defendant was still holding the gun. Following defendant's orders, Miller took money from the cash register, which he put into the bag. The victims were cooperating and saying things like, "Just take the money, leave me alone." Mattia told them where the money was. After Miller took the money, defendant told him to leave the store, which he did. Miller did not hear any shots, but Hopson told him she heard some. Then defendant got into the car and told Hopson to drive away.
The prosecution cross-examined Miller about his prior statements-in which he confessed to his involvement in the crime and did not implicate defendant in the manner he did at trial-and impeached him with a friendly letter he wrote to defendant in jail after his arrest. Miller also acknowledged that he had previously told the police he heard Mattia say, "Please don't kill me. I just want to be with my family"; and he heard Eiso begging for his life. Miller testified he lied to the police and did not actually hear these statements. He also testified that defendant never made threats to force him to participate in the robbery.
C. Defendant's Other Crimes
The prosecution presented evidence of defendant's felony convictions and other criminal conduct.
On February 10, 1999, defendant and another man robbed a Taco Bell restaurant in San Diego, netting about $150. The manager testified she saw the butt of a
On January 12, 2008, while in jail, defendant and other inmates assaulted another inmate. On May 29, 2008, defendant and another inmate assaulted a different inmate, who suffered "minor injuries" as a result.
On August 8, 2008, defendant assaulted Deputy Sheriff James Clements, slicing him with a razor blade. Clements needed ten stitches and four staples to close head wounds, and suffered other lacerations. When asked later whether he was injured, defendant said he was not and added, "But I blasted your cop."
On August 11, 2008, correctional officers found a piece of metal that "was started to be sharpened" in the waistband of defendant's pants. The next day, while being transported for medical treatment, defendant threatened jail deputies, including threats of "gassing"-or "throwing urine or feces on"-correctional personnel.
The parties stipulated that defendant suffered the following felony convictions: a 1999 conviction for robbing Hillard while armed with a firearm; a 2000 conviction for possession of cocaine base for sale; a 2001 conviction for possession of a deadly weapon while incarcerated in prison; a conviction for the July 28, 2006, attempted robbery of the Bank of America while armed with a firearm; a conviction for the July 31, 2006, robbery of the Washington Mutual Bank while armed with a firearm; and a conviction for the attempted murder of Deputy Clements, a peace officer, and the infliction of great bodily injury. He was in custody on these matters from March 8, 1999, to December 3, 1999, from November 16, 2000, to October 1, 2005, and after August 23, 2006.
D. Defense Evidence
Defendant presented several witnesses in mitigation who said his mother was a prostitute addicted to PCP, and his father was her pimp. His father was
Robinson told the court that Chambers was a class five, not class six, attorney. The Private Conflicts Counsel's "capital case committee" believed that a class five attorney could act as "second chair," but not "first chair," in defending a capital case. Resnick suggested the court appoint an independent attorney to advise defendant "about what his options are and what all of this means." Chambers responded that he had been representing defendant for several months, including during the preliminary hearing. He said he met the qualifications to defend a capital case provided in the California Rules of Court, rule 4.117, and the guidelines established by the American Bar Association (ABA). He had established a working relationship with Wolfe, who was acting as second chair. He did not want to act as second chair in the case.
In responding to Chambers's representations, Resnick did not mention the California
The court ultimately continued the matter and appointed Attorney Donald Levine to speak with defendant about the situation. The next hearing was held on January 11, 2008, with Levine present. At first, the hearing was held in the prosecutor's presence. The court asked the deputy district attorney to leave the courtroom, as the hearing would be a "sealed proceeding." Before she left, she said she did not know what role Levine had in defendant's case. But she informed the court and defendant that Levine had represented a person who had information in the case and was willing to cooperate. She said Levine "was involved in conversations with this person wanting to come forward to provide testimony against Mr. Rices. Given that information, I don't know what the court's position is on having Mr. Levine being involved in possibly defending Mr. Rices." At that point, the prosecutor left the courtroom and the hearing proceeded in her absence.
Levine said he had reviewed the materials and then spoke in private with defendant. He "did not inquire as to any specifics as to this case," but he discussed with defendant capital case procedures, including the fact that Chambers was "technically not ... qualified, according to the Private Conflicts Counsel guidelines." He inquired whether defendant "was satisfied with his current representation." He said that "basically, Mr. Rices indicated that although there may have been some difficulties early on between himself and Mr. Chambers that they have ironed those out. That he believes that Mr. Chambers is working in his best interest. In fact, that he believes that Mr. Chambers has developed a rapport with the witnesses in this case, which Mr. Rices stressed was
The court then reaffirmed the appointment of Chambers and Wolfe as defendant's attorneys: "The court has examined the transcript, considered the guidelines, considered the comments of Mr. Levine, who was appointed to counsel independently with Mr. Rices, regarding what a capital case is, what a capital attorney does for a client, how the case is managed or handled, and Mr. Rices has desired to retain this particular defense team, which desire has been stated to me on two separate occasions, a month apart. It appears to me, upon also reviewing this transcript, that the qualifications of both Mr. Chambers and Mr. Wolfe are more than adequate to handle this case, based upon their rendition of their personal and professional experience in this area and giving heavy consideration as well to Mr. Rices's desire."
On April 29, 2008, defendant told the court he wanted a " Marsden " hearing. ( People v. Marsden (1970) 2 Cal.3d 118 , 84 Cal.Rptr. 156 , 465 P.2d 44 .) The court conducted the
Defendant told the court that he spoke with Chambers about the situation, and then "he goes and tells the deputies that I want to kill somebody or was attempting to kill myself." Defendant felt that Chambers's doing so violated the attorney-client privilege. He explained, "I agreed for him to tell the watch commander that I needed to see the psych, but I didn't agree for him to disclose information of why I needed to see the psych. And Deputy Rodriguez came and told me specifically that they were going to put me in the rubber room because my attorney had told the watch commander that I feel like being violent towards other people. And that's not what I told him. I told him I had been feeling like that the past couple of weeks. I didn't tell him I was feeling like that at that present time. It spurts in and out."
Defendant said he explained to Chambers that he had not been "in my right mind lately. I haven't been able to do nothing. I really can't help you right now in the case. I was really trying to explain that to him and really let him know, but he seemed to feel like I'd been joking with him or playing ... some kind of game." He reiterated that he had "a problem with voices in my head. Things going on. Just because I look all right doesn't mean I'm all right. And I'm trying to stress to him that point."
The court then asked Chambers whether defendant had been examined earlier in the case. Chambers said that once, before he entered the case, defendant "had a 1368 episode."[1] At that point, "Dr. Solvang" evaluated him. Chambers had received that evaluation when he spoke with defendant. Chambers confirmed to the court that defendant had told him essentially what defendant had just represented. "Between Mr. Rices and myself, it was decided since he had already requested to see the mental health provider doctor at the detention facility, that I would contact the staff there and attempt to move that meeting up. So when I left there, I called the watch commander and lieutenant and told the lieutenant, as Mr. Rices had agreed, that he had the potential of acting out, was the descriptive phrase that I used to the watch commander."
Defendant interjected that he "never agreed to that." The court said it would let defendant have the final word, then Chambers continued. Chambers said that "based upon that, they apparently saw him that afternoon." He added, "One of the other things that Mr. Rices and I discussed was the
1 In this context, Chambers was likely referring to Penal Code section 1368, which addresses the procedure to follow when a judge doubts a defendant's mental competence.
Moreover, it appears that Chambers satisfied even the Private Conflicts Counsel's standards. He had previously been involved in two capital cases, including the " Michaels " case, in which he had effectively acted as first chair at trial even though the defendant technically represented himself. As stated in our opinion in that case, "Although defendant represented himself, with [Attorney Richard] Grossberg and Chambers as his advisory counsel, at trial Chambers, who initially had been second counsel, took on the role of lead counsel. Grossberg did not participate and defendant's participation was minimal. Whenever the judge asked defendant if he intended to participate, he replied that Chambers was his attorney and would represent him. Chambers conducted the voir dire, examined witnesses, and presented all arguments, both at the guilt phase and at the penalty phase." ( People v. Michaels , supra , 28 Cal.4th at p. 521, 122 Cal.Rptr.2d 285 , 49 P.3d 1032 .) Thus, he acted as second chair until trial and as first chair at trial.
Even if we assume the court should have investigated a possible conflict of interest for Levine, defendant has not shown prejudice. "When a defendant claims that a trial court's inquiry into a potential conflict was inadequate, the defendant still must demonstrate the impact of the conflict on counsel's performance." (
Determining "whether counsel's performance was 'adversely affected' ... 'requires an inquiry into whether counsel "pulled his punches," i.e., whether counsel failed to represent defendant as vigorously as he might have, had there been no conflict. [Citation.] In undertaking such an inquiry, we are ... bound by the record. But where a conflict of interest causes an attorney not to do something, the record may not reflect such an omission. We must therefore examine the record to determine (i) whether arguments or actions omitted would likely have been made by counsel who did not have a conflict of interest, and (ii) whether there may have been a tactical reason (other than the asserted conflict of interest) that might have caused any such omission.' ( People v. Cox (2003) 30 Cal.4th 916 , 948-949 [ 135 Cal.Rptr.2d 272 , 70 P.3d 277 ], italics omitted." ( Doolin , supra , 45 Cal.4th at p. 418, 87 Cal.Rptr.3d 209 , 198 P.3d 11 .) Prejudice is generally presumed "when defense counsel 'actively represented
Defendant also argues a conflict existed even aside from the fee agreement. He notes that about a month after the Marsden hearing, he assaulted a jail inmate, and about two months after that, he assaulted Deputy Clements. He contends that Chambers could have testified about the alleged voices to support a mental defense regarding those assaults, but that Chambers presented no such defense. Accordingly, he argues that Chambers labored under a conflict of interest because he was a potential witness.
We rejected a similar contention in People v. Dunkle (2005) 36 Cal.4th 861 , 32 Cal.Rptr.3d 23 , 116 P.3d 494 ( Dunkle ). In that case, "the penalty defense centered on defendant's current mental state, and counsel had testified during the second competency trial concerning the same subject matter." ( Id . at p. 914, 32 Cal.Rptr.3d 23 , 116 P.3d 494 .) The defense attorney "did not himself testify [at the penalty phase] despite his personal knowledge of facts supporting the penalty defense." ( Ibid . ) The defendant argued "that counsel was ethically obligated to withdraw from representing him and to testify as a witness in the penalty phase, thus generating a conflict between the obligation and his self-interest in maintaining employment on the case." ( Id . at p. 915, 32 Cal.Rptr.3d 23 , 116 P.3d 494 .)
In evaluating the argument, we explained that "[a]n attorney must withdraw from representation, absent the client's informed written consent, whenever he or she knows or should know he or she ought to be a material witness in the client's cause. ( Rules Prof. Conduct, rule 5-210 ; see Comden v. Superior Court (1978) 20 Cal.3d 906 , 911, fn. 1 [ 145 Cal.Rptr. 9 , 576 P.2d 971 ] [motion to disqualify opposing
In finding no conflict of interest in Dunkle , we explained that the defense attorney had "some unique personal knowledge, to which he testified during the competency trial, of the same general subject matter. He therefore could have given relevant testimony during the penalty phase. But [Penal Code] section 190.3, factor (k), permits the jury to consider a virtually unlimited range of mitigating evidence [citation], and trial counsel in every case has unique personal knowledge of the defendant that conceivably might be relevant or useful in the penalty phase. We have never suggested that counsel therefore must withdraw from penalty phase representation and testify on the defendant's behalf, and we reject any such implication now." ( Dunkle , supra , 36 Cal.4th at p. 916, 32 Cal.Rptr.3d 23 , 116 P.3d 494 .)
We similarly see no conflict requiring Chambers to withdraw from representation in this case. If a credible mental defense (or mitigating evidence) existed, and if defendant's claim to be hearing voices could significantly aid such a defense, the evidence was readily available in other forms than counsel's
Defendant argues the trial court should have granted defendant's Marsden motion "after learning that counsel had, in apparent compliance with Rule of Professional Conduct 3-100(B)," reported to jail authorities that defendant was hearing voices. Once again, counsel did not report what defendant had told him to comply with that rule, but to try to obtain mental health services for defendant. To the extent defendant contends the court had to grant his motion because he said he could not work with or trust Chambers due to Chambers's revealing what defendant had said about the voices, we disagree.
"When a defendant seeks to obtain a new court-appointed counsel on the basis of inadequate representation, the
The motion was heard on November 17, 2008. The court stated that it had considered the possibility of drawing the jury venire equally from the entire county and not just within the East County district. It discussed the logistics with the jury commissioner. But drawing equally from the entire county was not feasible because prospective jurors were allowed to report to whichever court within the county was the most convenient to them.
At the end of the hearing, the court denied the motion without prejudice to renewal during jury selection. It agreed that the case had "received extensive pretrial news coverage," but found it was not "necessarily sensational or inflammatory. There has not been what we call a 'drum beat' of continued publicity regarding the trial. ... [T]here was extensive coverage of a very unusual level of grief that the murders provoked within a very close-knit East County community. We
Regarding the victims, the court stated that "apparently the victims' youth and Chaldean heritage triggered a very extraordinary degree of sympathy and grief in the East District's Chaldean community. This outpouring of emotion was covered by both print and electronic media. I find that this Chaldean community is obviously a very vital and significant element of East County society and culture." But it found that that community constituted only a small part of the East County population. "So this is part of my findings as to the status of the victims, that the community of Chaldeans is obviously important; it's not sizeable; the victims were members of that community; and they became prominent as a result of the crimes and the mourning that occurred post-crime. Before that, they were not highly visible or prominent members of either the East County or the Chaldean community."
The court concluded that "the size of the population, together with those survey results, suggest strongly that a fair and impartial jury can be selected from an East County draw."
On May 27, 2009, during jury selection, defendant renewed the motion to change venue. The court denied the renewed motion: "I did carefully review question 79 on the questionnaire, which is the question, 'Based upon what you know, have read, or heard about this case, is there any reason why you cannot or should not be a juror in this case?' I could be wrong. There could have been a handful of people who indicated 'yes,' but my recollection is it was almost uniformly 'no.' Even those who indicated they have heard or read something, most of those responses then referred to 'I know about what you've revealed in your introduction to the case, that there was the robbery, the two murders.' [[2] ] And I do not
2 The jury questionnaire that all prospective jurors in defendant's penalty trial were asked to fill out informed them about the case as follows: "This case involves a robbery and shooting that occurred at the Granada Liquor Store in El Cajon on March 1, 2006. Ms. Heather Mattia, the liquor store co-owner, and her employee, Mr. Firas Eiso, were fatally shot in the back of the head. Both victims were members of the Chaldean community. Two individuals, Jean Pierre Rices and Anthony Miller, were arrested and charged with the murders in November 2006. The defendant in this case, Jean Pierre Rices, recently pled guilty to the killings."
"On a defendant's motion, the court must order a change of venue 'when it
For these reasons, we find no error, that is, no reasonable likelihood defendant could not receive a fair trial in the East County district at the time he moved for a change of venue. He has also shown no prejudice. He "has not shown that it is reasonably likely he did not in fact receive a fair trial." ( Avila , supra , 59 Cal.4th at p. 508, 173 Cal.Rptr.3d 718 , 327 P.3d 821 .)
Defendant argues that language in some of our cases had made it unclear at the time of trial what the rule regarding prejudice was
Defendant does not demonstrate that any sitting juror was biased and should have been excused for cause. Accordingly, he has not shown prejudice even if we assume the court should have granted the challenges for cause to the three prospective jurors.
2. Limitation on Voir Dire
Defendant contends the trial court impermissibly curtailed voir dire of prospective jurors regarding their attitude towards the death penalty. The jury questionnaire explained the basic facts of the case to the prospective jurors. (See fn. 2, ante .) Additionally, the court advised the prospective jurors about the kinds of mitigating and aggravating evidence they might be called on to consider, including whether the defendant had engaged in other violent criminal activity or had other felony convictions.
Defense counsel wanted to provide more specific information about defendant's convictions. He wanted to advise the prospective jurors about "the conviction of the two murders, the attempted murder, the conviction of the carjacking, the conviction of the shank in the prison." The court permitted defense counsel to go into defendant's two convictions for "premeditated murder," but not the specifics of the other convictions. It explained that the voir dire proceedings were "not opportunities to figure out which jurors are going to side with you based upon the evidence you can summarize and which jurors are going to be kind of against you. This kind of inquiry is to ensure that we have people who are open to both penalties, not based upon the specific evidence, but based upon a general assessment of their thinking, their principles." Later, when defendant renewed his request, the court again denied it. It said it would not allow counsel to seek "advisory opinions regarding evidence that's going to come into the case."
Defendant contends the court erred in not permitting him to specify the convictions in questioning the jurors. We disagree. The information given to the prospective jurors provided the parties ample opportunity to question them about their attitudes towards the death penalty in this case. "Death-qualification voir dire must avoid two extremes. It must not be so abstract that it fails to identify jurors whose death penalty views would prevent or substantially impair their performance as jurors. Likewise, it must not be so specific as to require prejudgment based on a summary of potential evidence. [Citation.] The court may not categorically prohibit inquiry into a subject 'likely to be of great significance to prospective jurors' in deciding penalty.
Applying these rules, we see no error. H.W. stated on the jury questionnaire, "I am somewhat biased against the death penalty. I think it's harsh & severe. No going back." She also said she would not
D. Issues Regarding Miller's Testimony
Codefendant Miller testified on his own behalf during his guilt trial. Defendant's penalty jury heard most of Miller's testimony. Defendant raises several issues regarding that testimony.
Defendant's assertion is not quite accurate. Miller said that when he and defendant were talking about locations to rob, Miller suggested the liquor store because of his knowledge of it. Miller did not say that it was his idea to commit a robbery, only that he suggested the liquor store as the target. Miller also told the investigator that defendant was calling the shots, and that, after the liquor store robbery, defendant asked Miller to participate in another robbery, but Miller declined.
It was probably wise for defendant's attorneys not to go into Miller's statements. Suggesting a particular target after the decision to commit a robbery has been made is different from having the idea to commit the robbery in the first place. As a whole, Miller's statements to the police indicated that defendant, not Miller, was the leader. The rest of the evidence did so also. Several years before the liquor store robbery, defendant committed two armed robberies or carjackings. After a period of incarceration for these crimes,
Normally, the prosecution must disclose to the defendant statements of other defendants. ( Pen. Code, § 1054.1.) However, the prosecutor moved the court, pursuant to Penal Code section 1054.7, for permission not to provide discovery of the free talk, which it described as information provided by "John Doe # 1."[3] The prosecutor represented that none of the information was exculpatory but was, instead, incriminatory. Defendant opposed the motion.
After a hearing in defendant's absence, the court granted the motion, finding "good cause to defer disclosure of the name, address and statement of John Doe No. 1" (i.e., Miller). The court "weighed the following: a) the possibility of danger to John Doe No. 1 if his identity is disclosed immediately; b) the nature of the statements attributed to John Doe No. 1; c) the inculpatory information provided by John Doe No. 1 would not serve the interests of Defendant Rices on the issue of penalty; d) the information contained in the statements is available in other materials already disclosed to the defense; e) the representation of the People that John Doe No. 1 will not be called as a witness by the People; and f) the absence of detriment to defendant's right of confrontation if disclosure is delayed."
The People did not call Miller as a witness. He did, however, testify on his own behalf, partly in front of defendant's penalty jury. It is not clear from the record to what extent, if at all, defendant's attorneys were aware of the existence of the free talk. In a discussion during part of the case against Miller, held before Miller testified but in the absence of defendant's attorneys, the prosecutor stated that it had "communicated" to defense counsel Chambers one inconsistent statement Miller made in the free talk. He told counsel that Miller said a different person was the getaway driver, rather than someone called "Nut-Nut," who Miller had originally identified as the driver. The prosecutor said he did so "because I have a Brady obligation. [ Brady v. Maryland (1963) 373 U.S. 83 , 83 S.Ct. 1194 , 10 L.Ed.2d 215 .] And I said [to defendant's counsel], you need to know that he identified someone different as the driver. I did not give them any more details." Miller's attorney stated at the same hearing, "I think Mr. Chambers knows that there's been a free talk." Because the record is unclear, we will assume that defendant's attorneys were unaware that the free talk had occurred. The prosecution did not provide discovery of the free talk until after trial.
3 Penal Code section 1054.7 provides that disclosure may be "denied, restricted, or deferred" if "good cause is shown." " 'Good cause' is limited to threats or possible danger to the safety of a victim or witness, possible loss or destruction of evidence, or possible compromise of other investigations by law enforcement." ( Ibid .)
For these reasons, disclosing the free talk before Miller testified would not have significantly affected the trial. Any constitutional violation was harmless beyond a reasonable doubt.
3. Asserted Instructional Error
The court instructed the jury that, because Miller was an accomplice in
The conclusion that no corroboration instruction was warranted also disposes of defendant's additional argument that his attorneys were ineffective in failing to request one.
E. Defendant's Criminal Conduct While a Juvenile
The prosecution presented evidence in aggravation of two crimes of violence defendant committed in 1999, when he was 17 years old, and of his conviction for one of those crimes. Defendant contends reliance on such evidence violated his rights under the Eighth Amendment to the United States Constitution. It did not.
"We have long held that evidence of violent juvenile misconduct that would have been a crime if committed by an adult is admissible under [Penal Code] section 190.3, factor (b). [Citations.] We also have repeatedly held that the admission of such evidence passes constitutional muster. [Citations.] Nevertheless, defendant argues admission of the evidence was unconstitutional in light of the high court's decision in Roper v. Simmons (2005) 543 U.S. 551 [ 125 S.Ct. 1183 , 161 L.Ed.2d 1 ], holding that the Eighth and Fourteenth Amendments prohibit execution of individuals who were under 18 years of age at the
G. Prosecution's Argument Regarding Future Dangerousness
Over objection, the court permitted the prosecutor to argue to the jury that the evidence of defendant's violent criminal conduct while incarcerated showed that he would be dangerous in a prison setting in the future. Defendant contends the argument was improper because future dangerousness is not one of the statutory factors in aggravation listed in Penal Code section 190.3.
"The circumstances of a defendant's crimes, his unadjudicated violent conduct, and his violent conduct underlying
Although People's Exhibits 65 and 65A were marked and shown to Miller in front of defendant's jury, and placed into evidence in Miller's guilt trial, it does not appear the exhibits were formally received in evidence in defendant's penalty trial. The clerk's transcript indicates that, during deliberations, the jury "made an oral request" to see exhibits 65 and 65A, "which were not received into evidence on the Rices case but were presented to both juries during the overlapping evidence with the Miller case. The Court directs the bailiff to inform the jurors of this fact." The jury continued its deliberations and reached a verdict later the same day.
During the record settlement process, the court settled the record regarding what occurred: "The Clerk's Minutes of June 24,
Defendant argues that if counsel had been informed of the jury's request, he might have argued successfully that the exhibits either had been or should be received into evidence. We agree and will assume that, had the court consulted counsel, it would have provided the exhibits to the jury. But that is the extent of the error's effect. It prevented the jury from viewing the physical exhibits, but it did not negate Miller's oral testimony. That testimony is what impeached his credibility.
In front of defendant's jury, Miller acknowledged that he wrote the letter to defendant after his arrest in this case, and that the letter contained the language read into the record. This testimony impeached Miller's testimony blaming defendant. The physical exhibits contain nothing significant not included in the oral testimony that might have further impeached Miller or otherwise helped defendant.
As discussed previously, both parties, including the prosecutor, argued to the jury that Miller's trial testimony was not credible. The prosecutor relied on none of that testimony in arguing the case to the jury. Rather, he cited in aggravation only Miller's prior statement regarding the victims' pleading for their lives. If anything, the letter-which suggested Miller would not have lied to defendant's detriment- bolstered the credibility of that statement.
dant moved for a new trial on several grounds, two of which were that the court erred in denying mistrial motions he made during the trial. Both mistrial motions were based on a witness's saying something that was inadmissible against defendant. The court denied the motion for a new trial. Defendant contends the court erred.
The standard of review of a ruling denying a mistrial motion and a ruling denying a new trial motion is the same: abuse of discretion. ( People v. Harris (2013) 57 Cal.4th 804 , 848, 161 Cal.Rptr.3d 364 , 306 P.3d 1195 [mistrial motion]; People v. Coffman and Marlow (2004) 34 Cal.4th 1 , 127, 17 Cal.Rptr.3d 710 , 96 P.3d 30 [new trial motion].) As we explain, the court acted within its discretion when it denied the mistrial motion on both occasions and, accordingly, it acted within its discretion when it later denied a new trial on the same grounds.
1. Reference to Gang Membership
The court and parties anticipated-correctly, as it turned out-that the prosecution would not present any evidence that defendant belonged to a gang. When Miller testified in front of defendant's jury, he referred to defendant's "reputation" of "being a gang member." Defendant objected. The court allowed Miller's jury to consider the testimony, but it admonished defendant's jury "to disregard that reference to 'gang' and you are to treat it as though you never heard it." Defendant moved for a mistrial based on this reference, which the court denied. Later, based on defendant's objections on other grounds, the court dismissed defendant's jury for the remainder of Miller's testimony to prevent prejudicial evidence coming in against him.
A court should grant a mistrial motion based on a witness's statement if it judges the defendant has been prejudiced in a way that an admonition or instruction cannot cure. Because this is inherently a speculative matter, the trial court has considerable discretion in ruling on a mistrial motion. ( People v. Harris , supra , 57 Cal.4th at p. 848, 161 Cal.Rptr.3d 364 , 306 P.3d 1195 .) Here, the court acted well within its discretion. No prosecution evidence connected defendant with a gang. In light of the prompt admonition, the fleeting and vague reference, by a witness with an obvious motive to besmirch defendant, could not have prejudiced defendant. Miller's statement was not "so incurably prejudicial that a new trial was required." ( People v. Ledesma (2006) 39 Cal.4th 641 , 683, 47 Cal.Rptr.3d 326 , 140 P.3d 657 .)
The lack of prejudice was even clearer when the court ruled on the new trial motion. As the prosecution pointed out in opposing the motion, defendant himself interjected his gang membership into the case. Dr. Rahn Minagawa, his expert witness, testified that his gang membership was a bad influence
Defendant relies on Gardner v. Florida (1977) 430 U.S. 349 , 97 S.Ct. 1197 , 51 L.Ed.2d 393 . In that case, "When the trial judge imposed the death sentence he stated that he was relying in part on information in a presentence investigation report. Portions of the report were not disclosed to counsel for the parties." ( Id . at p. 351, 97 S.Ct. 1197 .) The high court found this procedure violated due process. There is a fundamental difference between Gardner and this case. In Gardner , the court considered the information not disclosed to the defendant; here, the court did not consider that information. Gardner does not aid defendant. We see no error in the court's denial of the motion to modify the verdict.
III. CONCLUSION
We Concur:
Cantil-Sakauye, C. J.
Corrigan, J.
Liu, J.
Cuéllar, J.
Kruger, J.
Nares, J.[4]
* Associate Justice of the Court of Appeal, Fourth Appellate District, Division One, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
The bodies, lying facedown side by side in pools of blood, were soon discovered. Police found two nine-millimeter bullet casings nearby. A bullet was found under Eiso's body. A second bullet was found in a stack of beverage cans, where it had come to rest after ricocheting around. The drawers to some cash registers had been pulled out.
Both Mattia and Eiso died of a single gunshot wound through the head. Mattia also suffered grazing wounds to her forearm, finger, and hand, probably caused by the same bullet after it passed through her head. The condition of Mattia's lungs indicated she was still breathing for about 15-20 minutes after she was shot. Her head wound was such that the body might have twitched involuntarily until she died. The autopsy revealed no indications of a struggle.
The parties stipulated that if called as witnesses, Rodney Hodges and Dwayne Hooks-defendant's cohorts in later crimes-as well as Debbie Mays, would testify that, on separate occasions, defendant told each of them that he had shot two people in the head during the liquor store robbery, and the legs of the female victim twitched after he shot her.
Miller testified on his own behalf. Most, although not all, of his testimony was in front of defendant's penalty jury as well as Miller's guilt jury. On the night of the robbery, he rode to the liquor store with defendant and Nichele Hopson, who drove. Miller was just going along for the ride and thought they were going to buy something to drink. When he and defendant got out of the car, defendant pulled out a gun, tossed Miller a bag, and told him they were going to do a robbery. Miller was "scared out of [his] wits." Because defendant had a firearm, Miller felt he had no choice but to do as he was
Dr. Rahn Minagawa, a forensic psychologist, described defendant's childhood as "pretty horrendous." In his opinion, defendant should have received therapy or other professional intervention at various times during his early childhood. In addition, defendant's "gang membership," beginning at an early age, was a negative influence that contributed to his criminal behavior.
Barbara Duey, an attorney with the Children's Law Center of Los Angeles, testified that, although defendant received therapy when he was 13 and 14 years old, he should have received it earlier when he most needed it.
Daniel Vasquez, a former warden at San Quentin State Prison, reviewed defendant's prison records. Defendant was imprisoned
Chambers said he had been involved in two capital cases, one the " Michaels " case. (See People v. Michaels (2002) 28 Cal.4th 486 , 122 Cal.Rptr.2d 285 , 49 P.3d 1032 .) In the Michaels case, he explained, the defendant technically represented himself but he, Chambers, actually tried the entire case: "I selected the jury, I did the opening, I examined all of the witnesses, I did the closing, and I argued the motions they previously drafted. Mr. Michaels really didn't participate in the trial other than be there." He added that he had defended "at least 30 first degree homicide cases in this county." Later, he added that the Private Conflicts Counsel had originally considered him to be a "class six" attorney. Robinson agreed with this statement but said that more recently the organization had reevaluated matters and now Chambers was "approved for class five."
Defendant asked to speak. He said, "I don't need no advisory," he did not "need to talk to anybody," and "I don't want to speak with another attorney. I already heard everything that's going on. I don't need to talk with him." He said he wanted to keep Chambers as his attorney because he had "built a relationship" with him. He believed that getting
Defendant then asked why the court "sen[t] somebody to me that represented a confidential informant or a cooperating witness?" The court responded that it did not know about any involvement Levine may have had in the case. It offered to appoint another lawyer to speak with defendant.
At that point defendant said he wanted to represent himself because he did not trust his lawyer. The court scheduled a hearing on that motion for a later date. At the next hearing, after the speaking with his attorneys, defendant told the court he no longer wished to represent himself.
Chambers and Wolfe continued to represent defendant from that point on.
2. Alleged Conflict of Advisory Counsel
Defendant argues that when the prosecutor informed the court Levine had represented someone else involved in the case, the court should have held a further hearing regarding the possible conflict and, if a conflict existed, appointed a second independent counsel. However, defendant declined a second independent counsel and did not even want the first. In any event, contrary to the Private Conflicts Counsel's assertions, Chambers was fully qualified to represent defendant.
At the hearing, Chambers stated that he was qualified to defend a capital case under both California's standards for appointment of capital counsel ( Cal. Rules of Court, rule 4.117 ) and the ABA guidelines. The attorneys from the Private Conflicts Counsel agreed, at least implicitly, that he was qualified under those standards, but they claimed Chambers was unqualified under their own, separate, guidelines, which required attorneys to have acted as second chair before they could act as first chair in a capital case. We have said that the ABA guidelines do not establish the standards for effective representation. (
Defendant contends the compensation agreement between Chambers and the court itself created a conflict. He notes that if Chambers had withdrawn from further representation due to the asserted conflict, he would not have received the bulk of the fixed fee. Thus, he argues, Chambers's own interests conflicted with his client's. We have rejected a similar argument regarding a fixed fee agreement despite the "theoretical possibility" that "under the agreement [the] lawyer could maximize his own compensation by cutting expenses for investigative and expert services." ( Doolin , supra , 45 Cal.4th at p. 416, 87 Cal.Rptr.3d 209 , 198 P.3d 11 .) Citing
Defendant also argues that counsel's informing the authorities about the reported voices exacerbated the conflict. He asserts that counsel properly informed the authorities of defendant's claims under Evidence Code section 956.5, which provides that the attorney-client privilege does not exist "if the lawyer reasonably believes that disclosure of any confidential communication relating to representation of a client is necessary to prevent a criminal act that the lawyer reasonably believes is likely to result in the death of, or substantial bodily harm to, an individual." (See Rules Prof. Conduct, rule 3-100(B) [similar].) Then he asserts that providing such information against his client presented another conflict. But Chambers did not tell the authorities about the voices due to Evidence Code section 956.5. He said he did it with his client's permission to try to obtain mental health services for him. Indeed, defendant complained that Chambers did not seem to be taking his claim of hearing voices seriously enough.
Relying on Wood v. Georgia , supra , 450 U.S. 261 , 101 S.Ct. 1097 , defendant also argues that at least the trial court should have conducted an additional inquiry when it learned of the asserted conflict. In deciding this question, "[w]e look to whether facts known to the trial court raised the possibility of a conflict of interest obliging it to inquire further." ( Dunkle , supra , 36 Cal.4th at p. 916, 32 Cal.Rptr.3d 23 , 116 P.3d 494 .) The court did inquire into whether Chambers had information about a possible mental defense. That inquiry was sufficient under the circumstances. As in Dunkle , at pages 915 to 916, 32 Cal.Rptr.3d 23 , 116 P.3d 494 , counsel could easily have presented a mental defense through experts if a valid one existed. For essentially the same reasons we have rejected defendant's argument that counsel labored under a conflict of interest, "we do not believe the circumstances 'impose[d] upon the court a duty to inquire further' into the possibility of a conflict of interest. ( Wood , supra , 450 U.S. at p. 272 [ 101 S.Ct. 1097 ].)" ( People v. Rundle , supra , 43 Cal.4th at p. 176, 74 Cal.Rptr.3d 454 , 180 P.3d 224 .) For similar reasons, we also reject defendant's related argument that the trial court had to inquire into a possible conflict months after the Marsden hearing, when it learned that the prosecution intended to proffer in aggravation
We see no abuse of discretion. The court held a full hearing and permitted defendant to states his reasons for wanting a new attorney. Chambers had informed the authorities of defendant's claimed voices with, he stated, defendant's consent, to try to obtain mental health services for defendant. Defendant disagreed regarding the exact scope of his agreeing to Chambers's telling the authorities. But, "[t]o the extent there was a credibility question between defendant and counsel at the hearing, the court was 'entitled to accept counsel's explanation.' " ( People v. Smith (1993) 6 Cal.4th 684 , 696, 25 Cal.Rptr.2d 122 , 863 P.2d 192 , quoting People v. Webster (1991) 54 Cal.3d 411 , 436, 285 Cal.Rptr. 31 , 814 P.2d 1273 .)
B. Change of Venue
Defendant contends the trial court prejudicially erred in denying his motion to change venue. It did not.
1. Factual Background
On June 16, 2008, defendant moved to change venue from San Diego County or, in the alternative, to transfer the trial from the East County judicial district to another judicial district within the county. He attached to the motion voluminous copies of media accounts of the crime and his later arrest. He also cited the results of a public opinion poll that showed that 70
The court noted that the public opinion survey, although showing greater awareness of the case within the East County than other parts of the county, showed that most prospective jurors from East County would not "have firm attitudes about the case." It also noted that the jury would not be called on to decide guilt, as that had already been established. It believed that the issue of guilt "is the one that's most vulnerable to pretrial publicity. The fear that pretrial coverage of an arrest of a suspect or suspects leaves prospective jurors with an impression that the police have the right person is no longer an obstacle in this case to a fair trial ...."
Regarding the size of the community, the court estimated that about 500,000 people live in the East County district. Because of the policy permitting prospective jurors to report to whichever court within the county they chose, the court also believed that some of those who reported to the East County would come from other parts of the county. It noted that, before the crimes, defendant "had no special prominence or notoriety in the East
As defendant stresses, the publicity was at times heavy, as is to be expected of a crime of this nature. But the record supports the trial court's finding that it was not so inflammatory as to preclude a fair trial. Defendant notes that much of the publicity described the crimes as execution-style murders or the like. Defendant cites portions culled from the voluminous record that described the crimes as "brutal," "cold-blooded," "evil," "horrible," or "horrific." One newspaper account quoted a man as saying that the perpetrator "is a coward, an animal," and other accounts suggested the perpetrator was dangerous or without a conscience. But these descriptions, selected from generally factual and noninflammatory reporting, are not by themselves necessarily prejudicial. Defendant's guilt was established by the time the trial began, and any actual juror would learn soon enough that the murders were, indeed, execution style, and that the other words aptly described them. Defendant argues that some of the publicity mentioned circumstances, such as his supposedly bragging about the murders, that were not presented at trial. But that alone did not taint the entire venire. " '[P]retrial publicity-even pervasive, adverse publicity-does not inevitably
Of the 12 actual jurors, five had neither heard of nor discussed the case. The others had heard of the case only vaguely, and there is no indication any remembered more about it than what they were informed in court. None indicated they remembered an arrest being made. Only two said they had ever discussed the case, and those only briefly and generally. None had an opinion regarding defendant based on anything he or she had heard outside of the courtroom. Two jurors did express an opinion that was obviously based on what they had been informed about the case. One juror, who had never previously heard of the case, said of defendant, "He is a murderer who must have had a bad childhood with lots of violence and alcohol and drugs." The second said she had no opinion of defendant "other than he sounds obviously violent and without regard for human life." All of the jurors stated there was no reason they should not be jurors in the case. The answers of the alternative jurors showed similarly little acquaintance with the case.
Trying to show he could not or did not receive a fair trial, defendant cites three particularly inflammatory opinions in the questionnaires from prospective jurors (who did not become actual jurors) expressing the view that defendant should either be killed, "fried," or hanged. Given the horrendous
Because of questions of reliance, in some cases, where it was unclear what a defendant had to do to preserve an appellate claim, we have made a newly announced rule regarding cognizability prospective only. (E.g., People v. Scott (1994) 9 Cal.4th 331 , 357-358, 36 Cal.Rptr.2d 627 , 885 P.2d 1040 [rule requiring an objection at sentencing].) Indeed, for this reason, the rule requiring the defendant to express dissatisfaction with the jury has been applied only to cases tried after 1994. (
Defendant contends his penalty jury should not have heard Miller's testimony. He did not object at trial to that testimony, so he has forfeited the issue on appeal. ( People v. Riel (2000) 22 Cal.4th 1153 , 1178-1179, 96 Cal.Rptr.2d 1 , 998 P.2d 969 .) Recognizing this circumstance, defendant contends his attorneys were ineffective for not objecting. " 'To establish ineffective assistance of counsel, a defendant must show that (1) counsel's representation fell below an objective standard of reasonableness under prevailing professional norms, and (2) counsel's deficient performance was prejudicial, i.e., there is a reasonable probability that, but for counsel's failings, the result would have been more favorable to the defendant. [Citation.] "A reasonable probability is a probability sufficient to undermine confidence in the outcome." ( Strickland v. Washington (1984) 466 U.S. 668 , 694 [ 104 S.Ct. 2052 , 80 L.Ed.2d 674 ].)' " ( Riel , at p. 1175, 96 Cal.Rptr.2d 1 , 998 P.2d 969 .) " 'Whether to object to inadmissible evidence is a tactical decision; because trial counsel's tactical decisions are accorded substantial deference [citations], failure to object seldom establishes counsel's incompetence.' " ( Id . at p. 1185, 96 Cal.Rptr.2d 1 , 998 P.2d 969 .)
Defendant contends there could have been no tactical reason for counsel not to object to his jury hearing Miller's testimony. We disagree. Counsel
Defendant makes much of certain evidence presented against Miller that Miller's jury, but not his, heard. The prosecution presented evidence of
"To the extent the denial of discovery implicated defendant's federal due process rights [citation], the applicable test is whether the error is harmless beyond a reasonable doubt." ( People v. Gonzalez (2006) 38 Cal.4th 932 , 961, 44 Cal.Rptr.3d 237 , 135 P.3d 649 .) The free talk contained nothing favorable to defendant. It was generally consistent with Miller's later trial testimony except that it contained statements even more damaging to defendant than anything in that testimony. The prosecution made no use of the free talk. Even if he had known of it, defendant could not have used it either to impeach Miller's trial testimony or as prior inconsistent statements. Defendant did know Miller's earlier statements to the police, which were quite different from his trial testimony and the free talk. Defendant could have challenged Miller's credibility with those earlier statements. He did not do so himself, presumably because the prosecution had already done it effectively.
Defendant argues that had his attorneys known of the free talk, and thus of the likelihood that Miller would try to shift blame to defendant, they would surely have objected to his jury's hearing Miller's testimony. On this record, we do not know. Counsel might still have believed that any attempt by Miller to shift blame to defendant would be discredited by his earlier statements, as, indeed, it was, although by the prosecutor. And, given defendant's acceptance of responsibility for his crimes, counsel might reasonably have believed that discrediting Miller would benefit defendant. But even if we assume counsel would have objected to defendant's jury hearing Miller's testimony had they known of the free talk, as we have explained, no valid basis for such an objection existed.
Miller's testimony (as distinguished from his prior statements to police) was not particularly important. He did try to blame defendant for the robbery, but the prosecution effectively challenged his credibility with his prior statements and a friendly letter he wrote to defendant after his arrest. (See pt. II. H., post .) His testimony received little comment in the parties' jury arguments. The prosecutor, like defense counsel, described it as "incredible."
Defendant cites two additional recent high court decisions concerning when a person may receive a sentence of life in prison without parole for
When the parties and court were discussing jury instructions, the prosecutor objected to the following language that defendant had requested from CALCRIM No. 763 : "[Y]ou may consider evidence about the impact the defendant's execution would have on [his] family if that evidence demonstrates some positive quality of the defendant's background or character." He argued there was no evidence to support the instruction. The court stated that it tended to agree, but withheld a final ruling until it reviewed the case of People v. Ochoa (1998) 19 Cal.4th 353 , 79 Cal.Rptr.2d 408 , 966 P.2d 442 ( Ochoa ). Later, after it reviewed that case and the transcript of the relevant testimony, the court sustained the prosecutor's objection to that sentence of the instruction.
Ultimately, the court instructed the jury: "Although you may consider sympathy or compassion for the defendant, you may not let sympathy for the defendant's family influence your decision." ( CALCRIM No. 763.)
Defendant contends the court erred in not permitting the questions regarding the impact defendant's execution would have on his family. It did not. In Ochoa , supra , 19 Cal.4th 353 , 79 Cal.Rptr.2d 408 , 966 P.2d 442 , the case the trial court consulted, we explained that "what is ultimately relevant is a defendant's background and character-not the distress of his or her family. A defendant may offer evidence that he or she is loved by family members or others, and that these individuals want him or her to live. But this evidence is relevant because it constitutes indirect evidence of the defendant's character. The jury must decide whether the defendant deserves to die, not whether the defendant's family deserves to suffer the pain of
H. Trial Court's Ex Parte Communication with the Jury
As discussed previously, codefendant Miller testified on his own behalf, partly in front of defendant's penalty jury. In essence, Miller claimed defendant forced him to participate in the robbery. The prosecutor cross-examined him at length and impeached his credibility with his prior inconsistent statements. The prosecutor also showed Miller a blowup of a letter Miller had written to defendant. The blowup was marked in front of defendant's jury as People's Exhibits 65 and 65A. In his testimony, Miller acknowledged that he had written the letter to defendant, and that it contained the following language: " 'I love you, boy, and the struggle only gets better. Until pencil meets paper again, your protégé, with love, lil bro, Ant." ("Ant." is apparently short for Anthony, Miller's first name.) The prosecutor concluded
Defendant contends, and the Attorney General concedes, that the court's ex parte communication with the jury violated his federal constitutional "right to personal presence at all critical stages of the trial and the right to counsel ...." ( Rushen v. Spain (1983) 464 U.S. 114 , 117, 104 S.Ct. 453 , 78 L.Ed.2d 267 .) We agree the court committed federal constitutional error. " 'This rule is based on the precept that a defendant should be afforded an adequate opportunity to evaluate the propriety of a proposed judicial response in order to pose an objection or suggest a different reply more favorable to the defendant's case.' " ( People v. Wright (1990) 52 Cal.3d 367 , 402, 276 Cal.Rptr. 731 , 802 P.2d 221 .) However, the error was "harmless beyond a reasonable doubt." ( Rushen v. Spain , at p. 121, 104 S.Ct. 453 .) "Although such communications violate a defendant's right to be present, and represented by counsel, at all critical stages of his trial, and thus constitute federal constitutional error, reversal is not required where the error can be demonstrated harmless beyond a reasonable doubt." ( Wright , at p. 403, 276 Cal.Rptr. 731 , 802 P.2d 221 ; accord, People v. Clark (2011) 52 Cal.4th 856 , 987, 131 Cal.Rptr.3d 225 , 261 P.3d 243 .)
During pretrial hearings, the court excluded evidence regarding defendant's overt remorselessness. James Hoefer, the investigator in this case, testified at length about the investigation. At one point, he stated, "We eventually received information from witnesses who stated that Mr. Rices bragged about-." The prosecutor cut him off, and defendant moved to strike the statement. The court admonished the jury, "There's certain things that I've excluded in terms of his description of what other people have said because it's technically hearsay." It said it was "striking the word that you [the prosecutor] cut him off on, 'bragged.' It is to be disregarded." The questioning continued with no further reference to bragging.
Later, defendant moved for a mistrial due to the witness's reference to bragging. The court denied the motion: "Based upon my
Defendant reiterates numerous challenges to California's death penalty law that we have already rejected. We see no reason to reconsider our previous decisions.
Penal Code section 190.3, factor (i) (the age of the defendant) is not unconstitutionally vague. ( Tuilaepa v. California (1994) 512 U.S. 967 , 977, 114 S.Ct. 2630 , 129 L.Ed.2d 750 ; People v. Sanders (1995) 11 Cal.4th 475 , 563-564, 46 Cal.Rptr.2d 751 , 905 P.2d 420 .) " Penal Code sections 190.2 and 190.3 are not impermissibly broad, and factor (a) of Penal Code section 190.3 does not make imposition of the death penalty arbitrary and capricious." ( People v. Sánchez , supra , 63 Cal.4th at p. 487, 204 Cal.Rptr.3d 682 , 375 P.3d 812 .) Other than the penalty verdict itself, the jury need not achieve unanimity. ( Ibid . ) Except for other crimes evidence and prior convictions, the jury need not make findings beyond a reasonable doubt. ( Ibid . ) The court's instructions need not delete inapplicable sentencing factors. ( Id . at p. 488, 204 Cal.Rptr.3d 682 , 375 P.3d 812 .) The instructions need not delineate between aggravating and mitigating factors. ( People v. Dykes (2009) 46 Cal.4th 731 , 814, 95 Cal.Rptr.3d 78 , 209 P.3d 1 .) The sentencing factors are not impermissibly vague and ill-defined. ( People v. Schmeck (2005) 37 Cal.4th 240 , 305, 33 Cal.Rptr.3d 397 , 118 P.3d 451 .) "Penal Code '[s]ection 190.3's use of adjectives such as "extreme" and "substantial" in describing mitigating circumstances does not impermissibly limit the jury's consideration of mitigating factors.' " (
Inside the store, Mattia and Eiso were ordered to lie on the floor and forced to crawl in front of the counter. Miller, holding a bag, went behind the counter. A short time later, Miller left the store. As Miller was leaving, defendant shot both victims in the back of the head while they were lying on the floor. Defendant then left the store, gun in hand, joined Miller, and they drove away. Just under four minutes
On July 28, 2006, defendant and Rodney Hodges unsuccessfully attempted to rob a Bank of America branch in El Cajon. During the attempt, defendant fired two shots with a handgun.
A. Pretrial Issues Regarding Defendant's Representation
Two attorneys represented defendant at trial: Mark Chambers and William Wolfe. Defendant raises several issues regarding Chambers's representation.
1. Factual Background
The court originally appointed the public defender's office to represent defendant. On March 21, 2007, that office declared a conflict. Acting through San Diego County's "Private Conflicts Counsel," the court appointed Chambers to represent defendant. When the court asked whether Chambers was "on the list of class six attorneys by and through Private Conflicts Counsel," Chambers said he was. According to a document filed with the trial court on January 23, 2008, Chambers was to receive a total fee of $137,000 through the end of trial. He had already received $17,000, was to receive $40,000 "forthwith" (that is, as of January 23, 2008), and was to receive $40,000 at the commencement of hearings on pretrial motions and the final $40,000 after the jury was impaneled. When Chambers was first appointed, the district attorney had not yet decided whether to seek the death penalty against defendant. On November 7, 2007, the district attorney announced the intent to seek the death penalty, and the court appointed Wolfe to assist Chambers in the defense.
Defendant told the court he wanted to "fire him ... because I can't work with him." At that point, defendant did not specifically state whether he meant Chambers or Wolfe, but as the hearing progressed it became clear he was referring to Chambers. He said he had given Chambers information about his mental state, but Chambers was not taking him seriously. He had originally "brought it to the Sheriff's attention, Deputy Rodriguez. I told him that I was ... hearing voices ... in my head. I told him I needed some ... psych detention [ sic ; perhaps meaning "attention"] ...." When Rodriguez asked him what was going on, defendant told him, "I couldn't tell him what the voices was in my head because it was inappropriate for me to tell him."
Defendant said the voices were "telling me to kill people," "to slice people's throats open." "I would actually see me doing it ... out of nowhere for no reason. And it was certain things that was going on in the county jail where I was doing things and I
Defendant responded that "just because I ain't going around doing stupid stuff don't mean that I don't got problems. I'm trying to explain to him. I told him I can't even read, I can't even write right now. ... I can barely function inside the unit I'm in because of the voices inside my head right now."
The court denied defendant's Marsden motion: "I've listened to your request and
3. Trial Counsel's Alleged Conflict of Interest
Based on what occurred at the April 29, 2008, Marsden hearing, defendant contends that Chambers acted under a conflict of interest, as he had to "choose between becoming a witness at trial or keeping the case as counsel." He argues that once defendant told him about the voices he claimed to be hearing, Chambers was a potential witness because he could testify about what defendant had told him, either to support a mental defense or as mitigating evidence. We disagree.
The record presents no basis to conclude that counsel pulled his punches despite any asserted conflict. As defendant argues, counsel presented no mental defense regarding the jail assaults. But he did present a vigorous penalty phase defense in mitigation, centering around defendant's horrendous childhood and the effect it had on his later criminal behavior. The record does not disclose why counsel did not additionally present a mental defense regarding the assaults. But it does reflect that counsel had the benefit of an earlier mental health expert's evaluation of defendant, and that he had requested funding to obtain the services of another mental health expert. We do not know the results of the funding request, but counsel may well have had tactical reasons to focus on defendant's childhood and its impact on him rather than present a mental defense based on the reported voices. ( People v. Doolin , supra , 45 Cal.4th at p. 418, 87 Cal.Rptr.3d 209 , 198 P.3d 11 .) The experts might not have uncovered anything to support a credible mental defense. Counsel might also have been concerned that the jury would suspect the claimed voices were not genuine but
Contrary to defendant's argument, this is not one of the "extreme case [s]" in which prejudice is presumed. ( Skilling v. United States (2010) 561 U.S. 358 , 381, 130 S.Ct. 2896 , 177 L.Ed.2d 619 [prejudice was not presumed despite pervasive publicity from the Enron scandal].) Indeed, this case is nothing like the cases in which the high court has presumed prejudice. (See generally People v. Avila (2014) 59 Cal.4th 496 , 509-510, 173 Cal.Rptr.3d 718 , 327 P.3d 821 ( Avila ).) "There was no circus or carnival atmosphere, no spectacular confession repeatedly televised in a small community and seen by three actual jurors. Although there was indeed much publicity about this case, especially around the time of the crime, that alone did not make this such an extreme case." ( Id . at p. 510, 173 Cal.Rptr.3d 718 , 327 P.3d 821 .)
The charged offenses are obviously the most serious, but that circumstance does not alone compel a change of venue. ( Rountree , supra , 56 Cal.4th at pp. 837-838, 157 Cal.Rptr.3d 1 , 301 P.3d 150 .) This is especially true given that defendant pleaded guilty to those crimes. "As the trial court recognized, neither the size of the community, nor defendant's status within the community, nor the victim's prominence supported a change of venue." ( Avila , supra , 59 Cal.4th at p. 507, 173 Cal.Rptr.3d 718 , 327 P.3d 821 .) "Although there was an understandable outpouring of sympathy for the victims immediately after the crime, they had no particular celebrity status in the community." ( People v. Edwards (1991) 54 Cal.3d 787 , 807-808, 1 Cal.Rptr.2d 696 , 819 P.2d 436 .) As defendant argues, and the trial court noted, the victims were members of the close-knit Chaldean community in
Moreover, over three years elapsed between the time of the crime and the trial, and about two and a half years between defendant's arrest for the murders and the trial. Most of the publicity occurred around the time of the crimes or defendant's arrest. This lengthy passage of time blunted the publicity's prejudicial impact. ( Rountree , supra , 56 Cal.4th at p. 838, 157 Cal.Rptr.3d 1 , 301 P.3d 150 .) The publicity did not itself establish that the East County district could not provide a fair trial.
Defendant also relies in part on the public opinion poll. But the poll supports denial of a change of venue. Conducted long before the trial, it showed that at the time of the poll, some 70 percent of the East District population had heard of the case. But of that 70 percent, only 28 percent, meaning about 20 percent of the total population, said they believed defendant was guilty, and only 22 percent of those, meaning about four to five percent of
None of the actual jurors had a preexisting opinion about the case. "Although a preexisting opinion is not disqualifying if the juror can set the opinion aside and decide the case solely on the evidence presented in court [citation], these jurors did not even present that issue." ( Avila , supra , 59 Cal.4th at p. 512, 173 Cal.Rptr.3d 718 , 327 P.3d 821 .) Accordingly, "[t]his record presents no reason to find a reasonable likelihood that defendant did not receive a fair trial before impartial jurors." ( Id . at p. 513, 173 Cal.Rptr.3d 718 , 327 P.3d 821 .) We find neither error nor prejudice.
C. Jury Selection Issues
Defendant contends the court committed several errors during jury selection.
1. Denial of Challenges for Cause
Defendant contends the court erred in denying his challenge for cause as to three prospective jurors, V.B., T.T., and L.M.
Preliminarily, the Attorney General contends defendant has not preserved the issue for appellate review. To preserve a contention that the court erred in denying a challenge for cause to a prospective juror, the defendant must (1) exercise a peremptory challenge to remove
Not allowing defense counsel to list the specific convictions came within the court's considerable discretion. The jury knew much about the case, and the parties were able meaningfully to examine them on their views of the death penalty in light of this information. Defense counsel could probe the prospective jurors' views as applied to the general facts of the case. ( People v. Zambrano , supra , 41 Cal.4th at p. 1120, 63 Cal.Rptr.3d 297 , 163 P.3d 4 .) Because counsel had the opportunity to inquire on the general subject, "refusal to include a particular question is not error." ( People v. Leon , supra , 61 Cal.4th at p. 587, 189 Cal.Rptr.3d 703 , 352 P.3d 289 .) The court's ruling "did not deprive the defendant of all opportunity to ascertain jurors' views on case-specific facts." ( Ibid . ) We see no error.
3. Excusing a Prospective Juror Due to Her Views on the Death Penalty
Defendant contends the court erred in excluding one prospective juror, H.W., due to her views on the death penalty.
"A prospective juror in a capital case may be excluded for cause if his or her views on capital punishment 'would "prevent or substantially impair the performance of his duties as a juror in accordance with his instructions and his oath." ' ( Wainwright v. Witt (1985) 469 U.S. 412 , 424 [ 105 S.Ct. 844 , 83 L.Ed.2d 841 ].) Prospective jurors 'may not know how they will react when faced with imposing the death sentence, or may be unable to articulate, or may wish to hide their true feelings.' ( Id . at p. 425 [ 105 S.Ct. 844 ].) Accordingly, 'deference must be paid to the trial judge who sees and hears the juror' and must determine whether the 'prospective juror would be unable to faithfully and impartially apply the law.' ( Id . at p. 426 [ 105 S.Ct. 844 ].) We apply this standard to determine whether excusing a prospective juror in a capital case for cause based on the prospective juror's views on capital punishment violates the defendant's right to an impartial jury under article I, section 16 of the California Constitution. [Citations.]
" ' "On appeal, we will uphold the trial court's ruling if it is fairly supported by the record, accepting as binding the trial court's determination as to the prospective juror's true state of mind when the prospective juror has made statements that are conflicting or ambiguous." ' [Citation.] ' "In many
This case presents a classic example of why we "owe deference to the trial court, which is in a superior position to determine the demeanor and qualifications of a potential juror." ( Uttecht v. Brown , supra , 551 U.S. at p. 22, 127 S.Ct. 2218 .) H.W.'s answers were equivocal and somewhat contradictory. Even she questioned whether she could return a verdict of death. The trial court specifically referred to her body language, that is, her demeanor, in its ruling. In that situation, "[w]e defer to the trial court's evaluation of a prospective juror's state of mind." ( People v. Souza , supra , 54 Cal.4th at p. 126, 141 Cal.Rptr.3d 419 , 277 P.3d 118 .) Accordingly, we find no error.
Defendant also contends the standard of Wainwright v. Witt , supra , 469 U.S. 412 , 105 S.Ct. 844 , should be abandoned and, apparently, replaced with a new rule prohibiting the trial court from excusing prospective jurors due to their views on the
Moreover, an objection would have lacked merit. Miller was the only living person, other than defendant, who was present in the liquor store during the robbery. His testimony was highly relevant to the circumstances of the crime, a sentencing factor for the jury to consider. ( Pen. Code, § 190.3, factor (a).) Defendant had the opportunity to confront and cross-examine Miller. (Defendant's attorneys did not actually cross-examine Miller, possibly believing that the prosecutor's extensive cross-examination, which undercut Miller's credibility, was sufficient. But that does not matter; what matters is the opportunity to cross-examine. ( People v. Rodriguez , supra , 58 Cal.4th at p. 634, 168 Cal.Rptr.3d 380 , 319 P.3d 151 .)) No rule prevents one defendant from presenting testimony damaging to another defendant. ( People v. Keenan (1988) 46 Cal.3d 478 , 500 & fn. 5, 250 Cal.Rptr. 550 , 758 P.2d 1081 .) "An essential goal of a trial is that the fact finder determine what happened through a fundamentally fair and reliable process." ( People v. Bryant, Smith and Wheeler (2014) 60 Cal.4th 335 , 381, 178 Cal.Rptr.3d 185 , 334 P.3d 573 [regarding denial of severance].) Allowing defendant's jury to hear testimony from the other participant in the crime, subject to cross-examination, was entirely fair. Indeed, the jury's ability to compare the relative culpability of the two participants made the judgment more, not less, reliable. ( Kansas v. Carr (2016) 577 U.S. ----, ----, 136 S.Ct. 633 , 645-646, 193 L.Ed.2d 535 ; People v. Sánchez (2016) 63 Cal.4th 411 , 465-466, 204 Cal.Rptr.3d 682 , 375 P.3d 812 .)
Defendant contends that allowing his jury to hear Miller's testimony transformed
In sum, defendant fails to demonstrate that his attorneys were ineffective in failing to object to Miller's testimony.
2. Failure to Provide Discovery of a "Free Talk"
After Miller's arrest, he gave certain statements to the police. Defendant received discovery of those statements. Later, Miller gave what the parties called a "free talk." As used here, it appears that a "free talk" is a statement about the crime that a criminal defendant provides to the prosecutor or investigators (or both), in defense counsel's presence, with the aim of possibly leading to a plea bargain and the defendant's testifying against a codefendant.
Defendant argues that Miller did not merely testify that defendant committed the crimes but provided details beyond their minimum elements. That does not matter. The accomplice corroboration requirement only applies when the prosecution is proving a previously unadjudicated crime, not when the witness merely testifies about details of a crime that has already been
Defendant did not receive the death penalty for his juvenile crimes. He received the death penalty for the execution-style murders of two unresisting robbery victims committed when he was an adult. No legal principle prohibits admitting evidence of his violent juvenile conduct on the question of what the punishment for those crimes should be.
F. Excluding Evidence of the Impact of Defendant's Execution on His Family
Defendant's aunt testified on his behalf in mitigation. She testified that she loved him. Defendant then asked her, "What do you think the penalty for the crimes that he's committed should be?" The court sustained the prosecutor's objection to the question "as formed." Defendant then asked, "Do you think he should get the death penalty?" When the prosecution again objected, the court and parties held a conference outside the jury's presence. The court explained its ruling: "As to the objection, I believe we may be in a generally relevant area. [The witness] has indicated she loves Mr. Rices, and I will allow you to inquire as to her thoughts about what impact certain penalties might have on her due to that degree of love. But just offering opinion as to what penalty, I'm going to sustain that objection. It has to be linked, somehow, to a circumstantial tidbit of evidence regarding Mr. Rices and his character before I would allow that type of question."
Later, defendant called his grandmother as another witness in mitigation. He asked her, "Do you have an opinion about what the impact would be on Jean Pierre's family if he was to be executed?" The court sustained the prosecutor's objection, then held a conference outside the jury's hearing. The court explained that "the impact of execution on the defendant's family is not relevant, necessarily, to a mitigating factor in the case. If somehow it might indirectly bear on his character, that's one thing, but this question doesn't get
We see no abuse of discretion in denying either the mistrial motion or new trial motion on this basis. This reference, cut off immediately, did not even indicate what defendant was supposedly bragging about. Moreover, the court promptly admonished the jury to disregard it.
J. Denial of the Automatic Motion to Modify the Verdict
The court denied defendant's automatic motion to modify the verdict. In ruling on the motion, the court may consider only the evidence presented to the jury. ( People v. Rodriguez , supra , 58 Cal.4th at p. 651, 168 Cal.Rptr.3d 380 , 319 P.3d 151 .) Defendant contends that he is entitled to a new hearing on the motion because the trial court had reviewed the contents of Miller's free talk before trial. He stresses that he was not aware of the free talk at the time of the hearing and thus had no opportunity to discuss its contents. (See pt. II.D.2., ante .) There was no error.
At the outset of its ruling, the trial court stated, "I have considered only the evidence presented to the jury." Its lengthy discussion of the aggravating and
Cases cited
- People v. Marsden 2 Cal.3d 118 p. 61
- People v. Williams 56 Cal.4th 630 p. 64
- People v. Doolin 45 Cal.4th 390 p. 65
- Mickens v. Taylor 535 U.S. 162 at 166 p. 65, p. 137
- Strickland v. Washington 466 U.S. 668 at 687, 694, at 694 p. 65, p. 149
- People v. Mai 57 Cal.4th 986 p. 65
- People v. Cox 30 Cal.4th 916 at 948-949 p. 65
- Maxwell v. Superior Court 30 Cal.3d 606 p. 66
- People v. Dunkle 36 Cal.4th 861 p. 66
- Comden v. Superior Court 20 Cal.3d 906 at 911 p. 66
- Ross v. Oklahoma 487 U.S. 81 at 88 p. 76
- People v. Gordon 50 Cal.3d 1223 at 1248 p. 76
- People v. Edwards 57 Cal.4th 658 p. 76
- People v. Yeoman 31 Cal.4th 93 p. 76, p. 146
- People v. Black 58 Cal.4th 912 p. 76
- Uttecht v. Brown 551 U.S. 1 p. 79, p. 813
- People v. Capistrano 59 Cal.4th 830 p. 80
- People v. Ghent 43 Cal.3d 739 p. 80
- Crawford v. Washington 541 U.S. 36 p. 82
- Brady v. Maryland 373 U.S. 83 p. 83, p. 816
- People v. Nelson 51 Cal.4th 198 p. 86
- People v. Sattiewhite 59 Cal.4th 446 p. 86
- Roper v. Simmons 543 U.S. 551 p. 86
- Miller v. Alabama 567 U.S. 460 p. 87
- Graham v. Florida 560 U.S. 48 p. 87
- People v. Ochoa 19 Cal.4th 353 p. 89, p. 155
- People v. Bennett 45 Cal.4th 577 p. 89
- United States v. Cronic 466 U.S. 648 p. 91
- Florida v. Nixon 543 U.S. 175 p. 91
- Bell v. Cone 535 U.S. 685 p. 91
- Rushen v. Spain 464 U.S. 114 p. 91, p. 157
- People v. Harris 57 Cal.4th 804 p. 92
- People v. Coffman 34 Cal.4th 1 p. 92
- People v. Ledesma 39 Cal.4th 641 p. 92
- People v. Dement 53 Cal.4th 1 p. 93
- Gardner v. Florida 430 U.S. 349 p. 94
- People v. Michaels 28 Cal.4th 486 p. 132
- People v. Cornwell 37 Cal.4th 50 p. 136
- Wood v. Georgia 450 U.S. 261 p. 136, p. 139
- People v. Rundle 43 Cal.4th 76 p. 137
- People v. Rodriguez 58 Cal.4th 587 p. 140
- People v. Smith 6 Cal.4th 684 p. 140
- People v. Webster 54 Cal.3d 411 p. 140
- Skilling v. United States 130 S.Ct. 2896 p. 144, p. 808, p. 809
- People v. Souza 54 Cal.4th 90 p. 145
- People v. Mills 48 Cal.4th 158 at 186-187 p. 145
- People v. Scott 9 Cal.4th 331 p. 146
- People v. Riel 22 Cal.4th 1153 p. 149
- People v. Cudjo 6 Cal.4th 585 p. 150
- People v. Gonzalez 38 Cal.4th 932 p. 152
- People v. Bramit 46 Cal.4th 1221 at 1239 p. 154
- People v. Taylor 48 Cal.4th 574 at 653-654 p. 154
- People v. Lee 51 Cal.4th 620 p. 154
- California v. Ramos 463 U.S. 992 at 1002 p. 156
- People v. Romero 62 Cal.4th 1 p. 156
- People v. Wright 52 Cal.3d 367 p. 157
- People v. Clark 52 Cal.4th 856 p. 157
- Tuilaepa v. California 512 U.S. 967 p. 160
- People v. Sanders 11 Cal.4th 475 p. 160
- People v. Dykes 46 Cal.4th 731 p. 160
- People v. Schmeck 37 Cal.4th 240 p. 160
- People v. Lam Thanh Nguyen 61 Cal.4th 1015 p. 803
- People v. Jenkins 22 Cal.4th 900 p. 806
- People v. Famalaro 52 Cal.4th 1 at 21 p. 808
- People v. Rountree 56 Cal.4th 823 p. 808
- People v. Avila 59 Cal.4th 496 p. 808
- People v. Edwards 54 Cal.3d 787 p. 808
- People v. Leonard 40 Cal.4th 1370 at 1395 p. 809
- People v. Blair 36 Cal.4th 686 p. 811
- People v. Bittaker 48 Cal.3d 1046 p. 811
- People v. Leon 61 Cal.4th 569 p. 812
- People v. Zambrano 41 Cal.4th 1082 p. 812
- Wainwright v. Witt 469 U.S. 412 at 424 p. 812, p. 813
- People v. Keenan 46 Cal.3d 478 at 500 p. 814
- People v. Bryant 60 Cal.4th 335 p. 814
- People v. Sánchez 63 Cal.4th 411 p. 814
- People v. Hernandez 30 Cal.4th 835 p. 817
- People v. Moore 51 Cal.4th 1104 p. 817
- People v. Williams 16 Cal.4th 153 p. 817
- People v. Easley 46 Cal.3d 712 p. 817
- Hall v. Fla. 134 S.Ct. 1986 p. 818
- People v. Williams 56 Cal.4th 165 p. 819