Majority
Procedural Background and Proposition 57
Historically, before a minor could be tried in criminal (adult) court, California required a finding the minor was unfit to be dealt with under the juvenile court law. (See, e.g., Juan G. v. Superior Court (2012) 209 Cal.App.4th 1480 , 1493, 147 Cal.Rptr.3d 816 ( Juan G. ); People v. Cardona (2009) 177 Cal.App.4th 516 , 524, 99 Cal.Rptr.3d 313 .) Although, prior to 1999, there was no provision for the direct filing (mandatory or discretionary) of charges against juveniles in criminal court ( Juan G. , at p. 1493, 147 Cal.Rptr.3d 816 ), a presumption of unfitness for minors, aged 16 years old or older and charged with specified offenses, was added to the Welfare and Institutions Code in 1979, and extended, in 1994, to minors between the ages of 14 and 16 who were alleged to have committed certain forms of murder ( People v. Superior Court (Jones) (1998) 18 Cal.4th 667 , 680-681, fn. 1, 76 Cal.Rptr.2d 641 , 958 P.2d 393 ).
In 1999, the Legislature added subdivision (b) to section 602, mandating the direct filing in adult court of criminal cases against minors 16 years of age or older under specified circumstances. ( Juan G. , supra , 209 Cal.App.4th at p. 1493, 147 Cal.Rptr.3d 816 .) In 2000, voters approved Proposition 21, the Gang
In ascertaining whether a statute should be applied retroactively, the intent of the electorate, or the Legislature, "is the 'paramount' consideration." ( People v. Nasalga (1996) 12 Cal.4th 784 , 792, 50 Cal.Rptr.2d 88 , 910 P.2d 1380 (plur. opn. of Werdegar, J.); see People v. Conley (2016) 63 Cal.4th 646 , 656, 203 Cal.Rptr.3d 622 , 373 P.3d 435 .) " ' "In interpreting a voter initiative" ' such as Proposition [57], ' "we apply the same principles that govern statutory construction. [Citation.] Thus, [1] 'we turn first to the language of the statute, giving the words their ordinary meaning.' [Citation.]
We conclude Estrada does not require that the provisions of Proposition 57 be applied retroactively to Suarez's case. Although Estrada has been broadly applied in the past (see, e.g., People v. Francis (1969) 71 Cal.2d 66 , 75-76, 75 Cal.Rptr. 199 , 450 P.2d 591 ( Francis ) [applying Estrada to statutory amendment vesting in trial court discretion to impose either same penalty as under former law or lesser penalty] ), the California Supreme Court has since made it clear Estrada "supports an important, contextually specific qualification to the ordinary presumption that statutes operate prospectively: When the Legislature has amended a statute to reduce the punishment for a particular criminal offense , we will assume, absent evidence to the contrary, that the Legislature intended the amended statute to apply to all defendants whose judgments are not yet final on the statute's operative date. [Citation.]" ( People v. Brown (2012) 54 Cal.4th 314 , 323, 142 Cal.Rptr.3d 824 , 278 P.3d 1182 , italics added, fn. omitted ( Brown ).)
The state's high court noted the "limited role Estrada properly plays in our jurisprudence of prospective versus retrospective operation" ( Brown , supra , 54 Cal.4th at p. 324, 142 Cal.Rptr.3d 824 , 278 P.3d 1182 ), and found Estrada 's statement about the rule of construction codified in Penal Code section 3 not being a "straitjacket" ( Estrada , supra , 63 Cal.2d at p. 746, 48 Cal.Rptr. 172 , 408 P.2d 948 ), if applied broadly and literally, would "endanger the default rule of prospective operation" ( Brown , at p. 324, 142 Cal.Rptr.3d 824 , 278 P.3d 1182 ). The court concluded: " Estrada is today properly understood, not as weakening or modifying the default rule of prospective operation codified in [Penal Code] section 3, but rather as informing the rule's application in a specific context by articulating the reasonable presumption that a legislative act mitigating the punishment for a particular criminal offense is intended to apply to all nonfinal judgments. [Citation.]" ( Id . at p. 324, 142 Cal.Rptr.3d 824 , 278 P.3d 1182 , italics added.) The court rejected the argument Estrada should be understood to apply to any statute that reduces punishment in any manner, noting "the rule and logic of Estrada is specifically directed to a statute that represents ' "a legislative mitigation of the penalty for a particular crime " ' [citation]." ( Brown , at p. 325, 142 Cal.Rptr.3d 824 , 278 P.3d 1182 , original italics.)
Brown concerned the application of a change in the rate at which prisoners in local custody could earn conduct credits (
We recognize significant differences exist between juvenile and adult offender laws, and that "[t]he former seeks to rehabilitate, while the latter seeks to punish." ( In re Julian R. (2009) 47 Cal.4th 487 , 496, 97 Cal.Rptr.3d 790 , 213 P.3d 125 .) We also recognize "the certification of a juvenile offender to an adult court has been ... characterized as 'the worst punishment the juvenile system is empowered to inflict.' [Citation.]" ( Ramona R. v. Superior Court (1985) 37 Cal.3d 802 , 810, 210 Cal.Rptr. 204 , 693 P.2d 789 .) Proposition 57 has the potential to reduce the range of permissible punishment-including that applicable to the offense of which Suarez was convicted-for a class of offenders. Nevertheless, no provision of Proposition 57 mitigates the penalty for a particular criminal offense. Accordingly, Estrada does not overcome the strong presumption of prospective-only application.[11]
As previously noted, the portions of Proposition 57 applicable only to juvenile offenders contain no express retroactivity provision. By contrast, the Act expressly renders the provisions relating to eligibility for parole consideration retroactive by making them applicable to "[a]ny person convicted ... and sentenced." ( Cal. Const., art. I, § 32, subd. (a)(1); see Franklin , supra , 63 Cal.4th at p. 278, 202 Cal.Rptr.3d 496 , 370 P.3d 1053 [discussing retroactivity of youth offender parole hearings
19 In Tapia , supra , 53 Cal.3d 282 , 279 Cal.Rptr. 592 , 807 P.2d 434 , the California Supreme Court addressed application of the provisions of Proposition 115. In pertinent part, it held that provisions adding intent requirements to certain special circumstances permissibly could be applied to trials of crimes committed before the proposition's operative date, because, although they changed the legal consequences of a defendant's criminal conduct, they did so in a way that benefited defendants. ( Tapia , at pp. 300-301, 279 Cal.Rptr. 592 , 807 P.2d 434 .) The Tapia opinion says nothing about application of the new provisions to cases in which trial was already held.
Suarez argues, however, that the California Supreme Court's decision in Franklin , supra , 63 Cal.4th 261 , 202 Cal.Rptr.3d 496 , 370 P.3d 1053 , demonstrates Proposition 57 should be applied retroactively. We disagree.
In Franklin , the California Supreme Court determined Penal Code section 3051, the youth offender parole statute, applies retroactively. ( Franklin , supra , 63 Cal.4th at p. 278, 202 Cal.Rptr.3d 496 , 370 P.3d 1053 .) The court reasoned: "The statutory text makes clear that the Legislature intended youth offender parole hearings to apply retrospectively, that is, to all eligible youth offenders regardless of the date of
In short, Franklin does not assist Suarez.
Suarez also argues that denying him the benefit of Proposition 57 would violate equal protection. We conclude his claim lacks merit.
Dissent
Specifically, Estrada held: "When the Legislature has amended a statute to reduce the punishment for a particular criminal offense, we will assume, absent evidence to the contrary, that the Legislature intended the amended statute to apply to all defendants whose judgments are not yet final on the statute's operative date." ( People v. Brown (2012) 54 Cal.4th 314 , 323, 142 Cal.Rptr.3d 824 , 278 P.3d 1182 , fn. omitted ( Brown ).) Brown explained that Estrada "articulate[d] the reasonable presumption that a legislative act mitigating the punishment for a particular criminal offense is intended to apply to all nonfinal judgments." ( Brown , supra , at p. 324, 142 Cal.Rptr.3d 824 , 278 P.3d 1182 ; People v. Conley (2016) 63 Cal.4th 646 , 656, 203 Cal.Rptr.3d 622 , 373 P.3d 435 ( Conley ) [ Estrada "held that new laws that reduce the punishment for a crime are presumptively to be applied to defendants whose judgments are not yet final"].)
Estrada 's rationale is based on the principle that, " '[o]rdinarily, when an amendment lessens the punishment for a crime, one may reasonably infer the Legislature has determined imposition of a lesser punishment on offenders thereafter will sufficiently serve the public interest.' " ( People v. Nasalga (1996) 12 Cal.4th 784 , 791, 50 Cal.Rptr.2d 88 , 910 P.2d 1380 (plur. opn. of Werdegar, J.) ( Nasalga ).) Estrada explained: "When the Legislature amends a statute so as to lessen the punishment it has obviously expressly determined that its former penalty was too severe and that a lighter punishment is proper as punishment for the commission of the prohibited act. It is an inevitable inference that the Legislature must have intended that the new statute
Proposition 57, on the contrary, expressly aims to facilitate rehabilitative dispositions for minors, based on past criminal conduct, with respect to a limited subset of the most serious crimes (i.e., the crimes for which minors are subject to prosecution in adult criminal court). (See Voter Information Guide, Gen. Elec. (Nov. 8, 2016) text of Prop. 57, § 2, p. 141[2] [Proposition 57 was intended to "[s]top the revolving door of crime by emphasizing rehabilitation,
1 Further statutory references are to the Welfare and Institutions Code unless otherwise stated.
Accordingly, I would apply Proposition 57 retroactively to this case.[17]
4 I would also reject the People' argument, based on People v. Villa (2009) 178 Cal.App.4th 443 , 452-453, 100 Cal.Rptr.3d 463 ( Villa ), that even if Proposition 57 applies retroactively, remand is not required because it is not reasonably probable a juvenile court would retain Suarez's case instead of transferring it to criminal court. In Villa , a juvenile defendant, directly charged in criminal court, was convicted of a lesser included offense for which direct filing was not permitted. The trial court erroneously denied the defendant's request for a posttrial fitness hearing under Penal Code section 1170.17, subdivision (c), and instead relied on the probation report to conclude that the defendant could appropriately be prosecuted as an adult. ( Villa , supra , at pp. 452-453, 100 Cal.Rptr.3d 463 .) The court's error was that it made the requisite determination without holding a statutorily-mandated hearing. The Court of Appeal found the error to be harmless under the Watson standard of prejudice. ( Villa , supra , at p. 453, 100 Cal.Rptr.3d 463 ; People v. Watson (1956) 46 Cal.2d 818 , 299 P.2d 243 .) In the instant case, Suarez was directly charged in criminal court under former Welfare and Institutions Code section 707, subdivision (d) but, unlike Villa , there was no occasion for any court to assess his fitness for a juvenile disposition. Thus, in contrast to Villa , where the court assessed fitness but made a procedural error in doing so, here there was no error that may be deemed harmless. Nor would it be appropriate to conduct a fitness evaluation, in the first instance, on appeal. Accordingly, Villa 's harmless error analysis is inapplicable.
An information filed in the Merced County Superior Court charged Ryan Osmen Suarez with the murder of John Cordero. ( Pen. Code, § 187, subd. (a).) The information further alleged Suarez (1) personally and intentionally discharged a firearm causing great bodily injury or death ( id ., § 12022.53, subd. (d)); (2) personally used a firearm ( id ., § 12022.5) within the meaning of Welfare and Institutions Code 1 section 707, subdivision (d)(2)(B) ; and (3) committed the offense for the benefit of, or in association with, a criminal street gang ( Pen. Code, § 186.22, subd. (b) ). Although Suarez committed the offense when he was 15 years old, he was tried as an adult in criminal court. The victim was 15 years old as well.
A jury convicted Suarez of first degree murder and found the enhancement allegations true. The court sentenced Suarez to an aggregate, unstayed term of 50 years to life in state prison. Suarez now appeals his conviction and sentence, making a series of arguments.
Suarez claims the evidence was insufficient for a reasonable jury to find the elements of deliberation and premeditation, required for a conviction of first degree murder, were proven beyond a reasonable doubt, thereby necessitating
In the unpublished portion of this opinion, we reject each of these contentions. We conclude, however, that in light of his Eighth Amendment argument, Suarez is entitled to a limited remand of the matter pursuant to People v. Franklin (2016) 63 Cal.4th 261 , 202 Cal.Rptr.3d 496 , 370 P.3d 1053 ( Franklin ), to augment the sentencing record. In Franklin , our Supreme Court found the defendant's Eighth Amendment argument was moot in light of newly enacted Penal Code section 3051, which requires that defendants in Suarez's position receive a youth offender parole hearing before the Board of Parole Hearings during their 25th year of incarceration. Franklin provides for a limited remand to permit a defendant in this position to prepare an adequate record, under new procedures announced in Franklin , for the eventual youth offender parole hearing. ( Franklin, at pp. 269, 284, 202 Cal.Rptr.3d 496 , 370 P.3d 1053 ; People v. Perez (2016) 3 Cal.App.5th 612 , 619, 208 Cal.Rptr.3d 34 ( Perez ).) We further conclude Suarez is entitled, upon remand, to have the trial court exercise its discretion whether to strike the firearm enhancements.
While this appeal was pending, the electorate passed Proposition 57, the Public Safety and Rehabilitation Act of 2016 (Proposition 57 or the Act), in the general election held on November 8, 2016.[3] The parties filed supplemental briefs on the issue whether Proposition 57 is retroactively applicable to this case. As we explain in the published portion of this opinion, we conclude it is not. Accordingly, Suarez is not entitled to a conditional reversal and remand for a fitness/transfer hearing in juvenile court, and failure to afford him such a remand does not violate equal protection.
2 Unless otherwise specified, references to this enactment are to those portions of the Act applicable only to juvenile offenders.
** * See footnote *, ante .
*** ** See footnote *, ante .
John Cordero was killed on June 23, 2013. Suarez was born June 7, 1998, making him 15 years old at the time of the crime of which he was convicted. He was charged directly in criminal court, convicted on July 16, 2014, and sentenced on September 26, 2014. His notice of appeal was filed on or about September 30, 2014.
On November 8, 2016, while Suarez's appeal was pending, voters enacted Proposition 57. It went into effect the next day. ( Cal. Const., art. II, § 10, subd. (a).) Insofar as we are concerned, the Act eliminated the People's ability to initiate criminal cases against juvenile offenders anywhere but in juvenile court. It also removed the presumption of unfitness that attached to the alleged commission of certain offenses.[6]
The purpose of the portions of Proposition 57 that deal with juvenile offenders is
14 Section 602 now states: "Except as provided in Section 707, any person who is under 18 years of age when he or she violates any law of this state ..., is within the jurisdiction of the juvenile court, which may adjudge such person to be a ward of the court." Section 707 now provides, in pertinent part: "(a)(1) In any case in which a minor is alleged to be a person described in Section 602 by reason of the violation, when he or she was 16 years of age or older, of any felony criminal statute, ... the district attorney ... may make a motion to transfer the minor from juvenile court to a court of criminal jurisdiction. The motion must be made prior to the attachment of jeopardy. Upon such motion, the juvenile court shall order the probation officer to submit a report on the behavioral patterns and social history of the minor.... [¶] (2) Following submission and consideration of the report, and of any other relevant evidence that the petitioner or the minor may wish to submit, the juvenile court shall decide whether the minor should be transferred to a court of criminal jurisdiction. In making its decision, the court shall consider [certain specified] criteria...." Subdivision (b) of section 707 extends subdivision (a) of the statute to any minor who allegedly committed a specified offense when he or she was 14 or 15 years of age. Murder is one such offense. (§ 707, subd. (b)(1).)
Analysis
There can be no doubt that, had Suarez committed his offense after Proposition 57 went into effect, he would have been entitled to a fitness hearing-with no presumption of unfitness-before his case could be transferred to criminal (adult) court for prosecution. The question we confront is whether Proposition 57 applies to juvenile offenders who, like Suarez, were charged, tried, convicted, and sentenced before the Act's effective date, but whose cases are not yet final on appeal. (See People v. Covarrubias (2016) 1 Cal.5th 838 , 935, 207 Cal.Rptr.3d 228 , 378 P.3d 615 [for purpose of determining retroactive application of amendment to criminal statute, judgment is not final until time for petitioning for writ of certiorari in United States Supreme Court has passed].)[8] This is a purely legal question we analyze de novo. (See People v. Arroyo (2016) 62 Cal.4th 589 , 593, 197 Cal.Rptr.3d 122 , 364 P.3d 168 ( Arroyo ).)[9]
15 The Voter Information Guide is available at < http://www.sos.ca.gov/elections/voting-resources/voter-information-guides/> [as of Dec. 4, 2017].
16 We are not here faced with, and express no opinion concerning, the situation of a minor who was charged in adult court but not yet tried at the time the Act went into effect. (See People v. Superior Court (Lara) (2017) 9 Cal.App.5th 753 , 758, 773-778, 215 Cal.Rptr.3d 456 , review granted May 17, 2017, S241231; see also Tapia v. Superior Court (1991) 53 Cal.3d 282 , 288, 279 Cal.Rptr. 592 , 807 P.2d 434 ( Tapia ).)
17 This question is pending review before the state Supreme Court in numerous cases, including People v. Superior Court (Walker) (2017) 12 Cal.App.5th 687 , 220 Cal.Rptr.3d 1 , review granted September 13, 2017, S243072; Marquez , supra , 11 Cal.App.5th 816 , 217 Cal.Rptr.3d 814 , rev.gr.; People v. Vela (2017) 11 Cal.App.5th 68 , 218 Cal.Rptr.3d 1 , review granted July 12, 2017, S242298; People v. Mendoza (2017) 10 Cal.App.5th 327 , 216 Cal.Rptr.3d 361 , review granted July 12, 2017, S241647 ( Mendoza ); and People v. Cervantes (2017) 9 Cal.App.5th 569 , 215 Cal.Rptr.3d 174 , review granted May 17, 2017, S241323.
"It is well settled that a new statute is presumed to operate prospectively absent an express declaration of retrospectivity or a clear indication that the electorate, or the Legislature, intended otherwise. [Citations.]" ( Tapia , supra , 53 Cal.3d at p. 287, 279 Cal.Rptr. 592 , 807 P.2d 434 .) While the Welfare and Institutions Code does not contain a statutory codification of this principle (cf., e.g., Code Civ. Proc., § 3, Pen. Code, § 3 ), the California Supreme Court has made clear such statutory language " 'does no more than codify a general rule of construction, applicable as well to statutes containing no such provision. [Citations.]' [Citation.]" ( Stenger v. Anderson (1967) 66 Cal.2d 970 , 977, fn. 13, 59 Cal.Rptr. 844 , 429 P.2d 164 .)
The provisions of Proposition 57 affecting only juvenile offenders contain no express statement regarding retroactivity. Suarez seeks support for his claim of retroactive application in the Act's purportedly ameliorative stated purpose and intent, set out ante ; uncodified section 5 of the Act, which says the Act "shall be broadly construed to accomplish its purposes" (Voter Information Guide, Gen. Elec., supra , text of Prop. 57, § 5, p. 145); and uncodified section 9 of the Act, which says the Act "shall be liberally construed to effectuate its purposes" (Voter Information Guide, Gen. Elec., supra , text of Prop. 57, § 9, p. 146). Our Supreme Court, however, has "been cautious not to infer the voters' or the Legislature's intent on the subject of prospective versus retrospective operation from 'vague phrases' [citation] and 'broad, general language' [citation] in statutes, initiative measures and ballot pamphlets." ( Californians For Disability Rights v. Mervyn's, LLC (2006) 39 Cal.4th 223 , 229-230, 46 Cal.Rptr.3d 57 , 138 P.3d 207 .) "Accordingly, we will not attempt to infer from the ambiguous general language of Proposition [57] whether the voters intended the measure to apply to ... cases [that are not yet final]. Instead we will employ the ordinary presumptions and rules of statutory construction commonly used to decide such matters when a statute is silent." ( Id . at p. 230, 46 Cal.Rptr.3d 57 , 138 P.3d 207 .)
" '[A] statute that is ambiguous with respect to retroactive application is construed ... to be unambiguously prospective. [Citations.]' " ( Myers v. Philip Morris Companies, Inc. (2002) 28 Cal.4th 828 , 841, 123 Cal.Rptr.2d 40 , 50 P.3d 751 , quoting, inter alia,
Estrada dealt with a situation in which, at the time of the petitioner's offense (escape without force or violence), the applicable statutes mandated a sentence of at least one year's imprisonment, to commence from the time the prisoner would have been discharged otherwise, with no grant of parole until service of at least two calendar years from the date of the escapee's return to prison after conviction. After the petitioner committed the crime, but before his conviction and sentence, the statutes were amended to provide for a sentence of six months to five years in prison, with no minimum date for parole eligibility. ( Estrada , supra , 63 Cal.2d at pp. 743-744, 48 Cal.Rptr. 172 , 408 P.2d 948 .)[10] The California Supreme Court stated:
"The problem, of course, is one of trying to ascertain the legislative intent-did the Legislature intend the old or new statute to apply? Had the Legislature expressly stated which statute should apply, its determination, either way, would have been legal and constitutional. It has not done so. We must, therefore, attempt to determine the legislative intent from other factors.
"There is one consideration of paramount importance. It leads inevitably to the conclusion that the Legislature must have intended, and by necessary implication, provided, that the amendatory statute should prevail. When the Legislature amends a statute so as to lessen the punishment it has obviously expressly determined that its former penalty was too severe and that a lighter punishment is proper as punishment for the commission of the prohibited act. It is an inevitable inference that the Legislature must have intended that the new statute imposing the new lighter penalty now deemed to be sufficient should apply to every case to which it constitutionally could apply. The amendatory act imposing the lighter punishment can be applied constitutionally to acts committed before its passage provided the judgment convicting the defendant of the act is not final. This intent seems obvious, because to hold otherwise would be to conclude that the Legislature was motivated by a desire for vengeance, a conclusion not permitted in view of modern theories of penology." ( Estrada , supra , 63 Cal.2d at pp. 744-745, 48 Cal.Rptr. 172 , 408 P.2d 948 .)
With respect to Penal Code section 3, the court stated: "That section simply embodies the general rule of construction, coming to us from the common law, that when there is nothing to indicate a contrary intent in a statute it will be presumed that the Legislature intended the statute to operate
18 "Although parole constitutes a distinct phase from the underlying prison sentence, a period of parole following a prison term has generally been acknowledged as a form of punishment." ( People v. Nuckles (2013) 56 Cal.4th 601 , 609, 155 Cal.Rptr.3d 374 , 298 P.3d 867 .)
"The voters are presumed to have been aware of existing law at the time an initiative was enacted. [Citations.]" ( Juan G. , supra , 209 Cal.App.4th at p. 1494, 147 Cal.Rptr.3d 816 .) We generally also assume voters considered the entire text of a proposal submitted to them for enactment. (See People v. Valencia (2017) 3 Cal.5th 347 , 369, 220 Cal.Rptr.3d 230 , 397 P.3d 936 .) This being the case, logic dictates that had voters intended the juvenile offender provisions of Proposition 57 to apply to such offenders who were already tried, convicted, and sentenced, the enactment would have included an express provision to that effect, as do the parole eligibility portions of the Act.
When interpreting a legislative enactment, " '[w]e must ... avoid a construction that would produce absurd consequences, which we presume the Legislature [or voters] did not intend. [Citations.]' [Citation.]" ( In re Greg F. (2012) 55 Cal.4th 393 , 406, 146 Cal.Rptr.3d 272 , 283 P.3d 1160 ; see People v. Union Pacific Railroad Co. (2006) 141 Cal.App.4th 1228 , 1257, fn. 5, 47 Cal.Rptr.3d 92 .) To hold Proposition 57 applies retroactively to defendants who have been convicted and sentenced, but whose judgments are not yet final, would
The provisions of the Act that apply to juveniles make no reference to persons already convicted or sentenced. To the contrary, while section 602, as amended by Proposition 57, places "any" juvenile offender within the jurisdiction of the juvenile court except as provided in section 707, section 707, subdivision (a)(1), as amended, does not permit a motion to transfer the juvenile to criminal court to be made at any time, but rather mandates it be made before jeopardy attaches. The clear and only reasonable implication is that the resulting fitness hearing must also take place before such time. Jeopardy manifestly attaches prior to conviction and sentencing.
Moreover, as Franklin observes, the Legislature enacted Penal Code section 3051 and related provisions "explicitly to bring juvenile sentencing into conformity with" the Miller line of precedents. ( Franklin , supra , 63 Cal.4th at p. 277, 202 Cal.Rptr.3d 496 , 370 P.3d 1053 .) Miller itself is fully retroactive. ( Montgomery , supra , 577 U.S. at pp. ---------, 136 S.Ct. at pp. 733-734.) Even if we assume, as Suarez argues, "[c]hildren are different, and Proposition 57 is one of many new laws intended to recognize that juveniles are less culpable and have a greater potential for reform than their adult counterparts," this does not mean it should be applied retroactively. Miller , Montgomery , and their predecessor United States Supreme Court opinions simply do not speak to the subject of the court system in which a juvenile is to be tried.
We are not convinced someone like Suarez, who was tried, convicted, and sentenced before the Act went into effect, is similarly situated, for purposes of the law, as someone not yet charged (or at least not yet tried) at that time. " '[T]he 14th Amendment does not forbid statutes and statutory changes to have a beginning, and thus to discriminate between the rights of an earlier and later time.' [Citation.]" ( People v. Floyd (2003) 31 Cal.4th 179 , 191, 1 Cal.Rptr.3d 885 , 72 P.3d 820 ( Floyd ); see Estrada , supra , 63 Cal.2d at p. 744, 48 Cal.Rptr. 172 , 408 P.2d 948 [Legislature's determination whether old or new statute should apply, "either way, would [be] legal and constitutional"].)
Were we to find Suarez is indeed similarly situated to those not yet tried when the Act went into effect, we would conclude the classification " 'is "rationally related to a legitimate governmental purpose." ' [Citation.] 'A classification "must be reasonable, not arbitrary, and must rest upon some ground of difference having a fair and substantial relation to the object of the legislation, so that all persons similarly circumstanced should be treated alike." ' [Citation.]" ( In re Spencer S. (2009) 176 Cal.App.4th 1315 , 1325, 98 Cal.Rptr.3d 477 .)
Use of the rational basis test is appropriate "[w]here ... a disputed statutory disparity implicates no suspect class or fundamental right." ( Johnson v. Department of Justice (2015) 60 Cal.4th 871 , 881, 183 Cal.Rptr.3d 96 , 341 P.3d 1075 ( Johnson ).) Suarez argues that "[t]he constitutionality of the restraint on [Suarez's] liberty must ... pass the test of strict scrutiny." (See generally In re Olivas (1976) 17 Cal.3d 236 , 251, 131 Cal.Rptr. 55 , 551 P.2d 375 ; Mendoza , supra , 10 Cal.App.5th at pp. 350-351, 216 Cal.Rptr.3d 361 , rev.gr.)
Suarez's restraint is not unconstitutional. His prosecution, conviction, and sentencing in criminal court were proper under the laws in place when those events occurred. (See Manduley , supra , 27 Cal.4th at pp. 567-569, 117 Cal.Rptr.2d 168 , 41 P.3d 3 .) He had no constitutional
In enacting Proposition 57, voters reasonably could have concluded that applying the Act prospectively was rationally related to the legitimate governmental purpose of " 'assur[ing] that penal laws will maintain their desired deterrent effect by carrying out the original prescribed punishment was written.' [Citations.]" ( Floyd , supra , 31 Cal.4th at p. 188, 1 Cal.Rptr.3d 885 , 72 P.3d 820 .) The fact penal laws might not maintain their complete deterrent effect in all cases should (as seems likely) Proposition 57 apply to juvenile offenders who committed their crimes before, but were not yet tried when, the Act went into effect, is immaterial. " '[W]hen conducting rational basis review, we must accept any gross generalizations and rough accommodations that the [voters] seem[ ] to have made.' [Citation.] 'A classification is not arbitrary or irrational simply because there is an "imperfect fit between means and ends" ' [citations], or 'because it may be "to some extent both underinclusive and overinclusive" ' [citations]." ( Johnson , supra , 60 Cal.4th at p. 887, 183 Cal.Rptr.3d 96 , 341 P.3d 1075 .)
We find no equal protection violation. Accordingly, we need not address Suarez's claim that the purported equal protection violation occasioned by depriving him of a fitness hearing pursuant to Proposition 57 would be prejudicial, nor need we determine the appropriate standard of prejudice. We note, however, that "[w]hether or not the [electorate] intended the [enactment] to be retroactive to cases not final before the effective date [thereof] obviously cannot be decided on the basis of the particular facts of this or any other individual case." ( Francis , supra , 71 Cal.2d at pp. 76-77, 75 Cal.Rptr. 199 , 450 P.2d 591 .)
IX. Senate Bill No. 620[12]
DISPOSITION
The judgment is affirmed. The matter is remanded to the trial court, at such time as remittitur issues, for the limited purposes of (1) allowing both parties to make an accurate record of Suarez's characteristics and circumstances at the time of the offense, that will be relevant to the parole authority as it fulfills its statutory obligations under Penal Code sections 3051 and
† † See footnote *, ante .
I CONCUR:
BLACK, J.[13]
I concur with the majority in sections I. through VII. and IX., which comprise the unpublished portion of this opinion. I respectfully dissent from the majority's decision that Proposition 57 applies prospectively only and does not extend to cases such as Suarez's, which were pending final
†† †† Judge of the Superior Court of Fresno County, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
The majority contends that any finding that Proposition 57 has retroactive application is foreclosed by Brown , notwithstanding the fact that Brown addressed a very different type of statute. Brown appeared to emphasize that the Estrada rule applies only when an amendatory statute reduces the penalty for a particular crime. ( Brown , supra , 54 Cal.4th at p. 324, 142 Cal.Rptr.3d 824 , 278 P.3d 1182 .) The majority reasons that because Proposition 57 does not directly reduce the penalty for any particular crime, it is not retroactive under Estrada and Brown . Brown , however, considered the question whether a statute temporarily (i.e., for just an eight-month period) increasing good behavior
Under Proposition 57, it undeniably is harder to prosecute minors in adult court. It follows that Proposition 57 militates against imposition of the maximum punishment for the underlying subset of crimes for which minors can be prosecuted in adult court. (See People v. Pineda (2017) 14 Cal.App.5th 469 , 482, fn. 9, 222 Cal.Rptr.3d 269 ( Pineda ) [Proposition 57 provides for "reductions in punishment for a host of penal statutes without need of going to the trouble of enumerating them all"].) Our Supreme Court has recognized, "[transferring] a juvenile offender to an adult court has been accurately characterized as 'the worst punishment the juvenile system is empowered to inflict.' " ( Ramona R. v. Superior Court (1985) 37 Cal.3d 802 , 810, 210 Cal.Rptr. 204 , 693 P.2d 789 , italics added.)[15] The fact that Proposition 57
2 See People v. Macias (1997) 16 Cal.4th 739 , 750, 66 Cal.Rptr.2d 659 , 941 P.2d 838 ; Marcus W. v. Superior Court (2002) 98 Cal.App.4th 36 , 41, 118 Cal.Rptr.2d 919 .
Furthermore, the voters approved Proposition 57 in the midst of a "sea change" in "penology regarding the relative culpability and rehabilitation possibilities for juvenile offenders." ( People v. Vela (2017) 11 Cal.App.5th 68 , 75, 218 Cal.Rptr.3d 1 , review granted Jul. 12, 2017, S242298 ( Vela ).) Courts and legislatures have acted decisively, in recent years, to limit application of the harshest punishments to minors. (See, e.g., Graham v. Florida (2010) 560 U.S. 48 , 67, 130 S.Ct. 2011 , 176 L.Ed.2d 825 [barring LWOP sentences for minors convicted of nonhomicide offenses]; Miller v. Alabama (2012) 567 U.S. 460 , 132 S.Ct. 2455 , 183 L.Ed.2d 407 [barring mandatory LWOP sentences for minors convicted of homicide offenses and requiring consideration of youth-related factors as mitigation at sentencing]; Sen. Bill No. 260 (2013-2014 Reg. Sess.) adding § 3051 to the Penal Code [§ 3051 recognizes the "diminished culpability of juveniles" and provides for mandatory "youth offender parole hearings" for eligible juvenile defendants].) The fact that Proposition 57 was enacted at a time of increased recognition of the "[diminished] culpability and [unique] rehabilitation possibilities" of minors, supports the inference that the voters had determined that the specific crimes at issue were sometimes punished too severely in the case of minors. ( Vela , supra , at p. 75, 218 Cal.Rptr.3d 1 .)
In light of Proposition 57's emphasis on rehabilitative dispositions for minors and its potential ameliorative effects on punishment for past criminal conduct, it warrants application of the Estrada exception, whereas the statute at issue in Brown , correctly, did not.[16] (See People v. Francis (1969) 71 Cal.2d 66 , 79, 75 Cal.Rptr. 199 , 450 P.2d 591 [a potentially favorable amendment, in terms of the discretionary punishment faced by a defendant, is subject to the Estrada rule]; People v. Figueroa (1993) 20 Cal.App.4th 65 , 69-70, 24 Cal.Rptr.2d 368 [accord].) I therefore disagree with the majority's view that Proposition 57 is inapplicable to cases that were pending final judgment on its effective date. As in Vela , I would conditionally reverse the
3 It bears mention that when our Supreme Court recently considered the question of retroactivity of Proposition 36 in Conley , it did not hold that application of the Estrada rule was strictly limited to situations where an amendatory statute reduces the penalty for a particular crime, but rather analyzed the application of the Estrada rule to Proposition 36 on other grounds. (See Conley , supra , 63 Cal.4th 646 , 203 Cal.Rptr.3d 622 , 373 P.3d 435 .)
The majority posits that applying Proposition 57 retroactively would lead to "absurd results," in that even a hypothetical minor convicted of, and sentenced for, "special circumstance murder" in adult court, would thereby be entitled to a conditional remand for a fitness hearing and the opportunity for a rehabilitative disposition if the judgment in his case were not yet final. (Maj. opn. ante , at pp. 457-58.) The majority's concern about "absurd results" is belied by Proposition 57's stated goal: to facilitate the rehabilitation of minors who have committed the most serious crimes. In light of Proposition 57's emphasis on rehabilitation, extending the opportunity to obtain a rehabilitative outcome as broadly as possible is far from an "absurd result." On the contrary, it gives effect to the voters' determination that specific crimes, in some instances, were erstwhile punished too severely in the case of minors.
In support of its holding that Proposition 57 is not retroactive, the majority next contrasts Proposition 57's amendments relating to juveniles with a separate provision relating to parole eligibility. (Maj. opn. ante , at pp. 456-57.) Specifically, the majority states that the "portions of Proposition 57 applicable only to juvenile offenders contain no express retroactivity provision" but "the provisions relating to eligibility for parole consideration" are made "expressly" retroactive "by making them applicable to '[a]ny person convicted ... and sentenced.' " (Maj. opn. ante , at pp. 456-57.) The majority's assertion is puzzling because the provision concerning parole eligibility does not contain any "express" indication of retroactivity. The provision states: "Any person convicted of a nonviolent felony offense and sentenced to state prison shall be eligible for parole consideration after completing the full term for his or her primary offense." (Voter Information Guide, Gen. Elec. (Nov. 8, 2016) text of Prop. 57, § 32, p. 141.) This language simply reflects the nature of parole, specifically the fact that, in order to be eligible for parole consideration, a person must first be "convicted ... and sentenced." The majority's suggestion that this language "expressly" renders the provision retroactive is misleading.
Finally, the majority believes that the fact that Proposition 57 "mandates that any motion to transfer the minor from juvenile court to criminal court 'must be made prior to the attachment of jeopardy,' " suggests an intent for Proposition 57 to apply prospectively only. (Maj. opn. ante , at p. 457, italics omitted.) However, a conditional reversal and remand of a pending case for a fitness hearing under Proposition 57-as the Vela court ordered in that matter-obviates any concerns about the attachment of jeopardy. Assuming it
Footnotes
- 1 The Voter Information Guide is available at < http://www.sos.ca.gov/elections/voting-resources/voter-information-guides/> [as of Dec. 4, 2017].
Cases cited
- In re Estrada 63 Cal.2d 740 p. 452, p. 461, p. 1282
- People v. Franklin 63 Cal.4th 261 p. 452, p. 458, p. 1277
- Juan G. v. Superior Court 209 Cal.App.4th 1480 p. 452, p. 1294
- People v. Cardona 177 Cal.App.4th 516 p. 452
- People v. Superior Court 18 Cal.4th 667 at 680-681 p. 452
- People v. Marquez 11 Cal.App.5th 816 p. 453
- People v. Nasalga 12 Cal.4th 784 p. 454, p. 461
- People v. Conley 63 Cal.4th 646 p. 454, p. 461
- Immigration & Naturalization Service v. St. Cyr 533 U.S. 289 at 320-321 p. 455
- People v. Francis 71 Cal.2d 66 p. 456, p. 1292
- People v. Brown 54 Cal.4th 314 p. 456, p. 461
- People v. Hajek & Vo 58 Cal.4th 1144 p. 457
- People v. Rangel 62 Cal.4th 1192 p. 457
- People v. Julian R. 47 Cal.4th 487 p. 457
- Ramona R. v. Superior Court 37 Cal.3d 802 p. 457, p. 1291
- Miller v. Alabama 567 U.S. 460 p. 458, p. 1277, p. 1292
- Tapia v. Superior Court 53 Cal.3d 282 p. 461
- People v. Pineda 222 Cal.Rptr.3d 269 at 482 p. 463, p. 1291, p. 1294
- People v. Perez 3 Cal.App.5th 612 p. 1277
- Manduley v. Superior Court 27 Cal.4th 537 p. 1279
- People v. Covarrubias 1 Cal.5th 838 p. 1280
- People v. Arroyo 62 Cal.4th 589 p. 1280
- Stenger v. Anderson 66 Cal.2d 970 at 977 p. 1281
- Californians for Disability Rights v. Mervyn's, LLC 39 Cal.4th 223 p. 1281
- Myers v. Philip Morris Companies 28 Cal.4th 828 p. 1281
- Evangelatos v. Superior Court 44 Cal.3d 1188 p. 1284
- People v. Valencia 3 Cal.5th 347 p. 1285
- People v. Greg F. 55 Cal.4th 393 p. 1285
- People v. Union Pacific Railroad 141 Cal.App.4th 1228 at 1257 p. 1285
- Cooley v. Superior Court 29 Cal.4th 228 p. 1287
- People v. Wutzke 28 Cal.4th 923 p. 1287
- People v. Floyd 31 Cal.4th 179 p. 1287
- People v. Spencer S. 176 Cal.App.4th 1315 p. 1287
- Johnson v. Department of Justice 60 Cal.4th 871 p. 1287
- People v. Olivas 17 Cal.3d 236 p. 1287
- Hicks v. Superior Court 36 Cal.App.4th 1649 p. 1288
- People v. Lynch 209 Cal.App.4th 353 p. 1288
- People v. Superior Court of Riverside Cnty. 12 Cal.App.5th 687 p. 1291
- People v. Vela 11 Cal.App.5th 68 p. 1292
- Graham v. Florida 560 U.S. 48 p. 1292
- People v. Figueroa 20 Cal.App.4th 65 p. 1292