Majority
In 2012, defendants were charged as adults under former Welfare and Institutions Code section 707, subdivisions (d)(1) and (d)(2)(A) (amended by Prop. 57, § 4.2, eff. Nov. 9, 2016) and were jointly tried before separate juries. A jury convicted Contreras of conspiracy to commit kidnapping and forcible rape ( Pen. Code, § 182, subd. (a)(1) ; all undesignated statutory references are to this code), rape by foreign object (§ 289, subd. (a)(1)(A) ), two counts of kidnapping (§ 207, subd. (a) ), seven counts of forcible rape (§ 261, subd. (a)(2) ), eight counts of forcible oral copulation (§ 288a, subd. (c)(2)(A) ), and two counts of sodomy by use of force (§ 286, subd. (c)(2)(A) ). The jury found true allegations that Contreras committed the crimes with use of a knife (§ 12022.3, subd. (a) ) as
We granted review and deferred briefing pending our decision in People v. Franklin (2016) 63 Cal.4th 261 , 202 Cal.Rptr.3d 496 , 370 P.3d 1053
Taken on its own terms, the Attorney General's actuarial approach gives rise to a tangle of legal and empirical difficulties. In defining life expectancy, the Attorney General relies on our statement in Caballero that "the term 'life expectancy' means the normal life expectancy of a healthy person of defendant's age and gender living in the United States." ( Caballero , supra , 55 Cal.4th at p. 267, fn. 3, 145 Cal.Rptr.3d 286 , 282 P.3d 291 , italics added.) But this passing statement was unnecessary to our decision because the 110-years-to-life sentence at issue clearly exceeded the defendant's life expectancy under any definition. Although a gender-specific approach to determining life expectancy reflects the reality that females generally live longer than males (see 2010 Life Tables, supra , at p. 2 ["The difference in life expectancy between the sexes was 4.8 years in 2010 ...."] ), we did not examine in Caballero whether it would be constitutional to authorize lengthier sentences for girls than for boys in determining the parameters of lawful punishment for juvenile nonhomicide offenders.
"We long ago concluded that discrimination based on gender violates the equal protection clause of the California Constitution (art. I, § 7, subd. (a) ) and triggers the highest level of scrutiny. ( Sail'er Inn, Inc. v. Kirby (1971) 5 Cal.3d 1 , 17-20, 95 Cal.Rptr. 329 , 485 P.2d 529 .)" (
Moreover, were we to adopt the Attorney General's proposed rule, it is not obvious why the definition of life expectancy should ignore other group-based differences that may be relevant to a particular juvenile defendant. The Pacific Juvenile Defender Center (PJDC), as amicus curiae, notes that life expectancy is affected by many " 'variables that have long been studied by social scientists but are not included in U.S. Census or vital statistics reports-income, education, region, type of community, access to regular health care, and the like ....' " (See Cummings & Colling, There is No Meaningful Opportunity in Meaningless Data: Why It Is Unconstitutional to Use Life Expectancy Tables in Post- Graham Sentences (2014) 18 U.C. Davis J. Juvenile L. & Policy 267, 282.)
Defendants and PJDC highlight the relevance of one variable in particular: incarceration. PJDC cites studies showing that incarceration accelerates the aging process and results in life expectancies substantially shorter than estimates for the general population. (See Patterson, The Dose-Response of
The defendant in Graham , at age 16, was charged in Florida as an adult for armed burglary with assault or battery, which carried a maximum sentence of LWOP, and attempted armed robbery, which carried a maximum sentence of 15 years. ( Graham , supra , 560 U.S. at pp. 53-54, 130 S.Ct. 2011 .) Graham pleaded guilty to
As for the punishment, the high court noted that a sentence of LWOP "deprives the convict of the most basic liberties without giving hope of restoration." ( Graham , supra , 560 U.S. at pp. 69-70, 130 S.Ct. 2011 ; see id. at 130 S.Ct. 2011 ["this sentence 'means denial of hope; it means that good behavior and character improvement are immaterial ....' "].) In addition, "[l]ife without parole is an especially harsh punishment for a juvenile. Under this sentence a juvenile offender will on average serve more years and a greater percentage of his life in prison than an adult offender. ... This reality cannot be ignored." ( Ibid. )
The high court then evaluated the sentence against the penological goals of "retribution, deterrence, incapacitation, and rehabilitation." ( Graham , supra , 560 U.S. at p. 71, 130 S.Ct. 2011 .) Linking retribution to culpability, the high court said " 'the case for retribution is not as strong with a minor as with an adult' " and "becomes even weaker with respect to a juvenile who did not commit homicide."
What emerges from Graham is not a constitutional prohibition on harsh sentences for juveniles who commit serious crimes. ( Graham , supra , 560 U.S. at p. 71, 130 S.Ct. 2011 ["Society is entitled to impose severe sanctions on a juvenile nonhomicide offender to express its condemnation of the crime and to seek restoration of the moral imbalance caused by the offense."].) Nor does Graham "require the State to release [a juvenile nonhomicide] offender during his natural life. Those who commit truly horrifying crimes as juveniles may turn out to be irredeemable, and thus deserving of incarceration for the duration of their lives." ( Id. at p. 75, 130 S.Ct. 2011 .) But Graham "does prohibit States from making the judgment at the outset that those offenders never will be fit to reenter society." ( Ibid. ) "What the State must do ... is give defendants like Graham some meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation." ( Ibid. )
While finding LWOP impermissible for juvenile nonhomicide offenders, the high court did not define the maximum length of incarceration before parole eligibility that would be permissible in light of the concerns it set forth in Graham . But the high court made clear the nature of its concerns: A lawful sentence must recognize "a juvenile nonhomicide offender's capacity for change and limited moral culpability." ( Graham , supra , 560 U.S. at p. 74, 130 S.Ct. 2011 .) A lawful sentence must offer "hope of restoration" ( id. at 130 S.Ct. 2011 ), "a chance to demonstrate maturity and reform" ( id. at 130 S.Ct. 2011 ), a "chance for fulfillment outside prison walls," and a "chance for reconciliation with society" ( ibid. ). A lawful sentence must offer "the opportunity to achieve maturity of judgment and self-recognition of human worth and potential." ( Ibid. ) A lawful sentence must offer the juvenile offender an "incentive to become a responsible individual." ( Ibid. )
Although the Attorney General says a penalty is not invalid under Graham unless it "is tantamount to [a] sentence of
Second, in underscoring the capacity of juveniles to change, Graham made clear that a juvenile offender's prospect of rehabilitation is not simply a matter of outgrowing the transient qualities of youth; it also depends on the incentives and opportunities available to the juvenile going forward. (See, e.g., Graham , supra , 560 U.S. at p. 79, 130 S.Ct. 2011 [prison system may "become[ ] complicit in the lack of development" of a juvenile offender by "withhold[ing] counseling, education, and rehabilitation programs"].) Importantly, Graham said "[a] young person who knows that he or she has no chance to leave prison before life's end has little incentive to become a responsible individual." ( Ibid. ) We believe the same is true here: A young person who knows he or she has
Ultimately, any line-drawing must depend on a considered judgment as to whether the parole eligibility date of a lengthy sentence offers a juvenile offender a realistic hope of release and a genuine opportunity to reintegrate into society. Reasonable minds may disagree on such judgments, but it is specious to contend that an approach based on life expectancy would avoid "subjective and quite likely divergent assessments of what constitutes adequate reintegration into society, and the time necessary to accomplish this reentry." (Dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at p. 264, 411 P.3d at p. 476.) In the end, the Chief Justice's conclusion that defendants' sentences are lawful rests on her view that "profound life experiences still may lie ahead of someone
A.
The elderly parole statute provides that when considering the release of an eligible inmate, the Board of Parole Hearings (Board) "shall give special consideration to whether age, time served, and diminished physical condition, if any, have reduced the elderly inmate's risk for future violence." (§ 3055, subd. (c).) A key question is whether an elderly parole hearing offers a juvenile offender a "meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation ." ( Graham , supra , 560 U.S. at p. 75, 130 S.Ct. 2011 , italics added.)
The legislative history of Assembly Bill 1448 indicates that the legislation's main purpose was to curb rising medical costs of the geriatric inmate population and to provide a "compassionate" release for those elderly individuals. (Assem. Concurrence in Sen. Amends. to Assem. Bill No. 1448 (2017-2018
Even assuming that elderly parole hearings consider normal parole factors, it is not clear that elderly parole eligibility after 44 years in prison would provide the 16-year-old nonhomicide offenders in this case with the "hope of restoration" and realistic opportunity to reintegrate into society that Graham requires. ( Graham , supra , 560 U.S. at p. 70, 130 S.Ct. 2011 .) The Chief Justice notes that Bear Cloud v. State , supra , 334 P.3d 132 invalidated a 45-year sentence for a 16-year-old nonhomicide offender, but that three other state high courts have held that parole eligibility at or around age 60 passes constitutional muster. (Dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at pp. 291-293, 411 P.3d at pp. 481-482.) Among them, only Angel v. Commonwealth (2011) 281 Va. 248 , 704 S.E.2d 386 ( Angel ) concluded that a geriatric release program for inmates who are 60 or older satisfies Graham . The Virginia Supreme Court's holding was premised on its understanding that "the factors used in the normal parole consideration process apply to conditional release decisions under [Virginia's geriatric release] statute." ( Angel at p. 402,.)
Notably, in Virginia v. LeBlanc (2017) 582 U.S. ----, [ 137 S.Ct. 1726 ], 198 L.Ed.2d 186 ( LeBlanc ), the high court considered on habeas review whether Virginia's geriatric release program provides a meaningful opportunity for a juvenile nonhomicide offender to obtain release based on demonstrated maturity and rehabilitation. The trial court in LeBlanc , relying on Angel , rejected the defendant's Eighth Amendment challenge, and the high court held that the trial court's ruling was not objectively unreasonable. ( LeBlanc , at p. ---- [ 137 S.Ct. at p. 1729 ].) In so doing, the high court emphasized that it was applying the deferential standard of review required by the federal Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA) ( 28 U.S.C. § 2254 (d)(1) ) and that " '[t]here are reasonable arguments on both sides.' " ( LeBlanc , at p. ---- [ 137 S.Ct. at p. 1729 ].) On one hand, because Virginia's geriatric release program considers "normal parole factors," it "could allow the Parole Board to order a former juvenile offender's conditional release in light of his or her 'demonstrated maturity and rehabilitation.' " ( Ibid. ) On the other hand, there were concerns "that the Parole Board's substantial discretion to deny geriatric release deprives juvenile nonhomicide offenders a meaningful opportunity to seek parole and that juveniles cannot seek geriatric release until they have spent at least four decades in prison." ( Ibid. ) The high
These issues are novel and substantial, and we leave them for the lower courts to address in the first instance. Like the high court in LeBlanc , we decline to resolve in this case whether the availability of an elderly parole hearing at age 60 for a juvenile nonhomicide offender satisfies the Eighth Amendment concerns set forth in Graham .
B.
Apart from defendants' eligibility for elderly parole, the Chief Justice claims that "simply by maximizing the good-conduct credits that are available" to them under Proposition 57, Rodriguez can advance his initial parole date to age 57 and Contreras can advance his initial parole date to age 64. (Dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at pp. 293-294, 411 P.3d at pp. 482-483.) But as with elderly parole, no Court of Appeal has filed a published opinion addressing the relevance of Good Conduct Credit to the constitutionality of a juvenile sentence, and the regulations, promulgated less than one year ago, remain in emergency form. ( Cal. Code Regs., tit. 15, § 3043.2.) In addition, the record before us contains no information on how Good Conduct Credit operates in practice.
The Chief Justice rests her calculations on defendants' ability to earn the maximum amount of Good Conduct Credit, but neither she nor Justice Kriegler makes any mention of the myriad ways inmates can lose such credit. Good Conduct Credit is subject to forfeiture upon "a finding of guilt of a serious rule violation in accordance with section 3323." ( Cal. Code Regs., tit. 15, § 3043.2, subd. (c).) The activities that can constitute a "serious rule violation" span a
For the reasons above, we agree with the Court of Appeal that defendants' sentences violate the Eighth Amendment under the standards articulated in Graham . We affirm the judgment of the Court of Appeal and remand these matters for resentencing. The sentencing court is directed to consider, in light of this opinion, any mitigating circumstances of defendants' crimes and lives, and the impact of any new legislation and regulations on appropriate sentencing. The sentencing court is further directed to impose a time by which defendants may seek parole, consistent with this opinion.
WE CONCUR:
CHIN, J.
CUÉLLAR, J.
KRUGER, J.
CANTIL-SAKAUYE, C. J.
DISSENTING OPINION BY CANTIL-SAKAUYE, C. J.
I respectfully dissent. The majority's erroneous interpretation and extension of Graham v. Florida (2010) 560 U.S. 48 , 130 S.Ct. 2011 , 176 L.Ed.2d 825 ( Graham ) yield a result the Graham court did not intend-the categorical condemnation of all sentences in which juvenile offenders convicted of nonhomicide crimes will serve a term of 50 years or greater. At the same time, the majority fails to properly account for legislation and regulations that afford defendants William Rodriguez and Leonel Contreras an initial opportunity for parole no later than when they reach the age of 60. These measures take defendants' sentences outside of Graham 's purview even under the majority's mistaken approach to that decision. Defendants' sentences do not violate the Eighth Amendment to the United States Constitution, and I would so hold.
In Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , the high court invalidated a particular type of prison sentence-one of life imprisonment without the possibility of parole (life without parole)-when imposed upon a juvenile
The majority's rendering of Graham is not only wrong; it is also unnecessary. The majority's analysis assumes that defendants will first become eligible for parole at ages 66 and 74, after serving terms of 50 and 58 years, respectively. That assumption is incorrect. Both defendants will be eligible for parole no later than age 60 under the Elderly Parole Program recently codified by the Legislature. (See Pen. Code, § 3055.)[1] Defendants may be eligible for parole even sooner due to recently expanded programs for earning good conduct and other credits. ( Cal. Code Regs., tit. 15, §§ 3043.2 [Good Conduct Credits], 3043.3 [Milestone Completion Credits], 3043.4 [Rehabilitative Achievement Credits], 3043.5 [Educational Merit Credits].) A sentence that affords a meaningful opportunity for parole at age 60 or earlier cannot properly be characterized as a sentence of life without parole or its functional equivalent, even under the majority's unwarranted extension of Graham .
1 Subsequent statutory references are to the Penal Code except as otherwise indicated.
"A short time later, Contreras and Rodriguez tackled the girls from behind. Contreras tackled Doe 1 and Rodriguez tackled Doe 2. Both boys wore bandanas covering their noses and mouths. Contreras held a knife to Doe 1's throat. One of boys asked for the girls' cell phones.
"The boys pulled the girls up and started taking them toward a street. Rodriguez covered Doe 2's mouth with his hand as she struggled to get away. Contreras repeatedly told Doe 1 to tell Doe 2 to 'shut the f-k up.' The boys forced the girls to walk across the street, up an embankment, and into a wooded area. As they started going up the embankment, Doe 2 continued to struggle and threw her weight backward, causing both her and Rodriguez to stumble. Doe 2 bit Rodriguez's hand and tried to get away. However, Doe 1, at Contreras's direction, told Doe 2 to be quiet and stop resisting.
"When Doe 2 got up off the ground, Rodriguez tied his bandana around her mouth and told her he would hurt her if she screamed. He took her to a clearing. Contreras took Doe 1 to a different location nearby. The area was not lighted and was not visible from the street.
"Rodriguez took off Doe 2's shorts and underwear. He told her to get down. As she lay on her back, he got on top of her, put his penis in her vagina, and
These convictions and findings meant that under the One Strike law, defendants faced sentences whereby their first opportunity for parole would not arise until long after their natural lifespans had elapsed. (See §§ 667.6, subd. (d), 667.61, subd. (i).) At the time of sentencing, however, the trial court recognized that in Caballero , supra , 55 Cal.4th 262 , 145 Cal.Rptr.3d 286 , 282 P.3d 291 , this court had construed Graham as directing that a juvenile offender convicted of a nonhomicide crime receive " 'some realistic opportunity to obtain release' from prison during his or her expected lifetime." ( Caballero , supra , 55 Cal.4th at p. 268, 145 Cal.Rptr.3d 286 , 282 P.3d 291 .) The court advised Rodriguez that had he been an adult, it would have had "no problem" sentencing him to the maximum term of 200 years to life. The court observed, however, that it "couldn't give [Rodriguez] 75 years to life because that would probably take him outside of this life expectancy. ... So probably the most I could give him is 50 to life," which Rodriguez's attorney conceded was a lawful sentence under Caballero . The court imposed this sentence on Rodriguez, sentencing him to two consecutive terms of 25 years to life on the two forcible rape counts, and running the terms on all other counts concurrently. With regard to Contreras, the court acknowledged a prospective statutory sentence of 620 years to life. To comply with Graham , the court imposed a sentence of 58 years to life. This sentence was comprised of two consecutive terms of 25 years to life on two forcible rape counts and an eight-year term on the knife enhancement, with all other terms to run concurrently.
As befits the categorical approach, Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , ultimately invalidated a narrowly defined, specific type of sentence-one that does not
Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , was an extension of the Supreme Court's prior Eighth Amendment jurisprudence, but a limited one. The restrained nature of the Graham holding, and the deference it afforded states to "in the first instance ... explore the means and mechanisms for compliance" ( id., at 130 S.Ct. 2011 ), were consistent with the careful, incremental approach the high court has taken when addressing Eighth Amendment questions. The court has been properly mindful that it is the legislature, not the judiciary, that the public anticipates will define the parameters of permissible criminal sentences. (See Rummel v. Estelle (1980) 445 U.S. 263 , 274, 100 S.Ct. 1133 , 63 L.Ed.2d 382 ["one could argue without fear of contradiction by any decision of this Court that for crimes concededly classified and classifiable as felonies, that is, as punishable by significant terms of imprisonment in a state penitentiary, the length of the sentence actually imposed is purely a matter of legislative
When this court adopted the latter interpretation of Graham , we related our view of what that decision holds. In Caballero , supra , 55 Cal.4th 262 , 145 Cal.Rptr.3d 286 , 282 P.3d 291 , we concluded that a sentence of 110 years to life fell within Graham 's strictures. We observed that "[d]efendant in the present matter will become parole eligible over 100 years from now. [Citation.] Consequently, he would have no opportunity to 'demonstrate growth and maturity' to try to secure his release, in contravention of Graham 's dictate. [Citations.] Graham 's analysis does not
The majority refuses to consider these or any other empirical data for purposes of determining when a sentence affords a "meaningful" ( Graham , supra , 560 U.S. at p. 75, 130 S.Ct. 2011 ) or "realistic" ( id., at 130 S.Ct. 2011 ) opportunity for release. The majority expresses concern that use of such data would entail a choice between, on the one hand, disadvantaging members of a cohort that may in the aggregate have a lower life expectancy than that of the general public; or on the other, improperly relying on race, gender, or other characteristics in assessing whether a sentence falls sufficiently within a defendant's life expectancy. (Maj. opn., ante , at pp. ---- - ----.)
There are three responses. First, some reliance on lifespan data is not merely recognized by our precedent ( Caballero , supra , 55 Cal.4th at p. 268, 145 Cal.Rptr.3d 286 , 282 P.3d 291 ), but is unavoidable when determining whether a sentence affords a " realistic opportunity to obtain release." ( Graham , supra , 560 U.S. at p. 82, 130 S.Ct. 2011 , italics added.) In People v. Franklin (2016) 63 Cal.4th 261 , 202 Cal.Rptr.3d 496 , 370 P.3d 1053 ( Franklin ), for example, this court also considered an Eighth Amendment challenge to a sentence of 50 years to life imposed on a juvenile, who characterized the sentence as the functional equivalent of life without parole. We found this challenge mooted by the Legislature's then-recent enactment of a system of youth offender parole hearings (see § 3051) that provides for a parole hearing no later than an eligible offender's twenty-fifth year of
Second, although the majority emphasizes its concerns with life expectancies based on race, sex, and custodial status, juvenile defendants belong to a nearly infinite number of cohorts. Some of these groups may have longer life expectancies than the general population, others shorter. To assign more importance to a defendant's membership in one cohort than to his or her presence in another would be speculative. Given that a defendant could be placed within any of many peer groups for purposes of assessing his or her life expectancy, and given as well the need to use some conception of life expectancy as a benchmark, reliance on general population life expectancies makes good sense as providing an administrable rule of decision that is consistent with Graham .
Third, and most fundamentally, the majority's concerns derive from its fundamental mischaracterization of what Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , requires. The majority appears to impose upon the People the burden of showing that defendants do not belong to any cohort in which the average member lacks a high probability of surviving until well past the ages of 66 or 74. That is not what Graham holds, and is also inconsistent with the general principle that the defendant bears a " 'considerable burden' to show a punishment is cruel and unusual." ( People v. Meneses (2011) 193 Cal.App.4th 1087 , 1092, 123 Cal.Rptr.3d 387 , quoting People v. Wingo , supra , 14 Cal.3d at p. 174, 121 Cal.Rptr. 97 , 534 P.2d 1001 .) As discussed ante , Graham requires only a "meaningful" ( Graham , at p. 75, 130 S.Ct. 2011 ) or "realistic" ( id., at 130 S.Ct. 2011 ) opportunity for parole, not a certain one (which would be impossible to guarantee); and it does not require the very substantial postcustodial period that the majority demands. A sentence that
The discussion proves too much, in that majority's vague critiques of the prison terms imposed on defendants as insufficiently justified by reference to these penological objectives could be read to forbid any lengthy sentence imposed upon a juvenile offender. We are told that "[t]he retributive case for a 50-years-to-life sentence, as for [life without parole], is weakened by the juvenile nonhomicide offender's 'age ... and the nature of the crime.' [Citation.] As for deterrence, Graham 's observation that juveniles have limited ability to consider consequences when making decisions [citation] applies to a sentence of 50 years to life just as it does to a sentence of [life without parole]. And as for incapacitation, a judgment that a juvenile offender will be incorrigible for the next 50
To repeat, the majority holds that under the Eighth Amendment, "[a] lawful sentence must recognize 'a juvenile nonhomicide offender's capacity for change and limited moral culpability.' [Citation.] A lawful sentence must offer 'hope of restoration' [citation], 'a chance to demonstrate maturity and reform' [citation], a 'chance for fulfillment outside prison walls,' and a 'chance for reconciliation with society' [citation]. A lawful sentence must offer 'the opportunity to achieve maturity of judgment and self-recognition of human worth and potential.' [Citation.] A lawful sentence must offer the juvenile offender an 'incentive to become a responsible individual.' " (Maj. opn., ante , at 229 Cal.Rptr.3d at p. 259, 411 P.3d at p. 454.) One could regard all of these as worthwhile objectives, and certainly Graham condemned sentences of life without parole , as imposed on juvenile offenders who committed only nonhomicide crimes, on grounds that included the perception that they offered no hope of freedom, no chance to demonstrate that they had matured, and no opportunity for fulfillment outside prison. But this aspect of Graham simply makes the Supreme Court's limiting language, which the majority omits in relating its holding, all the more important. What the Supreme Court in Graham appreciated-but today's decision does not-is the need for coherent rules for application in specific cases.
The courts of this state, capable though they are, undoubtedly will struggle to apply standards presented at the majority holding's high level of abstraction. The inevitable disagreements will be resolved only by another set of highly subjective judgments on appeal, and so forth. Even as applied here, the vagueness inherent in the majority's approach makes it unclear that defendants' sentences are unlawful. We know that the sentences are unconstitutional only because the majority tells us as much. Yet I anticipate that even the majority would concede that profound life experiences still may lie ahead of someone released from prison at age 66 or 74. The majority describes these ages as falling "near the end" of a person's life, language that suggests that fulfillment at such a juncture is well-nigh impossible. (Maj. opn., ante , at 229 Cal.Rptr.3d at p. 259, 411 P.3d at p. 454.) The millions of productively employed senior citizens would beg to differ (see
The majority opinion asserts that using life expectancy as a measure for the constitutionality of a sentence under Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , implicates as much vagueness and subjectivity as its own approach does. (Maj. opn., ante , at 229 Cal.Rptr.3d at pp. 263-264, 411 P.3d at pp. 457-477.) This false equivalence once again mischaracterizes Graham . The majority asserts that both approaches "depend on a considered judgment as to whether the parole eligibility date of a lengthy sentence offers a juvenile offender a realistic hope of release and a genuine opportunity to reintegrate into society." ( Id. , at 229 Cal.Rptr.3d at p. 286, 411 P.3d at p. 457.) But, as the foregoing text makes clear, only the first half of this rule comes from Graham . The second half ("and a genuine opportunity to reintegrate into society") is the majority's own creation. ( Ibid. ) This modification effectively displaces the relatively straightforward and objective Graham inquiry into whether sentence affords a "meaningful opportunity to obtain release" ( Graham , at p. 75, 130 S.Ct. 2011 ), with a far more idiosyncratic inquiry into whether a sentence offers what the majority considers a sufficiently meaningful period of release.[8]
The majority's revision of the Graham rule also infiltrates its errant assessment that the "crucial question" in this case is how long a defendant can expect to live after his or her first opportunity for parole arrives (maj.
8 The majority also mischaracterizes this dissent's critique of the vague and overbroad nature of its holding as somehow implicitly endorsing the view that a substantial postcustodial period is constitutionally required under Graham . (Maj. opn., ante , at 229 Cal.Rptr.3d at pp. 263-264, 411 P.3d at pp. 457-477.) To the contrary, in observing that defendants' sentences in fact afford them an opportunity for reintegration into society, this dissent merely explains how the majority's analysis is flawed even when taken on its own terms.
1. The Elderly Parole Program offers defendants a meaningful opportunity for parole at age 60
In 2014, the State of California instituted the Elderly Parole Program in response to a long-running prison-population lawsuit in federal court (Case No. 3:01-cv-01351-JST, N.D. Cal.), which now bears the title Brown v. Plata . The program was codified by the Legislature last year. (See Assem. Bill No. 1448 (2017-2018 Reg. Sess.).) Aside from certain exceptions not pertinent here, the program is available to any state inmate who is "60 years of age or older and has served a minimum of 25 years of continuous incarceration on his or her current sentence." ( § 3055, subd. (a).)
Under the Elderly Parole Program, an eligible inmate "shall meet with the [Board of Parole Hearings] pursuant to subdivision (a) of Section 3041. If [the] inmate is found suitable for parole under the Elderly Parole Program, the [Board of Parole Hearings] shall release the individual on parole as
11 Specific circumstances tending to show suitability for parole include "reasonably stable relationships with others" (Cal. Code Regs., tit. 15, § 2281, subd. (d)(2) ); "[s]igns of [r]emorse," including "indications that [the inmate] understands the nature and magnitude of the offense" ( id. , subd. (d)(3) ); the "[m]otivation for [the] [c]rime" ( id. , subd. (d)(4) ); whether "[t]he prisoner's present age reduces the probability of recidivism" ( id. , subd. (d)(7) ); the fact that "[t]he prisoner has made realistic plans for release or has developed marketable skills that can be put to use upon release" ( id. , subd. (d)(8) ); and whether the inmate's "[i]nstitutional activities indicate an enhanced ability to function within the law upon release" ( id. , subd. (d)(9) ).
13 The ruling in Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 cannot reasonably be understood as formalistically demanding that state parole laws be rewritten to explicitly identify a juvenile offender's youth at the time of the crime of commitment, and related considerations, as factors to be accorded weight in the parole decision. Indeed, several of the statutes that the majority points toward as adequate responses to Graham (maj. opn., ante , at pp. ---- - ----) lack such language. Moreover, the high court's subsequent case law is inconsistent with any such view. In Virginia v. LeBlanc (2017) 582 U.S. ----, [ 137 S.Ct. 1726 ], 198 L.Ed.2d 186 ( LeBlanc ), discussed in greater detail post , the high court regarded a Virginia geriatric parole program's application of " normal parole factors " as tending to show that the program represented an adequate avenue for release under Graham . ( Id. , at p. ---- [ 137 S.Ct. at p. 1729 ].) Similarly, in Montgomery v. Louisiana (2016) 577 U.S. ----, [ 136 S.Ct. 718 ], 193 L.Ed.2d 599 , the United States Supreme Court drew attention to Wyoming's parole statute ( Wyo. Stat. Ann. § 6-10-301 (c) ), which provides juvenile offenders sentenced to life without parole with an opportunity for parole after 25 years of incarceration. The high court cast the statute as an adequate postconviction remedy for a violation of Miller v. Alabama (2012) 567 U.S. 460 , 470, 132 S.Ct. 2455 , 183 L.Ed.2d 407 ( Miller ), which forbade mandatory sentences of life without parole on juveniles convicted of homicide crimes. ( Montgomery v. Louisiana , 577 U.S. at p. ----, [136 S.Ct. at p. 736].) The Wyoming statute does not explicitly provide for any special consideration to be given to the hallmark features of youth in connection with the parole decision. Nor do the Wyoming Board of Parole's policies and procedures, which provide only that "[p]arole may be granted to an eligible inmate at the sole discretion of the Board when in the opinion of the Board there is a reasonable probability that an inmate of a correctional facility can be released without a detriment to the community or himself/herself." (Wyoming Board of Parole, Policy and Procedure Manual (2018) p. 36.)
In fact, we have declined to indulge this sort of speculation under similar circumstances. In Franklin , supra , 63 Cal.4th 261 , 202 Cal.Rptr.3d 496 , 370 P.3d 1053 , an amicus curiae asserted that the youth offender parole hearing program (§ 3051) would not operate in practice as the governing statutes said it would, and therefore would not provide the defendant and those similarly situated with a meaningful opportunity for release. ( Franklin , at pp. 284-285, 202 Cal.Rptr.3d 496 , 370 P.3d 1053 .) Unlike here, however, we did not treat such a possibility as providing a basis to decline to apply a statute as written. Instead, in concluding that the youth offender parole hearing program mooted the defendant's Eighth Amendment challenge, we noted the "absence of any concrete controversy in this case concerning" the actual functioning of the program. ( Id. , at p. 286, 202 Cal.Rptr.3d 496 , 370 P.3d 1053 .)
The majority's decision to remand this matter means that it does not consider whether Graham prohibits a sentence that offers an opportunity for parole no later than age 60. I would address this question, and conclude that it does not. As explained below, even under the majority's view that a sentence that affords an initial opportunity for parole at the age of 66 or 74 is unlikely to provide a juvenile offender with a sufficient period to adequately reintegrate into society, and is therefore unconstitutional (maj. opn., ante , at pp. ---- - ----), the same cannot be said of a sentence that affords an opportunity for parole at age 60.[17]
17 It is true that a juvenile offender whose first opportunity for parole comes through an elderly parole hearing may serve a longer term before being eligible for a parole hearing than an adult offender who committed the same crime, and received the same sentence, would serve. But-even putting aside the fact that a juvenile offender may be in a better position than an adult offender who committed the same offense to secure elderly parole-no theory of the Eighth Amendment demands that, regardless of the length of a juvenile's sentence (be it one year, ten years, or more), he or she must serve a shorter term than a similarly situated adult defendant, or an equivalent term. The concern expressed in Graham , supra , 560 U.S. at page 70, 130 S.Ct. 2011 , about life without the possibility of parole representing an "especially harsh punishment for a juvenile" because he or she would "on average serve more years and a greater percentage of his life in prison than an adult offender" represented an additional reason to condemn life without parole sentences, in particular-not a more far-reaching impeachment of sentencing practices generally.
19 I recognize the existence of these decisions regarding lengthy sentences that afford a juvenile offender an initial opportunity for release in his or her mid-to-late 60s, or later, as infirm under either Graham or Miller . (Maj. opn., ante , at p. ---- [listing cases].) The majority also recognizes contrary precedent, however-such as that of the federal court of appeals in U.S. v. Mathurin (11th Cir. 2017) 868 F.3d 921 , 934-935 ( Mathurin ), which held that a sentence affording an initial opportunity for parole at age 67 was not prohibited by Graham . In addition, intermediate appellate courts in other states have regarded sentences affording an opportunity for parole in a juvenile offender's mid-to-late 60s, or which involved a term of 50 years, as lawful under Graham or Miller , depending on the offense involved. (See People v. Lehmkuhl (Colo.Ct.App. 2013) 369 P.3d 635 , 637 [sentence offering initial possibility of parole at age 67 not invalid under Graham , given the defendant's life expectancy]; People v. Jackson (Ill.Ct.App. 2016) 408 Ill.Dec. 388 , 65 N.E.3d 864 , 875-876 [50-year sentence not a de facto life sentence under Miller ]; McCullough v. State (Md.Ct.Spec.App. 2017) 233 Md.App. 702 , 168 A.3d 1045 , 1069, cert. granted (2017) 456 Md. 82 , 171 A.3d 612 [regarding a sentence offering an opportunity for parole at 67 as lawful under Graham ]; but see State v. Buffer (Ill.Ct.App. 2017) 412 Ill.Dec. 490 , 75 N.E.3d 470 , 482 [sentence offering first possibility of release at age 66 a de facto life sentence].) Moreover, some state supreme courts that have found sentences of shortly less than 50 years to life to be valid under Graham or Miller have not ruled on whether a sentence of 50 years to life or 58 years to life would be invalid under the high court's rulings. (E.g., State v. Smith , supra , 892 N.W.2d at pp. 64-66 ; State v. Charles (S.D. 2017) 892 N.W.2d 915 , 921.)
The court in LeBlanc , supra , 582 U.S. ----, [ 137 S.Ct. 1726 ] also noted that " '[p]erhaps the logical next step from' Graham would be to hold that a geriatric release program does not satisfy the Eighth Amendment, but 'perhaps not.' " [Citation.] ( Id. , at p. ---- [ 137 S.Ct. at p. 1729 ].) The court observed that " '[T]here are reasonable arguments on both sides.' [Citation.]" ( Ibid. ) With respect to the state, these arguments included the fact that "the geriatric release program employed normal parole factors," consideration of which "could allow the Parole Board to order a former juvenile offender's conditional release in light of his or her 'demonstrated maturity and rehabilitation.' " ( Ibid. ) With respect to the habeas corpus petitioner, the arguments to the contrary included "the contentions that the Parole Board's substantial discretion to deny geriatric release deprives juvenile nonhomicide offenders a meaningful opportunity to seek parole and that juveniles cannot seek geriatric release until they have spent at least four decades in prison." ( Ibid. )
Properly understood, LeBlanc , supra , 582 U.S. ----, [ 137 S.Ct. 1726 ] undermines the majority's position. First, the high court's analysis further
I too would take the availability of good-conduct credits into account in determining whether defendants' sentences violate the Eighth Amendment. Maximizing these credits, by itself, would not advance Contreras's initial
1 Statutory references are to the Penal Code unless otherwise indicated.
2 Cal. Code Regs., tit. 15, §§ 3043.2 -3043.5 (Regulations or Proposition 57 Parole Regulations). Proposition 57, known as the Public Safety and Rehabilitation Act, was passed by the voters in November 2016. (See Voter Information Guide, Gen. Elec. (Nov. 8, 2016) § 1, p. 141 (Proposition 57); see also id. , § 3, p. 141.)
The trial court conducted separate sentencing hearings for the defendants, beginning with Rodriguez. The court "read and considered the probation report" and "read and considered the psychological evaluations" submitted on behalf of Rodriguez. The court considered argument from counsel for Rodriguez, who emphasized that her client fully acknowledged his responsibility for the crimes and has been "remorseful about it from the beginning." Counsel noted Rodriguez felt "a tremendous sense of shame and guilt for what he did and for what he did to these girls," pointing out that a psychological evaluation stated Rodriguez would carry that shame and guilt for the rest of his life. Counsel asked the court to consider Rodriguez's age at the time of the offenses (16), all the mitigating circumstances of his life ("unrelenting abuse throughout his childhood," as described by one reporting doctor), and the scientific evidence relating to the development of the brain.
The sentencing court acknowledged that Graham and Caballero were the controlling cases and that it "cannot give a juvenile offender the equivalent of life without parole." The court expressly recognized that the full statutory sentence required under the one strike sentencing scheme (§ 667.61) was inconsistent with the Eighth Amendment as to juvenile one strike offenders, and to impose a constitutional sentence, it would have to disregard the mandatory consecutive sentences otherwise required by the one strike sentencing scheme. The court agreed Rodriguez's "background is terrible," but tempered that comment with, "this crime is terrible." After considering argument from the prosecutor, the court observed that Rodriguez "was not a passive participant. He was a very active participant." The court believed it could not constitutionally impose a sentence of 75 years to life, "so probably the most I could give him is 50 to life." The court repeated that it had read the psychological report, which showed that "Mr. Rodriguez has had a very
The record of the sentencing hearing as to Contreras essentially followed the same pattern as that of Rodriguez. The court stated that it read all of Contreras's "submissions including the two psychological reports." The court acknowledged it could not impose, under decisions of the United States and California Supreme Courts, the maximum sentence on the 21 guilty verdicts suffered by Contreras, which would have generated a sentence of as much as 620 years to life. The prosecutor argued that a minimum sentence of 50 years to life complied with Caballero , pointing out that Caballero leaves the actual number of years up to the trial court. With remarkable foresight, and anticipating this appeal, the trial court replied, "They are just going to tell us, 'you figure it out.' Then they are going to tell us, 'you are wrong' when it goes up to the Court of Appeals [ sic ]."
The court expressed its understanding and agreement with the research on the development of the juvenile brain. But the court questioned the honesty of Contreras, who denied responsibility, despite the overwhelming evidence of his guilt. The court discounted the value of the diagnoses of the psychologists, because they were based on statements of a defendant who was not
The majority is unwilling to address whether an initial parole hearing for these defendants at age 60 violates the Eighth Amendment.[26] The reluctance is
3 It is particularly troubling that the majority declines to resolve whether an initial parole suitability hearing at age 60 for one strike juvenile offenders comes too late to satisfy the Eighth Amendment. A lengthy hearing in the trial court upon remand to consider the operation of the Elderly Parole Program will end up being a complete waste of time if this court later determines that an initial suitability hearing at age 60 is inconsistent with the reasoning in Graham .
The majority faults the failure of the two dissents to consider that Contreras and Rodriguez may commit misconduct in prison and forfeit their good conduct credits, suggesting this is a reason why the Regulations do not help to solve the Eighth Amendment issue presented. (Maj. opn., ante , at pp. ---- - ----.) According to the majority, "the record before us contains no information on how likely it is that any inmate can achieve a spotless prison record over a span of four or more decades." (Maj. opn., ante, at 131 Cal.Rptr.2d 921 , 65 P.3d 411 .) There is no need for an evidentiary record on this point, because abundant California case law-including decisions of this court-demonstrate that inmates convicted of the most serious offenses are capable of being incarcerated for extended periods with no disciplinary actions, or only trivial violations not resulting in loss of conduct credits. ( In re Shaputis (2008) 44 Cal.4th 1241 , 1249, 82 Cal.Rptr.3d 213 , 190 P.3d 573 ["Petitioner has remained discipline-free throughout his incarceration" spanning two decades];
4 This list of citations is illustrative, not exhaustive. It does not take into account those inmates who were granted parole without further litigation, or Court of Appeal decisions not certified for publication. (Cal. Rules of Court, rule 8.1115(a).)
Any reduction in sentence in this case, or alteration of parole dates, will be inconsistent with statutory law. If existing law must be ignored in order to satisfy the Eighth Amendment as to an entire body of offenders, that is a policy decision best made by this court rather than a single trial court judge, whose ruling will not be binding, or even citable, in any other court of the
I
Rodriguez raped and sodomized Doe 2. Contreras raped Doe 1 and forced her to orally copulate him. Rodriguez then raped and sodomized Doe 1 and forced her to orally copulate him. Contreras put a knife to Doe 2's neck, raped her, and forced her to orally copulate him. Rodriguez forced
At defendants' sentencing hearings, the parties and the trial court agreed that the court could not impose the statutory maximum sentences of several hundred years, as those sentences would fall outside of defendants' natural life expectancies. At Rodriguez's hearing, defense counsel noted that Rodriguez had no criminal history, and the court acknowledged his "very difficult upbringing." But the court said, "I have to weigh that against the horrible scars that you have left on these two girls." The court then sentenced Rodriguez to two consecutive terms of 25 years to life. The court observed that it was required to sentence Rodriguez to additional consecutive terms of 25 years to life under section 667.61, subdivision (i) but reasoned that doing so would violate Graham and Caballero .
At Contreras's hearing, defense counsel noted that Contreras had no arrests and one prior misdemeanor for vandalism. The court said, "I think that Mr. Rodriguez was a follower. Mr. Contreras was the shot caller." The trial judge identified the "brutal and callous and ruthless" nature of the crimes and expressed skepticism about Contreras's ability to rehabilitate: "I think his brain is developed into who he is ...." Based on these factors, among others, the court stated, "I think that it's only appropriate that he suffer the same punishment that Mr. Rodriguez did and plus he used a knife, so he should get a little bit more." The court sentenced Contreras to two consecutive terms of 25 years to life in addition to two four-year terms and imposed many additional concurrent or stayed sentences. The trial judge concluded by noting, "If I could sentence you to 640 years to life, I would have. ... Because you were a minor, you were spared that sentence."
A youth offender parole hearing is not available to juveniles convicted under the One Strike law, as defendants were here. (§ 3051, subd. (h).) Because Franklin does
In Caballero , we held that a juvenile defendant's sentence of 110 years to life for three counts of attempted murder was the functional equivalent of LWOP and, under Graham , violated the Eighth Amendment. ( Caballero , supra , 55 Cal.4th at p. 268, 145 Cal.Rptr.3d 286 , 282 P.3d 291 .) We rejected the argument that Graham 's prohibition on LWOP does not apply to aggregated sentences for distinct crimes where each sentence individually provides for the possibility of parole within a juvenile's expected lifespan. ( Id. at pp. 267-268, 145 Cal.Rptr.3d 286 , 282 P.3d 291 .) We said: " Graham 's analysis does not focus on the precise sentence meted out. Instead, ... it holds that a state must provide a juvenile offender 'with some realistic opportunity to obtain release' from prison during his or her expected lifetime." ( Id . at p. 268, 145 Cal.Rptr.3d 286 , 282 P.3d 291 .)
Graham and Caballero together hold that the Eighth Amendment does not allow juveniles who commit nonhomicide crimes to be sentenced to LWOP or to a term of years well in excess of natural life expectancy. But neither Graham nor Caballero considered whether a lengthy sentence short of LWOP or its equivalent would likewise violate the Eighth Amendment in this context. The question here is whether Rodriguez's sentence of 50 years to life or Contreras's sentence of 58 years to life for nonhomicide offenses violates the same Eighth Amendment principles that bar the imposition of LWOP for their crimes.
A.
The Attorney General says we "should adopt the following rule: any term of imprisonment that provides a juvenile offender with an opportunity for parole within his or her expected natural lifetime is not the functional equivalent of LWOP ...." The Attorney General urges us to determine natural life expectancy by looking to a report published by the Centers for Disease Control (CDC), based on 2010 data, providing the life expectancies of various age and gender cohorts
As an initial matter, we find unpersuasive the Attorney General's claim that we already decided in Caballero that a term-of-years sentence does not violate the Eighth Amendment if it allows the possibility of parole at some point during the juvenile offender's natural life expectancy. Caballero held that "sentencing a juvenile offender for a nonhomicide offense to a
It is unclear whether sentencing juveniles based on gender-specific life expectancies
On the other hand, it has been suggested that inmates who "have aged in place are generally the best adapted to prison life because they have been in prison since their youth and have adjusted to it." (Correctional Health Care, supra , at p. 10.) Further, although incarceration has its stresses, it may shield inmates from other stresses that would afflict them outside of prison, including violence, accidents, and poor access to health care. (See Spaulding et al., supra , at pp. 482-485; Rosen et al., All-Cause and Cause-Specific Mortality Among Black and White North Carolina State Prisoners, 1995-2005 (2011) 21 Ann. Epidemiology 719, 725-726 [average death rates for currently incarcerated black men in North Carolina prisons are significantly lower than for the black population in the state overall, but currently incarcerated white men have slightly higher average death rates than white men in the state].) In addition, the Attorney General asserts that although race, region, and economic status may affect death rates outside prison,
B.
In addition to raising legal and empirical difficulties, the actuarial approach proposed by the Attorney General is misguided at a more fundamental level. When evaluating a sentence that clearly exceeds natural life expectancy, like the 110-years-to-life sentence in Caballero , it is straightforward to conclude that the sentence is "functionally equivalent" to LWOP as an actuarial matter. ( Caballero , supra , 55 Cal.4th at p. 268, 145 Cal.Rptr.3d 286 , 282 P.3d 291 .) But the issue of functional equivalence in this context is not limited to determining whether a term-of-years sentence is actuarially equivalent to LWOP. Although the Attorney General trains his inquiry on that question, there is a separate and distinct question whether a lengthy term-of-years sentence, though not clearly exceeding a juvenile offender's natural lifespan, may nonetheless impinge on the same substantive concerns that make the imposition of LWOP on juvenile nonhomicide offenders impermissible under the Eighth Amendment. This latter notion of functional equivalence-that a term-of-years sentence may function like LWOP with respect to the Eighth Amendment concerns that constrain lawful punishment for juvenile nonhomicide offenders -is what we must address in this case. (See State v. Null (Iowa 2013) 836 N.W.2d 41 , 71 ["[W]e do not believe the determination of whether the principles of Miller or Graham apply in a given case should turn on the niceties of epidemiology, genetic analysis, or actuarial sciences in determining precise mortality dates."].) To resolve this question, the proper starting point is not a
Several considerations support this conclusion. First, although the high court has not defined what it means for a juvenile offender "to rejoin society" ( Graham , supra , 560 U.S. at p. 79, 130 S.Ct. 2011 ), the language of Graham suggests that the high court envisioned more than the mere act of release or a de minimis quantum of time outside of prison. Graham spoke of the chance to rejoin society in qualitative terms-"the rehabilitative ideal" ( id. at 130 S.Ct. 2011 )-that contemplate a sufficient period to achieve reintegration as a productive and respected member of the citizenry. The "chance for reconciliation with society" ( id. at 130 S.Ct. 2011 ), "the right to reenter the community" ( id. at 130 S.Ct. 2011 ), and the opportunity to reclaim one's "value and place in society" ( ibid. ) all indicate concern for a measure of belonging and redemption that goes beyond mere freedom from confinement. It is also significant that
Third, a sentence of 50 years to life imprisonment bears an attenuated relationship to legitimate penological goals under the reasoning of Graham . Such a sentence, though less harsh than LWOP, is still "an especially harsh punishment for a juvenile," who "will on average serve more years and a greater percentage of his life in prison than an adult offender." ( Graham , supra , 560 U.S. at p. 70, 130 S.Ct. 2011 .) It is also a highly severe punishment for a juvenile nonhomicide offender who, "when compared to an adult murderer," has "a twice diminished moral culpability." ( Id. at p. 69, 130 S.Ct. 2011 ; cf. § 190, subd. (a) [penalty for adult who commits first degree murder simpliciter is 25 years to life].) The retributive case for a 50-years-to-life sentence, as for LWOP, is weakened by the juvenile nonhomicide offender's "age ... and the nature of the crime." ( Graham , at p. 69, 130 S.Ct. 2011 .) As for deterrence, Graham 's observation that juveniles have limited ability to consider consequences when making decisions ( id. at 130 S.Ct. 2011 ) applies to a sentence of 50 years to life just as it does to a sentence of LWOP. And as for incapacitation, a judgment that a juvenile
The Chief Justice criticizes our decision today as an "unwarranted extension of Graham ." (Dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at p. 273, 411 P.3d at p. 465.) She observes that " Graham ... invalidated a narrowly defined, specific type of sentence" for juvenile nonhomicide offenders-namely, life without parole, " ' "the second most severe penalty permitted by law." ' " ( Id. at p. ----, quoting Graham , supra , 560 U.S. at p. 69, 130 S.Ct. 2011 .) Our decision, she contends, ignores "the limited nature of the holding in Graham " and disregards the " 'clear line' " that Graham drew in demarcating the type of sentence that violates the Eighth Amendment. (Dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at pp. 273, 277, 284, 284 & fn. 7, 286, 411 P.3d at pp. 465, 469, 474, 475 & fn. 7, 476, quoting Graham , at 74, 130 S.Ct. 2011 ).
But what exactly is the "clear line" that Graham drew? Here is the passage where those words appear in Graham : "[P]enological theory is not adequate to justify life without parole for juvenile nonhomicide offenders. This determination; the limited culpability of juvenile nonhomicide offenders; and the severity of life without parole sentences all lead to the conclusion that the sentencing practice under consideration is cruel and unusual. This Court now holds that for a juvenile offender who did not commit homicide the Eighth Amendment forbids the sentence of life without parole. This clear line is necessary to prevent the possibility that life without parole sentences will be imposed on juvenile nonhomicide offenders who are not sufficiently culpable to merit that punishment. Because '[t]he age of 18 is the point where society draws the line for many purposes between childhood and adulthood,' those who were below that age when the offense was committed may not be sentenced to life without parole for a nonhomicide crime." ( Graham , supra , 560 U.S. at pp. 74-75, 130 S.Ct. 2011 .)
The Chief Justice reads the phrase "clear line" to distinguish between LWOP and other types of sentences. But in context, the phrase more sensibly refers to two other distinctions: (1) between homicide and nonhomicide offenses, and (2) between juvenile and adult offenders. The "line" that Graham made "clear" is that LWOP may not be imposed on juveniles who commit nonhomicide offenses, even if it may be imposed (rarely) on juveniles who commit homicide offenses or on adults who commit nonhomicide offenses. In drawing this line, the majority in Graham was rejecting Chief Justice Roberts's view that the Eighth Amendment does not support a "categorical rule that juveniles may never receive a sentence of life without parole for nonhomicide crimes" and instead "allow[s] courts ... to consider the particular defendant and particular crime at issue." ( Graham , supra , 560 U.S. at pp. 89, 86, 130 S.Ct. 2011 (conc. opn. of Roberts, C. J.); see id. at pp. 93-95, 130 S.Ct. 2011 [arguing that some juvenile nonhomicide offenders may deserve an LWOP sentence].) Graham does not hold or suggest that only LWOP sentences, and
Indeed, our dissenting colleagues do not contend that the reasoning of Graham is limited to LWOP sentences, for we have already rejected that proposition in Caballero . The Attorney General argued in Caballero that "a cumulative sentence for
Even if general-population life expectancies were relevant to evaluating whether a particular sentence provides a meaningful opportunity for release, the Chief Justice does not answer the crucial question of how many years before the end of a defendant's life expectancy must parole eligibility be provided in order to satisfy Graham . The Chief Justice believes five years is sufficient. (Dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at pp. 281, 282, 411 P.3d at pp. 472, 473 [parole eligibility at age 74 falls "well within" the general life
The Chief Justice contends that regardless of whether defendants' original sentences are valid, the recent legislation authorizing elderly parole means "both defendants will have an opportunity for parole at age 60," and "[a] sentence offering an opportunity for parole no later than age 60 is not invalid under Graham ." (Dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at pp. 286-287, 411 P.3d at p. 477.) Further, she asserts, "even without the Elderly Parole Program, Rodriguez may be eligible for parole when he is 57 years old, simply by earning good-conduct credits" ( id. at 229 Cal.Rptr.3d at pp. 286-287, 411 P.3d at p. 477), and "Contreras could advance his initial parole date to age 64 through good
The Attorney General contends that elderly parole hearings are governed by section 4801, subdivision (c) and are thus required to consider youth-related factors associated
But the Chief Justice's interpretation is not the only plausible reading of the elderly parole statute, and we decline to issue a definitive interpretation less than five months after the statute's enactment, before any Court of Appeal has filed a published opinion applying it in the context of juvenile sentencing, and before CDCR has adopted any implementing regulations. We are not certain, for example, that the statute would preclude CDCR from adopting regulations that focus the Elderly Parole Program on identifying those inmates who no longer pose a risk of future violence primarily because of their age, illness, or other physical incapacitation, while leaving all other inmates age 60 or older who may be suitable for parole to the ordinary parole process. Such an interpretation does not appear foreclosed by the statutory text, and it seems consistent with the Legislature's purpose of reducing costs of geriatric care and providing compassionate release for elderly inmates. Yet it is questionable whether such a parole hearing would provide juvenile offenders with a "meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation ." ( Graham , supra , 560 U.S. at p. 75, 130 S.Ct. 2011 , italics added.) The record before us contains no information on how the Elderly Parole Program actually operates or what considerations, apart from the "special considerations" set forth in the statute (§ 3055, subd. (c) ), guide the Board's determination of suitability for elderly parole. This information may be developed on remand.
Defendants here raise an additional concern: Juvenile offenders for whom the Elderly Parole Program provides the first opportunity for release will invariably spend more time in prison before parole eligibility compared to adult inmates who committed the same crime and served at least 25 years before age 60-a result at odds with the high court's "conclusion in Roper v. Simmons , 543 U.S. 551 , 125 S.Ct. 1183 , 161 L.Ed.2d 1 (2005), that juvenile offenders are generally less culpable than adults who commit the same crimes." (
In positing an initial parole date at age 57 for Rodriguez and at age 64 for Contreras, our dissenting colleagues assume that correctional authorities will not revoke any Good Conduct Credit that defendants earn while
The trial court in Graham had similarly concluded that the 16-year-old defendant, a recidivist felon, was not capable of rehabilitation: " 'I don't see where I can do anything to help you any further. You've evidently decided this is the direction you're going to take in life, and it's unfortunate that you made that choice. [¶] ... Given your escalating pattern of criminal conduct, it is apparent to the Court that you have decided that this is the way you are going to live your life and that the only thing I can do now is to try and protect the community from your actions.' " ( Graham , supra , 560 U.S. at p. 57, 130 S.Ct. 2011 .) But the key holding of Graham is that "in light of a juvenile nonhomicide offender's capacity for change and limited moral culpability" ( id. at 130 S.Ct. 2011 ), no sentencing court is permitted to render a judgment "at the outset" that a juvenile nonhomicide offender is incorrigible ( id. at pp. 73, 75, 130 S.Ct. 2011 ). On remand, the sentencing of each defendant must be guided by the "central intuition" of the high court's case law in this area-"that children who commit even heinous crimes are capable of change." ( Montgomery , supra , 577 U.S. at p. ----, [136 S.Ct. at p. 736] ; see Miller , supra , 567 U.S. at p. 473, 132 S.Ct. 2455 ["none of what [ Graham ] said about children ... is crime-specific"].)
In so holding, we do not minimize the gravity of defendants' crimes or their lasting impact on the victims and their families.
Today's decision, building on Caballero , elucidates Graham 's applicability to a term-of-years sentence, and our reasoning will inform the application of Graham by California courts going forward. Our disposition takes the approach we took in Caballero , where we unanimously declared the defendant's 110-years-to-life sentence unconstitutional and remanded for the sentencing court to "consider all mitigating circumstances attendant in the juvenile's crime and life ... so that it can impose a time when the juvenile offender will be able to seek parole from the parole board." ( Caballero , supra , 55 Cal.4th at pp. 268-269, 145 Cal.Rptr.3d 286 , 282 P.3d 291 ; see id. at p. 273, 145 Cal.Rptr.3d 286 , 282 P.3d 291 (conc. opn. of Werdegar, J.).) No member of this court suggested that we should provide further guidance on what would constitute a lawful sentence. Instead, the court's opinion expressly stated that "we will not provide trial courts with a precise timeframe for setting these future parole hearings in a nonhomicide case." ( Id. at p. 269, 145 Cal.Rptr.3d 286 , 282 P.3d 291 .)
As it turns out, our restraint in Caballero proved well-advised. Our opinion concluded with a footnote "urg[ing] the Legislature to enact legislation establishing a parole eligibility mechanism that provides a defendant serving a de facto life sentence without possibility of parole for nonhomicide crimes that he or she committed as a juvenile with the opportunity to obtain release on a showing of rehabilitation and maturity." ( Caballero , supra , 55 Cal.4th at p. 269, fn. 5, 145 Cal.Rptr.3d 286 , 282 P.3d 291 .) The Legislature responded the following year with Senate Bill No. 260. This legislation made it unnecessary for us to decide Eighth Amendment challenges to sentences of 25 years or more for a broad range of juvenile homicide and nonhomicide offenses; juvenile offenders serving such sentences are now entitled to a youth offender parole hearing during their 25th year of incarceration. (§ 3051, subd. (b)(3); see Franklin , supra , 63 Cal.4th at pp. 277-280, 202 Cal.Rptr.3d 496 , 370 P.3d 1053 ; cf. id. at pp. 284-286, 202 Cal.Rptr.3d 496 , 370 P.3d 1053 [leaving undecided whether youth offender parole hearings, "in practice," will conform to applicable statutory and constitutional law].) In addition, whereas Senate Bill No. 260 made youth offender parole hearings available for juveniles who committed their controlling offense before age 18 (Stats. 2013, ch. 312, § 5), the Legislature has since amended the age threshold to age 23 (Stats. 2015, ch. 471, § 2) and now to age 25 (Stats. 2017, ch. 684, § 2.5 [eff. Jan. 1, 2018] ). Moreover, the Legislature's enactment of Senate Bill 394 just a few months ago
Finally, we note defendants' contention that the current treatment of juvenile One Strike offenders is anomalous given that juveniles convicted of special circumstance murder and sentenced to LWOP are now eligible for parole during their 25th year in prison. This scheme appears at odds with the high court's observation that "defendants who do not kill, intend to kill, or foresee that life will be taken are categorically less deserving of the most serious forms of punishment than are murderers. ... Although an
We affirm the judgment of the Court of Appeal and remand these matters for resentencing. The sentencing court is directed to consider, in light of this opinion, any mitigating circumstances of defendants' crimes and lives, and the impact of any new legislation and regulations on appropriate sentencing. The sentencing court is further directed to impose a time by which
The majority asserts, unconvincingly, that behind Graham 's cautious and consistent phrasing lies a more far-reaching intent to invalidate all sentences that do not provide juvenile offenders convicted of nonhomicide crimes with an opportunity for parole at an age when release would, in the majority's view, be sufficiently conducive to their full reintegration into society. This reading of Graham is flawed on several
T
he Court of Appeal offered this recitation of the facts presented at trial regarding the brutal series of sexual assaults that led to the sentences before us:
"[Jane] Doe 2, then 15, accompanied [Jane] Doe 1, then 16, and Doe 1's parents to a party for one of Doe 1's relatives. The party was at the relative's house. At dusk, while the party was still going on, the girls went for a walk and sat down by a tree in an open space area. Contreras, then 16, and Rodriguez, then 16, walked past them. Both boys wore dark clothing with hoods covering their heads. Rodriguez wore a red and black cap, a dark-colored Padres T-shirt, and a long-sleeve, plaid or checkered jacket with a gray hood. Contreras
"After what seemed like a long time to Doe 2, Rodriguez made her flip over. As she lay on her stomach, he put his penis in her anus and started thrusting in and out.
"As Rodriguez was assaulting Doe 2, Contreras had Doe 1 lay down. He took off her shorts, underwear, and shoes, had her help him take off her dress, and had her take off her bra. He touched her breasts and tried to push his penis into her vagina, but his penis was soft. He asked her whether she was a virgin and she told him she was. He put his fingers in her vagina for a couple of seconds, which was painful for her. He told her to keep her legs open and pushed his now erect penis into her, which was also painful for her. He then started thrusting in and out.
"After awhile, he took his penis out of her vagina, stood up, told her to suck it, and warned her he did not want to feel any teeth. He put his penis in her mouth and pushed her head back and forth. She gagged and threw up. He then pushed his penis back into her vagina. He told her to keep quiet and keep her legs open. She tried to keep quiet, but made some noise because she was uncomfortable. He told her to shut up. He kept the knife in his pocket during the sex acts.
"At some point, Contreras asked Doe 2, 'Did [Rodriguez] f-k your mouth?' She told him no. Rodriguez then brought Doe 1 over to the same place as Doe 2. Once more, Rodriguez put his penis in Doe 1's mouth and pushed her head back and forth. Once more, she threw up. Afterwards, the two boys switched again.
"Rodriguez had Doe 2 get on her back and he put his penis in her mouth. She turned her head away and told him she could not breathe, but he put his penis back in her mouth. While this was occurring, Contreras put his penis in Doe 1's mouth. He moved her head back and forth and warned her he did not want to feel any teeth. She gagged yet again. Neither Contreras nor Rodriguez wore a condom during any of the sex acts.
"When the boys decided to stop, they had the girls put their clothes back on. As Doe 2 was getting dressed, Rodriguez kissed Doe 2, touched her legs, put his finger in her vagina, and told her she was beautiful. Before Doe 1 got dressed, Rodriguez also kissed her and asked her if she liked what had happened. He told her she was beautiful and that, if they had known each other before, she would have been his girlfriend.
"Meanwhile, Contreras pulled a bicycle from the bushes. The boys then directed the girls which way to go and told them not to say anything to anyone. One of the boys said they would follow the girls home and come after the girls if they ever told anyone. Contreras also threatened to find and hurt one of Doe 1's young relatives.
"The girls walked down the slope and across the street, where they met up with Doe 1's parents, who had been looking for them. They got in Doe 1's parents' car and left. Doe 1's mother asked where they had been and what had happened to them.
"At first, the girls did not say anything. Doe 2 did not say anything because she thought the boys were still close by and she just wanted to get away.
The case was tried before two juries. One convicted Rodriguez of two counts of forcible rape (§ 261, subd. (a)(2) ), two counts of kidnapping (§ 207, subd. (a) ), four counts of forcible oral copulation (§ 288a, subd. (c)(2)(A) ), and two counts of sodomy by use
II. DISCUSSION
A. The Majority Misconstrues Graham
1. Graham is concerned only with sentences of life without parole and functionally equivalent sentences
In Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , the United States Supreme Court considered whether the Eighth Amendment to the United States Constitution absolutely prohibits the imposition of a sentence of life without the possibility of parole on a juvenile offender convicted only of a nonhomicide offense. In resolving
Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , concluded that for a juvenile offender convicted of a nonhomicide crime, a sentence that guarantees death in prison was unjustified by any prevailing penological rationale, be it retribution, deterrence, incapacitation, or rehabilitation. ( Id. , at pp. 71-74, 130 S.Ct. 2011 .) The court thus believed it necessary to draw a "clear line" that prohibits the imposition of life without parole sentences on juvenile offenders who commit only nonhomicide offenses. ( Id., at 130 S.Ct. 2011 .) It articulated this line as follows: "[a] State is not required to guarantee eventual freedom to a juvenile offender convicted of a nonhomicide crime. What the State must do, however, is give defendants like Graham some meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation. It is for the State, in the first instance, to
Caballero thus interpreted Graham in a manner comporting with the high court's focus and phrasing-unlike the majority here. The language used within Graham itself establishes, and our precedent has recognized, that the Graham court was concerned with prohibiting a relatively discrete class of sentences that do not afford a prisoner " 'some realistic opportunity to obtain release' from prison during his or her expected lifetime" (
Today's ruling thus declares unconstitutional a range of sentences that are qualitatively
5 Defendants are not eligible for these hearings because they were sentenced under the One Strike law. (See § 3051, subd. (h).)
B. The Majority Provides No Persuasive Rationale for Extending Graham
The preceding discussion establishes that there is a basic disconnect between Graham itself, and the majority's interpretation of that decision. Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , condemned one type of sentence; the majority, another altogether. To bridge this gap, the majority justifies its holding as a logical extension of aspects of Graham 's reasoning. But the majority's analysis on these points is unpersuasive.
1. The majority's discussion of penological objectives does not support its expansion of Graham
The majority's principal justification for extending Graham to the sentences here is the cursory survey it conducts of the four penological rationales for sentencing practices that Graham considered. (See Graham , supra , 560 U.S. at pp. 71-74, 130 S.Ct. 2011 .) The majority perceives from this review inadequate justification for the sentences here. (Maj. opn., ante , at p. ----.) But the majority's discussion of these penological
6 The majority expresses concerns about a sentence that affords an opportunity for release only a day, week, or month before an inmate's death. (Maj. opn., ante , at p. ----.) But such inopportune timing may be an issue with any prison sentence, no matter how long or short it may be.
Meanwhile, a more careful analysis establishes that the majority's survey of penological objectives proves too little, because the sentences here are better justified by reference to penological aims than the life without parole sentences addressed in Graham were. With regard to retribution, the Graham court was concerned with a perceived lack of proportionality between a nonhomicide crime and imposition of "the second most severe penalty" on a juvenile. ( Graham , supra , 560 U.S. at p. 72, 130 S.Ct. 2011 ; see also id., at 130 S.Ct. 2011 .) But the proportionality analysis is different here. The sentences here are not as severe as one that "guarantees" the defendant "will die in prison." ( Id., at 130 S.Ct. 2011 .) A sentence that withholds any hope of release signifies a final determination that the juvenile will never again be fit to reenter society. A sentence that affords some hope of parole within prevailing life expectancies does not send a similar message. Such a sentence manifests a belief that the offender can change. Consistent with this belief, it offers the prospect of release. Likewise, a sentence that offers a "meaningful" ( id., at 130 S.Ct. 2011 ) and "realistic" ( id., at 130 S.Ct. 2011 ) chance of parole within the offender's lifespan, as the sentences here do, does not utterly foreswear the rehabilitative ideal, or demand incapacitation forever, regardless of whether the inmate remains a threat to public safety. (See § 3041, subd. (b)(1) [describing the standard for a grant of parole].) Instead, such a sentence recognizes that the offender may become an improved person while in prison, which may give him or her the possibility of release.
Finally, Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , perceived the fourth penological objective it discussed, deterrence, as an insufficient justification for a sentence of life without parole for a juvenile offender convicted only of a nonhomicide crime. ( Id., at 130 S.Ct. 2011 .) The Graham court believed that juveniles may not be deterred by the prospect of a lifelong prison term, particularly given how rarely such a term had been imposed for a
2. Graham did not endorse an approach as vague as the majority's
Lastly, regardless of whether the majority is better described as adopting an erroneous interpretation of Graham , or as an improper extension of that decision, its holding fails to heed the Supreme Court's guidance regarding the need for workable, objective rules in the Eighth Amendment sphere.
In appropriate instances, the Supreme Court has drawn clear lines for the administration of a constitutional rule. (See, e.g., County of Riverside v. McLaughlin (1991) 500 U.S. 44 , 56, 111 S.Ct. 1661 , 114 L.Ed.2d 49 [specifying 48 hours as the maximum period to fulfill the judicial presentment and probable-cause determination requirement of Gerstein v. Pugh (1975) 420 U.S. 103 , 95 S.Ct. 854 , 43 L.Ed.2d 54 ]; cf. Maryland v. Shatzer (2010) 559 U.S. 98 , 110, 130 S.Ct. 1213 , 175 L.Ed.2d 1045 .) The court has regarded
Given the degree of subjectivity entailed in applying the majority's approach to sentences of 50 years to life and 58 years to life, how these standards apply to sentences of less than 50 years to life presents even more difficult questions. (See, e.g., People v. Bell (2016) 3 Cal.App.5th 865 , 208 Cal.Rptr.3d 102 , review granted Jan. 11, 2017, S238339.) Here again, I doubt this is what Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , intended: a series of judicial decisions upholding or invalidating sentences affording an opportunity for parole
As reflected in the statutory reference to an inmate's "risk for future violence" ( § 3055, subd. (c) ), the decision whether to grant elderly parole is concerned with the same question of public safety that governs conventional parole hearings. (See § 3041, subd. (b)(1) ["The panel or the board, sitting en banc, shall grant parole to an inmate unless it determines that the gravity of the current convicted offense or offenses, or the timing and gravity of current or past convicted offense or offenses, is such that consideration of the public safety requires a more lengthy period of incarceration for this individual."]; Cal. Code Regs., tit. 15, § 2281, subd. (a) ["[r]egardless of the length of time served, a life prisoner shall be found unsuitable for and denied parole if in the judgment of the panel the prisoner will pose an unreasonable risk of danger to society if released from prison"].)[10] In making this determination, "[a]ll relevant, reliable information available to the panel shall be considered in determining suitability for parole. Such information
9 If parole is not granted, the Board of Parole Hearings shall set the time for a subsequent elderly parole hearing in accordance with general statutory provisions regarding the setting of next parole hearings. (§ 3041.5, subd. (b)(3).)
10 This court has explained that "changes in a prisoner's maturity, understanding, and mental state" that come with "the passage of time" are "highly probative to the determination of current dangerousness" in a parole hearing. ( In re Lawrence (2008) 44 Cal.4th 1181 , 1219-1220, 82 Cal.Rptr.3d 169 , 190 P.3d 535 .) We also have noted that "[a]t some point ... when there is affirmative evidence, based upon the prisoner's subsequent behavior and current mental state, that the prisoner, if released, would not currently be dangerous, his or her past offense may no longer realistically constitute a reliable or accurate indicator of the prisoner's current dangerousness." ( Id. , at p. 1219, 82 Cal.Rptr.3d 169 , 190 P.3d 535 .)
The Elderly Parole Program thus offers a meaningful vehicle for juvenile offenders who have been sentenced to lengthy terms to secure their release at age 60. Inexplicably, even though we requested and received supplemental briefing on this program, the majority declines to address its impact on defendants' Eighth Amendment claims. The majority instead remands the matter for the sentencing court and the parties to develop a record "on how the Elderly Parole Program actually operates," along with other matters. (Maj. opn., ante , at 229 Cal.Rptr.3d at p. 266, 411 P.3d at p. 459.) This remand is both regrettable and wholly unnecessary.
The majority's rationale for remanding the matter is not entirely clear. Defendants express concerns that in practice, the Elderly Parole Program may not give "great weight to the diminished culpability of youth as compared to adults, the hallmark features of youth, and any subsequent growth and increased maturity of the prisoner in accordance with relevant case law." (§ 4801, subd. (c).) But as noted, "[a]ll relevant, reliable information" ( Cal. Code Regs., tit. 15, § 2281, subd. (b) ) is to be considered in a parole hearing, including an elderly parole hearing. There is no reason to believe that salient facts regarding the diminished culpability of juveniles, hallmark features of youth, and an inmate's subsequent growth and increased maturity, where pertinent, are somehow excluded from consideration in an elderly parole hearing, or given short shrift. Unless the prospect of parole at age 60 comes too late to satisfy the Eighth Amendment-a point discussed below-the Constitution
12 The majority asserts that this "is not the only plausible reading of the elderly parole statute," and "decline[s] to issue a definitive interpretation less than five months after the statute's enactment." (Maj. opn., ante , at 229 Cal.Rptr.3d at p. 266, 411 P.3d at p. 459.) But as Justice Kriegler observes (dis. opn. of Kriegler, J., post , at 229 Cal.Rptr.3d at pp. 298-299, 411 P.3d at p. 487), it is our job as judges to interpret the law. This responsibility does not depend on whether the law is of ancient vintage, or newly enacted.
14 Nor does the majority specify with any precision the additional facts that the parties are supposed to develop on remand, to guide any future assessment whether the Elderly Parole Program adequately addresses the constitutional flaw perceived in defendants' sentences.
16 Here, the majority tries to synchronize its holding with that in Caballero , supra , 55 Cal.4th 262 , 145 Cal.Rptr.3d 286 , 282 P.3d 291 , by identifying a similarity in style, if not substance. The majority states that in Caballero , "[n]o member of this court suggested that we should provide further guidance on what would constitute a lawful sentence." (Maj. opn., ante , at 229 Cal.Rptr.3d at p. 270, 411 P.3d at p. 463.) That is because the court provided sufficient guidance within the Caballero majority opinion itself, in its description of Graham 's holding and its relationship to life expectancy. The majority also claims that its approach reflects " 'judicial restraint.' " (Maj. opn., ante , at 229 Cal.Rptr.3d at p. 270, 411 P.3d at pp. 462-63.) Coming as it does within an opinion that dubiously extends Graham to new frontiers, this is an unwarranted assertion. Notably, shortly after claiming to exercise restraint, the majority unnecessarily opines on the supposedly "anomalous" nature of the parole status of One Strike offenders in light of recent changes in the law. ( Id. , at p. ----.) This comment is hardly an exercise of restraint, suggesting instead a view toward the merits of an equal protection challenge to the sentences here-an issue that lies beyond the scope of review in this case.
Indeed, many of the majority opinion's arguments for invalidating sentences that afford an initial opportunity for parole at
18 According to the Bureau of Labor Statistics, in 2017 there were 10,930,000 people in the United States workforce between the ages of 60 and 64, representing more than half of the entire civilian noninstitutional population cohort within this age range. (Bureau of Labor Statistics, U.S. Dept. Labor, Labor Force Statistics from the Current Population Survey, Employment status of the civilian noninstitutional population by age, sex, and race (Jan. 19, 2018) < https://www.bls.gov/cps/cpsaat03.htm> [as of Feb. 26, 2018].)
Recognizing the lack of authority for its position, the majority searches for support
3. Defendants' eligibility for conduct credits further establishes that their sentences are lawful
The majority also refuses to discuss the impact that conduct credits will have on defendants' sentences. (Maj. opn., ante , at 229 Cal.Rptr.3d at pp. 267-268, 411 P.3d at pp. 462-461.) In fact, 60 represents the
20 When a federal court reviews a state court judgment under AEDPA, what is decisive is whether there are reasonable arguments in support of the state court's application of Supreme Court holdings, not whether contrary arguments may exist. (See White v. Woodall (2014) 572 U.S. ----, ----, [ 134 S.Ct. 1697 , 1702], 188 L.Ed.2d 698 .)
In considering whether a juvenile offender is serving a life sentence under Graham , it is appropriate to assume that the juvenile will maximize available good-conduct credits. After all, good conduct in prison merely substantiates Graham 's intuitions regarding the possibility of maturation and redemption. In Mathurin , supra , 868 F.3d 921 , for example, the court described as an "important additional factor that is absolutely pivotal to [the] inquiry" into the lawfulness of a sentence under Graham the fact that the defendant could "shorten his sentence by earning good-time credit." ( Id. , at p. 934.) The court in Mathurin acknowledged that "[i]t is true that [d]efendant may not receive all of the [available] good-time credit if he misbehaves and thereby forfeits some of that credit." ( Id. , at p. 935.) That fact notwithstanding, the court determined that it was proper to take the credits into account because "it is totally within [d]efendant's own power to shorten the sentence imposed." ( Ibid. ) Furthermore, the court stressed that "good-time credits provide a potent rehabilitative incentive for juvenile offenders subject to lengthy sentences, which, according to the Supreme Court's rationale in Graham is an important objective. ... Similar to parole, the ability to earn good-time credits ... [gives] the juvenile offender a reason to pursue and exhibit 'maturity and rehabilitation.' " ( Id. , at p. 935, quoting Graham , supra , 560 U.S. at p. 75, 130 S.Ct. 2011 .) Consistent with Mathurin , other courts have similarly factored an assumption of maximized good-conduct credits into an assessment of a sentence's length, for purposes of determining whether the sentence comports with Graham . (E.g., State v. Smith , supra , 892 N.W.2d at p. 974 ; People v. Evans (Ill.Ct.App. 2017) 416 Ill.Dec. 769 , 86 N.E.3d 1054 , 1057 ; see also Steilman v. Michael (Mont. 2017) 389 Mont. 512 , 407 P.3d 313 [taking good-time credits into account in concluding that a sentence imposed upon a juvenile for a homicide crime did not violate Miller ]; cf. U.S. v. Tocco (2d Cir. 1998) 135 F.3d 116 , 132 [taking maximized good-conduct credits into account in determining whether a sentence represented
The language of the disposition is likely to leave the trial judge mystified. The majority commands "[t]he sentencing court ... to consider ... any mitigating circumstances of defendants' crimes and lives, and the impact of any new legislation and regulations on appropriate sentencing. The sentencing court is further directed to impose a time by which defendants may seek parole, consistent with this opinion." (Maj. opn., ante , at 229 Cal.Rptr.3d at p. 269, 411 P.3d at p. 462.) As to the first portion of the remand order, the trial court at the original sentencing hearings has already thoroughly considered "any mitigating circumstances of defendants' crimes and lives." ( Ibid. ) No claim is made by defendants that the court failed to consider any
As with Rodriguez, there are no mitigating circumstances relating to the crimes committed by Contreras for the trial court to consider on remand. The court considered the psychological reports on Contreras, but understandably found them of little value since he denied culpability. A remand to examine the mitigating circumstances of Contreras's crimes and his life experiences is an exercise in futility.
As to the first portion of the order on remand, the disconnect between the majority
As the dissent of the Chief Justice demonstrates, the parole board at an elderly parole hearing will consider all relevant circumstances, including defendants' youth and the attributes of youth, in determining parole suitability. The majority is uncertain how the Elderly Parole Program will operate. But how the various parole statutes work in pari materia is a legal issue which we address de novo. (See Lexin v. Superior Court (2010) 47 Cal.4th 1050 , 1072, 1090-1091, 103 Cal.Rptr.3d 767 , 222 P.3d 214 ["on issues of statutory interpretation, our review is de novo," and "[i]t is a basic canon of statutory construction that statutes in pari materia should be construed together so that all parts of the statutory scheme are given effect"].) There is no reason for this issue of law to be decided in the first instance by the trial court.
The majority is unwilling to resolve this (and other issues) because of the "novel issues" (maj. opn., ante , at 229 Cal.Rptr.3d at p. 265, 411 P.3d at p. 458) associated with it. There is nothing novel about the interpretation of the statutes relating to the evidence that may be considered at an initial parole hearing. Certainly no evidentiary hearing is required to resolve that issue in this case.
C. The Proposition 57 Parole Regulations afford defendants an opportunity for an initial parole hearing prior to age 60.
The Proposition 57 Parole Regulations adopted by the Department of Corrections and Rehabilitation permit defendants to earn credits that approach 50 percent annually. As the Chief Justice correctly notes, Rodriguez may reduce his initial parole suitability date to age 57 simply by behaving in prison. (Regs., § 3043.2.) There are abundant additional credits defendants may earn, including: (1) milestone completion credit of 12 weeks per 12 month period (Regs., § 3043.3 ); (2) rehabilitative achievement credit of four weeks per year (Regs., § 3043.4 ); and (3) educational merit credit in increments of 90 days for a high school diploma or GED, and 180 days for the "Offender Mentor Certification Program," associate of arts or science degree, bachelor of arts or science degree, or post-graduate degree (Regs., § 3043.5 ).
The trial court predicted the result in this case. The court worked to craft sentences that complied with Graham and Caballero , and now has been told it was wrong, but the majority offers no description of what would solve the problem it perceives. The trial judge did a commendable job performing the unpleasant assignment of presiding over a case involving violent sexual assaults on young women. He is entitled to some suggestions as to how the majority wants to remedy the problem it sees, particularly since any reduction of defendants' sentences will trample on the Legislature's authority to fix the punishment for crimes.
The Legislature has repeatedly determined that one strike juvenile offenders are not entitled to a youth offender parole hearing under section 3051. An early version of section 3051 did not exclude juvenile one strike offenders from a youth offender parole hearing (Legis. Counsel's Dig., Sen. Bill No. 260 (2013-2014 Reg. Sess.) as amended June 27, 2013, p. 5), but the legislation was amended several months later to specifically exclude this class of offenders (Legis. Counsel's Dig., Sen. Bill No. 260 (2013-2014 Reg. Sess.) as amended Sept. 3, 2013, p. 9). Subsequent amendments to the statute have maintained the exclusion of one strike juvenile offenders from section 3051 hearings. Instead, the Legislature has provided for a parole hearing for one strike juvenile offenders at age 60 under section 3055. Establishing a longer period of incarceration before parole suitability hearings for juvenile one strike offenders is consistent with the state's long-standing policy recognizing the unique danger of recidivism posed by violent sexual offenders. (See §§ 290 [registration requirement for sex offenders]; 6600 et seq. [civil commitment for sexually
The majority's nonspecific remand order sets the stage for an extended Socratic dialogue between the trial court and the appellate
On the same day, a jury convicted Rodriguez of two counts of kidnapping (§ 207, subd. (a) ), two counts of forcible rape (§ 261, subd. (a)(2) ), four
The Eighth Amendment ban on cruel and unusual punishment "flows from the basic ' "precept of justice that punishment for crime should be graduated and proportioned to [the] offense. [Citation.]" ' " ( Roper v. Simmons (2005) 543 U.S. 551 , 560, 125 S.Ct. 1183 , 161 L.Ed.2d 1 ( Roper ).) "By protecting even those convicted of heinous crimes, the Eighth Amendment reaffirms the duty of the government to respect the dignity of all persons." ( Ibid . ; see Robinson v. California (1962) 370 U.S. 660 , 667, 82 S.Ct. 1417 , 8 L.Ed.2d 758 [Eighth Amendment applies to the states].)
The United States Supreme Court has interpreted the Eighth Amendment to impose unique constraints on the sentencing of juveniles who commit serious crimes. This case law reflects the principle that "children are constitutionally different from adults for purposes of sentencing." ( Miller , supra , 567 U.S. at p. 471, 132 S.Ct. 2455 .) "From this principle, the high court has derived a number of limitations on juvenile sentencing: (1) no individual may be executed for an offense committed when he or she was a juvenile ( Roper , [ supra ,] 543 U.S. at p. 578, 125 S.Ct. 1183 ); (2) no juvenile who commits a nonhomicide offense may be sentenced to LWOP ( Graham , supra , 560 U.S. at p. 74, 130 S.Ct. 2011 ); and (3) no juvenile who commits a homicide offense may be automatically sentenced to LWOP ( Miller , at p. [465] )." ( Franklin , supra , 63 Cal.4th at pp. 273-274, 202 Cal.Rptr.3d 496 , 370 P.3d 1053 ; see
At sentencing, the trial court said: " 'Mr. Graham, as I look back on your case, yours is really candidly a sad situation. You had, as far as I can tell, you have quite a family structure. You had a lot of people who wanted to try and help you get your life turned around including the court system, and you had a judge who took the step to try and give you direction through his probation order to give you a chance to get back onto track. And at the time you seemed through your letters that that is exactly what you wanted to do. And I don't know why it is that you threw your life away. ... [¶] But you did, and that is what is so sad about this today .... [¶] ... [¶] And I don't understand why you would be given such a great opportunity to do something with your life and why you would throw it away. The only thing that I can rationalize is that you decided that this is how you were going to lead your life and that there is nothing that we can do for you. And as the state pointed out, that this is an escalating pattern of criminal conduct on your part and that we can't help you any further. We can't do anything to deter you. This is the way you are going to lead your life .... [¶] ... [¶] ... I don't see where any further youthful offender sanctions would be appropriate. Given your escalating pattern of criminal conduct, it is apparent to the Court that you have decided that this is the way you are going to live your life and that the only thing I can do now is to try and protect the community from your actions.' " ( Graham , supra , 560 U.S. at pp. 56-57, 130 S.Ct. 2011 .) The trial court sentenced Graham to the maximum penalty for both crimes: LWOP for the armed burglary and 15 years in prison for the attempted armed robbery. ( Id. at p. 57, 130 S.Ct. 2011 .) The high court held that the Eighth Amendment categorically "prohibits the imposition of a life without parole sentence on a juvenile offender who did not commit homicide." ( Id. at p. 82, 130 S.Ct. 2011 .)
Central to the high court's analysis was its "consideration of the culpability of the offenders at issue in light of their crimes and characteristics, along with the severity of the punishment in question." ( Graham , supra , 560 U.S. at p. 67, 130 S.Ct. 2011 .) As for culpability, the high court reiterated its observations in Roper that "[a]s compared to adults, juveniles have a ' "lack of maturity and an underdeveloped sense of responsibility" '; they 'are more vulnerable or susceptible to negative influences and outside pressures, including peer pressure'; and their characters are 'not as well formed.' [Citation.] These salient characteristics mean that '[i]t is difficult even for expert psychologists
As for incapacitation, the high court acknowledged that "[r]ecidivism is a serious risk to public safety, and so incapacitation is an important goal." ( Graham , supra , 560 U.S. at p. 72, 130 S.Ct. 2011 .) But the "characteristics of juveniles" make it "questionable" to conclude that a juvenile offender is incorrigible; indeed, " 'incorrigibility is inconsistent with youth.' " ( Id. at pp. 72-73, 130 S.Ct. 2011 .) A sentencing authority may not make a judgment "at the outset" that a juvenile nonhomicide offender will "be a risk to society for the rest of his life." ( Id. at p. 73, 130 S.Ct. 2011 .) This was true even for Graham, who had violated the terms of his probation "despite his own assurances of reform" and had engaged in "what the trial court described as an 'escalating pattern of criminal conduct.' " ( Ibid. ) "A life without parole sentence improperly denies the juvenile offender a chance to demonstrate growth and maturity." ( Ibid. )
The high court then discussed rehabilitation and explained that LWOP "forswears altogether the rehabilitative ideal. By denying the defendant the
Fourth, our conclusion that a sentence of 50 years to life is functionally equivalent to LWOP is consistent with the decisions of other state high courts. Setting aside courts that have disagreed with our case law holding that Graham and Miller apply
As the Chief Justice acknowledges, the "line" that Graham actually drew between lawful and unlawful sentences for juvenile nonhomicide offenders is not between LWOP and other sentences, but between sentences that do and sentences that do not provide " 'some meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation.' " (Dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at p. 277, 411 P.3d at p. 469, quoting Graham , supra , 560 U.S. at p. 75, 130 S.Ct. 2011 .) Whatever "abstraction," "vagueness," or "subjectiv[ity]" (dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at p. 285, 411 P.3d at p. 475) there may be in analyzing whether a particular sentence provides "some meaningful opportunity to obtain release" ( Graham , at p. 75, 130 S.Ct. 2011 ), we are obligated to apply the rule stated by the high court, and that is what our opinion today does.
The Chief Justice would hold that a sentence provides a meaningful opportunity for release if it allows for parole eligibility within a defendant's life expectancy. (Dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at pp. 280-281, 411 P.3d at pp. 471-472.) This approach is problematic for reasons we have explained above. ( Ante , at pp. ---- - ----.) The Chief Justice does not dispute that the life expectancy tables she relies on show significant disparities by race and gender. Her response is that apart from race, sex, and custodial status, "juvenile defendants belong to a nearly infinite number of cohorts" with varying life expectancies. (Dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at p. 282, 411 P.3d at p. 472.) She then says: "Given that a defendant could be placed within any of many peer groups for purposes of assessing his or her life expectancy, and given as well
III.
After oral argument in this case, the Governor on October 11, 2017, signed into law Assembly Bill No. 1448 and Senate Bill No. 394. Assembly Bill
But it is questionable whether the Board is reviewing an inmate's suitability for parole "pursuant to Section 3041.5" (§ 4801, subd. (c) ) when it conducts an elderly parole hearing. The elderly parole statute contains a provision that makes applicable section 3041.5, subdivision (b)(3)'s schedule for a subsequent parole hearing in the event of a parole denial (§ 3055, subd. (f) ) and another provision stating that "when considering a request for an advance hearing pursuant to subdivision (d) of Section 3041.5, the board shall consider whether the inmate meets or will meet the criteria [for the Elderly Parole Program]" (§ 3055, subd. (d) ). These provisions, which appear to treat section 3041.5's parole procedures as separate and distinct from those in section 3055, suggest that an elderly parole hearing is conducted pursuant to section 3055, not pursuant to section 3041.5.
The Chief Justice does not endorse the Attorney General's interpretation of the statute and instead asserts that "the decision whether to grant elderly parole is concerned with the same question of public safety that governs conventional parole hearings." (Dis. opn. of Cantil-Sakauye, C. J., post , at 229 Cal.Rptr.3d at p. 287, 411 P.3d at p. 477.) At conventional parole hearings, " '[a]ll relevant, reliable information
Our dissenting colleagues further assert that our decision today provides "virtually no guidance" (dis. opn. of Cantil-Sakauye, C. J.,
The parties point to no other provision of our Penal Code, and we are aware of none, that treats a nonhomicide offense more harshly than special circumstance murder. (Compare § 190.2 [prescribing penalty of death or LWOP for special circumstance murder] with § 667.61 [prescribing maximum penalty of 25 years to life or, when the victim is under age 14, LWOP for aggravated rape offenses].) We are also unaware of any other jurisdiction that punishes juveniles for aggravated rape offenses more severely than for the most aggravated forms of murder. Further, we note the concern raised by amicus curiae PJDC that if defendants had killed their victims after the sexual assaults and had been sentenced to LWOP, they would have been eligible for a youth offender parole hearing after 25 years of incarceration. (Cf. Kennedy v. Louisiana , supra , 554 U.S. at p. 445, 128 S.Ct. 2641 ["[B]y in effect making the punishment for child rape and murder equivalent, a State that punishes child rape by death may remove a strong incentive for the rapist not to kill the victim."].)
Defendants contend that this treatment of juvenile One Strike offenders violates principles of equal protection and the Eighth Amendment. There is also a colorable claim that it constitutes "unusual punishment" within the meaning of article I, section 17 of the California Constitution. As with the other issues arising from new legislation, we decline to resolve these contentions here. It suffices to note, as we did in Caballero , that the current penal scheme for juveniles may warrant additional legislative attention.
Today, the majority declares unconstitutional a range of sentences that most certainly are not the second most severe penalty permitted by law; that do
"As Rodriguez was engaging in sex acts with Doe 1, Contreras took off Doe 2's dress and had her help him take off her
2 The court in Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , began its categorical analysis by considering whether there were " 'objective indicia of society's standards, as expressed in legislative enactments and state practice' to determine whether there [was] a national consensus against the sentencing practice at issue." (Id., at 130 S.Ct. 2011 ; see also id. , at pp. 62-67, 130 S.Ct. 2011 .) The court acknowledged that a substantial majority of states, and the District of Columbia, allowed juveniles to be sentenced to life without parole for a nonhomicide crime. (Id., at 130 S.Ct. 2011 .) The court emphasized, however, that at the time of its decision, there were only 123 juvenile nonhomicide offenders serving "life without parole" sentences nationwide, 77 of whom were serving sentences in Florida. (Id., at 130 S.Ct. 2011 .) The court did not conduct any similar canvass of juvenile nonhomicide offenders serving lengthy terms other than "life without parole," or states that authorized such sentences.
2. Subsequent judicial application of Graham
Some courts have regarded the Graham holding as very narrowly circumscribed. To these courts, Graham 's reach does not extend to aggregate sentences arising out of convictions for multiple nonhomicide crimes imposed as a specific term of years, or a specific term of years to life, even if the initial opportunity for parole appears outside of the juvenile offender's life expectancy. (E.g., Bunch v. Smith (6th Cir. 2012) 685 F.3d 546 , 552 ; Lucero v. People (Colo. 2017) 394 P.3d 1128 , 1133 ; State v. Brown (La. 2013) 118 So.3d 332 , 342 ; Willbanks v. Dept. of Corrections (Mo. 2017) 522 S.W.3d 238 , 246-247.)[3]
Other courts-including our own court-have concluded that a juvenile offender convicted of a nonhomicide crime or crimes does not have the "realistic opportunity to obtain release" ( Graham , supra , 560 U.S. at p. 82, 130 S.Ct. 2011 ) that Graham requires when he or she is sentenced to a term of years in which the initial opportunity for parole plainly arises outside of normal life expectancy, even when multiple convictions are involved. ( Caballero , supra , 55 Cal.4th at p. 268, 145 Cal.Rptr.3d 286 , 282 P.3d 291 ; see also Budder v. Addison (10th Cir. 2017) 851 F.3d 1047 , 1059 ; Moore v. Biter (9th Cir. 2013) 725 F.3d 1184 , 1192 ; Henry v. State (Fla. 2015) 175 So.3d 675 , 679-680, State v. Boston (Nev. 2015) 363 P.3d 453 , 458-459.) Like a sentence explicitly imposed as "life without parole," an aggregate sentence of a term of years in which the initial opportunity for release certainly will come only after the inmate's death-in other words, one that is
3 A subset of this line of precedent finds Graham applicable to a term of years sentence for a single crime, but inapplicable when multiple offenses are involved. ( State ex rel. Morgan v. State (La. 2016) 217 So.3d 266 , 271-277.)
3. The majority offers an overbroad construction of Graham
Compare the careful and consistent language used in Graham with the holding today. The majority provides that "[a] lawful sentence must recognize 'a juvenile nonhomicide offender's capacity for change and limited moral culpability.' [Citation.] A lawful sentence must offer 'hope of restoration' [citation], 'a chance to demonstrate maturity and reform' [citation], a 'chance for fulfillment outside prison walls,' and a 'chance for reconciliation with society' [citation]. A lawful sentence must offer 'the opportunity to achieve maturity of judgment and self-recognition of human worth and potential.' [Citation.] A lawful sentence must offer the juvenile offender an 'incentive to become a responsible individual.' " (Maj. opn., ante , at 229 Cal.Rptr.3d at p. 259, 411 P.3d at p. 454, quoting Graham , supra , 560 U.S. at pp. 69-70, 74, 79, 130 S.Ct. 2011 .)[4]
4 In describing what a lawful sentence entails, the majority offers several quotations from Graham (maj. opn., ante , at p. ----), but omits accompanying language that the high court used to frame and limit its holding, some of which appears elsewhere in the majority opinion. The text below shows how the words and phrases quoted by the majority in articulating its holding actually appeared within the Graham opinion: " A sentence of life imprisonment without parole, however, cannot be justified by the goal of rehabilitation. The penalty forswears altogether the rehabilitative ideal. By denying the defendant the right to reenter the community, the State makes an irrevocable judgment about that person's value and place in society. This judgment is not appropriate in light of a juvenile nonhomicide offender's capacity for change and limited moral culpability. " ( Graham , supra , 560 U.S. at p. 74, 130 S.Ct. 2011 , italics added.) Here the majority omits the high court's constraining language regarding the penalty it was concerned with-one that "forswears altogether the rehabilitative ideal," and makes an "irrevocable judgment" about the offender ( ibid. ), which the sentences before us do not. " The State does not execute the offender sentenced to life without parole, but the sentence alters the offender's life by a forfeiture that is irrevocable. It deprives the convict of the most basic liberties without giving hope of restoration, except perhaps by executive clemency-the remote possibility of which does not mitigate the harshness of the sentence. " ( Graham , supra , 560 U.S. at pp. 69-70, 130 S.Ct. 2011 , italics added.) Here, the majority omits Graham 's use of "irrevocable" in describing the forfeiture at issue. To similar effect, the majority also does not include the fact that the "hope of restoration" Graham addressed involved only the convict's "most basic liberties." " Life in prison without the possibility of parole gives no chance for fulfillment outside prison walls, no chance for reconciliation with society, no hope. " ( Graham , supra , 560 U.S. at p. 79, 130 S.Ct. 2011 , italics added.) The majority here omits the word "no," with its obvious limiting force, notwithstanding the fact that Graham used this word on three separate occasions. " [A] categorical rule gives all juvenile nonhomicide offenders a chance to demonstrate maturity and reform. The juvenile should not be deprived of the opportunity to achieve maturity of judgment and self-recognition of human worth and potential. " ( Graham , supra , 560 U.S. at p. 79, 130 S.Ct. 2011 , italics added.) Here, the majority omits the fact that the Graham court viewed itself as announcing a "categorical rule."
The majority's approach, in contrast, turns on highly subjective impressions regarding matters such what adequate postcustodial reintegration into society entails, and the time necessary to accomplish this assimilation. It thus runs counter to the high court's stated view that " 'Eighth Amendment judgments should not be, or appear to be, merely the subjective views of individual Justices; judgment should be informed by objective factors to the maximum possible extent.' " ( Rummel v. Estelle , supra , 445 U.S. at pp. 274-275, 100 S.Ct. 1133 , quoting
7 The majority asserts that the reference in Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 , to drawing a "clear line" (id., at 130 S.Ct. 2011 ) signified only that the court was distinguishing between juvenile and adult offenders, and between homicide and nonhomicide crimes-not describing the types of sentences it was prohibiting. (Maj. opn., ante , at pp. ---- - ----.) But under the majority's reading of Graham , which ignores the limiting language interlacing that decision as a whole, the high court was not drawing a "clear line" at all with its ruling-contrary to its assertion that it was.
C. Even Under the Majority's Approach, the Sentences Here Satisfy Graham
The majority's holding is doubly misguided because it presumes that defendants will not have a "meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation" ( Graham , supra , 560 U.S. at p. 75, 130 S.Ct. 2011 ) until they reach the ages of 66 and 74. But this too is wrong. Under the state's Elderly Parole Program for prison inmates ( § 3055 ), both defendants will have an opportunity for parole at age 60. Furthermore, even
15 That the Elderly Parole Program originally may have been developed to ameliorate crowded prison conditions does not connote that it fails to provide a meaningful opportunity for parole. As discussed above, the pertinent statutes and regulations establish that the program provides such an opportunity, and there is no contrary indication. (See also Cal. Dept. of Corrections and Rehabilitation, December 15, 2017 Update to the Three-Judge Court (Dec. 15, 2017) p. 5 [reflecting that inmates received parole in more than 25 percent of all elderly parole hearings] < https://www.cdcr.ca.gov/News/docs/3JP-Dec-2017.pdf> [as of Feb. 26, 2018].) Furthermore, in codifying the program, the Legislature had in mind more than merely prison headcounts and related expenses. Repeatedly, legislative analyses of the measure enacting the program referenced the fact that inmates eligible for elderly parole pose less of a threat to public safety than other inmates if released. (See, e.g., Assem. Conc. Sen. Amends. to Assem. Bill No. 1448 (2017-2018 Reg. Sess.) as amended Sept. 6, 2017, p. 5 [noting the lower recidivism rate of inmates released from prison at ages 60 and older]; Assem. Com. on Appropriations, May 15, 2017 Analysis of Assem. Bill No. 1448 (2017-2018 Reg. Sess.) as amended Mar. 28, 2017, p. 1 [same].)
21 I agree with the majority that the parties have not developed a record that would allow to us precisely predict whether or to what extent defendants will be able to take advantage of the programs that generate Milestone Completion Credits (Cal. Code Regs., tit. 15, § 3043.3 ), Rehabilitative Achievement Credits ( id. , § 3043.4 ), and Educational Merit Credits ( id. , § 3043.5 ). If the availability of credits under these programs were dispositive of the constitutional question, a remand might be warranted. But it is not. These regulations, as well as title 15, section 3043.2 of the California Code of Regulations, have been promulgated as emergency regulations by the Department of Corrections and Rehabilitation to implement Proposition 57 (as approved by voters, Gen. Elec. (Nov. 8, 2016) ), The Public Safety and Rehabilitation Act of 2016. (See Cal. Const., art. I, § 32, subds. (a)(2), (b); Gov. Code, § 11346.1 [describing emergency regulations and the process through which they are adopted].) Formal rulemaking is in progress to replace these emergency measures with permanent regulations with similar terms. (Cal. Reg. Notice Register 2017, No. 28-Z, p. 1037.)
III. CONCLUSION
Today's decision opens the door to ill-advised and ill-informed incursions into sentencing questions that have, to this point, properly been understood as the Legislature's domain. Had the Supreme Court in Graham directed this type of judicial intervention, that would be one thing. But it did not, and the majority errs in expanding Graham well beyond the more limited and more reasonable boundaries marked by the high court. Moreover, the decision today does not even resolve the lawfulness of the sentences that defendants actually will serve. I would not remand this matter for the resolution of phantom issues of fact, or to punt the legal issues involved to other courts. The victims of brutal and senseless crimes such as those committed by defendants deserve better; so too do the trial courts of this state, the Legislature, and defendants themselves. Therefore, I respectfully dissent.
WE CONCUR:
CORRIGAN, J.
KRIEGLER, J.[22]
KRIEGLER, J.[23]
DISSENTING OPINION BY KRIEGLER, J.
A trial court may reasonably expect that a reviewing court will (1) not direct it to hold a hearing and make findings it has already made, and (2) provide some guidance explaining how the trial court can avoid error upon remand. The disposition in this case requires the trial court to consider issues it has already ruled on, and at the same time, provides not a whiff of direction on how the lower court is expected to cure the purported error. I respectfully dissent.
The dissent of the Chief Justice, which I join without reservation, correctly analyzes whether the sentences imposed on defendants Lionel Contreras and William Steven Rodriguez violate the Eighth Amendment's prohibition on cruel and unusual punishment as interpreted in People v. Caballero (2012) 55 Cal.4th 262 , 145 Cal.Rptr.3d 286 , 282 P.3d 291 ( Caballero ) and
* Associate Justice of the Court of Appeal, Second Appellate District, Division Five, assigned by the Chief Justice pursuant to article VI, section 6, of the California Constitution.
* Associate Justice of the Court of Appeal, Second Appellate District, Division Five, assigned by the Chief Justice pursuant to article VI, section 6, of the California Constitution.
Given this record, there is no reason to remand Rodriguez's case for consideration of "any mitigating circumstances of defendants' crimes and lives." There is no mitigating evidence attendant to Rodriguez's crimes. Rodriguez has never had the audacity to suggest there is anything remotely mitigating about the crimes. The majority offers no clue as to what the mitigating evidence relating to the crimes might be. The victims will undoubtedly be shocked by the suggestion that there may be some aspect of Rodriguez's crimes that is mitigating. The court also considered the mitigating circumstances personal to Rodriguez, but found them dwarfed by the enormity of the offenses he committed. The court's findings are amply supported by the record. Rodriguez's crimes were not the product of youthful indiscretion. The brutality of the defendants' conduct
B. This court can resolve the issues relating to the Elderly Parole Program by statutory construction.
Because the trial court has already considered, and rejected, the notion of mitigating circumstances as to the crimes and defendants' lives, as a practical matter all that is left of the remand order is for the sentencing court "to consider ... the impact of any new legislation and regulations on appropriate sentencing," and "to impose a time by which defendants may seek parole, consistent with this opinion." (Maj. opn.,
There is no reason to remand to the trial court to determine how the credits will be awarded by prison officials. The Regulations
I would address the applicability of the Regulations now, rather than deferring to some undefined fact finding hearing in the trial court.
The unguided remand also has the potential to lead to arbitrarily disparate parole suitability dates for similarly situated one strike juvenile offenders. One judge might order a parole suitability hearing at age 45, another based on identical commitment offenses might order a hearing at age 50, and yet another might select age 55. The potential for disparate parole dates for similar offenses is not only unfair to defendants and an administrative nightmare for prison officials, it is inconsistent with the categorical requirements of Graham , supra , 560 U.S. 48 , 130 S.Ct. 2011 .
If a parole suitability hearing for juvenile one strike offenders at age 60 violates the Eighth Amendment, this court should say so now, and explain the contours of what the Eighth Amendment requires for this class of offenders. I respectfully dissent.
WE CONCUR:
CANTIL-SAKAUYE, C. J.
CORRIGAN, J.
Cases cited
- People v. Franklin 63 Cal.4th 261 p. 252, p. 281, p. 290
- Kinsman v. Unocal Corp. 37 Cal.4th 659 p. 254
- Sail'er Inn, Inc. v. Kirby 5 Cal.3d 1 p. 254
- Graham v. Florida 130 S.Ct. 2011 p. 257, p. 258, p. 259, p. 260, p. 265, p. 267, p. 268, p. 269, p. 272, p. 273, p. 277, p. 278, p. 279, p. 281, p. 282, p. 286, p. 296, p. 356, p. 360, p. 364, p. 365, p. 367, p. 368, p. 369, p. 371, p. 376, p. 380, p. 385, p. 389, p. 390, p. 393, p. 394, p. 396, p. 397, p. 400, p. 401, p. 406, p. 409, p. 410, p. 416, p. 448, p. 452, p. 453, p. 455, p. 457, p. 464, p. 465, p. 469, p. 470, p. 471, p. 472, p. 475, p. 477, p. 482, p. 489, p. 490
- Roper v. Simmons 125 S.Ct. 1183 p. 258, p. 268, p. 378, p. 448
- People v. Caballero 55 Cal.4th 262 p. 273, p. 276, p. 279, p. 356, p. 416, p. 484
- Rummel v. Estelle 445 U.S. 263 p. 278, p. 475
- People v. Meneses 193 Cal.App.4th 1087 p. 282
- County of Riverside v. McLaughlin 111 S.Ct. 1661 p. 285, p. 398, p. 475
- In re Martinez 30 Cal.4th 29 p. 300
- In re Cervera 24 Cal.4th 1073 p. 300
- People v. Thomas 21 Cal.4th 1122 p. 300
- People v. Sage 26 Cal.3d 498 p. 300
- In re Shaputis 44 Cal.4th 1241 p. 300
- People v. Davis 46 Cal.4th 539 p. 302
- People v. Falsetta 21 Cal.4th 903 p. 302
- People v. Frank 51 Cal.3d 718 p. 302
- Miller v. Alabama 567 U.S. 460 p. 359, p. 380, p. 448
- Catholic Charities of Sacramento, Inc. v. Superior Court 32 Cal.4th 527 p. 362
- In re Marriage Cases 43 Cal.4th 757 p. 362
- Gerstein v. Pugh 420 U.S. 103 p. 398
- Maryland v. Shatzer 559 U.S. 98 p. 398
- Coker v. Georgia 433 U.S. 584 p. 399
- People v. Bell 3 Cal.App.5th 865 p. 400
- Lexin v. Superior Court 47 Cal.4th 1050 p. 416
- In re Rosenkrantz 29 Cal.4th 616 p. 418
- In re Morganti 204 Cal.App.4th 904 p. 418
- In re McDonald 189 Cal.App.4th 1008 p. 418
- In re Cerny 178 Cal.App.4th 1303 p. 418
- In re Scott 119 Cal.App.4th 871 p. 418
- In re Lawrence 44 Cal.4th 1181 p. 418
- In re Stoneroad 215 Cal.App.4th 596 p. 418
- Robinson v. California 370 U.S. 660 p. 448
- Johnson v. California 543 U.S. 499 p. 450
- Coral Construction, Inc. v. City & County of San Francisco 50 Cal.4th 315 p. 450
- Kennedy v. Louisiana 554 U.S. 407 p. 464
- Harmelin v. Michigan 501 U.S. 957 p. 465
- People v. Wingo 14 Cal.3d 169 p. 470
- In re Reed on Habeas Corpus 171 Cal.App.4th 1071 p. 489
Statutes and regulations cited
-
- Amend. VIII p. 254, p. 263, p. 267, p. 268, p. 269, p. 272, p. 273, p. 277, p. 278, p. 281, p. 285, p. 290, p. 293, p. 295, p. 297, p. 299, p. 300, p. 302, p. 356, p. 359, p. 360, p. 361, p. 363, p. 364, p. 368, p. 371, p. 372, p. 381, p. 389, p. 392, p. 398, p. 403, p. 408, p. 409, p. 415, p. 419, p. 448, p. 451, p. 452, p. 458, p. 460, p. 464, p. 465, p. 469, p. 475, p. 480, p. 484, p. 485, p. 489, p. 490