Majority
The matter proceeded to a jury trial. When instructing the jury on assault with a deadly weapon and on the personal use enhancement, the trial court defined "a deadly weapon" as "any object, instrument, or weapon that is inherently deadly or one that is used in such a way that it is capable of causing or likely to cause death or great bodily injury."
During the prosecutor's initial closing argument, he told the jury that a "box cutter" was a "deadly weapon" because "[i]f [it is] used in a way to cause harm, it would cause harm." During his rebuttal argument, he asserted that the box-cutter was an "inherently deadly weapon" because "you wouldn't want your children playing with" it.
The jury returned guilty verdicts on both counts, and found the enhancement allegation to be true. After defendant admitted his prior conviction, the trial court sentenced defendant to 12 years in prison on the criminal threats count, comprised of a base sentence of six years (three years, doubled due to the prior strike), plus five years for the prior serious felony, plus one year for the personal use of a deadly weapon. The court imposed a concurrent, six-year sentence on the assault count, comprised of a base sentence of six years (three years, doubled due to the prior strike).
Defendant filed a timely notice of appeal.
DISCUSSION
For purposes of both assault with a deadly weapon and the enhancement for personal use of a deadly weapon, an object or instrument can be a
I. Facts
FACTS AND PROCEDURAL BACKGROUND
I
n October 2016, defendant approached a woman working at a lunch truck parked in downtown Los Angeles. He told her that he found her attractive and asked her for her phone number; she declined, explaining that she was married with children. On October 22, 2016, defendant approached the woman's husband, who owned the food truck. Defendant asked, "Where's
II. Procedural Background
The People charged defendant with (1) assault with a deadly weapon ( Pen. Code, § 245, subd. (a)(1) ),[1] and (2) making a criminal threat (§ 422). The People further alleged that defendant personally used a deadly and dangerous weapon (§ 12022, subd. (b)(1)). Additionally, the People alleged defendant's 2014 robbery conviction constituted a prior "strike" within the meaning of our Three Strikes Law (§§ 1170.12, subds. (a)-(d), 667, subds. (b)-
1 All further statutory references are to the Penal Code unless otherwise indicated.
Against the backdrop of this law, defendant argues that the trial court erred in instructing the jury that it could find the box cutter to be an "inherently deadly" weapon. Although the instruction the trial court gave is correct in the abstract ( People v. Velasquez (2012) 211 Cal.App.4th 1170 , 1176, 150 Cal.Rptr.3d 612 ), the People agree that it was inapplicable here, where the weapon was a box cutter. Employing de novo review ( People v. Manriquez (2005) 37 Cal.4th 547 , 581, 36 Cal.Rptr.3d 340 , 123 P.3d 614 ), we also agree it was error to give this instruction.
The remaining issue is whether this instructional error was prejudicial. This issue turns on whether the error involves the presentation of a legally invalid theory to the jury or the presentation of a factually invalid theory.
When an appellate court determines that a trial court has presented a jury with two theories supporting a conviction-one legally valid and one legally invalid
We conclude that the trial court's instruction defining a "dangerous weapon" to include an "inherently dangerous" object entails the presentation of a legally (rather than factually ) invalid theory. There was no failure of proof-that is, a failure to show through evidence that the box cutter is an "inherently dangerous" weapon. Instead, a box cutter cannot be an inherently deadly weapon "as a matter of law." ( McCoy , supra , 25 Cal.2d at p. 188, 153 P.2d 315 .) This is functionally indistinguishable from the situation in which a jury is instructed that a particular felony can be a predicate for felony murder when, as a matter of law, it cannot be. Because this latter situation involves the presentation of a legally invalid theory ( People v. Smith (1984) 35 Cal.3d 798 , 808, 201 Cal.Rptr. 311 , 678 P.2d 886 ), so does this case.
Further, we must vacate the assault conviction because there is no basis in the record for concluding that the jury relied on the alternative definition of "deadly weapon" (that is, the definition looking to how a non-inherently dangerous weapon was actually used). ( People v. Smith (1998) 62 Cal.App.4th 1233 , 1239, 72 Cal.Rptr.2d 918 [reversal required where appellate court "cannot discern from the record which theory provided the basis for the jury's determination of guilt"].) Indeed, the prosecutor in his rebuttal argument affirmatively urged the jury to rely on the legally invalid theory when he called the box cutter an "inherently deadly weapon." And because the trial court used the same definition of "deadly weapon" for both the assault charge and the personal use enhancement, both suffer from the same defect, and both must be vacated.
We recognize that the rules regarding prejudice that we apply in this case are arguably in tension with more recent cases, such as People v. Merritt (2017) 2 Cal.5th 819 , 216 Cal.Rptr.3d 265 , 392 P.3d 421 , providing that the failure to instruct on the elements of a crime does not require reversal if those omitted elements are "uncontested" and supported by "overwhelming evidence." ( Id. at p. 821-822, 830-832 ; Neder v. United States (1999) 527 U.S. 1 , 17-18, 119 S.Ct. 1827 , 144 L.Ed.2d 35 .) That test would certainly be satisfied here, where defendant never disputed that the box cutter was being used as a deadly weapon and where the evidence of such use is overwhelming. However, the case law we cite in this case is directly on point and remains binding on us. (
Defendant's convictions for assault with a deadly weapon, and the one-year enhancement for personal use of a deadly weapon applied to the criminal threats sentence, are vacated. Otherwise, the criminal threats conviction and sentence are affirmed. We remand to the trial court for the People to determine whether to retry the defendant on the vacated crime and enhancement.
We concur:
LUI, P. J.
ASHMANN-GERST, J.
Cases cited
- People v. Guiton 4 Cal.4th 1116 p. 774
- People v. Swain 12 Cal.4th 593 p. 774
- People v. Sanchez 86 Cal.App.4th 970 p. 774
- Auto Equity Sales, Inc. v. Superior Court 57 Cal.2d 450 p. 775
- People v. McCoy 25 Cal.2d 177 p. 1151
- People v. Aguilar 16 Cal.4th 1023 p. 1153
- People v. Graham 71 Cal.2d 303 p. 1153
- People v. Jose R. 137 Cal.App.3d 269 p. 1153
- People v. Velasquez 211 Cal.App.4th 1170 p. 1153
- People v. Manriquez 37 Cal.4th 547 p. 1153
- People v. Smith 35 Cal.3d 798 p. 1154
- People v. Smith 62 Cal.App.4th 1233 p. 1154
- People v. Merritt 2 Cal.5th 819 p. 1154
- Neder v. United States 527 U.S. 1 p. 1154