Majority
I. INTRODUCTION
On appeal, defendant contends the trial court erred by denying his motion to suppress
1 Count 1 was originally charged as a felony, making this "a felony case for the purpose of appellate jurisdiction." ( People v. Lynall (2015) 233 Cal.App.4th 1102 , 1111, 183 Cal.Rptr.3d 129 .)
II. BACKGROUND
A
. Evidence at the Motion to Suppress
At about 4:00 p.m. on April 16, 2014, San Jose Police Officer John Prim was on duty, in an unmarked police car, with his partner. They were working in an area in which they had conducted prior "clandestine operations" and had made prior arrests.
Officer Prim noticed defendant riding a bike "the wrong way into traffic," in violation of Vehicle Code section 21650.1. Defendant was also carrying and drinking from an open red Budweiser beer can, in violation of San Jose Municipal Code section 10.12.010.
Officer Prim followed defendant and detained him on North Second Street. He began talking to defendant "regarding the aluminum can," and he took the can from defendant, smelled it, and looked inside. He determined that the can contained beer.
During the detention, Officer Prim noticed signs suggesting that defendant was under the influence of a controlled substance: he was sweating heavily; he had dried, chapped lips; and he had "fluttering eyelids." Officer Prim intended to cite defendant for the Vehicle Code violation as well as the Municipal Code violation, and he wanted to stand closer to defendant to continue investigating whether defendant was under the influence of a stimulant. However, Officer Prim felt he could not "safely do that" if defendant had "any weapons in his immediate area of his hands." Defendant was taller and weighed more than the two officers: defendant was about six feet, three inches tall and weighed about 210 pounds; Officer Prim was five feet, ten inches tall and weighed about 190 pounds; and Officer Prim's partner was five feet, six inches tall and weighed about 160 pounds.
Defendant was wearing a t-shirt, which "extended beyond his waistband area," so Officer Prim could not see defendant's waistband area. The t-shirt
Defendant subsequently filed a "supplemental" motion to suppress. Defendant focused solely on the pat search, arguing that there were no "specific and articulable facts to support a suspicion that [he] was armed and presently dangerous."
After a hearing at which Officer Prim testified, defendant argued that the initial pat search was not justified by a reasonable suspicion that defendant was armed and dangerous.
The prosecutor argued that the search was justified by Officer Prim's observation of a bulge from a solid object in defendant's pocket, the obstruction of defendant's waistband area by his long t-shirt, the signs of "potential stimulant use," the
III. DISCUSSION
The trial court suspended imposition of sentence and placed defendant on court probation for two years with a 30-day jail term.
D
efendant contends the trial court erred by denying his motion to suppress evidence because Officer Prim was not justified in conducting a pat search. Defendant further argues that even if the pat search was justified, Officer Prim "acted unlawfully" when he removed the cell phone, lighter, and baggie of methamphetamine from defendant's pocket.
A. Standard of Review
"In ruling on a motion to suppress, the trial court must find the historical facts, select the rule of law, and apply it to the facts in order to determine whether the law as applied has been violated. [Citation.] We review the court's resolution of the factual inquiry under the deferential substantial evidence standard. The ruling on whether the applicable law applies to the facts is a mixed question of law and fact that is subject to independent review. [Citation.]" ( People v. Ramos (2004) 34 Cal.4th 494 , 505, 21 Cal.Rptr.3d 575 , 101 P.3d 478 .)
B. The Pat Search
We first address defendant's claim that the pat search was unlawful.
In Terry, supra, 392 U.S. 1 , 88 S.Ct. 1868 , the United States Supreme Court held that the Constitution permits "a reasonable search for weapons for the protection of the police officer, where he [or she] has reason to believe that he [or she] is dealing with an armed and dangerous individual." ( Id. at p. 27, 88 S.Ct. 1868 .) Before conducting a pat search, "[t]he officer need not be absolutely certain that the individual is armed." ( Ibid. ) A pat search may be conducted where an officer's observations lead the officer "reasonably to conclude in light of his [or her] experience that ... the persons with whom he [or
Defendant argues that Officer Prim had no "reasonable basis to believe the bulge [in defendant's pocket] was a weapon, having described the bulge as shaped like a cell phone, an item that many people carry in their pockets."
As defendant acknowledges, pat searches have been upheld in other cases where an officer saw a bulge in the defendant's clothing. For instance, in Mimms, the United States Supreme Court found a pat search justified based on an officer's observation of "a large bulge" under the defendant's jacket. ( Mimms, supra, 434 U.S. at p. 107, 98 S.Ct. 330 .) The officer "[f]ear[ed] that the bulge might be a weapon." ( Ibid. ) The court found "little question the officer was justified" in conducting a pat search, explaining, "The bulge in the jacket permitted the officer to conclude that Mimms was armed and thus posed a serious and present danger to the safety of the officer." ( Id. at p. 112, 98 S.Ct. 330 .)
Defendant asserts that because the bulge in his pocket was "shaped like a cell phone," Officer Prim had no reason to believe defendant was armed. However, the bulges were not just from a cell phone but from a cell phone, lighter, and baggie of methamphetamine. As the trial court in this case observed, weapons come in many shapes and sizes. Moreover, Officer Prim did not testify that the solid object appeared to be a cell phone but merely that he observed "something solid" with round edges, "similar [to the] shape of a cellular phone." Officer Prim "couldn't quite determine" what the object actually was, and he could not "exclude the possibility that what defendant had in his pockets were concealed weapons." The gist of this testimony was that Officer Prim suspected that the bulge might be a weapon. (See Mimms, supra, 434 U.S. at p. 107, 98 S.Ct. 330 [officer "[f]ear[ed] that the bulge might be a weapon"].)
As established by Terry, an officer "need not be absolutely certain that the individual is armed" before conducting a pat search. ( Terry, supra, 392 U.S. at p. 27, 88 S.Ct. 1868 .) The officer in Mimms did not testify that he believed the bulge in the defendant's pocket to actually be a weapon. The officer in Mimms merely "[f]ear[ed] that the bulge might be a weapon." ( Mimms, supra, 434 U.S. at p. 107, 98 S.Ct. 330 .) Likewise, U.S. v. Chaney (1st Cir. 2009) 584 F.3d 20 ( Chaney ) upheld a pat search conducted after the officer "observed a significant bulge, about the size of a fist, in the right front pocket of [the defendant's] jeans" and became "concerned that the bulge might be a weapon." ( Id. at p. 23 ; see
In Collins, officers detained the defendant after observing him engage in " 'furtive actions' " including "thrusting his hand into his left front pants pocket." ( Collins, supra, 1 Cal.3d at p. 660, 83 Cal.Rptr. 179 , 463 P.2d 403 .) An officer conducted a pat search, during which he felt a " 'little lump' " in the defendant's left front pants pocket. ( Ibid. ) The officer extracted the
Dissent
I. Background
Defendant moved to suppress the evidence on the ground that the pat search was unjustified. San Jose Police Officer John Prim was the only witness at the suppression hearing. He testified that, at 4:00 p.m. on April 16, 2014, he was the passenger in an unmarked police vehicle being driven by his partner in downtown San Jose. Prim noticed defendant riding a bicycle northbound in the southbound flow of traffic. Defendant was carrying a red Budweiser can in his left hand. The can was open, and Prim saw defendant drink from the can twice. Prim concluded that defendant's operation of his bicycle violated Vehicle Code section 21650.1 [bicycles must go in same direction on the roadway as vehicles] and that his consumption of alcohol violated San Jose Municipal Code section 10.12.010 [no consumption of alcohol on public streets].[3]
Prim and his partner followed defendant for about a block and then pulled their vehicle in front of his bicycle. Prim got out of the vehicle and identified himself as a police officer. Defendant responded: " '[H]ow can I help you, sir?' " Prim began talking to defendant about the Budweiser can. Prim took the can from defendant,
1 Defendant does not challenge the validity of the detention.
Prim had defendant put his hands behind his back. He held defendant's hands with one hand while he patted defendant's clothing with the other. During the 20-second pat search, Prim found no concealed weapons. The pat search gave Prim "a better idea" of the nature of the bulges. "I was able to detect it was a possible cell phone and a possible lighter" in defendant's right front pocket. After the pat search, Prim performed a "Romberg" test and "noticed symptoms of stimulant use." On that basis, Prim arrested defendant and searched him incident to that arrest. During that search, Prim removed a cell phone, a lighter, and "a plastic baggy" from defendant's right front pocket and a wallet from defendant's back pocket. The "baggy" contained what appeared to be methamphetamine. Neither Prim nor his partner drew a weapon at any point during their interaction with defendant.
The superior court found Prim's testimony to be "credible." Although the court deemed it irrelevant that defendant was larger than either of the two officers, the court accepted Prim's explanation that he needed to do a pat search to facilitate further investigation of whether defendant was under the influence of a stimulant. The court credited Prim's observation that during that investigation, Prim "would not be able to see [defendant's] hands. [¶] And he was concerned about officer safety and concerned specifically because of the bulge in the defendant's pocket." The court concluded that the pat search was supported by reasonable suspicion and denied the motion.
II. Analysis
Defendant contends that Prim had "no basis to believe appellant was armed after
A pat search is justified only where the police officer conducting the search can "point to specific and articulable facts which, taken together with rational inferences from those facts" demonstrate that the officer "has reason to believe that he is dealing with an armed and dangerous individual ...." ( Terry v. Ohio (1968) 392 U.S. 1 , 21, 27, 88 S.Ct. 1868 , 20 L.Ed.2d 889 .) While "[t]he officer need not be absolutely certain that the individual is armed" ( Terry , at p. 27, 88 S.Ct. 1868 ), "[a]n inchoate and unparticularized suspicion or hunch is not sufficient, nor is the fact the officer acted in good faith." ( In re H.M. (2008) 167 Cal.App.4th 136 , 143-144, 83 Cal.Rptr.3d 850 .) "Where specific and articulable facts are absent, the pat search cannot be upheld." ( Ibid. )
Prim's testimony at the suppression hearing failed to identify any "specific and articulable facts" supporting a reasonable inference that defendant was armed . My colleagues conclude that Prim's observation of the "bulge" in defendant's pocket supported an inference that defendant was armed. They rely on the United States Supreme Court's decision in Pennsylvania v. Mimms (1977) 434 U.S. 106 , 98 S.Ct. 330 , 54 L.Ed.2d 331 ( Mimms ). In Mimms , the defendant was stopped for driving a vehicle with an expired license plate. When the defendant stepped out of the vehicle at the officer's request, the officer noticed a large bulge under the defendant's jacket. Fearing that the bulge was a weapon, the officer frisked the defendant and discovered a firearm in the defendant's waistband. ( Mimms , at p. 107, 98 S.Ct. 330 .) The United States Supreme Court found: "[T]here is little question the officer was justified. The bulge in the jacket permitted the officer to conclude that Mimms was armed and thus posed a serious and present danger to the safety of the officer. In these circumstances, any man of 'reasonable caution' would likely have conducted the 'pat-down.' " ( Mimms , at p. 112, 98 S.Ct. 330 .)
Unlike the bulge under Mimms's jacket, which the officer feared was a weapon, Prim did not claim to fear that the cell-phone-shaped bulge in defendant's pocket was a weapon. Nor did he identify any specific fact upon which he could have based a reasonable suspicion that the bulge was a weapon. Instead, Prim's testimony was that he was "unaware if [defendant] had a weapon or not" and could not "exclude the possibility" that the bulge was a weapon. Prim did not even claim that he had a "hunch" that the bulge was weapon.
Our careful review of the record shows that prior to conducting the pat search, the officer observed "bulges" in defendant's pocket that included "something solid," suggesting that defendant was armed. The officer conducted a pat search because he suspected that the bulge might be a weapon and he would not be able to see defendant's hands while investigating whether defendant was under the influence of a controlled substance. (See
Officer Prim conducted a pat search, which gave him "a better idea" of what defendant had in his pockets: he detected that the bulges were "a possible cell phone and a possible lighter." He did not remove anything from defendant's pockets at that time. He next conducted a Romberg test,[2] observed further indications that defendant was under the influence, and arrested defendant. Officer Prim then reached into defendant's right front pocket-where he had observed the bulges-and removed a cell phone, lighter, and plastic baggie containing methamphetamine. Officer Prim also removed a wallet from defendant's back pocket.
On cross-examination, Officer Prim acknowledged that at the preliminary hearing, he had testified to the following order of events: detention, pat search, observation of symptoms of stimulant use, arrest, and search incident to arrest. However, during the hearing on the motion to suppress, Officer Prim clarified that it was during the detention that he had first observed signs suggesting that defendant was under the influence of a stimulant.
B. Charges and Motion to Suppress
Following a preliminary hearing, defendant was charged with felony possession of methamphetamine ( Health & Saf. Code, § 11377, subd. (a) ; count 1) and misdemeanor using or being under the influence of a controlled substance ( Health & Saf. Code, § 11550, subd. (a) ; count 2).
Defendant moved to suppress evidence pursuant to Penal Code section 1538.5. He asserted that the prosecution had the burden to justify the detention. (See People v. Williams (1999) 20 Cal.4th 119 , 130, 83 Cal.Rptr.2d 275 , 973 P.2d 52 .)
2 At the preliminary hearing, Officer Prim described the Romberg test : he asked defendant to close his eyes and estimate 30 seconds. Defendant estimated that 30 seconds had gone by after only 16 seconds.
The trial court denied defendant's motion to suppress. The trial court found Officer Prim's testimony "to be credible." The trial court noted that Officer Prim was "going to conduct a further investigation regarding whether the defendant was under the influence," but "would not be able to see his hands." Officer Prim was "concerned about officer safety and concerned specifically because of the bulge in the defendant's pocket." The trial court found that although the bulge "turned out to be a cell phone and a lighter combined," it could have been "a weapon, either a small gun or a knife by the shape and the size." The trial court referenced two cases that had upheld pat searches conducted after an officer saw "bulges in the front of the waistband." (See Mimms, supra, 434 U.S. at p. 107, 98 S.Ct. 330 ; People v. Snyder (1992) 11 Cal.App.4th 389 , 393, 13 Cal.Rptr.2d 837 .) The trial court did not find it relevant that "the defendant was larger than the two officers" but concluded that "there was reasonable suspicion."
C. Pleas and Sentencing
After Proposition 47 was passed in November 2014, the information was amended to charge count 1 (possession of methamphetamine; Health & Saf. Code, § 11377, subd. (a) ) as a misdemeanor. Defendant pleaded no contest to
"The judiciary should not lightly second-guess a police officer's decision to perform a patdown search for officer safety. The lives and safety
Because the bulges in defendant's pocket provided "specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant[ed]" the pat search ( Terry, supra, 392 U.S. at p. 21, 88 S.Ct. 1868 ), the instant case is distinguishable from Dickey , in which a deputy testified "that he performed the patdown search for 'officer safety' " but provided no " 'specific and articulable' facts" indicating that the defendant might be armed and dangerous. ( Dickey, supra, 21 Cal.App.4th at p. 956, 27 Cal.Rptr.2d 44 .) Unlike in this case, the deputy in Dickey did not observe any bulges in the defendant's pockets.
In this case, after defendant was detained based on Vehicle Code and Municipal Code violations, Officer Prim observed signs indicating that defendant was under the influence of a stimulant. He intended to conduct a further investigation into whether defendant was under the influence, during which defendant's hands would be out of the officer's view. Officer Prim also observed bulges in defendant's pocket that included "something solid." Officer Prim suspected that the bulges might be a weapon. (See Mimms, supra, 434 U.S. at p. 107, 98 S.Ct. 330 .) Officer Prim's testimony thus pointed to "specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant[ed]" the brief pat search for weapons ( Terry, supra, 392 U.S. at p. 21, 88 S.Ct. 1868 ) prior to conducting the further investigation that required him to be in close proximity to defendant.
C. Removal of Items from Defendant's Pocket
We next address defendant's claim that there was no justification to remove items from defendant's pocket right after the pat search.
On appeal, the Collins court found that the search "exceeded lawful bounds." ( Collins, supra, 1 Cal.3d at p. 661, 83 Cal.Rptr. 179 , 463 P.2d 403 .) Without deciding if the pat search was "justified at its inception," the court concluded that the search "became impermissible in its scope" when the officer reached into the defendant's pocket, since the officer provided no facts to indicate that the object felt like a weapon. ( Id. at p. 664, 83 Cal.Rptr. 179 , 463 P.2d 403 .)
Here, the evidence does not show that Officer Prim reached into defendant's pocket immediately following the pat search. Rather, he conducted the pat search, performed a Romberg test to determine whether defendant was under the influence, arrested defendant, and then removed the items (a cell phone, lighter, plastic baggie containing methamphetamine, and wallet) during a lawful search incident to arrest. (See Birchfield v. North Dakota (2016) ---U.S. ----, [ 136 S.Ct. 2160 , 2174], 195 L.Ed.2d 560 [it is a "long-established rule that a warrantless search may be conducted incident to a lawful arrest"].) As the items were not removed from defendant's pocket immediately after the pat search, the pat search was not "impermissible in its scope." (See Collins, supra, 1 Cal.3d at p. 664, 83 Cal.Rptr. 179 , 463 P.2d 403 .)
T
he order of probation is affirmed.
I CONCUR:
GROVER, J.
I respectfully dissent. My colleagues conclude that a police officer may justify a pat search without identifying any specific,
Prim intended to cite defendant for the two code violations. Because he "couldn't quite determine" the nature of the object in defendant's pocket, "[b]ased on my training and experience, also my own safety, I wanted to conduct a quick pat search to advise [ sic ] if it was a weapon or a potential
"A warrantless search is presumed to be unreasonable, and the prosecution bears the burden of demonstrating a legal justification for the search. [Citation.] 'The standard of appellate review of a trial court's ruling on a motion
Prim did not testify that he "suspected" that the bulge might be a weapon, and this was neither the "gist" nor the "essence" of his testimony. Instead, he testified that he "couldn't quite determine" the precise nature of the cell-phone-shaped object in defendant's pocket and could not "exclude the possibility" that the object was a weapon. Prim never articulated a suspicion that the bulge might be a weapon but only a lack of certainty as to the precise nature of the cell-phone-shaped object. By basing their conclusion that the pat search was justified on this unsupported inference, my colleagues undermine their analysis.
My colleagues' reliance on United States v. Chaney (1st Cir. 2009) 584 F.3d 20 ( Chaney ) is misplaced because Chaney is readily distinguishable. Chaney was the passenger in a vehicle that was stopped for an unlit headlamp. ( Chaney , at p. 22.) When the officer asked Chaney to identify himself, Chaney provided a false name, was fidgety and nervous, and avoided eye contact. The officer noticed a "bulge" that was "about the size of a fist" in the front pocket of Chaney's jeans. ( Chaney , at pp. 22-23.) The officer "testified that in his experience, people sometimes give a false name when they are carrying a concealed weapon without the required permit." ( Chaney , at p. 26.) The officer was "concerned that the bulge might be a weapon," and he asked Chaney what was in that pocket. Chaney did not respond and became more nervous. ( Chaney , at p. 23.) When the officer repeated the question, Chaney "shifted his weight," reached into his rear pocket, produced a wad of napkins, and told the officer that there was nothing in his front pocket. The officer noticed that when Chaney moved the "bulge ... remained rigid." The officer again directed Chaney's attention to the front pocket containing the bulge, and Chaney "shoved" the napkins into the pocket, pushing the "bulge" lower. ( Ibid. ) It was only at this point that the officer decided to conduct a pat search, which led to the discovery of a weapon in Chaney's pocket. ( Chaney , at p. 24.) The First Circuit Court of Appeals rejected Chaney's claim that the pat search was unjustified. ( Chaney , at p. 27.)
My colleagues maintain that People v. Dickey (1994) 21 Cal.App.4th 952 , 27 Cal.Rptr.2d 44 ( Dickey ) is "distinguishable" because the deputy in Dickey did not provide any specific and articulable facts indicating that the defendant was armed. (Maj. opn., ante , at p. 748.) In Dickey , "[t]he deputy testified that he performed the patdown search for 'officer safety' and because appellant 'potentially may have been armed.' " ( Dickey , at p. 956, 27 Cal.Rptr.2d 44 .) The sole difference between Dickey and this case is Prim's observation of the cell-phone-shaped bulge in defendant's pocket. However, nothing about that bulge suggested that defendant was armed, rather than merely in possession of a cell phone. The deputy's testimony in Dickey was indistinguishable from Prim's testimony that he could not "exclude the possibility" that defendant was armed. I agree with the Dickey court that "[w]ithout 'specific and articulable' facts which show that the suspect may be armed and dangerous, these conclusions add nothing. In every encounter with a citizen by the police, the citizen may potentially be armed." ( Dickey , at p. 956, 27 Cal.Rptr.2d 44 .)
When an officer cannot articulate any fact that supports something more than a mere possibility that a citizen is armed, the officer is not entitled to conduct a pat search. Here, the pat search was unjustified, and I would hold that the superior court erred in denying defendant's suppression motion.
Cases cited
- Pennsylvania v. Mimms 434 U.S. 106 p. 80, p. 84, p. 89, p. 767, p. 769
- Terry v. Ohio 392 U.S. 1 p. 80, p. 83, p. 84, p. 89, p. 768, p. 769
- People v. Ramos 34 Cal.4th 494 p. 83
- People v. Dickey 21 Cal.App.4th 952 p. 84, p. 774
- People v. Collins 1 Cal.3d 658 p. 86
- Sibron v. New York 392 U.S. 40 p. 86
- People v. Redd 48 Cal.4th 691 p. 89
- People v. H.M. 167 Cal.App.4th 136 p. 89
- People v. Williams 20 Cal.4th 119 p. 766
- People v. Snyder 11 Cal.App.4th 389 p. 767