Majority
II
California's legislative power is vested in its Legislature. But the people have "reserve[d] to themselves the powers of initiative and referendum." ( Cal. Const., art. IV, § 1.) The referendum power allows the public to approve or reject statutes or parts of statutes. ( Id. , art. II, § 9, subd. (a).) This power "may be exercised by the electors of each city or county under procedures that the Legislature shall provide," thereby granting to these electors the power to approve or reject local ordinances. ( Id. , § 11, subd. (a).) Our duty is to " 'jealously guard' " the referendum and initiative powers, and to liberally construe those powers so that they " 'be not improperly annulled.' " ( Associated Home Builders etc., Inc. v. City of Livermore (1976) 18 Cal.3d 582 , 591, 135 Cal.Rptr. 41 , 557 P.2d 473 ; see also California Cannabis Coalition v. City of Upland (2017) 3 Cal.5th 924 , 936, 222 Cal.Rptr.3d 210 , 401 P.3d 49 ( California Cannabis ) ["[W]e resolve doubts about the scope of the initiative power in its favor whenever possible [citation], and we narrowly construe provisions that would burden or limit the exercise of that power"].)
People in counties and cities may also use their referendum and initiative powers to alter local government policy-subject to limited preemption by the state Legislature. ( DeVita , supra , 9 Cal.4th at pp. 775-777, 38 Cal.Rptr.2d 699 , 889 P.2d 1019 .) The Legislature may engage in such preemption only if it acts within its constitutionally granted authority to legislate on issues of "statewide concern." ( Voters for Responsible Retirement v. Board of Supervisors (1994) 8 Cal.4th 765 , 779, 35 Cal.Rptr.2d 814 , 884 P.2d 645 ["the Legislature may restrict the right of referendum if this is done as part of the exercise of its plenary power to legislate in matters of statewide concern"].) We only find local application of the public's power of referendum
By initiative, local governments or members of the public may alter a general plan, including its land use elements. ( DeVita , supra , 9 Cal.4th at pp. 775, 777-784, 38 Cal.Rptr.2d 699 , 889 P.2d 1019 .) While a given general plan is in effect, neither local governments nor electors can enact a zoning ordinance inconsistent with it. Section 65860, subdivision (a) provides that "[c]ounty or city zoning ordinances shall be consistent with the general plan of the county or city ...." ( § 65860, subd. (a).) In Lesher , we held that this provision preempts any local zoning ordinance that is inconsistent with the general plan when enacted, and that an ordinance passed by initiative is no exception. (See Lesher , supra , 52 Cal.3d at p. 544, 277 Cal.Rptr. 1 , 802 P.2d 317 .) Any such inconsistent zoning ordinance "is invalid at the time it is passed." ( Ibid. ; see also id. at p. 545, 277 Cal.Rptr. 1 , 802 P.2d 317 [also describing such zoning ordinances as "invalid ab initio ," that is, invalid from the start].)
Nonetheless, a local zoning ordinance may temporarily differ from the general plan following a general plan amendment. The Government Code
We disagree with the City and River Park. What we conclude is that the people of a local municipality may indeed challenge by referendum a zoning ordinance amendment that changes a property's zoning designation to comply with a general plan amendment, at least where other consistent zoning options are available, or the local municipality has the power to make the zoning ordinance and general plan consistent through other means. A referendum is not impermissible-and its result is not null-simply because, if approved by the voters, it forces some change to a local government action taken to align zoning with the general plan currently in force.
A review of the procedures governing local referendums demonstrates why. To bring a referendum, those opposing the ordinance must submit a
To hold otherwise would eviscerate local electors' referendum power. The City and River Park argue local electors could have challenged the prior alterations to the general plan by referendum, or changed the general plan or the zoning ordinance by initiative (so long as the zoning ordinance matches the general plan). Although these alternative options provide some avenue for relief, a referendum can play an important and distinct role-as it does in this case. A change to the general plan may in many cases reveal mere generalities, consigning to relative ignorance local electors unaware of the City's plans for the property. And electors may agree with a general plan modification, but not the particular zoning amendment used to conform to the general plan. So the ability to bring a referendum to challenge a general plan amendment may not always make up for the lack of availability of a
In addition, the timing of subdivision (c)'s addition to section 65860 provides some indication that the Legislature can reasonably be understood to have been aware of the delays that might ensue from a referendum. Currently, a referendum stays the effective date of the zoning ordinance, and requires
Twelve separate commercial zoning designations are available in the City, six of which allow use by hotels. Yet while neither party disputes the existence of these designations, the City contends that five of the remaining six designations prohibiting hotels cannot possibly apply to the property at issue here,
WE CONCUR:
CANTIL-SAKAUYE, C. J.
CHIN, J.
CORRIGAN, J.
LIU, J.
KRUGER, J.
MARGULIES, J.[4]
CONCURRING OPINION BY CHIN, J.
* Associate Justice of the Court of Appeal, First Appellate District, Division One, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Shortly thereafter, on February 17, 2016, the city council reviewed reports on alternatives for the property. Hotel Coalition suggested the City change the zoning designation to one that is consistent with the general plan and does not permit hotel use, or that it alter the general plan.
On March 2, 2016, the city council again placed the referendum on the ballot in a special municipal election scheduled for June 7, 2016. At the same time, the city council authorized legal action to remove the referendum from the ballot. A few weeks later, the City filed suit against Shannon Bushey, the Registrar of Voters for Santa Clara County, and Irma Torrez, the City Clerk for Morgan Hill, for an alternative and peremptory writ and declaratory relief to remove the referendum from the ballot and certify the zoning ordinance. On March 29, 2016, the trial court ordered the referendum removed from the ballot. In reaching its conclusion, the trial court relied on deBottari v. City of Norco (1985) 171 Cal.App.3d 1204 , 1212, 217 Cal.Rptr. 790 ( deBottari )-which held that such a referendum would "enact" an invalid zoning ordinance that is inconsistent with the general plan. Hotel Coalition promptly appealed.
The Court of Appeal reversed the trial court. ( City of Morgan Hill v. Bushey (2017) 12 Cal.App.5th 34 , 43, 218 Cal.Rptr.3d 276
The core question here is whether the state Legislature preempted local electors' power to challenge by referendum a local government ordinance-one aligning the relevant zoning designations with the amended general plan. Hotel Coalition
The situation here also contrasts with prior cases. This case does not involve a "clear showing" that the Legislature contemplated preemption of local electors' referendum power. This situation is not one where state law mandates a certain result with no discretion or that involves an "administrative" task. (See Simpson v. Hite (1950) 36 Cal.2d 125 , 133-135, 222 P.2d 225 [finding referendum power unavailable to challenge a statute requiring the board of supervisors to find suitable accommodation for state courts]; Housing Authority of City of Eureka v. Superior Court in and for Humboldt County (1950) 35 Cal.2d 550 , 553, 558, 219 P.2d 457 [holding local approval of public housing agency's application for a federal loan to be an administrative action].) Where the local government can still implement one of multiple approaches to achieve consistency between the zoning ordinance and the general plan while complying with section 65860, subdivision (c), the zoning ordinance is best understood as the product of a discretionary policy choice about the proper use of the land. Nor is this a case where the state statute gives discretion solely to the legislative body, to the exclusion of the electors. (See Committee of Seven Thousand , supra , 45 Cal.3d at pp. 511-512, 247 Cal.Rptr. 362 , 754 P.2d 708 .)
Indeed, section 65860, subdivision (c) imposes a mandate that the zoning ordinance be made consistent with the general plan. But it conspicuously fails to specify who decides how that consistency is achieved. Without evidence of a contrary purpose, we presume it was not within the ambit of the Legislature's goals to exclude electors from the zoning ordinance amendment process. (See DeVita , supra , 9 Cal.4th at p. 775, 38 Cal.Rptr.2d 699 , 889 P.2d 1019 [" '[W]e will presume, absent a clear showing of the Legislature's intent to the contrary, that legislative decisions of a city council or board of supervisors ... are subject to initiative and referendum' "].) We have previously observed that the purpose of section 65860, subdivision (c)"is to ensure an orderly process of bringing the regulatory law into conformity with a new or amended general plan." ( Lesher , supra , 52 Cal.3d at p. 546, 277 Cal.Rptr. 1 , 802 P.2d 317 .) We see no reason why an orderly process in this vein must categorically exclude a referendum.
That such an "orderly process" can encompass use of a referendum becomes even clearer when we compare its use here to other situations. Consider, for example, a vote in a local jurisdiction's legislative body that
These considerations lead us to disapprove of the reasoning in deBottari v. City of Norco , supra , 171 Cal.App.3d 1204 , 217 Cal.Rptr. 790 and City of Irvine v. Irvine Citizens Against Overdevelopment , supra , 25 Cal.App.4th 868 , 30 Cal.Rptr.2d 797 . In deBottari , the Court of Appeal held a referendum rejecting a zoning ordinance to be invalid ab initio because the voters did not have the power to
Moreover, local governments may be able to prevent situations where the zoning ordinance does not comply with the general plan for an extended
This conclusion is supported by previous interpretations of other provisions that involve a "reasonable time." Former section 53051, for example, made local agencies liable for injuries caused by "dangerous or defective condition[s] of public property" if the government had notice of the condition and "[f]or a reasonable time after acquiring knowledge or receiving notice, failed to remedy the condition ...." (Former § 53051.) The Court of Appeal determined that this "reasonable time" determination was a context-dependent question for the trier of fact. ( Bady v. Detwiler (1954) 127 Cal.App.2d 321 , 335, 273 P.2d 941 .) Similarly, for contracts and the law of sales, the question of whether a "reasonable time" has passed is a question that depends on the circumstances. ( Whitfield v. Jessup (1948) 31 Cal.2d 826 , 831, 193 P.2d 1 [" 'It may be taken as axiomatic that what constitutes a reasonable time must be determined from the particular
But this is a question we need to reach only if the City and River Park had in fact shown it would be impossible for the City to comply with the general plan and a successful referendum, thus triggering Elections Code section 9241 's one-year delay. They have failed to do so.
Because of these unresolved questions not fully briefed in the case before us, we remand to the trial court for it to determine whether existing alternative zoning designations would be viable for the property postreferendum, and if not, what would prevent the City from creating a new zoning designation that would be consistent with both the general plan and a successful referendum. If there is at least some avenue for the City to change the zoning ordinance to comply with the general plan within a reasonable time, the referendum must go forward as there has been no "clear showing of invalidity." ( Brosnahan , supra , 31 Cal.3d at p. 4, 181 Cal.Rptr. 100 , 641 P.2d 200 .) If necessary, the trial court may also address whether a referendum can be invalidated where the City has the ability to amend the general plan in order to conform the plan to the zoning designation that the referendum would leave in place.
Even if other zoning designations for the property are not currently available, I see no obvious impediment to the City simply amending the zoning ordinance to achieve the necessary consistency. Alternatively, the City could amend the general plan to make it once again consistent with the zoning ordinance. The City amended the general plan previously to permit a
1 All subsequent statutory references are to the Government Code unless otherwise specified.
What we conclude is that the people of a county or city can challenge such a zoning ordinance by referendum, at least where the local government has other means available to make the zoning ordinance and general plan consistent. Section 65860, subdivision (c) contemplates some temporary inconsistency between the zoning ordinance and the general plan for a "reasonable time" when the general plan is modified. A referendum simply keeps that inconsistency in place for a certain time-until the local government can make the zoning ordinance and general plan consistent in a manner acceptable to a majority of voters. The Court of Appeal correctly held that a referendum can invalidate a zoning ordinance amendment approved by a local jurisdiction to achieve compliance with a general plan amendment, where other general-plan-compliant zoning designations are available that would be consistent with a successful referendum. In such a case, the local jurisdiction would likely be able to change the zoning ordinance to comply with the general plan and the referendum within a reasonable time.
But in this case, it is not clear whether the city can use other available zoning designations for the disputed property that would be consistent with the general plan and a successful referendum. If no current zoning designations consistent with the general plan are available for the local jurisdiction to comply with a successful referendum, the referendum is still valid if the local jurisdiction can create new zoning designations that attain such consistency. And the local jurisdiction may have other means to achieve consistency between the zoning ordinance and general plan after a referendum-such as by altering the general plan-that would prevent the removal of the referendum from the ballot. So we vacate the judgment of the Court of Appeal and direct it to remand the case to the trial court so it can address these issues.
I
n November 2014, Plaintiff and Respondent City of Morgan Hill (the "City") amended its general plan. The City did so to change the land use designation of a vacant lot located at 850 Lightpost Parkway (the "property") from "Industrial" to "Commercial." Real Party in Interest River
In April 2015, after public hearings on amending the zoning ordinance, the City's city council approved the zoning ordinance. This ordinance sought to change the parcel's zoning designation to "CG-General Commercial." According to the parties, this is one of twelve potential commercial zoning designations in Morgan Hill. On May 1, 2015, Real Party in Interest Morgan Hill Hotel Coalition ("Hotel Coalition")-supported by over 4,000 signatures-petitioned for a referendum challenging the ordinance. The City Clerk issued a certificate of examination and sufficiency for the referendum on May 15, 2015, and five days later, the city council enacted a resolution accepting the certificate.
But in July 2015, the city council directed the City Clerk to discontinue processing the referendum because it "would enact zoning that was inconsistent with" the City's general plan. On January 13, 2016, in reaction to the discontinuance of the referendum, Hotel Coalition filed a petition for writ of mandate (in a different suit than the one at issue here) seeking to force a repeal of the City's zoning ordinance, or a vote on the referendum. That case was still pending when the trial court
Although zoning and general plans implicate local concerns and are often addressed by local governments, these arrangements also raise issues of "statewide concern." ( DeVita , supra , 9 Cal.4th at p. 784, 38 Cal.Rptr.2d 699 , 889 P.2d 1019 .) So the Legislature has the constitutional power to enact laws limiting local government power over land use. (See
Instead, a successful referendum in such circumstances prevents the local government from changing the previously existing zoning designation for the property-notwithstanding its noncompliance with the amended general plan. It does so without vitiating the City's duty to make the zoning ordinance and general plan consistent with one another. (See § 65860, subd. (c) [stating that the "zoning ordinance shall be amended" to comply with the amended general plan].) Section 65860, subdivision (c) allows out-of-compliance zoning for a "reasonable time" while the local legislative body seeks to amend the zoning ordinance because the original designation was "valid when enacted" ( Lesher , supra , 52 Cal.3d at p. 546, 277 Cal.Rptr. 1 , 802 P.2d 317 ). This exception to subdivision (a)'s prohibition does not dissolve merely because a local government tried and failed on its first attempt to apply a particular zoning designation to a piece of property.
The City and River Park argue that a referendum does more than merely prevent change of the noncompliant zoning ordinance. They construe it instead as an affirmative action that "repeals" the amending ordinance, which thus "revives" the out-of-compliance zoning designation. We disagree. Under
These provisions best fit a straightforward interpretation of what happens when electors use a referendum to reject a statute enacted by the Legislature. To wit: the referendum does not revive a superseded statute. Instead, it rejects a statutory alteration before it becomes law. (See Elec. Code, § 9241 ; Assembly v. Deukmejian (1982) 30 Cal.3d 638 , 656, 180 Cal.Rptr. 297 , 639 P.2d 939 ( Deukmejian ) ["As the Secretary of State has pointed out, 'In a REFERENDUM, VOTERS are asked to APPROVE the BILL which the Legislature has enacted (" YES " VOTE ) or to DISAPPROVE (" NO " VOTE ) .... The question which is put to the voters is " SHALL (the bill) BECOME LAW ? ( YES or NO )." ' (Memo. from Sect. of State's office to county clerks and registrars of voters (Sept. 24, 1981).) Approval of the referendum is approval of the bill"].) In the same way, because a zoning ordinance is "stayed from taking effect until it has been approved by the voters at the required election" ( Deukmejian , at p. 656, 180 Cal.Rptr. 297 , 639 P.2d 939 ; Elec. Code § 9237 ), a referendum does not work a change in the zoning ordinance. It prevents such a change from occurring.
Moreover, we find no sign that it was the Legislature's purpose to prevent electors from using their referendum power against objectionable zoning ordinance alterations. The Legislature was in a position to be well aware of the local referendum power when it added subdivision (c) to section 65860 in 1973. (Stats. 1973, ch. 120, § 6.) The power of referendum was added to the California Constitution in 1911 ( Associated Home Builders etc., Inc. v. City of Livermore , supra , 18 Cal.3d at p. 591, 135 Cal.Rptr. 41 , 557 P.2d 473 ), and the statutory predecessors to the current
2 In a city with 1,000 or less registered voters, at least 25 percent of the population or 100 people, whichever is fewer, must sign the petition. (Elec. Code, § 9237.)
The deBottari court's decision was motivated, to some extent, by the general plan's role "as the 'constitution for all future developments within the City.' [Citation.]" ( deBottari , supra , 171 Cal.App.3d at p. 1212, 217 Cal.Rptr. 790 ; see also
The City and River Park maintain that giving effect to the referendum will engender awkward questions about what constitutes a "reasonable time" for a zoning ordinance to remain out of compliance with a general plan. An implication of this argument is that when a referendum leaves in its wake an inconsistency between a zoning ordinance and a general plan, the referendum would become invalid if it would cause an "unreasonable" amount of time to transpire. But we can resolve this case without sorting out whether section 65860 's reasonable time requirement can ever limit the people's ability to bring a referendum. Whatever "reasonable" might mean in subdivision (c), we find no basis for reading
III
Even if a similar referendum could be valid in some circumstances, the City and River Park insist a problem existed with this particular referendum. The trial court was right to remove this referendum from the ballot, they posit, because the local government would have found it impossible to comply with the referendum in light of the specific general plan that existed at the time. They assert that the referendum sought to prevent a change in the property's zoning designation from industrial to commercial, not merely to prevent a zoning designation that allows hotels. Implementing a commercial zoning designation prohibiting hotels from being built on the property, they claim, would comply with the general plan but not the referendum. In the alternative, they contest whether a commercial zoning designation is available for this particular property that forbids hotel use. If either of these assertions is true, they contend the referendum would trigger a one-year delay in implementing any commercial zoning designation under Elections Code section 9241.
Elections Code section 9241 states that if a referendum is successful, "the ordinance shall not again be enacted by the legislative body for a period of one year after the date of its ... disapproval by the voters." ( Elec. Code, § 9241.) Elections Code section 9241 's one-year prohibition extends to any subsequent ordinance that is "essentially the same" as the original ordinance. (Cf. Deukmejian , supra , 30 Cal.3d at p. 678, 180 Cal.Rptr. 297 , 639 P.2d 939 [contrasting ordinances that are "essentially the same" with those that are "essentially different"]; Lindelli v. Town of San Anselmo (2003) 111 Cal.App.4th 1099 , 1110, 4 Cal.Rptr.3d 453 [discussing whether a subsequent ordinance is "essentially similar" in the context of the stay imposed during the pendency of a referendum].) The City and River Park believe this means the referendum is invalid because a one-year delay would not comply with
The City and River Park also point to an unpublished ballot measure argument. That argument purportedly would have been presented to voters if the referendum had not been stayed. Although we may consider ballot arguments "to ascertain the voters' intent" ( Delaney v. Superior Court (1990) 50 Cal.3d 785 , 801, 268 Cal.Rptr. 753 , 789 P.2d 934 ), a lone unpublished ballot argument is insufficient for us to discern what the voters' purpose would be should they approve the referendum. So this unpublished ballot argument is insufficient to make the "clear showing of invalidity" necessary to remove a referendum from the ballot before a vote even occurs. ( Brosnahan v. Eu (1982) 31 Cal.3d 1 , 4, 181 Cal.Rptr. 100 , 641 P.2d 200 ( Brosnahan ); Costa v. Superior Court (2006) 37 Cal.4th 986 , 1005, 39 Cal.Rptr.3d 470 , 128 P.3d 675 .)[3]
The City argues in the alternative that the Court of Appeal's reasoning relies on the availability of other general-plan-compliant zoning designations that also comply with the referendum, when no such zoning designations are available for the property. Hotel Coalition contends that this argument is forfeited because the City and River Park did not contest the availability of other zoning designations in the trial court or the Court of Appeal until the petition for rehearing. (See Midland Pacific Building Corp. v. King (2007) 157 Cal.App.4th 264 , 276, 68 Cal.Rptr.3d 499 ["It is much too late to raise an issue for the first time in a petition for rehearing"]; see also Reynolds v. Bement (2005) 36 Cal.4th 1075 , 1092, 32 Cal.Rptr.3d 483 , 116 P.3d 1162 .) Indeed, because the issue was uncontested, the Court of Appeal found that "it is undisputed that City could have selected any of a number of consistent zoning districts to replace the parcel's inconsistent zoning ...." ( City of Morgan Hill , supra , 12 Cal.App.5th at p. 41, 218 Cal.Rptr.3d 276 .) Regardless, we
3 Hotel Coalition concedes the referendum's purpose was to prevent hotel use. There are multiple general-plan-compliant zoning designations that allow hotel use, and so without Hotel Coalition's concession, and the lack of evidence about voter intent before the court, the referendum likely could not be invalidated. But given Hotel Coalition's concession, we assume for the purposes of this opinion that zoning designations allowing hotel use would not comply with the referendum.
IV
Nevertheless, because the briefs have not focused on this precise point, I agree that a remand is appropriate. If the City chooses to pursue the matter, it may argue on remand that its authority in land use planning is so limited that it could not possibly make the zoning ordinance and the general plan consistent should the referendum succeed. The question, however, is not whether the City wishes to do what is necessary to comply with a successful referendum. It clearly does not wish to do so. The question is whether it would be impossible for the City to make the general plan and zoning ordinance consistent should the referendum succeed.
I CONCUR:
CANTIL-SAKAUYE, C. J.
Cases cited
- Lesher Communications, Inc. v. City of Walnut Creek 52 Cal.3d 531 p. 839
- Associated Home Builders of Greater Eastbay, Inc. v. City of Livermore 18 Cal.3d 582 p. 841
- Coalition v. City of Upland 3 Cal.5th 924 p. 841, p. 847, p. 848, p. 970
- Voters for Responsible Retirement v. Board of Supervisors 8 Cal.4th 765 p. 841
- City of Morgan Hill v. Bushey 218 Cal.Rptr.3d 276 p. 843, p. 965, p. 1078, p. 1089
- Lafayette v. City of Lafayette 20 Cal.App.5th 657 p. 843
- City of Irvine v. Irvine Citizens Against Overdevelopment 25 Cal.App.4th 868 p. 843, p. 970
- Tripp v. Swoap 17 Cal.3d 671 p. 847
- Fromm v. Sierra Nevada Silver Mining Co. 61 Cal. 629 at 631-632 p. 849
- Devita v. County of Napa 9 Cal.4th 763 p. 964
- deBottari v. City Council 171 Cal.App.3d 1204 p. 965, p. 970
- Simpson v. Hite 36 Cal.2d 125 p. 969
- Housing Authority v. Superior Court 35 Cal.2d 550 p. 969
- Bady v. Detwiler 127 Cal.App.2d 321 p. 972
- Whitfield v. Jessup 31 Cal.2d 826 p. 972
- Committee of Seven Thousand v. Superior Court 45 Cal.3d 491 p. 1079
- Assembly v. Deukmejian 30 Cal.3d 638 p. 1082
- People v. Pieters 52 Cal.3d 894 p. 1083
- Referendum Committee v. City of Hermosa Beach 184 Cal.App.3d 152 p. 1084
- Lindell v. Town of San Anselmo 111 Cal.App.4th 1099 p. 1088
- Delaney v. Superior Court 50 Cal.3d 785 p. 1089
- Brosnahan v. Eu 31 Cal.3d 1 p. 1089
- Costa v. Superior Court 37 Cal.4th 986 p. 1089
- Midland Pacific Building Corp. v. King 157 Cal.App.4th 264 p. 1089
- Reynolds v. Bement 36 Cal.4th 1075 p. 1089