Majority
We now deny defendants' petition for writ of mandate, except with respect to defendant Nicole Green, concluding that: (1) the standard of care governing a university's duty to protect its students from foreseeable acts of violence is the ordinary reasonable person standard; (2) triable issues of fact exist whether the defendants breached their duty of care to Rosen; and (3) although Civil Code section 43.92 precludes liability against defendant Nicole Green, the remaining defendants are not statutorily immune from suit.
FACTUAL BACKGROUND
A. Summary of the Incident and Rosen's Claim
Damon Thompson enrolled in the University of California at Los Angeles (UCLA) in the fall of 2008.[1] Shortly after arriving on campus, he began to experience auditory hallucinations and paranoid thinking. Thompson informed multiple administrators, professors, teaching assistants and dorm personnel that other students in his classroom and dormitory were making offensive remarks to him, and trying to disrupt his work. In February of 2009, Thompson was transported to a hospital for a psychiatric evaluation after claiming that he had heard other students in his dormitory plotting to shoot him. He was diagnosed with possible schizophrenia, and began receiving mental treatment through the university.
Over the next several months, university personnel monitored Thompson, who continued to accuse other students of insulting him and to engage in other erratic behavior, which included repeatedly shoving a student for making too much noise. Immediately after the fall semester began in 2009, Thompson complained to his chemistry professor and teaching assistant that other students in his chemistry laboratory were calling him stupid. The professor informed school administrators of Thompson's behavior, and requested advice on how to respond. On October 8, 2009, Thompson was working in the chemistry laboratory when he suddenly attacked fellow student Katherine Rosen with a kitchen knife. Rosen survived the attack, but sustained serious, life-threatening injuries.
1 We provide a more detailed description of the events that preceded Thompson's attack on Rosen, and the evidence the parties submitted at the summary judgment proceedings, in our analysis of whether there is a triable issue of fact regarding defendants' breach of their duty.
B. Procedural History
1. Defendants' motion for summary judgment and petition for writ of mandate
The defendants filed a motion for summary judgment arguing that Rosen's claim failed for three reasons. First, they argued that colleges and universities do not have a duty to protect their students from criminal conduct perpetrated by other students. Second, defendants contended that even if universities have such a duty, the undisputed evidence showed UCLA and its personnel had acted reasonably in addressing the threat Thompson posed to other students, and that his attack was not a foreseeable event. Third, defendants argued they were statutorily immune from Rosen's claim under Government Code sections 856 and 820.2, and Civil Code section 43.92.
In her opposition, Rosen argued that colleges and universities have a special relationship with their students that gives rise to a duty to protect them from foreseeable acts of violence in the classroom.[3] Rosen further asserted that there were triable issues of fact whether the defendants had breached this duty. In support, Rosen provided declarations from two expert witnesses stating that the university should have conducted a formal threat assessment on Thompson, and required that he participate in meaningful
3 Rosen raised additional theories of duty based on an implied-in-fact contract, the negligent undertaking doctrine and UCLA's status as the property owner. The Supreme Court, however, concluded that because the university owed a duty to protect its students based on the special-relationship doctrine, it need not address any possible alternative source of duty. ( Regents , supra , 4 Cal.5th at p. 634, fn. 8, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .)
The dissent, however, would have found colleges and universities owe a duty to protect students from foreseeable violent pursuant to the special-relationship doctrine. The dissent additionally concluded that the defendants were not immune from suit,[5] and that there were triable issues of fact whether the university had breached its duty of care.
2. Regents of University of California v. Superior Court
In Regents of University of California v. Superior Court, supra, 4 Cal.5th 607 , 230 Cal.Rptr.3d 415 , 413 P.3d 656 , the Supreme Court held that "[colleges] and universities [[6] ] have a special relationship with their students" ( id . at p. 614, 230 Cal.Rptr.3d 415 , 413 P.3d 656 ), and "a duty to use reasonable care to protect [them] from
5 The dissent agreed with the majority's finding that Civil Code section 43.92 precluded liability against defendant Nicole Green (see ante , fn. 4), but concluded that none of the remaining defendants were statutorily immune.
6 The Court explained in a footnote that it used "the terms 'college' and 'university' interchangeably to refer to all schools that provide postsecondary education to enrolled students." ( Regents, supra, 4 Cal.5th at p. 614, fn. 1, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) We do the same.
Having found that universities owe a duty to protect their students from foreseeable harm under the special-relationship doctrine, the Court next
A. Summary of the Duty Established in Regents
Before addressing the issues on remand, we clarify the elements of the duty that the Court announced in Regents . As articulated by the Court, colleges and universities have a "duty to protect their students from foreseeable acts of violence in the classroom or during curricular activities."[10] ( Regents, supra, 4 Cal.5th at p. 627, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) The Court's analysis in Regents indicates a plaintiff must prove three elements to establish breach of this duty. First, the plaintiff must demonstrate the injury occurred while "engaged in activities that are part of the school's curriculum or closely related to its delivery of educational services." ( Regents, supra, 4 Cal.5th at p. 627, 230 Cal.Rptr.3d 415 , 413 P.3d 656 ; id . at p. 630, 230 Cal.Rptr.3d 415 , 413 P.3d 656 [the duty "extends to activities that are tied to the school's curriculum but not to student behavior over which the university has no significant degree of control"].) In this case, the Court has already determined that Rosen was injured while participating in a curricular activity (attending a chemistry laboratory). ( Id. at p. 627, 230 Cal.Rptr.3d 415 , 413 P.3d 656 ["the classroom is the quintessential setting for curricular activities. ... [C]olleges can be expected to retain a measure of control over the classroom environment"].)
Second, the plaintiff must show the university was aware of information that placed, or should have placed, it on notice that the perpetrator presented a foreseeable threat of violence to other students. (See Regents, supra, 4 Cal.5th at pp. 631, 633, 634, 230 Cal.Rptr.3d 415 , 413 P.3d 656 ["the school's duty is to take reasonable steps to protect students when it becomes aware of a foreseeable threat to their safety" [emphasis in original]; "[universities] have a duty to act with reasonable care when aware of a foreseeable threat of violence in a curricular setting";
9 After the Supreme Court issued its decision, we invited the parties to submit supplemental briefing on each of these issues. We also held additional oral argument addressing these questions.
10 Throughout Regents , the Court uses varying language to describe the duty that colleges and universities owe to their students. (Compare Regents , supra , 4 Cal.5th at pp. 613, 618-619, 627, 633, 634, 230 Cal.Rptr.3d 415 , 413 P.3d 656 ["universities have ... a duty to protect [their students] from foreseeable violence during curricular activities"; "universities ... have a ... duty ... to protect or warn their students from foreseeable violence in the classroom or during curricular activities"; "colleges generally owe a duty to use reasonable care to protect their students from foreseeable acts of violence in the classroom or during curricular activities"; "the school's duty is to take reasonable steps to protect students when it becomes aware of a foreseeable threat to their safety"; "Colleges ... have a duty to act with reasonable care when aware of a foreseeable threat of violence in a curricular setting"].) For purposes of clarity and consistency, we hereafter refer to the duty established in Regents as the "duty to protect students from foreseeable acts of violence."
Based on the Court's analysis, the question of foreseeability requires the trier of fact to make two separate factual determinations.[11] First, it must determine what information the university knew about the student in question. Second, it must determine whether, based on that information, it was foreseeable that the student posed a threat of violence. The factors a jury may consider when assessing whether a particular student presented a foreseeable threat of violence include, but are not limited to, "prior threats or acts of violence by the [perpetrator], particularly if targeted at an identifiable victim"; "the opinions of examining mental health professionals"; and "the observations of students, faculty, family members, and others in the university community." ( Regents, supra, 4 Cal.5th at p. 630, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .)
Third, the plaintiff must establish that the university failed to act with reasonable care in response to the foreseeable threat of violence. "What constitutes reasonable care will vary with the circumstances of each case." ( Regents, supra, 4 Cal.5th at p. 632, 230 Cal.Rptr.3d 415 , 413 P.3d 656 ; see also id . at p. 633, 230 Cal.Rptr.3d 415 , 413 P.3d 656 ["The reasonableness of a school's actions in response to a potential threat is a question of breach"].)
B. Standard of Care
Although Regents held that colleges and universities owe a duty to protect their students from foreseeable acts of violence, the Court left open "the appropriate standard of care for judging the reasonableness of the university's actions," and invited the parties to litigate that issue on remand. (See Regents, supra, 4 Cal.5th at p. 634, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .)
" 'Once the existence of a legal duty is found, it is the further function of the court to determine and formulate the standard of conduct to
11 In the context of negligence, whether an injury was foreseeable in a particular case is "[o]rdinarily[ ] ... a question of fact for the jury." ( Bigbee v. Pacific Tel. & Tel. Co. (1983) 34 Cal.3d 49 , 56, 192 Cal.Rptr. 857 , 665 P.2d 947 ( Bigbee ); see also Weirum v. RKO General, Inc. (1975) 15 Cal.3d 40 , 46, 123 Cal.Rptr. 468 , 539 P.2d 36 ["While duty is a question of law, foreseeability is a question of fact for the jury"].)
The Legislature enacted section 43.92 in response to Tarasoff v. Regents of University of California (1976) 17 Cal.3d 425 , 131 Cal.Rptr. 14 , 551 P.2d 334 ( Tarasoff ) and Hedlund v. Superior Court (1983) 34 Cal.3d 695 , 194 Cal.Rptr. 805 , 669 P.2d 41 , which held that a therapist has a duty "to use reasonable care to protect [a potential victim when he or she] determine[s], or under applicable professional standards reasonably should have determined, that a patient poses a serious danger of violence to others." ( Tarasoff, supra , 17 Cal.3d p. 431, 131 Cal.Rptr. 14 , 551 P.2d 334 .)[13] The legislative history clarifies that section 43.92"was not intended to overrule Tarasoff or Hedlund ," but
12 Section 43.92, subdivision (b) clarifies that a therapist may "discharge[ ] his or her duty to protect by making reasonable efforts to communicate the threat to the victim or victims and to a law enforcement agency."
13 Although described as a "duty to protect," Tarasoff's analysis makes clear that a therapist can normally discharge his or her duty by warning the threatened victim. ( Tarasoff, supra , 17 Cal.3d 425 , 439-440, 131 Cal.Rptr. 14 , 551 P.2d 334 .) As noted above (see ante , fn. 7), in this case, the Supreme Court similarly concluded that a university may, "in an appropriate case" ( Regents, supra , 4 Cal.5th at p. 619, fn. 2, 230 Cal.Rptr.3d 415 , 413 P.3d 656 ), discharge its duty to protect by conveying a warning to the students at risk.
We agree with Rosen that a university's duty to protect students from foreseeable acts of violence is governed by the ordinary negligence standard of care, namely "that degree of care which people of ordinarily prudent behavior could be reasonably expected to exercise under the circumstances." ( Warner v. Santa Catalina Island Co . (1955) 44 Cal.2d 310 , 317, 282 P.2d 12 [defining the "ordinary" standard of care]; see also People v. Superior Court (Sokolich) (2016) 248 Cal.App.4th 434 , 447, 204 Cal.Rptr.3d 526 ["The general standard of care applicable to negligence is ' "that of a reasonably prudent person under like circumstances" ' [citation], which constitutes an 'objective reasonable person standard' "].) Although we recognize that "in particular situations a more specific standard [of care] may be established by judicial decision" ( Kentucky Fried Chicken of Cal., Inc. v. Superior Court (1997) 14 Cal.4th 814 , 824, 59 Cal.Rptr.2d 756 , 927 P.2d 1260 ), there are several reasons we reject defendants request that we do so here.
1. Standard of review
A motion for summary judgment may be granted only when no "triable issue of one or more material facts" remains for trial. ( Code Civ. Proc., § 437c, subd. (o) (1) & (2).) A triable issue of material fact exists where "the evidence would allow a reasonable trier of fact to find the underlying fact in favor of the party opposing the motion in accordance with the applicable standard of proof. [Citation.]" ( Jade Fashion & Co., Inc. v. Harkham Industries, Inc . (2014) 229 Cal.App.4th 635 , 643, 177 Cal.Rptr.3d 184 .)
"We review an order granting or denying summary adjudication de novo. [Citation.] In our review, we 'liberally constru[e] the evidence in support of the party opposing summary judgment and resolv[e] doubts concerning the evidence in favor of that party. [Citation.]' [Citation.]" ( City of Pasadena v. Superior Court (2014) 228 Cal.App.4th 1228 , 1233, 176 Cal.Rptr.3d 422 .)
2. Summary of the evidence
a. Summary of events preceding Thompson's attack on Rosen
The parties' evidence shows that shortly after arriving on campus in the fall of 2008, Thompson complained to his history professor that other students had made offensive remarks toward him during an examination, and that he was "outraged" because he believed it had affected his performance. (See Regents , supra , 4 Cal.5th at p. 614, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) In January of 2009, Thompson wrote the Dean of Students, Robert Naples, a three-page letter complaining that students in his dormitory had been harassing him, making unwanted
During the examination, Thompson complained of "auditory hallucinations and paranoid thinking," explaining that he "heard people talking about him and insulting him, even when ' "there's no one there." ' " ( Regents , supra , 4 Cal.5th at p. 615, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) The medical examiners diagnosed Thompson with "possible schizophrenia and major depressive disorder." Although Thompson rejected voluntary hospitalization, he agreed to start attending outpatient treatment at CAPS. ( Ibid . ) The resident director informed Cary Porter and the Response Team about the dormitory incident, and Thompson's subsequent mental evaluation.
At his CAPS sessions, which began in March of 2009, Thompson informed university psychologist Nicole Green he was frustrated that nobody believed
On October 6, two days before the attack, Thompson told his chemistry teaching assistant, Adam Goetz, that students in the laboratory were calling him stupid. Goetz, who had not heard anyone insult Thompson, informed Professor Bacher about Thompson's behavior, and expressed concern that his outbursts were becoming a weekly "routine."
3. There is a triable issue of fact whether defendants breached their duty of care
Defendants argue that the evidence conclusively negates two factual determinations that Rosen must prove to establish the university breached its duty of care. First, they contend the evidence shows university personnel could not have foreseen that Thompson posed a threat to his fellow students. Second, they assert that even if a rational jury could find the university was aware of facts demonstrating that Thompson presented a foreseeable threat of harm, the evidence nonetheless shows the university exercised reasonable care in attempting to respond to that threat.
Foreseeability of harm and breach of the standard of care are ordinarily questions of fact for the jury's determination. (See Brummett v. County of Sacramento (1978) 21 Cal.3d 880 , 887, 148 Cal.Rptr. 361 , 582 P.2d 952 ["[d]ue care as an element of negligence presents a question of fact for the jury"]; Bigbee, supra, 34 Cal.3d at p. 56, 192 Cal.Rptr. 857 , 665 P.2d 947 ["Ordinarily, foreseeability [in negligence cases] is a question of fact for the jury"].) The issues can be resolved on summary judgment "only if, 'under the undisputed facts there is no room for a reasonable difference of opinion.' [Citation.]" ( Bigbee , supra , 34 Cal.3d at p. 56, 192 Cal.Rptr. 857 , 665 P.2d 947 [addressing foreseeability]; see also T.H. v. Novartis Pharmaceuticals Corp . (2017) 4 Cal.5th 145 , 188, 226 Cal.Rptr.3d 336 , 407 P.3d 18 ["the question of breach can be decided as a matter of law where 'no reasonable jury could find the defendant failed to act with reasonable prudence under the circumstances' "]; Sprecher v. Adamson Companies (1981) 30 Cal.3d 358 , 373, 178 Cal.Rptr. 783 , 636 P.2d 1121 [summary judgment improper unless "the evidence ... conclusively establish[es] that no rational inference of negligence can be drawn under the circumstances of this case"].)
Based on the evidence summarized above, a reasonable jury could find the university was aware of information demonstrating that Thompson posed a foreseeable risk of violence. The record contains extensive evidence that university personnel were aware Thompson had been continuously experiencing auditory hallucinations and paranoid delusions, all of which involved perceived harassment and insults by other students. On one occasion, Thompson's hallucinations caused him to believe residents in his dormitory were plotting to
Defendants may ultimately persuade the finder of fact that Thompson's conduct was unforeseeable, or that university employees exercised reasonable care under the circumstances. However, this is not one of those exceptional cases where the question of negligence is properly decided by the court as a matter of law.
17 In their petition for writ of mandate and supplemental briefing, defendants argue that Rosen's expert declarations do not qualify as "competent" evidence, and therefore should not be considered, because neither declaration "reference[s] or acknowledge[s] the California legal standards that govern duty and liability." The defendants' briefs, however, do not include any legal analysis explaining why the experts were required to discuss California law, nor have the defendants cited any legal authority in support of their position. We therefore deem the argument waived. (See People v. Hovarter (2008) 44 Cal.4th 983 , 1029, 81 Cal.Rptr.3d 299 , 189 P.3d 300 [" ' "[E]very brief should contain a legal argument with citation of authorities on the points made. If none is furnished on a particular point, the court may treat it as waived, and pass it without consideration" ' "]; Akins v. State (1998) 61 Cal.App.4th 1 , 50, 71 Cal.Rptr.2d 314 ["The contention is waived by failure to cite any legal authority"]; Hess Collection Winery v. Agricultural Labor Relations Bd. (2006) 140 Cal.App.4th 1584 , 1607, fn. 6, 45 Cal.Rptr.3d 609 [argument is waived for failure to cite any supporting authority].)
2. Defendants' alleged misconduct was not the result of an act of discretion within the meaning of Government Code section 820.2
The defendants also argue the university and its employees are immune from Rosen's claim pursuant to Government Code sections 820.2 and 815.2. Section 820.2 provides: "Except as otherwise provided by statute, a public employee is not liable for an injury resulting from his act or omission where the act or omission was the result of the exercise of the discretion vested in him, whether or not such discretion be abused."
The defendants challenged the order through a petition for writ of mandate. A divided panel of this court granted the petition based on a finding of no duty. In
2 Although public entities are generally not liable for injuries they cause, the Government Claims Act provides specific, limited exceptions to this general rule. Rosen's negligence claim against the Regents is based on an exception set forth in Government Code section 815.2, subdivision (a), which imposes vicarious liability on a public entity for its employees' wrongful conduct. Rosen alleges that the university employees she has named as defendants, which includes Dean of Students Robert Naples, Associate Dean of Students Cary Porter, Professor Alfred Bacher and UCLA psychologist Nicole Green, as well as other UCLA employees, breached their duty to protect her from foreseeable threats of violence, and that the Regents is likewise liable under the doctrine of respondeat superior.
The trial court denied the motion, finding that universities owe a duty to protect their students under the special relationship doctrine, and that the defendants were not immune from suit. The court also found that triable issues of fact existed as to whether defendants had breached their duty to protect Rosen.
The defendants challenged the trial court's order in a petition for writ of mandate. A divided panel of this court granted the petition, the majority holding that universities do not have a duty to warn or protect students from third-party criminal conduct.[4] Having concluded that the university did not have a duty to protect Rosen, the majority did not address whether the school and its employees were statutorily immune under Government Code section 856 and 820.2, nor did it address whether there was a disputed issue
4 As discussed in more detail below, the majority additionally held that Civil Code section 43.92 precluded liability against defendant Nicole Green, a university therapist who had treated Thompson, because there was no evidence Thompson had ever communicated a serious threat of physical violence against an identifiable victim. (See Civil Code, § 43.92, subd. (a) [precluding claims against "a psychotherapist ... [for] failing to protect from a patient's threatened violent behavior ... except if the patient has communicated to the psychotherapist a serious threat of physical violence against a reasonably identifiable victim or victim"].)
The Court further concluded, however, that "many aspects of a modern college student's life are, quite properly, beyond the institution's control," including "how students behave off campus, or in their social activities unrelated to school." ( Regents, supra , 4 Cal.5th at p. 626, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) To accommodate these concerns, the Court limited the special relationship between universities and their students "to activities that are tied to the school's curriculum but not to student behavior over which the university has no significant degree of control." ( Id . at p. 627, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) The Court concluded that in this case, it was clear Rosen had been injured during a curricular activity - "in a chemistry laboratory while class was in session." ( Ibid . )
The Court noted that its "recognition of a special relationship" between universities and their students was consistent with "decisions from other states" ( Regents, supra, 4 Cal.5th at pp. 626-627, 230 Cal.Rptr.3d 415 , 413 P.3d 656 [citing and discussing
7 In a footnote, the Court clarified that although its decision "speak[s] ... of a university's duty 'to protect' its students from foreseeable harm. ..., [i]n an appropriate case, this duty may be fully discharged if adequate warnings are conveyed to the students at risk." ( Regents, supra , 4 Cal.5th at p. 619, fn. 3, 230 Cal.Rptr.3d 415 , 413 P.3d 656 [emphasis in original].)
The Court clarified that for purposes of determining the existence of a duty, "the question [was] not whether [the university] could [have] predict[ed] that [Thompson] would stab [Rosen][,] ... [but rather] whether a reasonable university could foresee that its negligent failure to control a potentially violent student ... could result in harm to ... students," adding: "Whether a university was, or should have been, on notice that a particular student posed a foreseeable risk of violence is a case-specific question, to be examined in light of all the surrounding circumstances. Any prior threats or acts of violence by the student would be relevant, particularly if targeted at an identifiable victim. [Citation.] Other relevant facts could include the opinions of examining mental health professionals, or observations of students, faculty, family members, and others in the university community. Such case-specific foreseeability questions are relevant in determining the applicable standard of care or breach in a particular case. They do not, however, inform our threshold determination that a duty exists." ( Regents, supra, 4 Cal.5th at pp. 629-630, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .)
The Court next addressed whether any "public policy concerns" weighed in favor of excusing or limiting universities' duty of care. ( Regents, supra, 4 Cal.5th at p. 629.) The Court rejected defendants' assertion that imposing a duty to protect students from foreseeable acts of violence "would discourage colleges from offering comprehensive mental health and crisis management services," and create "incentive[s] to expel anyone who might pose a remote threat to others." ( Id. at p. 632, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) The Court explained: "We understand that ... [t]he existence of a duty may give some schools a marginal incentive to suspend or expel students who display a potential for violence.
The Court also emphasized that it was not charging universities with a "broad duty to prevent violence against the students." ( Regents, supra, 4 Cal.5th at p. 633, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) Rather, as stated by the Court, "[w]e simply hold that they have a duty to act with reasonable care when aware of a foreseeable threat of violence in a curricular setting. Reasonable care will vary under the circumstances of each case. Moreover, some assaults may be unavoidable despite a college's best efforts to prevent them. Courts and juries should be cautioned to avoid judging liability based on hindsight." ( Id. at p. 634, 230 Cal.Rptr.3d 415 , 413 P.3d 656 ; see also id . at p. 633, 230 Cal.Rptr.3d 415 , 413 P.3d 656 ["the school's duty is to take reasonable steps to protect students when it becomes aware of a foreseeable threat to their safety. The reasonableness of a school's actions in response to a potential threat is a question of breach"] [emphasis in original].)
Having concluded the university had a duty to protect Rosen from foreseeable acts of violence, the Court remanded the case to address two additional issues defendants had raised in their petition for writ of mandate: (1) whether the parties' evidence establishes as a matter of law that defendants did not breach their duty of care; and (2) whether various provisions of the Government and Civil Codes shield UCLA and its employees from liability. ( Regents, supra, 4 Cal.5th at p. 634, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) On the question of breach, the Court further noted that "the appropriate standard of care for judging the reasonableness of the university's actions remains an open question, which the parties are free to litigate on remand." ( Ibid [emphasis omitted].)[8]
DISCUSSION
On remand, we address the three issues identified by the Supreme Court for our resolution. First, we must determine the standard of care that governs
8 The Court declined to review the unanimous portion of our opinion finding that defendant Nicole Green was entitled to judgment under Civil Code section 43.92. ( Regents , supra , 4 Cal.5th at pp. 634-635, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .)
1. The parties' proposed standards of care
In their supplemental briefing, the parties propose widely-divergent standards of care. Rosen asserts we should adopt the standard of care that ordinarily applies in negligence cases, "that of a reasonably prudent person under like circumstances." ( Plough , supra , 6 Cal.4th at p. 546, 25 Cal.Rptr.2d 97 , 863 P.2d 167 ["In most cases, courts have fixed no standard of care for tort liability more precise than that of a reasonably prudent person under like circumstances"].)
Defendants, however, argue that "the standard of care ... should be that codified in Civil Code section 43.92, i.e., [¶] ... [¶] limited to those situations where the
Defendants argue the standard of care governing a university's duty to protect its students from foreseeable acts of violence should mirror the limitations set forth in section 43.92 because it would be illogical "to impose a less protective standard of care on lay [school personnel] who don't possess the same training and experience as [a psychotherapist]." Defendants further contend that universities normally rely on their "mental health professionals' assessment of the potential threat posed by the student," and therefore should be held to the same standard as those professionals. Finally, defendants contend that adopting the ordinary standard of care will result in "lay [school personnel] erring on the side of caution and compromising both medical information and other privacy interests by warning students about classmates who act odd or excluding troublesome students."
Second, the Supreme Court has previously held that the standard of care that governs a secondary school's duty to protect its students from foreseeable acts of violence is the ordinary reasonable person standard. In C.A. v. William S. Hart Union High School District (2012) 53 Cal.4th 861 , 138 Cal.Rptr.3d 1 , 270 P.3d 699 ( Hart ), which Regents discusses with approval (see Regents, supra, 4 Cal.5th at p. 624, 230 Cal.Rptr.3d 415 , 413 P.3d 656 ), the Court affirmed prior holdings recognizing that a school district and its employees "have a duty to use reasonable measures to protect students from foreseeable injury at the hands of third parties acting negligently or intentionally." ( Hart , supra , 53 Cal.4th at p. 870, 138 Cal.Rptr.3d 1 , 270 P.3d 699 .) The Court further held that the "standard of care imposed upon school personnel in carrying out this duty ... is identical to that required in the performance of their other duties. This uniform standard to which they are held is that degree of care 'which a person of ordinary prudence, charged with [comparable] duties, would exercise under the same circumstances.' " ( Id . at p. 869, 138 Cal.Rptr.3d 1 , 270 P.3d 699 ; see also Hemady v. Long Beach Unified School Dist. (2006) 143 Cal.App.4th 566 , 570, 49 Cal.Rptr.3d 464 ["the California Supreme Court has applied the prudent person standard of care to determine liability of school districts and their employees for injuries to students"].)
Defendants have provided no explanation why the ordinary standard of care that governs the duty secondary schools owe to their students should not also govern the analogous duty universities owe to
Third, other state courts that have addressed the issue, including those cited and discussed in Regents , have concluded (either expressly or impliedly) that a university's duty to protect its students from foreseeable violence is governed by the ordinary reasonable person standard. In Mullins, supra, 389 Mass. 47 , 449 N.E.2d 331 , for example, the Massachusetts Supreme Judicial Court affirmed a jury verdict against a college, concluding that there was sufficient evidence to support a finding "that reasonable persons in the position of the defendants would have [taken extra safety precautions to protect students]." ( Id . at p. 61, 449 N.E.2d 331 .)[15] In Nova, supra, 758 So.2d 86 , the Florida Supreme Court explained that a university's duty to protect students from foreseeable threats of harm requires it to "act[ ] as a reasonably prudent person would in like or similar circumstances." ( Id . at p. 90.) Likewise, in Furek, supra, 594 A.2d 506 , the Delaware Supreme Court repeatedly emphasized that the university's duty to protect from foreseeable harm is assessed under the "reasonable care" standard. ( Id . at p. 519.)
Finally, we note that although presented as an alternative standard of care, UCLA's proposed limitations on when a university may be held liable for failing to protect
14 In her supplemental briefing, Rosen states that Regents intended to extend university students the same protections that are enjoyed by "their K-12 counterparts." We agree that under the holding in Regents , universities and secondary schools have a similar duty to protect their students from foreseeable acts of violence. However, to the extent Rosen is suggesting that universities owe their students the same level of care in supervising and controlling potentially violent students as secondary schools, we reject that proposition. As Regents noted, the Restatement Third of Torts specifically clarifies that the amount of care a school is required to provide "varies in different school environments, with substantially different supervision being appropriate in elementary schools as opposed to colleges." ( Regents , supra , 4 Cal.5th at p. 620, 230 Cal.Rptr.3d 415 , 413 P.3d 656 [citing Rest.3d, § 40, com. l, p. 45].) Moreover, a university's duty to protect its students is limited to curricular activities, and does not extend to student activities that are beyond the institution's control. Given the greater degree of control secondary schools exert over their students in comparison to universities (compare Hart , supra , 53 Cal.4th at p. 869, 138 Cal.Rptr.3d 1 , 270 P.3d 699 [secondary schools exert "comprehensive control" over their students] with Regents , supra , 4 Cal.5th at p. 624-627, 230 Cal.Rptr.3d 415 , 413 P.3d 656 [colleges provide their students "structure, guidance, and a safe learning environment"] ), we conclude the degree of care required by the two types of schools may vary.
15 Mullins held that colleges have a duty to protect their students from foreseeable "criminal acts of third parties." ( Mullins, supra, 389 Mass. at pp. 54-55, 449 N.E.2d 331 ). Recently, in Nguyen v. Massachusetts Institute of Technology (2018) 479 Mass. 436 , 96 N.E.3d 128 ( Nguyen ), the Massachusetts Supreme Judicial Court held that colleges also have duty to protect their students from self-harm, but clarified that the duty is "limited" to circumstances "[w]here the university has actual knowledge of a student's suicide attempt that occurred while enrolled at the university or recently before matriculation, or of a student's stated plans or intentions to commit suicide." ( Id . at p. 453, 96 N.E.3d 128 .) Nguyen , however, contains no language suggesting the court intended to similarly limit the duty set forth in Mullins , which is cited approvingly throughout the Nguyen decision.
If the Court had intended to limit foreseeability in the manner defendants propose, it would have stated as much in its decision. Instead, the Court's decision emphasizes that foreseeability "is a case-specific question, to be examined in light of all the surrounding circumstances." ( Regents, supra, 4 Cal.5th at p. 630, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) Although the Court identified any "prior threats ... by [the perpetrator], particularly if targeted at an identifiable victim" ( ibid . ), as one factor the jury may consider when assessing foreseeability, Regents contains no language suggesting that foreseeability is dependent on the existence of an actual threat of harm made against an identifiable victim.
We are not unsympathetic to the policy arguments the defendants have raised in support of their proposed standard of care. Defendants may be correct, for example, that imposing an ordinary standard of care might cause some school administrators to err on the side of caution, and take actions against mentally-ill students who exhibit conduct that is merely abnormal, rather than potentially violent. We also acknowledge that applying the ordinary standard of care may expose lay school personnel to broader liability than university psychotherapists who treat mentally-ill students. We believe, however, that the Legislature is better-suited to address those policy concerns. If the Legislature concludes that imposing the ordinary standard of care on universities and their employees will lead to undesirable consequences, it can pass a statute limiting the circumstances under which liability may attach, just as it did in passing Civil Code section 43.92. However, we find nothing in Regents or any other source of law that supports the judicial creation of a more specialized standard of care.[16]
16 The specific amount of care a university is required to provide in a particular case, and the determination whether a university complied with that requirement, are generally questions of fact for the jury to resolve. (See Flowers v. Torrance Memorial Hospital Medical Center (1994) 8 Cal.4th 992 , 997, 35 Cal.Rptr.2d 685 , 884 P.2d 142 ["as a general proposition one 'is required to exercise the care that a person of ordinary prudence would exercise under the circumstances.' [Citations.] Because application of this principle is inherently situational, the amount of care deemed reasonable in any particular case will vary, while at the same time the standard of conduct itself remains constant, i.e., due care commensurate with the risk posed by the conduct taking into consideration all relevant circumstances. [Citations.] ' "There are no 'degrees' of care, as a matter of law; there are only different amounts of care, as a matter of fact. ..." [Citation.]' [Citation.]"].)
In their petition for writ of mandate, defendants argued that even if they had a duty to respond to foreseeable threats of violence, "[t]he undisputed evidence establishes that [they] acted reasonably as a matter of law and cannot be held liable." According to defendants, "[t]he most the evidence remotely establishes is that Thompson was a mentally-ill student
Weeks later, Thompson sent emails to three professors and a teaching assistant complaining that other students had made offensive remarks about him, and were trying to distract him from his work. The teaching assistant informed her supervising professor that she had never heard any student insult Thompson. She also reported that Thompson frequently talked to himself, and appeared unstable. She expressed concern that his behavior was symptomatic of schizophrenia. The professor informed Assistant Dean of Students Cary Porter about Thompson's behavior. Porter then contacted UCLA's "Consultation and Response Team" (the Response Team), which was responsible for providing advice and consultation to campus members who had concerns about the well-being of students. Porter also met with Thompson and encouraged him to seek medical help at UCLA's Counseling and Psychological Services (CAPS). Thompson declined. (See Regents , supra , 4 Cal.5th at p. 614, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .)
In June of 2009, Thompson was involved in an altercation in his dormitory. According to the campus police report, Thompson had knocked on the door of a sleeping resident, accused the resident of making too much noise and then pushed him in the chest. When the resident told Thompson he had not been making any noise, Thompson pushed him again, and threatened that this was his "last warning." ( Regents , supra , 4 Cal.5th at p. 615, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) As a result of the incident, Thompson was expelled from university housing, and ordered to return to CAPS when the fall semester began.
During the remainder of the summer semester, Thompson complained to two faculty members about insults and harassment from other students in his chemistry laboratory. At the beginning of the fall quarter, Thompson informed his chemistry professor, Alfred Bacher, that other students were engaged in disruptive behavior that was interfering with his experiments.
The next day, September 30, Thompson told CAPS psychologist Tanya Brown that he still "occasionally" heard "voices of other students having 'malice' toward him and making critical and racist comments." ( Regents , supra , 4 Cal.5th at p. 616, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .) Thompson,
On October 7, Professor Bacher contacted Dean Porter and sought advice on how to proceed. Porter emailed Karen Minero, a member of the Response Team, who then forwarded the email to other members of the Response Team and to CAPS personnel. On the morning of October 8, Porter and Minero discussed Thompson, and decided to investigate whether he was having similar difficulties in other classes.
Later that afternoon, Thompson was working in Professor Bachman's chemistry laboratory when, without warning or provocation, he stabbed Rosen in the chest and neck with a kitchen knife. When campus police arrived, Thompson admitted he had stabbed someone and explained that the other students had been teasing him.
b. Summary of Rosen's expert witness declarations
In support of her opposition to the defendants' motion for summary judgment, Rosen provided declarations from two expert witnesses who concluded that Thompson's behavior prior to the attack clearly demonstrated that he "posed a threat" to other students. The experts further concluded that under UCLA's own policies and procedures, the Response Team or other school personnel with knowledge of Thompson's situation should have referred him to the university's "Violence Prevention and Response Team" (the Violence Prevention Team), a group of specialists trained to assess threats and prevent campus violence. According to the experts, had the Violence Prevention Team been notified about Thompson, it could have "gathered and analyzed all of the information and conducted a proper threat assessment." As explained by one of Rosen's experts, "Although the Response Team was an appropriate team to assess and care for [Thompson] as a troubled student in distress, [the Violence Prevention Team] should have been involved as soon as it became clear that [he] both posed and uttered threats against others, and certainly after any type of violent behavior was exhibited. When [Thompson] engaged in violent, threatening, and disruptive behavior at his residence hall on June 3, 2009, he should been placed on the agenda for a meeting held by the [Violence Prevention Team]. The [Violence Prevention Team], in turn, should have recommended interventions that would have mitigated the threat posed by [Thompson]."
We likewise conclude there is a triable issue of fact whether the university
Defendants assert that even if they owed Rosen a duty of care and there are triable issues of fact regarding the breach of that duty, they are nonetheless entitled to summary judgment on immunity grounds pursuant to Government Code sections 856 and 820.2, and Civil Code section 43.92. Although the majority did not address this issue in the prior opinion because it found there was no duty, the dissent rejected it, concluding that while these statutes shield certain aspects of this tragic situation from liability, they do not, either singly or in combination, justify denying Rosen the right to present her negligence claim to a jury. The panel now unanimously agrees with that conclusion.
1. Rosen's claim is not barred under Government Code section 856
Government Code section 856, subdivision (a) provides, in relevant part: "Neither a public entity nor a public employee acting within the scope of his employment is liable for any injury resulting from determining in accordance with any applicable enactment: [¶] (1) Whether to confine a person for mental illness or addiction." The statute thus precludes any claim against the university or its personnel for failing to seek or obtain Thompson's confinement. ( Tarasoff, supra , 17 Cal.3d at p. 450, 131 Cal.Rptr. 14 , 551 P.2d 334 [ section 856 immunizes claims "base[d] [on the] ... fail[ure] to procure [an individual's] confinement"].)
The Supreme Court has interpreted section 820.2 to "allow[ ] immunity for basic policy decisions" by government officials, but not for "the ministerial implementation of that basic policy." ( Johnson v. State of California (1968) 69 Cal.2d 782 , 796, 73 Cal.Rptr. 240 , 447 P.2d 352 ( Johnson ).) In Johnson, the Court characterized this "distinction" as being "between the 'planning' and 'operational' levels of decision-making." ( Id . at p. 794, 73 Cal.Rptr. 240 , 447 P.2d 352 .) "There is no basis for immunizing lower level decisions that merely implement a basic policy already formulated. [Citation.] The scope of the discretionary act immunity 'should be no greater than is required to give legislative and executive policymakers sufficient breathing space in which to perform their vital policymaking functions.' " ( Barner v. Leeds (2000) 24 Cal.4th 676 , 685, 102 Cal.Rptr.2d 97 , 13 P.3d 704 ( Barner ).)
In Barner , supra , 24 Cal.4th 676 , 102 Cal.Rptr.2d 97 , 13 P.3d 704 , which guides our analysis here, the Court held that section 820.2 did not immunize a public defender's decisions made during the "representation of a defendant in a criminal action." ( Id . at p. 679, 102 Cal.Rptr.2d 97 , 13 P.3d 704 .) In its analysis, the Court explained that while public defenders "must exercise considerable judgment in making decisions regarding the type and extent of services necessary to discharge his or her duty of care to clients" ( id . at p. 688, 102 Cal.Rptr.2d 97 , 13 P.3d 704 ), those decisions do "not involve discretionary acts within the meaning of section 820.2 (i.e., policy or planning decisions)." ( Ibid . ) The Court further explained that while "the initial determination whether to provide representation to a certain class of individuals or to represent a particular defendant" might qualify as a "policy decision" ( ibid. ) the subsequent provision of such services to an individual client "consist[s] of operational duties that merely implement the initial decision to provide representation and are incident to the normal functions of the office of the public defender." ( Ibid . )
Under the analysis set forth in Barner , a university's decision to create specific programs and protocols to identify and respond to threats of violence on campus
3. Defendant Nicole Green is entitled to dismissal of Rosen's claims under Civil Code section 43.92
In our prior decision, we unanimously concluded that defendant Nicole Green, a UCLA psychologist who treated Thompson, was entitled to judgment pursuant to Civil Code section 43.92 because there was no evidence that Thompson had ever communicated to Green a serious threat of violence against Rosen. In Regents , the Supreme Court "decline[d] ... to revisit [that] ruling," noting that "Rosen's petition for review was limited to the issue of duty." ( Regents, supra , 4 Cal.5th at p. 634, 230 Cal.Rptr.3d 415 , 413 P.3d 656 .)
We reaffirm our prior finding that Green is entitled to judgment pursuant to Civil Code section 43.92. We further conclude, however, that her removal from the case does not preclude liability against the Regents if the negligence of other university employees is demonstrated.[19]
DISPOSITION
The petition is granted with regard to defendant Nicole Green, and is denied in all other respects. Plaintiff shall recover her costs on the petition.
We concur:
PERLUSS, P. J.
SEGAL, J.
18 In her return to the petition for writ of mandate, Rosen specifically acknowledges that UCLA's "policies and procedures" were adequate. She claims, however, that "UCLA personnel charged with executing these procedures failed" to properly do so. Her expert declarations likewise acknowledge that UCLA's policies and procedures were adequate to identify and address potential threats of violence. The expert witnesses claim, however, that UCLA personnel failed to "comply with [these] policies and procedures" by, among other things, failing to refer Thompson to the Violence Prevention Team.
19 Rosen's supplemental brief includes a request that we award her attorney's fees pursuant to Code of Civil Procedure section 1021.5. We deny the request without prejudice to Rosen's right to seek such fees in the trial court.
Cases cited
- Regents of the Univ. of Cal. v. Superior Court of L. A. Cnty. 4 Cal.5th 607 p. 681, p. 682, p. 684, p. 685, p. 690, p. 691, p. 895, p. 898, p. 899, p. 900, p. 902, p. 905, p. 907, p. 909, p. 910, p. 916
- Furek v. University of Delaware 594 A.2d 506 p. 682, p. 906
- Ewing v. Goldstein 120 Cal.App.4th 807 p. 686
- Tarasoff v. Regents of University 17 Cal.3d 425 p. 686
- Hedlund v. Superior Court 34 Cal.3d 695 p. 686
- Warner v. Santa Catalina Island Co. 44 Cal.2d 310 p. 687
- People v. Superior Court of Los Angeles County 248 Cal.App.4th 434 p. 687
- Kentucky Fried Chicken of California, Inc. v. Superior Court 14 Cal.4th 814 p. 687
- Jade Fashion & Co. v. Harkham Industries, Inc. 229 Cal.App.4th 635 p. 690
- City of Pasadena v. Superior Court 228 Cal.App.4th 1228 p. 690
- Brummett v. County of Sacramento 21 Cal.3d 880 p. 693
- T.H. v. Novartis Pharm. Corp. 4 Cal.5th 145 p. 693
- Sprecher v. Adamson Companies 30 Cal.3d 358 p. 693
- Rowland v. Christian 69 Cal.2d 108 p. 899
- Kesner v. Superior Court of Alameda County 1 Cal.5th 1132 p. 899
- Ramirez v. Plough, Inc. 6 Cal.4th 539 p. 903
- C.A. v. William S. Hart Union High School District 53 Cal.4th 861 p. 905
- Hemady v. Long Beach Unified School District 143 Cal.App.4th 566 p. 905
- Johnson v. State of California 69 Cal.2d 782 p. 915
- Barner v. Leeds 24 Cal.4th 676 p. 915