Majority
About three months later, the People charged Fontenot with kidnapping in violation of Penal Code section 207, subdivision (a).[1] Tracking the statutory definition of the completed offense, the first amended information alleged that, "[o]n or about September 15, 2012," Fontenot "did unlawfully, forcibly and by instilling fear steal, take, hold, detain and arrest MADELINE C. in LOS ANGELES County, California and did take the said MADELINE C. into another country, state, county and another part of LOS ANGELES County." (See § 207, subd. (a).) The document also alleged that the victim was under the age of 14. (See § 208, subd. (b).) Fontenot pleaded not guilty and waived his right to a jury trial.
At Fontenot's subsequent bench trial in March 2016, the People argued in closing argument that he was guilty of completed kidnapping. Fontenot's attorney acknowledged during her closing argument that, if not "for the intervening of Destiny and the other two little girls hitting [Fontenot] and him getting kicked, there might have been a completed crime" - but countered that those facts showed only a "classic attempt." Because there was "no substantial movement" of the victim, the evidence - though "sufficient to show an attempt" - was insufficient to prove the completed crime. The trial court agreed with Fontenot's attorney. Sitting as the trier of fact, it found "there was definitely a crime," though only "an attempt," not "a completed kidnapping." Noting that attempted kidnapping, unlike completed kidnapping, is "a specific intent crime," the trial court expressly found Fontenot had formed the requisite specific intent. The trial court therefore found him "not guilty of the kidnapping but guilty of the attempt[ed] kidnapping." Fontenot's attorney responded, "Thank you."
1 All subsequent statutory references are to the Penal Code unless otherwise noted.
II
Fontenot appealed. In its unpublished decision, the Court of Appeal treated as controlling our conclusion in Martinez that "attempted kidnapping is a lesser included offense of kidnapping." So despite acknowledging that our subsequent decision in People v. Bailey (2012) 54 Cal.4th 740 , 143 Cal.Rptr.3d 647 , 279 P.3d 1120 ( Bailey ) "appears to undermine" Martinez by holding that attempted escape is not a lesser included offense of escape, the Court of Appeal affirmed. In view of "the apparent confusion in the intermediate appellate courts following Bailey ," however, the Court of Appeal asked us to "provide further guidance with regard to the issues surrounding attempted kidnapping." Taking the request from our appellate court colleagues to heart, we granted review.
Fontenot was charged with completed kidnapping under section 207, subdivision (a). That provision establishes that "[e]very person who forcibly, or by any other means of instilling fear, steals or takes, or holds, detains, or arrests any person in this state, and carries the person into another country, state, or county, or into another part of the same county, is guilty of kidnapping." ( § 207, subd. (a).) What Fontenot was convicted of is an attempt to commit kidnapping within the meaning of section 207, subdivision (a). But by itself, this discrepancy between charge and conviction does not warrant reversal. Nor do any other arguments Fontenot has properly presented in our court.
A.
Under California law, a defendant may be convicted of an attempt even if the People charged only the completed crime. The relevant statute is Penal Code section 1159, and what it provides is this: "The jury, or the judge if a jury trial is waived, may find the defendant guilty of any offense, the commission of which is necessarily included in that with which he is charged, or of an attempt to commit the offense ." (Italics added.) Citing section 1159, we upheld in People v. Oates (1904) 142 Cal. 12 , 75 P. 337 ( Oates ) a conviction where the jury was instructed on, and found the defendant guilty of, an attempt to commit the completed offense charged in the information. ( Id. at pp. 13-14, 75 P. 337 [describing as "erroneous" the "assumption that [a] defendant [may] not be convicted of an attempt to commit the crime charged"].) We approved such a procedure both before and after deciding Oates . (See People v. Defoor (1893) 100 Cal. 150 , 154, 34 P. 642 [before]; People v. Vanderbilt (1926) 199 Cal. 461 , 464, 249 P. 867 [after].)
Section 1159 informs criminal defendants charged with a completed crime that they must prepare to defend against not just that crime and "necessarily included" offenses, but also against "an attempt to commit" the completed crime. By establishing that background rule for all such charges, the statute is meant to provide notice across the board. (See Brozyna , supra , 571 F.2d at p. 746 [noting that Fed. Rules Crim. Proc., rule 31(c) made clear the defendant needed "to prepare to defend not only against that charge but also against whatever necessarily included offenses and attempts she could have been convicted of under" the rule (italics added) ]; LeFurge , supra , 502 A.2d at p. 41 [describing similar provision as providing "express notice to defendant[s]"]; State v. March , supra , 664 A.2d at p. 1161 [similar].)
What's more, any attempt bears an extremely close relationship to the completed
4 The California Constitution has a similar requirement. ( Seaton , supra , 26 Cal.4th at pp. 640-641, 110 Cal.Rptr.2d 441 , 28 P.3d 175 .) But Fontenot grounds his claim solely in the federal Constitution, so we focus our analysis there.
We ourselves have lamented that the distinction between specific and general intent is "notoriously difficult to define and apply" - but the distinction between intent of a more specific or more general nature nevertheless can be meaningful. ( People v. Hood (1969) 1 Cal.3d 444 , 456, 82 Cal.Rptr. 618 , 462 P.2d 370 ( Hood ).) Case in point: evidence that the defendant in Bailey "was voluntarily intoxicated or intended to return [to prison]" would bear on whether he was guilty of attempted escape, but not on whether he was guilty of completed escape. ( Bailey , at p. 749, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 ; see also Carter v. United States (2000) 530 U.S. 255 , 268, 120 S.Ct. 2159 , 147 L.Ed.2d 203 [distinguishing " 'specific intent' " from " 'general intent' " on the ground that the former, but not the latter, demands inquiry into whether the defendant had a purpose or goal to cause
Attempts require a heightened mental state for good reason. As we explained in Bailey , requiring a heightened mental state for attempt liability helps distinguish, for example, "the act of an attempt to escape" from the "same act of a violation of prison rules" or even purely " 'innocuous behavior.' " ( Bailey , supra , 54 Cal.4th at p. 751, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 , quoting U.S. v. Bailey (1980) 444 U.S. 394 , 405, 100 S.Ct. 624 , 62 L.Ed.2d 575 .) When someone intentionally commits an act constituting a completed felony, for example, that person's culpability is often obvious because "the completed act is itself culpable conduct." ( U.S. v. Gracidas-Ulibarry (9th Cir. 2000) 231 F.3d 1188 , 1193 (en banc).) But when someone intentionally commits an act that merely could be a step towards committing a certain completed crime, "uncertainty" about the person's culpability - or at least the contours of that culpability - persists. ( Ibid. )
To ensure that only those whose intentions and actions made them a pronounced threat to accomplish what a given criminal statute prohibits may be found criminally
7 Justice Kruger looks to Chief Justice Traynor's statement in Hood, supra , 1 Cal.3d 444 , 82 Cal.Rptr. 618 , 462 P.2d 370 , that "[t]here is no real difference, however, only a linguistic one, between an intent to do an act already performed and an intent to do that same act in the future." ( Id . at p. 457, 82 Cal.Rptr. 618 , 462 P.2d 370 .) Based on this discussion, Justice Kruger concludes that general intent and specific intent "will generally be indistinguishable" when a crime is defined only in terms of committing a particular act. (Conc. opn. of Kruger, J., post , 251 Cal.Rptr.3d at p. 360, 447 P.3d at p. 268.) But what's at issue here is not whether it makes sense to draw a distinction between an intent to do an act already performed and an intent to do the same act in the future, where the individual in question happens to have an intent that fulfills the requirement for both the completed offense and the attempt. What's at issue is whether we should presume that the only conceivable kind of intent that would make an individual guilty of a completed offense is the kind of intent that would also be enough to allow for conviction of the inchoate offense of attempt. That's not a question that has an elegant metaphysical answer.
An attempt to commit kidnapping under section 207, subdivision (a), by contrast, is most consistent with what our case law tends to describe as a "specific intent" crime. It requires that the defendant act with a conscious design or purpose to accomplish what the provision punishing the completed crime prohibits (or -- stated otherwise -- to bring about the harmful result that statute proscribes): taking and
The additional intent element required both for attempted escape and for attempted kidnapping underscores why we decided Bailey the way we did. A reviewing court may not reduce a conviction for completed escape to one for attempted escape, we explained in Bailey , because doing so would gloss over the heightened intent requirement that, for the latter offense, must be proved beyond a reasonable doubt. ( Bailey , supra , 54 Cal.4th at p. 752, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 .) And that additional element suggests we were wrong in Martinez to reduce on appeal a conviction for completed kidnapping to one for attempted kidnapping.
In neither Bailey nor Martinez was the attempt a lesser included offense of the completed crime under the elements test. Moreover, in Bailey , the case was "tried solely as an escape" and "the trial court did not instruct on attempt to escape ...." (
And while subdivision (e) does not itself establish a stand-alone offense, it provides that - for the various "types of kidnapping [offenses] requiring force" established in other subdivisions of section 207, including kidnapping under subdivision (a) - "the amount of force required to kidnap an unresisting infant or child is the amount of physical force required to take and carry the child away a substantial distance for an illegal purpose or with an illegal intent ." ( § 207, subd. (e), italics added; see also People v. Oliver (1961) 55 Cal.2d 761 , 768, 12 Cal.Rptr. 865 , 361 P.2d 593 .) That latter wrinkle could affect whether the attempted kidnapping of a young child is a lesser included offense of the completed crime. (See conc. opn. of Kruger, J., post , 251 Cal.Rptr.3d at pp. 363-366, 447 P.3d at pp. 271-273.) Indeed, these are precisely the kind of " 'intricacies and doctrinal divergences' " ( Bailey, supra , 54 Cal.4th at p. 753, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 , quoting Moorman v. Thalacker (8th Cir. 1996) 83 F.3d 970 , 974 ) that, as we explained in Bailey , cut against " 'generaliz[ing] in the law of attempt' " ( Bailey , at p. 753, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 , quoting U.S. v. Berrigan (3d Cir. 1973) 482 F.2d 171 , 187 ).
True: this case involved a young victim. But at no point have the People relied on subdivision (e) of section 207 - nor does the briefing before us address any subdivision of section 207 other than (a). So
9 The dissent faults our citation of Oates on the ground that Oates addressed whether section 1159 had been properly enacted. Therefore, the dissent contends, Oates could not have given Fontenot notice that he could be convicted of an uncharged attempt. (Conc. & dis. opn. of Liu, J., post , 251 Cal.Rptr.3d at p. 369, 447 P.3d at p. 276.) But this court subsequently cited Oates for the "well-established principle[ ]" that pursuant to section 1159, a person may be convicted of an attempt to commit a charged crime even if not charged with an attempt of the charged crime. ( People v. Vanderbilt, supra , 199 Cal. at p. 464, 249 P. 867 .)
In Braslaw , which was decided before Fontenot's trial, the Court of Appeal held that trial courts have "no sua sponte duty to instruct on attempt unless it is also a lesser included offense." ( People v. Braslaw , supra, 233 Cal.App.4th at p. 1247, 183 Cal.Rptr.3d 575 .) Braslaw echoed Bailey 's purported " 'qualification' " of section 1159 ( Braslaw , at p. 1247, 183 Cal.Rptr.3d 575 ), but the case did not involve any issue regarding the authority to convict of an uncharged attempt. In Hamernik , the Court of Appeal reversed an attempt conviction solely because the defendant was charged with the completed offense but the attempt - though presented to the jury - "was not included in the information." ( People v. Hamernik , supra, 1 Cal.App.5th at pp. 426-427, 204 Cal.Rptr.3d 649 .) Hamernik cited Bailey only in connection with its analysis of whether the crime of attempt was a lesser included offense of the charged crime. The Hamernik court was apparently not aware of, much less confused by, Bailey 's dicta on which Fontenot relies. In fact, Hamernik did not even acknowledge section 1159, perhaps because the People focused on section 1009, which addresses courts' authority to allow an amendment of charges after the defendant has responded to the original pleading. Moreover, Fontenot could not have relied on Hamernik 's erroneous holding because Hamernik was decided after the trial in this case. But Fontenot argues that the court's conclusion nevertheless demonstrates that litigants, like the Court of Appeal, wouldn't have understood that a defendant could be convicted of an attempt despite being charged only with a completed crime. So according to Fontenot, the state of California case law at the time of his trial so muddled the meaning of section 1159 that his conviction cannot stand.
We reject Fontenot's fallback argument. Just as our dicta in Bailey and other decisions do not control our decision today, Fontenot could not reasonably rely on those statements in preparing for trial in the face of section 1159 's unambiguous and clearly relevant language, and the nearly ubiquitous charging practice it establishes. Indeed, we made clear in Bailey that "concerns about notice" were "not at issue" there. ( Bailey , supra , 54 Cal.4th at p. 752, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 .) And, as discussed above, not one of our other cases with sweeping, seemingly absolute statements about convictions for uncharged crimes involved an attempt.
These circumstances - a defendant's reliance on dicta that is inconsistent with a clear statute and common practice - present a
10 The dissent contends that our reasoning expects Fontenot to have somehow anticipated that we would reject Bailey 's dicta regarding section 1159, but not to have anticipated that we would overrule Martinez, supra , 20 Cal.4th 225 , 83 Cal.Rptr.2d 533 , 973 P.2d 512 . (Conc. & dis. opn. of Liu, J., post , 251 Cal.Rptr.3d at p. 371, 447 P.3d at p. 277.) Yet our analysis does not depend on whether Fontenot might reasonably have questioned our holding in Martinez . The issue instead is whether Fontenot was on notice at the time of trial that he could potentially be convicted of an uncharged attempted kidnapping. In light of the fact that immediately following Bailey 's dicta, we cited Martinez as a case that "stated or applied the general principle that attempt is a lesser included offense of any completed crime" ( Bailey, supra , 54 Cal.4th at p. 753, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 ), and we expressly noted that the offense in Martinez was kidnapping , the most reasonable conclusion at that time was that he could potentially be convicted of attempted kidnapping. The dissent, in contrast, would expect a defendant in these circumstances to rely on dicta and ignore a holding.
We Concur:
CANTIL-SAKAUYE, C. J.
CHIN, J.
CORRIGAN, J.
KRUGER, J.
Defendant John Reynold Fontenot was dragging a four-year-old girl through a building lobby when he was stopped by the combined efforts of the girl's babysitter and her playmates. Defendant was charged with kidnapping. After a bench trial, the trial court found that defendant had not managed to complete the kidnapping before he was stopped, but that he had attempted to kidnap her. Defendant challenges the resulting conviction on the ground that he lacked adequate notice that
The lesser included offense issue is one that has generated considerable confusion among both lower courts and the parties to this case. Again, there is no reason for us to decide the issue here. But if we are going to address it anyway, some clarification would be helpful.
To give a concrete example, consider Penal Code section 288.7, subdivision (a), which punishes sexual intercourse or sodomy by a person at least 18 years old with a child 10 years old or younger. The general criminal intent required for the completed crime is the intent to engage in sexual intercourse or sodomy with the child victim. If an attempt
2 Thus when a crime is defined in terms of committing a particular unlawful act, it is perfectly accurate to say (as we have long said) that the defendant could not have committed the crime without also having attempted to do so. (See Vanderbilt , supra , 199 Cal. at pp. 463-464, 249 P. 867 .) A person who intentionally committed a prohibited act must also have "specifically" intended to commit the act before it was completed. I do not mean to say that attempts are invariably included in the completed crime, or that the mental state elements for attempts and completed crimes are always identical. Where, for example, the offense is not solely conduct-based, having as an element the creation of a particular result but not the intent to cause that result, the intent for attempt will differ significantly. Murder, for instance, requires an act causing the death of another, but not the intent to kill, as implied malice will suffice. Attempted murder, which does require intent to kill, is therefore not a lesser included offense of murder. ( People v. Bland (2002) 28 Cal.4th 313 , 327-328, 121 Cal.Rptr.2d 546 , 48 P.3d 1107 ; People v. Mize (1889) 80 Cal. 41 , 42-43, 22 P. 80 .)
With this background in mind, we can return to the matter at hand: Was attempted kidnapping a lesser included offense of the crime charged in this case? Defendant says no, and the Attorney General concedes the point. Completed kidnapping under Penal Code section 207, subdivision (a), requires proof the defendant took the victim and carried him or her away a substantial distance by force or fear and without the victim's consent. Defendant reasons that a conviction for completed kidnapping requires only general criminal intent as to the criminal act itself, meaning intent to move the victim a substantial distance. ( People v. Mayberry (1975) 15 Cal.3d 143 , 153, 125 Cal.Rptr. 745 , 542 P.2d 1337 ; People v. Dalerio (2006) 144 Cal.App.4th 775 , 781, 50 Cal.Rptr.3d 724 .) By contrast, attempted kidnapping requires proof of a specific intent to move the victim a substantial distance. But labels aside, defendant does not explain how this intent requirement differs substantively from the general intent required for the completed offense.
The majority does suggest one possible answer, but it is not clear the answer is correct. The majority points out that for forcible kidnapping, much as for forcible rape, California law provides a defense of reasonable and bona fide belief that the victim consented to the asportation. The law thus effectively requires that the defendant have been at least negligent as to the victim's consent. (Maj. opn., ante , 251 Cal.Rptr.3d at pp. 350-351, 447 P.3d at p. 260; Mayberry , at pp. 154-155, 125 Cal.Rptr. 745 , 542 P.2d 1337 .) In contrast, the majority reasons, attempted kidnapping under Penal Code section 21a must impose a heightened mens rea element that "requires the defendant to purposefully inflict whatever degree of force or fear is required to overcome the victim's will." (Maj. opn., ante , 251 Cal.Rptr.3d at p. 351, 447 P.3d at p. 261, italics added.) Elsewhere, the majority describes this requirement as a "conscious design or purpose" to "tak[e] and carr[y] away the victim a substantial distance, by force or fear, and without consent." ( Id. at pp. 350-351, 447 P.3d at p. 260.) Though the majority does not say it precisely this way, this "conscious design" requirement would seem to mean that for attempted kidnapping the People must prove both that the defendant intended to carry the
Whether the majority's suggested view is correct depends on what we mean when we say that an attempt involves an "intent to commit the crime." ( Pen. Code, § 21a.) If that means the defendant's purpose must encompass each of the circumstances that make an act criminal, including the existence of victim's lack of consent, then an attempt will often require a higher mens rea as to those circumstances than the completed crime. But alternatively, if "intent to commit the crime" simply means intent to commit an act that would be criminal if completed, then it is not clear why a defendant who intended to move a person the defendant should have known to be unconsenting, and took a concrete step to put the plan into action, should not be held liable for attempted kidnapping.
If we are choosing between these two interpretations, there are some good reasons to prefer the second one. For one, it fits with common understandings of the law of attempt. If a person tries to take an unconsenting victim, unreasonably failing to see the victim's unwillingness to go, and is stopped before he can travel too far, undoubtedly many of us would say that person attempted to kidnap the victim. The law of attempt, as we have explained, is designed to protect society from the harm threatened by individuals who set out on a course of criminal conduct but " 'for some collateral reason [are unable to] complete the intended crime.' " ( People v. Toledo (2001) 26 Cal.4th 221 , 230, 109 Cal.Rptr.2d 315 , 26 P.3d 1051 .) A person who tries and fails to carry away an unconsenting victim threatens significant harm, even if he has been merely negligent or reckless in ascertaining the victim's consent.
The second interpretation also fits with the ways we have previously described the intent requirement for attempt. We have said a defendant may be convicted of criminal attempt when he or she acts "with the intent to engage in the conduct and/or bring about the consequences proscribed by the attempted crime [citation], and performs an act that ... 'show[s] that the perpetrator is putting his or her plan into action.' " ( People v. Toledo , supra , 26 Cal.4th at p. 230, 109 Cal.Rptr.2d 315 , 26 P.3d 1051 ; see 2 LaFave, Substantive Criminal Law (2018) Solicitation and Attempt, § 11.3, p. 293 (LaFave) [describing mental state for attempt as "an intent to do an act or to bring about a certain consequence which would in law amount to a crime"].) We have not further required that the defendant act with a purpose of performing the prescribed acts under the particular circumstances that render them illegal.
4 Professor LaFave finds a lack of authority on this issue but notes "a persuasive argument" that if the completed crime requires only " 'recklessness, or negligence, or even blameless inadvertence' " as to an attendant circumstance such as victim consent, that mental state " 'will suffice also for the attempt.' " (LaFave, supra , § 11.3(c), p. 302, quoting Smith, Two Problems in Criminal Attempts (1957) 70 Harv. L.Rev. 422 , 434 ; see LaFave, supra , § 11.3(b), p. 298, fn. 32, citing Sergie v. State (Alaska Ct.App. 2005) 105 P.3d 1150 , 1154 [to be guilty of an attempted sexual assault offense, the defendant must exhibit reckless disregard for the victim's lack of consent to the sexual contact]; id. at p. 1155 [the government need not prove the defendant "intended the circumstance that the penetration be without ... consent"]; see also, e.g., State v. Mayfield (Alaska Ct.App. 2019) 442 P.3d 794 , 802 [clarifying that an attempted sexual assault requires only that the defendant recklessly disregarded a risk the victim did not consent to sexual contact and intended to achieve that contact by force or threat if necessary].)
In Michele D. , we considered a second, corollary question: If the victim is too young to withhold consent to movement and therefore offers no resistance to the asportation, how is the element of force or
III
Ultimately, however, I return to where I began. The lesser included question is largely academic here. Whatever fine distinctions might or might not exist between the mental state requirements for attempted kidnapping and the crime charged in this case, the Legislature has put all defendants charged with crime on notice that they may be convicted of attempt if the evidence supports it. As the majority opinion holds, Penal Code section 1159 affords defendants constitutionally adequate notice that they may be convicted of an attempt to commit the charged crime. (Maj. opn., ante , 251 Cal.Rptr.3d at pp. 344-347, 447 P.3d at pp. 255-257.) On this basis, I concur in the judgment of the court.
LIU, J.
Today's opinion correctly holds that attempted kidnapping is not a lesser included offense of completed kidnapping and that Penal Code section 1159 ( section 1159 ) authorizes conviction for an uncharged attempt to commit a charged offense, even if the attempt is not necessarily included in the charged offense. I do not agree, however, that the defendant in this case had sufficient notice to permit conviction for attempted kidnapping on a charge of completed kidnapping. Notwithstanding the plain language of
We applied similar reasoning in holding that Brent could not be subject to a second rule we newly established in Moss , i.e., that an alleged contemnor has the burden of proof as to inability to pay. ( Moss , supra , 17 Cal.4th at p. 430, 71 Cal.Rptr.2d 215 , 950 P.2d 59 .) Because this new rule partially disapproved In re Feiock (1989) 215 Cal.App.3d 141 , 263 Cal.Rptr. 437 , retroactive application to Brent violated due process. ( Moss , at p. 430, 71 Cal.Rptr.2d 215 , 950 P.2d 59 .) As we explained, "to state a new rule on appeal after trial ... and to apply the new rule retroactively to a trial at which the defendant did not have notice of the change is not permissible." ( Ibid. )
Similarly here, Fontenot "could reasonably have relied" on our prior statements limiting convictions for uncharged crimes to those necessarily included in charged crimes, and today's opinion "may reasonably be seen" as "an unanticipated change in the law." ( Moss , supra , 17 Cal. 4th at pp. 429, 401, 71 Cal.Rptr.2d 215 , 950 P.2d 59 .)
Considered in isolation, the plain language of section 1159 would have provided
In In re Hess (1955) 45 Cal.2d 171 , 288 P.2d 5 ( Hess ), we said: "A person cannot be convicted of an offense (other than a necessarily included offense) not charged against him by indictment or information, whether or not there was evidence at his trial to show that he had committed that offense." ( Id. at pp. 174-175, 288 P.2d 5 .) In support of this conclusion, we cited to a string of cases and statutes, including section 1159. ( Hess , at p. 175, 288 P.2d 5 .)
In People v. West (1970) 3 Cal.3d 595 , 91 Cal.Rptr. 385 , 477 P.2d 409 ( West ), we cited Hess in stating that "[w]hen a defendant pleads not guilty, the court lacks jurisdiction to convict him of an offense that is neither charged nor necessarily included in the alleged crime." ( West at p. 612, 91 Cal.Rptr. 385 , 477 P.2d 409 , citing Hess , supra , 45 Cal.2d at pp. 174-175, 288 P.2d 5 .) We quoted Hess 's concern that " '[d]ue process of law requires that an accused be advised of the charges against him in order that he may have a reasonable opportunity to prepare and present his defense and not be taken by surprise by evidence offered at his trial.' " ( West , at p. 612, 91 Cal.Rptr. 385 , 477 P.2d 409 , quoting Hess , at p. 175, 288 P.2d 5 .)
In People v. Lohbauer (1981) 29 Cal.3d 364 , 173 Cal.Rptr. 453 , 627 P.2d 183 ( Lohbauer ), we said that a defendant cannot "be convicted of an offense which is neither specifically charged in the accusatory pleading nor 'necessarily included' within a charged offense." ( Id. at p. 367, 173 Cal.Rptr. 453 , 627 P.2d 183 .) Echoing Hess and West , and citing section 1159, we explained that "the requisite notice is nonetheless afforded if the lesser offense is 'necessarily included' within the statutory definition of the charged offense; in such event conviction of the included offense is expressly authorized ( § 1159 )." ( Lohbauer , at p. 367, 173 Cal.Rptr. 453 , 627 P.2d 183 .)
In People v. Reed (2006) 38 Cal.4th 1224 , 45 Cal.Rptr.3d 353 , 137 P.3d 184 ( Reed ), we again said: "A defendant may be convicted of an uncharged crime if, but only if, the uncharged crime is necessarily included in the charged crime. ( § 1159 ; Lohbauer , supra , 29 Cal.3d at pp. 368-369, 173 Cal.Rptr. 453 , 627 P.2d 183 .) The reason for this rule is settled. ' "This reasoning rests upon a constitutional basis: 'Due process of law requires that an accused be advised of the charges against him in order that he may have a reasonable opportunity to prepare and present his defense and not be taken by surprise by evidence offered at his trial.' [Citation.]" ' ( Lohbauer , supra , at p. 368, 173 Cal.Rptr. 453 , 627 P.2d 183 .) The required notice is provided as to any charged offense and any lesser offense that is necessarily committed when the charged offense is committed." ( Id. at p. 1227, 45 Cal.Rptr.3d 353 , 137 P.3d 184 .)
This language in Reed could not be clearer. We did not say that a defendant may be convicted of an uncharged crime if, but only if, the uncharged crime
The court says our past statements "do not dictate our decision in this case about the meaning and constitutionality of section 1159" because none of our prior decisions "confronted a situation like this one." (Maj. opn., ante , 251 Cal.Rptr.3d at p. 354, 447 P.3d at p. 263.) But the above-quoted passage in Bailey construing section 1159 was not dicta; it was reasoning essential to
2 Some jurisdictions, like California, have a general statute proscribing any attempt to commit a codified completed offense. (See § 664.) But federal law, for example, has no such general attempt statute and thus punishes only attempts that are themselves specifically enumerated in the criminal code. (See U.S. v. Castro-Trevino , supra , 464 F.3d at pp. 541-542.)
3 (See also Alaska Rules Crim. Proc., rule 31(c) ; Ala. Code § 13A-1-9(a)(2) ; Ariz. Rules Crim. Proc., rule 21.4(a)(2) ; Ark. Code Ann. § 16-89-126 ; Colo. Rev. Stat. § 18-1-408 (5)(b) ; Conn. Gen. Stat. § 54-60 ; D.C. Rules Crim. Proc. rule 31(c)(2) ; Fla. Rules Crim. Proc., rule 3.510(a) ; Idaho Code Ann. § 19-2312 ; Ind. Code § 35-31.5-2 -168(2) ; Iowa Rules Crim. Proc., rule 2.22(3) ; Kan. Stat. § 21-5109(b)(3) ; Me. Rev. Stat. Ann. tit. 17-A, § 152(3-A) ; Mich. Comp. Laws § 768.32 (1) ; Minn. Stat. § 609.04 (1)-(2) ; Miss. Code Ann. § 99-19-5 (1) ; Mo. Rev. Stat. § 556.046 (3) ; Mont. Code Ann. § 46-16-607 (1) ; N.M. Rules Crim. Proc., rule 5-611(D); Neb. Rev. Stat. § 29-2025 ; Nev. Rev. Stat. § 175.501 ; N.C. Gen. Stat. § 15-170 ; N.J. Stat. Ann. § 2C:1-8(d)(2) ; Ohio Rev. Code Ann. § 2945.74 ; Or. Rev. Stat. § 136.465 ; R.I. Gen. Laws § 12-17-14 ; S.D. Codified Laws § 23A-26-8 ; Tenn. Rules Crim. Proc., rule 31(d)(1)(B) ; Tex. Code Crim. Proc. Ann. art. 37.09(4) ; V.I. Rules Crim. Proc. rule 31(c)(2) ; Vt. Stat. Ann. tit. 13, § 10 ; Utah Code Ann. § 76-1-402 (3)(b) ; Va. Rules Crim. Proc., rule 3A:17(c); Wash. Rev. Code § 10.61.003 ; W. Va. Code § 62-3-18 ; Wis. Stat. § 939.66 (4) ; Wyo. Rules Crim. Proc., rule 31(c).)
We decline Fontenot's invitation to be the first. The Sixth Amendment to the United States Constitution accords criminal defendants the right "to be informed of the nature and cause of the accusation" against them. ( U.S. Const., 6th Amend.; see
The People concede that attempted kidnapping is not a lesser included offense of completed kidnapping, given the context of section 207, subdivision (a) and our decision in Bailey We agree.[5]
To determine whether one offense is a lesser included offense of another, we have at times looked to the accusatory pleading in the case before us, as well as to the statutory elements of the two offenses at issue. ( People v. Robinson (2016) 63 Cal.4th 200 , 207, 202 Cal.Rptr.3d 485 , 370 P.3d 1043 .) But because the first amended information charging Fontenot with completed kidnapping merely "incorporate[d] the statutory definition of the charged offense without referring to the particular facts" in detail, we "must rely on the statutory elements" alone. ( Ibid. ) So here we need only apply the so-called "elements test." ( Ibid. ) What that test requires is determining whether a given crime's elements together constitute a mere subset of another crime's elements. ( Ibid. ) If the answer is yes, the greater offense " ' " 'cannot be committed without also necessarily
5 In Justice Kruger's view, "there is no real reason for us to decide the issue here, overruling precedent in the process." (Conc. opn. of Kruger, J., post , 251 Cal.Rptr.3d at p. 358, 447 P.3d at p.267.) But whether attempted kidnapping is a lesser included offense of kidnapping is precisely the issue on which we granted review and an issue on which even the Court of Appeal asked us to provide guidance. That we also hold that section 1159 provides constitutionally sufficient notice does not detract from the need for guidance on this issue. (See Bank of Italy Nat. etc. Assn. v. Bentley (1933) 217 Cal. 644 , 650, 20 P.2d 940 ["It is well settled that where two independent reasons are given for a decision, neither one is to be considered mere dictum .... The ruling on both grounds is the judgment of the court and each is of equal validity."] )
Hood expressly recognized the meaningful "difference in mental activity" required for "crimes that have traditionally been
6 It may be true in some sense that as a purely "abstract proposition, every completed crime necessarily involves an attempt to commit it." ( People v. Vanderbilt, supra , 199 Cal. at p. 463, 249 P. 867 ; see conc. opn. of Kruger, J., post , 251Cal.Rptr.3d at p. 359, 447 P.3d at p. 268.) But that statement risks simply assuming its conclusion by implying that a completed crime always includes an attempt to commit that crime, because it does (rather than acknowledging that this question is part of what's at issue in the case), or eliding the distinction between the colloquial use of the word "attempt" and the use of it as a term of art to describe a certain category of inchoate criminal offenses. In any event, even if we embraced the abstract proposition, we see no clear practical basis for a cross-cutting rule based on this proposition. As we observed in Bailey , such a rule would not apply "where the attempted offense includes a particularized intent that goes beyond what is required by the completed offense." ( Bailey, supra , 54 Cal.4th at p. 753, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 .)
Of course, the Legislature may conclude it makes sense to punish negligent or reckless conduct in this context, irrespective of whether a particular harm is brought about - and subject to constitutional constraints, it can criminalize such conduct. (See LaFave, supra, § 11.3(b), p. 298.) While enactment of such an offense would functionally overlap with the kind of attempt Justice Kruger envisions -- where the required mens rea is merely recklessness or negligence -- there's no basis in our law to presume that attempt offenses require mere negligence or recklessness. To the contrary: such a conclusion cuts sharply against the distinctions we've repeatedly drawn between the intent that must be shown to establish a defendant's guilt of a completed offense, and the intent that establishes attempt. (See Bailey , supra , at pp. 750-751, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 ; Williams , supra , 26 Cal.4th at p. 786, 111 Cal.Rptr.2d 114 , 29 P.3d 197 .) Other courts have drawn similar distinctions, too. (See, e.g., United States v. Bailey , supra , 444 U.S. at p. 405, 100 S.Ct. 624 [explaining that "inchoate offenses such as attempt"
Yet we do not supplant Martinez 's across-the-board assumption with an equally sweeping conclusion of our own. Our decision does not mean all attempts are created equal, any more than all completed offenses are. Attempts may be lesser included offenses of the completed crime - and, at the very least, application of the elements test may not always be straightforward. (See Bailey , supra , 54 Cal.4th at p. 753, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 .) Look no further than the very criminal statute at issue here. Other variations of kidnapping set out in different subdivisions of section 207 have distinct elements, including as to the mental state required for a conviction. Subdivision (c), for example, establishes as a separate offense kidnapping that is: (1) achieved by force, fear, or various forms of deception ; and (2) " for the purpose and with the
That distinction matters. The constitutional defect lurking in the attempt convictions contemplated only on appeal in Bailey and Martinez does not apply to the attempt conviction imposed at Fontenot's trial. As a result, our conclusion that attempted kidnapping is not a lesser included offense of completed kidnapping in the context of section 207, subdivision (a) does not - standing alone - warrant reversal of Fontenot's conviction for the former crime.
C.
We have concluded that section 1159 means what it says, and that the statute, so read, is constitutional. And consistent with our decision in Bailey , attempted kidnapping is not a lesser included offense of completed kidnapping, at least in the context of section 207, subdivision (a). At trial, moreover, the factfinder found every element of attempted kidnapping beyond a reasonable doubt. So contrary to Fontenot's contentions, we are not convinced that his conviction must be reversed.
To be sure, Fontenot cites language from our precedents that might appear in some tension with what we hold today. A single sentence in Bailey opined that we have "made the qualification that under section 1159, ' "[a] defendant may be convicted
But second-for reasons I'll explain in greater detail below-I am not persuaded the majority's answer to the lesser included offense question is correct. Defendant relies on a formal distinction between the "general"
But it is not the case, as the parties here have understood Bailey to say, that attempt is never a lesser included offense of a general intent crime because it always requires an additional element of proof-namely, proof of "specific" intent to commit the crime. On the contrary, we have long said that attempt to commit a crime is, in fact, a lesser included offense of the completed crime. (See, e.g., People v. Vanderbilt (1926) 199 Cal. 461 , 463, 249 P. 867 ( Vanderbilt ) [" 'It is not disputed, nor could it well be disputed, that, as an abstract proposition, every completed crime necessarily involves an attempt to commit it.' "].) Although Bailey rightly noted that this general principle does not always apply, our opinion did not purport to repudiate
1 The Bailey jury had been given a misleading instruction implying that a completed escape could be found so long as the defendant merely passed " 'beyond some barrier, such as a fence or wall, intended to keep the prisoner within a designated area.' " ( Bailey , supra , 54 Cal.4th at p. 746, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 ; see id. at pp. 755-757, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 (conc. opn. of Werdegar, J.).) In light of that instruction, the jury's guilty verdict on escape did not necessarily rest on a finding that the defendant intentionally escaped from the limits of his confinement, the proper measure of a completed escape. ( Id. at pp. 748-749, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 .) And absent such a finding, the Court of Appeal could not properly reduce the defendant's conviction to attempted escape, as that offense, too, requires the intent to escape from the limits of one's confinement. (See id. at p. 754, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 [reduction improper because under the instructions given, jury might have convicted of escape even if it believed the defendant that he "merely intended to assault another prisoner and did not intend to escape"].)
This observation about the relationship between general and specific intent is by no means a new one. Chief Justice Traynor made the same point 50 years ago in a slightly different context. After setting out his now-canonical description of general criminal intent as the intent to perform a
We interpreted the kidnapping statute this way in Oliver , supra , 55 Cal.2d 761 , 12 Cal.Rptr. 865 , 361 P.2d 593 , a case in which the defendant had been charged with kidnapping a
5 The use note to CALJIC No. 9.50 (2012 rev.) states: "If the victim of the alleged kidnapping is incapable of giving consent, the People must prove the movement was done for an illegal purpose or with an illegal intent. See CALJIC 9.57. ( People v. Oliver , 55 Cal.2d 761 , 768, 12 Cal.Rptr. 865 , 869, 361 P.2d 593 , 597 (1961).) ( People v. Ojeda-Parra , 7 Cal.App.4th 46 , 50, 8 Cal.Rptr.2d 634 , 636 (2d Dist. 1992).)" CALJIC No. 9.57, referenced in the use note, states the force standard of Michele D. and Penal Code section 207, subdivision (e). The Oliver rule has also been captured in a Judicial Council instruction, CALCRIM No. 1201 (2008 rev.).
It is one thing to say, as the court does today, that our past statements were mistaken. But it is quite another to say that the burden of our mistakes should fall on Fontenot because he should have known
Today's opinion says "[t]he only time we have confronted circumstances at all like those here was in Oates , and there we upheld the defendant's conviction for an attempt." (Maj. opn., ante , 251 Cal.Rptr.3d at p. 354, 447 P.3d at p. 263, citing People v. Oates (1904) 142 Cal. 12 , 14, 75 P. 337 .) But it is readily apparent that Oates , a brief and somewhat cryptic opinion, could not have provided Fontenot with sufficient notice that he could be convicted of an uncharged attempt that was not necessarily included in the charged crime. In Oates , we rejected the argument that section 1159 had been enacted in violation of a state constitutional provision prescribing the format of certain statutes. ( Oates , at pp. 13-14, 75 P. 337 .) The meaning of section 1159 was not at issue, and we said nothing about it. The court today says People v. Vanderbilt (1926) 199 Cal. 461 , 464, 249 P. 867 , cited Oates "for the 'well-established principle' that pursuant to section 1159, a person may be convicted of an attempt to commit a charged crime even if not [so] charged." (Maj. opn., ante , 251 Cal.Rptr.3d at p. 354, fn. 9, 447 P.3d at pp. 263-264, fn. 9.) But this overreads Vanderbilt , which cited Oates in saying that a charged offense of sodomy may result in a conviction for attempted sodomy and then, in the very next sentence, explained that "an attempt to commit [sodomy] - a lesser crime - is necessarily included within the greater and completed offense." ( Vanderbilt , at p. 464, 249 P. 867 .) In any event, Oates and Vanderbilt long predated the line of cases discussed above, which repeatedly "made the
There is nothing wrong with acknowledging error in our past statements. But when we do so, we should not fault litigants like Fontenot for believing what we write in the Official California Reports. It was not unreasonable for Fontenot to rely on a legal proposition that turned out to be incorrect - a proposition we repeated in multiple cases over six decades and did not disavow until today.
Finally, today's opinion alternatively contends that Fontenot had sufficient notice because at the time of his trial, we had not yet overruled
One fall evening in 2012, a youth named Destiny was babysitting a young child named Madeline. Madeline and two other girls were playing with dolls in the lobby of an apartment building, with Destiny looking on. Fontenot entered the lobby and approached the children. When Fontenot got close enough, he grabbed Madeline by the arm and started pulling her towards the door. Destiny intervened. She latched onto Madeline's other arm, struggling to wrest the child from Fontenot's grasp. As Destiny kicked Fontenot, the other two girls hit him with their dolls -- so he let go. Destiny swept up
True: courts have offered a range of explanations for why a defendant may be convicted of an attempt despite being charged only with the completed crime. Some have cited case law in their jurisdictions to argue that an attempt is invariably a lesser included
B.
What section 1159 does not purport to do - and what it constitutionally could not do - is let the People earn a criminal conviction without proving
Our decision in Bailey likewise hinged solely on a comparison of the statutory elements of the two offenses at issue in that case. ( Bailey , supra , 54 Cal.4th at pp. 751-752, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 .) There, we held that attempted escape is not a lesser included offense of completed escape. ( Id. at p. 749, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 .) To commit completed
Bailey concerned this same principle. There, we noted it would be difficult to determine whether a prisoner who "stole a pair of wire cutters" had at that point attempted to escape. ( Bailey , supra , 54 Cal.4th at p. 751, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 .) Yes, the prisoner might have intended to use them "to cut through the outer perimeter fence of the prison institution." ( Ibid. ) And had he done that and run off, there would be no doubt he committed the completed crime of escape. ( Ibid. ) But the prisoner might also have intended to use the wire cutters "as a weapon to attack another inmate." ( Ibid. ) So if he were apprehended soon after stealing them, one couldn't know whether he attempted to escape -- not without more information about what specifically he had planned to do with the wire cutters. ( Ibid. ) Hence the "specific intent requirement" for attempted escape. ( Ibid . )
When it comes to the elements of completed kidnapping and attempted kidnapping under section 207, subdivision (a), we see a similar distinction. We've described completed kidnapping under that provision as a "general intent crime." ( People v. Prieto (2003) 30 Cal.4th 226 , 257, 133 Cal.Rptr.2d 18 , 66 P.3d 1123 ). Conviction under section 207, subdivision (a) requires the defendant to intentionally perform the physical acts constituting the crime. And because any criminal conviction in California (with a few exceptions not applicable here) requires, as a threshold matter, "a union of act and wrongful intent" ( People v. Mayberry (1975) 15 Cal.3d 143 , 154, 125 Cal.Rptr. 745 , 542 P.2d 1337 ( Mayberry )) under section 20, we have further concluded that someone with an honest and reasonable belief that the victim "voluntarily consented to accompany him" ( Mayberry , at p. 155, 125 Cal.Rptr. 745 , 542 P.2d 1337 ) is not guilty of completed kidnapping. (See also § 26, class Three [providing that someone is not guilty of a crime if they "committed the act or made the omission charged under an ignorance or mistake of fact, which disproves any criminal intent"].) So to satisfy a basic requirement for criminality - that a defendant's mental state be culpable in some minimal way - completed kidnapping under section 207, subdivision (a) requires not just the intentional commission of physical acts, but also -- at least - criminal negligence as to consent. ( Mayberry , at p. 154, 125 Cal.Rptr. 745 , 542 P.2d 1337 , citing People v. Vogel (1956) 46 Cal.2d 798 , 801, fn. 2, 299 P.2d 850 .) Voluntary intoxication, moreover, does not bear on whether a
2.
Yet this case differs from Bailey and Martinez in one crucial respect. The factfinder in those jury trials (the jury) never found the specific intent
8 Justice Kruger is quite right that the People need not expressly plead a violation of subdivision (e) of section 207 when they charge a defendant with a kidnapping offense. (See conc. opn. of Kruger, J., post , 251 Cal.Rptr.3d at pp. 365-366, 447 P.3d at pp. 272-273, citing People v. Westerfield (2019) 6 Cal.5th 632 , 715, 243 Cal.Rptr.3d 18 , 433 P.3d 914 .) But that's somewhat beside the point in this case. What matters for present purposes is that this issue is not central to the question on which we granted review, and we lack briefing about the effect (if any) of subdivision (e). Nor was that issue addressed at oral argument. Because we lack input from the parties and need not resolve any question about subdivision (e) in order to decide this case, we decline to address it. (See, e.g., Kinney v. Vaccari (1980) 27 Cal.3d 348 , 356, fn. 6, 165 Cal.Rptr. 787 , 612 P.2d 877 [noting that we generally decline to consider arguments not raised in the briefs].) So contrary to Justice Kruger's suggestion, nothing about our decision today calls Westerfield into question.
Even Fontenot himself acknowledges that section 1159 is "capable of providing" constitutionally adequate notice to defendants that they may be convicted of an attempt even if they are charged only with the completed offense. Yet, in his view, that is not the end of the matter. Fontenot counters that, even if the language in our prior decisions was technically dicta, he had
But we did not apply our holdings to contemnor Moss , because those holdings could "reasonably be seen as both an unanticipated expansion of the law of contempt in the child support context and a change in the evidentiary burden of which [Moss] has no notice at the time of trial." ( Moss, supra , 17 Cal.4th at p. 429, 71 Cal.Rptr.2d 215 , 950 P.2d 59 .) We acknowledged that Ex parte Todd, supra , 119 Cal. 57 , 50 P. 1071 , on which the contemnor relied, involved spousal rather than child support, but observed that "no basis for distinguishing child support orders was apparent at the time Todd was decided ...." ( Moss , at p. 429, 71 Cal.Rptr.2d 215 , 950 P.2d 59 .) We also declined to assume that the enactment of a statute authorizing a court to require a parent to demonstrate efforts to find employment would have apprised the contemnor that Todd , which was based on substantive constitutional restrictions, no longer applied. ( Moss, supra , 17 Cal.4th at p. 429, 71 Cal.Rptr.2d 215 , 950 P.2d 59 .) Finally, the contemnor "reasonably relied on In re Feiock ," supra , 215 Cal.App.3d 141 , 263 Cal.Rptr. 437 . ( Moss, supra , 17 Cal.4th at p. 429, 71 Cal.Rptr.2d 215 , 950 P.2d 59 .) In sum, the contemnor in Moss reasonably relied on indistinguishable precedent that was based on constitutional principles, whereas Fontenot relied on dicta that was inconsistent with a statute that gave him constitutionally sufficient notice of the fact that he could be convicted of attempt.
Fontenot had another reason to know he could potentially be convicted of attempted kidnapping despite being charged only with completed kidnapping. When he was tried, we had not yet overruled Martinez . Indeed, in Bailey , we cited Martinez but took special care not to directly overrule it. (See Bailey , supra , 54 Cal.4th at p. 753, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 .) We cautioned that the law of attempt is complicated, leaving room for the possibility that we might one day reaffirm Martinez 's conclusion that attempted kidnapping was a lesser included offense of completed kidnapping. (See ibid. ) Although we decline to take that
Despite this conclusion, we do not find reversal is warranted by the mere fact that Fontenot was charged with completed kidnapping but convicted of attempted kidnapping. That's because section 1159 means what it says: a defendant may be convicted of an attempt despite being charged only with the completed crime. And section 1159, so read, comports with a defendant's Sixth Amendment right to be informed of the nature and cause of the accusation against him, as well as with federal due process principles.
Nor does the substance of California's case law at the time of Fontenot's trial persuade us to disturb the Court of Appeal's judgment. Contrary to what Fontenot contends, our previous decisions and those of the Courts of Appeal gave him sufficient reason to know he could potentially be convicted of attempted kidnapping despite being charged only with the completed offense.
I agree with the majority that the plain language of Penal Code section 1159 provided defendant with constitutionally sufficient notice that he could be convicted of an attempt to commit the charged offense, regardless of whether the attempt is considered to be a lesser included offense. (Maj. opn., ante , 251 Cal.Rptr.3d at pp. 344-347, 447 P.3d at pp. 255-257.) That is a complete answer to defendant's challenge, and I concur in the majority's judgment upholding defendant's conviction on that basis.
The majority, however, does not stop there. It goes on to address the underlying premise of defendant's argument-that we were wrong in Martinez to call attempted kidnapping a lesser included offense of kidnapping-and to agree with it. (Maj. opn., ante , part II.B.1.) I do not join this portion of the majority's opinion for two reasons.
This reliance is misplaced, in my view. Unlike this case, Bailey was not a case about whether the defendant had adequate notice of the charges; the question was whether it was permissible on appeal to reduce an invalidated
In many cases, the general principle only makes sense. Many criminal statutes define the actus reus, or prohibited conduct, in terms of committing a particular unlawful act (for example, striking another person)-as opposed to, for example, producing a particular harmful result (for example, causing serious injuries to another person). For such act-based offenses, the "general" criminal intent to do the specified act, as required for the completed offense, will generally be indistinguishable from the "specific" intent to do the specified act, as required for an attempt. In other words, when an offense requires commission of act X, the general criminal intent needed is simply the intent to do X. To convict of the attempted crime, the jury would also need to find the defendant intended to do X. We call this "specific" intent because it refers to an act the defendant has not yet performed. (See People v. Hood (1969) 1 Cal.3d 444 , 456-457, 82 Cal.Rptr. 618 , 462 P.2d 370 .) This
3 The commentary to this section of the Model Penal Code gives some illustrations of its application. For example, where a statute prohibits sexual intercourse with a female under a certain age, the required culpability as to the victim's age would be no greater for attempt than for the completed offense. (Model Pen. Code & Commentaries, com. 2 to § 5.01, pp. 301-303.) Attempt requires the person act with the purpose of committing the criminal conduct defining the completed offense, "but his purpose need not encompass all of the circumstances included in the formal definition of the substantive offense." ( Id. at p. 301.)
But ultimately there is no reason for us to resolve these issues in this case, because, as I
Oliver 's requirement that the asportation be made with an illegal purpose or intent makes kidnapping of a small child a specific intent crime, not a crime of general intent. It would seem to follow that there was no substantive difference between the intent element of the kidnapping charged and the specific intent element of the attempt offense.
The majority acknowledges the point, but sets it aside; it asserts this theory of kidnapping is not before us because the People have not relied on
"[R]etroactive application of a decision disapproving prior authority on which a person may reasonably rely" in preparing a defense or in determining
Most recently, in People v. Bailey (2012) 54 Cal.4th 740 , 143 Cal.Rptr.3d 647 , 279 P.3d 1120 ( Bailey ), we expressly recognized that a literal construction of section 1159 was inconsistent with our prior cases. The Attorney General argued in Bailey that section 1159 's language authorizing conviction of any uncharged offense necessarily included in the charged offense " ' or of an attempt to commit the offense ' " ( Bailey, at p. 752, 143 Cal.Rptr.3d 647 , 279 P.3d 1120 , quoting § 1159, italics added by Bailey ) meant that " 'a conviction of attempt to commit the substantive crime is deemed a lesser included
In any event, it is a non sequitur to say that "[j]ust as our dicta in Bailey and other decisions do not control our decision today, Fontenot could not reasonably rely on those statements in preparing for trial in the face of section 1159 's unambiguous and clearly relevant language, and the nearly ubiquitous charging practice it establishes." (Maj. opn., ante , 251 Cal.Rptr.3d at p. 355, 447 P.3d at p. 264.) Even if our past statements "do not control our decision today," it does not follow that "Fontenot could not reasonably rely on those statements." Indeed, it was "in the face of section 1159 's unambiguous and clearly relevant language" ( ibid. ) that our own decisions nevertheless stated, again and again, that a defendant may be convicted of an uncharged crime only if it is necessarily included in the charged crime.
In fact, People v. Braslaw (2015) 233 Cal.App.4th 1239 , 183 Cal.Rptr.3d 575 and People v. Hamernik (2016) 1 Cal.App.5th 412 , 204 Cal.Rptr.3d 649 adopted exactly the position that Fontenot urges here. Those cases held that a defendant may not be convicted of an uncharged attempt unless it is necessarily included in the charged crime, and Braslaw , which predated Fontenot's trial,
I would reverse Fontenot's conviction because at the time of his trial the kidnapping charge did not provide him adequate notice that he could be convicted of attempted kidnapping. In all other respects, I join the opinion of the court.
I Concur:
GROBAN, J.
Cases cited
- People v. Bailey 54 Cal.4th 740 p. 61, p. 73, p. 359, p. 369
- People v. Oates 142 Cal. 12 p. 61, p. 276
- People v. Defoor 100 Cal. 150 p. 61
- People v. Vanderbilt 199 Cal. 461 p. 61, p. 268, p. 276
- People v. Seaton 26 Cal.4th 598 p. 64
- People v. Jones 51 Cal.3d 294 p. 64
- People v. Flood 18 Cal.4th 470 p. 65
- Sullivan v. Louisiana 508 U.S. 275 p. 65
- People v. Pool 27 Cal. 572 at 585 p. 66
- People v. Davis 10 Cal.4th 463 at 518-519 p. 66, p. 271
- People v. Hood 1 Cal.3d 444 p. 66, p. 360
- Carter v. United States 530 U.S. 255 p. 66
- People v. Williams 26 Cal.4th 779 p. 67
- United States v. Bailey 444 U.S. 394 p. 67, p. 261
- People v. Hernandez 46 Cal.3d 194 p. 69
- People v. Oliver 55 Cal.2d 761 p. 71, p. 78, p. 272
- In re Tartar 52 Cal.2d 250 p. 73
- People v. Ghobrial 5 Cal.5th 250 p. 73
- People v. Braslaw 233 Cal.App.4th 1239 p. 74, p. 370
- People v. Hamernik 1 Cal.App.5th 412 p. 74, p. 370
- Moss v. Superior Court 17 Cal.4th 396 p. 75, p. 88
- In re Michele D. 29 Cal.4th 600 p. 78
- People v. Mayberry 15 Cal.3d 143 p. 81, p. 350
- People v. Dalerio 144 Cal.App.4th 775 p. 81
- People v. Toledo 26 Cal.4th 221 p. 82
- People v. Hill 23 Cal.4th 853 p. 85
- People v. Westerfield 6 Cal.5th 632 p. 85, p. 273
- Ex parte Todd 119 Cal. 57 p. 88, p. 356
- In re Feiock 215 Cal.App.3d 141 p. 88, p. 356
- In re Hess 45 Cal.2d 171 p. 89, p. 354
- People v. West 3 Cal.3d 595 p. 89, p. 354
- People v. Lohbauer 29 Cal.3d 364 p. 89, p. 354
- People v. Reed 38 Cal.4th 1224 p. 89, p. 354
- People v. Sloan 42 Cal.4th 110 p. 90, p. 354
- People v. Martinez 20 Cal.4th 225 p. 92, p. 343, p. 358
- People v. Robinson 63 Cal.4th 200 p. 258
- People v. Williams 44 Cal.3d 883 p. 261
- People v. Hudson 38 Cal.4th 1002 p. 264
- People v. Fleming 94 Cal. 308 p. 271
- People v. Stewart 97 Cal. 238 p. 271
- People v. Meichtry 37 Cal.2d 385 p. 271
- People v. Atkins 25 Cal.4th 76 p. 271
- People v. Osband 13 Cal.4th 622 p. 271
- People v. Kelly 1 Cal.4th 495 p. 271
- United States v. Resendiz-Ponce 549 U.S. 102 at 111 p. 345, p. 347
- People v. Kipp 18 Cal.4th 349 p. 350
- People v. Prieto 30 Cal.4th 226 p. 350
- People v. Vogel 46 Cal.2d 798 at 801 p. 350
- People v. Toro 47 Cal.3d 966 p. 354
- People v. Hering 20 Cal.4th 440 p. 361
- People v. Thomas 43 Cal.3d 818 p. 367
- Sonic-Calabasas A, Inc. v. Moreno 57 Cal.4th 1109 p. 370