Majority
Headnote
Wills right of disposal and matters disposable by will — bequest to trustees appointed by will to be applied to the use of charitable and benevolent associations and institutions.The will in this matter being duly proved and entitled to probate, the surrogate is required to sit as a court of construction, the validity and construction of a disposition contained in the.will’being at issue. Code Civ. Pro., § 2624; Matter of Davis, 45 Misc. Rep. 554 ; 105 App. Div. 221 ; 182 N. Y. 475 .
The sole contested issue presents the validity -of the will of the "late Daniel Cunningham, or of the second clause thereof, dated 25 January, 1907, as follows:
“ Second. I give and bequeath to my said executors and trustees, hereinafter named, the sum of. fifty thousand dol-' lars to be by them applied in their best judgment and discretion to such charitable and benevolent associations and institutions of learning for the general uses and purposes of such associations and institutions as my said executors may select, and in such sums respectively as they may deem proper.”
The eleventh clause of the will nominated the Eev. Louis J. Sloane and Daniel F. Mahoney to be “ the executors and trustees of this my last will and testament.”
The testator died .on October 8, 1911, and his will takes effect as of that date. It is apparent that there are norm insted trustees and some expression of a trust purpose in the will of Mr. Cunningham.
If the second bequest in Mr. Cunningham’s will is to be supported at all, it will be as a charitable use or trust. The supreme test of a charitable use is that it is public and for indefinite beneficiaries, personae incertae. If for definite
But when this point was reached there was unfortunately much uncertainty still left concerning the extent of the independent and ancient jurisdiction of the Court of, Chancery, and concerning the common law power of the attorney-general to invoke the jurisdiction of Chancery in favor of an indefinite charitable use. Wheeler v. Smith, 9 How. Pr. 55 ; Fontain v. Ravenel, 17 id. 369; Bascom v. Albertson, 34 N. Y. 584 , 592. After the Hew Tork Revised Statutes of 1830 abolishing all uses and trusts except four, known as “express trusts” (1 R. S. 728, § 55), there began in this state a series of litigations over charities which lasted for more than forty years. It would have been quite competent to hold that public and charitable trusts were not affected by the Revised Statutes. But the courts did not so„ hold. It is not an instructive picture which such contentions to the contrary present to the reader; indeed, these litigations furnish one of the most melancholy, if brilliant, pages in the judicial history of this state, and their total net result was the loss to the poor people of this state of many most important charitable foundations which would have been in the future of inestimable and permanent value to them. In the course of these litigations, the opinion on the original questions concerning the extent of the chancellor’s jurisdiction over charities and the inherent common law powers of the attorney-general to enforce them fluctuated and were finally lost sight of in the face of a major contention, viz.: Did the Revised Statutes of 1830 abolish all charitable uses and trusts? Such an effect of the Revised Statutes was finally settled in the affirmative, although meanwhile the doubts on the great historical questions had subsided, and the sufficiency of Chancery -j ur is diction and the common law
When it was .at last finally held that the Revised Statutes tolerated no express trusts or power in trust, unless they complied with the article of the Revised Statutes regulating uses and.trusts, it followed that no charitable trust was valid in this state unless there was, (1) a definite and certain beneficiary; (2) a use and trust sufficiently worked out by the settlor to he capable of enforcement; (3) a limitation in trust, valid under the rules governing perpetuities. This, for the time being, put an end in this state to charitable uses. The authorities on these points are so familiar as to need no citation. The result was that in Hew York all schemes for permanent charitable relief for the benefit of the poor or other indefinite objects had thenceforth to take the form of gifts, grants, bequests or devises to charitable corporations, authorized to take and hold on such trusts? or else of gifts to individual trustees to convey to- such corporations to be formed within a time permitted by the rule against perpetuities. Before these rules were fully established much litigation and confusion existed in this state on the subject of charitable donations, bequests and devises, with increasing loss to the cause of charity.
This very brief outline of the condition of the law of charities'in Hew York up to the year 1893, will serve to show that it was too inelastic and not nicely adjusted to the well being of the people of the state. In 1893 the legislature undertook to better it- by chapter 701, Laws of 1893, entitled, “An act to regulate gifts for charitable purposes.” The act was not remote in purpose from the Elizabethan Statute of Charitable Cases (43 Eliz., chap. 4). Like that statute, the act of 1893 is largely, although not entirely, the basis of the existing law of charities. The act, chapter 701, Laws of 1893, in so far as it relates to this will is now con
The act of 1893 .and its present expressions on the statute book, already noticed, aid gifts, devises and bequests to certain specific uses, denominated “ religious,- educational, charitable or benevolent.” Unless a bequest is to one or other of these uses, it is not aided by the acts “ to regulate gifts for charitable uses ” and its several re-enactments and amendments (Matter of Shattuck, 193 N. Y. 444 ), and it is subject'to the general articles of the statutes regulating uses and trusts in this state.
There is and always has been a certain ambiguity about the term, “ charitable uses.” A use since the Statute of
We come now in the light of the foregoing to the consideration of the subject of limitations of public or charitable uses and trusts at' the present time. When are such trusts well limited by devise or bequest of charitable persons, and when are they defective beyond judicial cognizance ? This bequest of Mr. Cunningham turns wholly upon such a consideration. If a charitable donor’s limitation of his gift is inartificial or defective in substance, the power of the court, possessed of an established equitable jurisdiction-to aid the general charitable purpose is restricted by defined boundaries, expressed in the recent statutes before cited or in the fundamental law of the state ■ 'such power is not plenary in every respect. Otherwise it would be so arbitrary as to be contrary to the genius_ of our fundamental institutions as expressed in the" constitutions of government.
The jurisdiction of the present courts possessed of equitable powers are subject to definite limitations. Only the judicial powers of the lord chancellor of England were transferred to the former chancellor of this state upon our independence of the Crown, and from the chancellor such powers only devolved upon the courts now vested with a general equitable jurisdiction in this state. Such powers over charities as had accrued to the Crown as parens pa-trice or gen-' eral controller .of charities, and were exercised by the Crown
It was a point perfectly well established by the old law once in force here, that where a bequest was given to charity generally and indefinitely without trustees or objects selected, the King was the constitutional trustee, and that he acted if at all by virtue of an appointment under the sign manual. Ommanney v. Butcher, T. & R. 270; Cary v. Abbot, 7 Ves. 490. We may throw out of consideration therefore all such defective bequests as were remedied by the action of the Crown, and consider when it was. that equity had an independent power to supply defects in bequests to general charitable uses, for we may be sure that this is the present primary measure of equitable jurisdiction over defective.charitable uses and trusts. If such jurisdiction has been since augmented it is by virtue of the recent acts of this state to regulate charitable gifts. These are very enlarging and powerful acts and to be given great attention in the future development of the law of charities.
In this case it is apparent that Mr. Cunningham contemplated a cháritable trust, and he did more, he appointed trustees for the uses contemplated. Therefore one element of equitable jurisdiction over charities, the intention to create a trust and án appointment of trustees, is present. The defect in his will, if there be any, lies in a defective expression of the trust purpose. There is also present in' the bequest before us, a very evident intention on the part of Mr. Cunningham to deprive his heirs at law and next of kin of the sum of $50,000 out of his general estate, and to segregate it for charitable purposes. It would be manifestly a great pity if an intention so obvious is to be frustrated simply by reason of a defective expression of the.trust purpose, for that is -all there is in the contention against the trust. Tf the expression of the trust purpose, though charitable, is so ámbiguous as to defeat interpretation, it must fail notwithstanding the recent legislation.'
The present act (Pers. Prop. Law, § 12) has not relieved the subject of charities -from all difficulties. The pleonastic use of the' words “ religious, educational and benevolent uses ” in conjunction with charitable uses "is confusing rather than clarifying to the law of charities. Williams v. Kershaw, referred to in Baker v. Sutton, 1 Keen, 232; Ellis v. Selby, 1 Myl. & Craig, 298; James v. Allen, 3 Mer. 17; Matter of Shattuck, 193 N. Y. 454 . Some religious and educational uses are not public uses." The employment in the act of 1893 of the legal term, “ charitable uses ” only would, since the abrogation of'the statutes against superstitious uses in this state, probably have been comprehensive enough to include with all former charitable uses all such ' religious or pious uses as were public. Charitable uses standing alone in the" act would, since the repeal of the Statute of Charitable Uses (43 Eliz., chap. 4), have denoted all those uses which were public or charitable uses before the statute of charitable uses (43 Eliz.) and probably including pious or religious uses. See Magill v. Brown, 16 Fed. Cas. 429, and note on p. 437, for a list of public or charitable uses. But this particular point need not be discussed at-length in this case, as the will of Mr. Cunningham mentioned only uses within the act of 1893 “ to regulate gifts for charitable purposes.”
As the will of Mr. Cunningham does employ only the
( As I read the opinion in Matter of Shattuck, 193 N. Y. 446 , the decision is not decisive of Mr. Cunningham’s will. The trust fund in Matter of Shat-tuek was given to trustees
Obviously there is apparent also in the decision In re Shattuck a tendency to distinguish religious uses from public, educational, charitable" and benevolent uses, and the court wisely will not undertake to supply a defect in so polemical a matter as the limitation of a religious use. This point was not novel (Matter of Scott, 31 Misc. Rep. 85 , 87), and it has been followed in Matter of Compton (72 id. 294). The decision In re Shattuck indicates, perhaps, the unwisdom of coupling religious uses with charitable uses in an “ act "to regulate gifts for" charitable purposes,” a point before touched, on in this opinion. There is a decided difference in historical development and in modern law between a religious use and a charitable use, and such difference is both fundamental and ineradicable. As the cases on religious uses present themselves, the courts, ex natura rerum, will be compelled to take notice of the inherent differences only indicated here. There are some religious uses which may be included in charitable uses, while other religious uses may be regarded as polemical and in no sense charitable uses,' The decision in Matter of Shattuck discloses
The question on Mr. Cunningham’s will is addressed to one point: Does the bequest include by necessary implication uses of a noncharitable kind ? I do not think so. Only one of the positions laid down in Matter of Shattuck has any present application to this point, as there is no bequest at all in Mr. Cunningham’s will for religious uses. The only other point of that opinion applicable here has been again considered in Matter of Robinson, 203 N. Y. 380 , and it seems to me in a light very favorable to Mr. Cunningham’s will. Matter of Shattuck and Matter of Robinson must be read together in the future.
Mr. Cunningham’s will, as it has been stated above, gives the sum of $50,000 to trustees “to be by them applied in their best judgment -and discretion to such charitable and benevolent associations and institutions of learning for the general uses and purposes of such associations and institutions as my said executors may select, and in such sums as they may deem proper.” In Shattuck’s will there was no specific bequest to charitable uses. Here there is evident a charitable purpose, and that purpose pervades and dominates the entire bequest. That a private purpose or use is contemplated can only be reached by construction,. Where two constructions are possible that which most accords with the manifest intention and makes for validity must be accorded.
That the bequest now under consideration is susceptible, under the proper rules of interpretation of charitable bequests, of any other construction' than that laid down in Matter of Bobinson, I cannot believe. ' The designation of several charitable objects and purposes by a conjunctive copula brings Mr. Cunningham’s will within the realm of charitable uses, and, that fixed purpose of testator being arrived at, must be held' to dominate the entire limitation. The determination of the purpose as charitable by the use of the copula removes' all ambiguity from the balance of the limitation. The limitation is as if it read, to such charitable associations and to such benevolent associations and institutions of learning as are charitable. Such was the doctrine really announced, in substance, I think, in Matter of Bobinson. Had Mr. Cunningham’s limitation been in the disjunctive, to such charitable or benevolent institutions of learning, as his trustees selected, it would have been
There is no difficulty in formulating a decree to enforce Mr. Cunningham’s bequest to charitable purposes. If the trustees should fail to appoint under Mr. Cunningham’s will, the court will resolve a scheme and appoint for them under the recent statutes in aid of charities, and quite independently of doctrines of judicial cy-pres, which would in any event he adequate. A public charity given by devise or bequest need- never fail again in this state if Mr. Attorney-General invoke, as he will do, the appropriate remedy.
The decree will provide that the second bequest of Mr. Cunningham’s will is a valid testamentary disposition under the laws of this state.
Decreed accordingly.
Cases cited
- In re Davis' Will 45 Misc. Rep. 554 p. 121
- Williams v. Williams 8 N. Y. 525 at 541 p. 122, p. 123
- Trustees of the Philadelphia Baptist Ass'n v. Hart's Executors 4 Wheat. 1 p. 122
- Coggeshall v. Pelton 7 Johns. Ch. 292 p. 122
- Mc'Cartee v. Orphan Asylum Society 9 Cow. 437 p. 122
- Bascom v. Albertson 34 N. Y. 584 at 592 p. 123
- Ould v. Washington Hospital for Foundlings 95 U. S. 303 at 309 p. 124
- People v. Ingersoll 58 N. Y. 1 at 14, 15 p. 124
- St. John v. Andrews Institute for Girls 191 N. Y. 254 p. 126
- In re the Estate of Prime 136 N. Y. 347 p. 126
- In re the Probate of the Will Shattuck 193 N. Y. 446 p. 130, p. 132
- Manley v. Fiske 66 Misc. Rep. 388 p. 132
- Manley v. Fiske 139 App. Div. 665 p. 132
- Manley v. Fiske 201 N. Y. 546 p. 132
- Rothschild v. Schiff 188 N. Y. 327 p. 133
- In re Seymour's Will 67 Misc. Rep. 347 p. 133
- In re Scott's Estate 31 Misc. Rep. 85 at 87 p. 133
- In re the Probate of the Will of Robinson 203 N. Y. 380 p. 134