Majority
Headnote
In an action by plaintiff, as surviving partner of the banking firm of O. P. & Co., upon certain promissory notes, which were not produced on trial, the defense was payment. It appeared that the notes at their'date were discounted by and became the property of said firm, and were placed in a safe where its other securities were kept; that M., one of the makers of the notes, lived in the family of P., plaintiff’s deceased partner; that the latter, who was the managing partner, occupied an office opening into the banking room, where he superintended the affairs of the bank and transacted his private business, in which office he had a safe for his private papers. The notes were subsequently taken by P. to Wisconsin where a suit was brought thereon in the name of himself and his partner against the makers to reach property of D., the other maker, which suit was discontinued by P., but the notes were not returned by him to the custody of the firm. Nothing appeared upon the books of the bank showing payment, satisfaction or discharge of the notes, or that it had parted with possession. P., about two weeks before his death, exhibited notes to a witness, and from his description thereof it might be inferred that they were the notes in suit. Plaintiff testified that, after the death of P., defendant M., one of the makers of the notes, had the key to P.’s private safe-and opened it on one or more occasions beforeIt was incumbent on the plaintiff to account for the non-production of the notes, to rebut the presumption that they had been transferred, or had been paid or discharged, which, in the absence of explanation, would arise from their non-possession by the plaintiff. It is a conceded fact that the notes were discounted by and belonged to the banking firm of O. Pardee & Co., at their date, ¡November 10, 1874, of which firm, by the death of Charles Pardee in 1878, the plaintiff became the surviving partner. The defendant Moses, of the firm of Dodge & Moses, makers of the notes, had married the adopted daughter of Pardee, and with his wife, lived in Pardee’s family in Skaneateles, where the banking business of C. Pardee & Co. was carried on. Pardee was eighty years old at his death, and a widower, having no children. The notes, at the time they were discounted, were entered in the books of C. Pardee & Co. as the property of the firm, and were placed in a safe in the banking-room of the firm, in which its other securities were kept. Pardee, who was the managing partner, occupied an office opening into the banking-room, where he superintended the affairs of the bank and transacted his private business, in which office he had a safe in which he kept his private papers. The notes were taken by Pardee, in 1874 or 1875, to Wisconsin, where a suit was brought upon them in the name of Pardee and Clift
The other exceptions relate to rulings upon evidence and to the charge. The defendant Moses was called as a witness in his own behalf. His counsel propounded to him a series of interrogatories touching the possession of the notes prior to Pardee’s death.- These questions were objected to by the plaintiff’s counsel and excluded by the court under section 829 of the Code. A brief statement of the situation, when these questions were asked and the rulings excepted to made, will be useful in understanding the point presented. When the plaintiff rested the defendant called as his first witness, his wife, Mrs. Moses, and her testimony developed the facts upon which the defendant relied to sustain the defense of payment. The evidence of Mrs. Moses, in short was that in the fall of 1875, on the return of Mr. Pardee from Wisconsin, her father (Mr. Pardee) informed her that he had about come to an arrangement with her husband to give him the Dodge & Moses notes in exchange for his interest in the dredge property, and that “ when he sold the dredges, if he made anything, he would divide with Mr. Moses;” that shortly afterwards Mr. Pardee brought the notes one evening (to the house) and in her presence handed them to Mr. Moses and told him to take good care of them as he might need them when he came to make a settlement with the Dodges; and that her husband handed the notes to her and she put them away; and she testified, substantially, that she retained them in her possession until she destroyed them in 1879, after Mr. Pardee’s death, except that she testified that on one occasion Mr. Pardee borrowed them to use in a litigation with one of the Dodges. The theory of the defense, therefore, as developed by the testimony of Mrs. Moses was, that the notes were paid by the transfer by Moses to Pardee of his interest in the dredge property, and that they were delivered up to him by Pardee in consideration of such transfer. The defendant Moses was called as a witness
The questions were objected to as inadmissible under section 829 of the Code, and were, we think, properly excluded. The plaintiff was the survivor of a deceased person within section 829. (Green v. Edich, 56 N. Y. 613 .) The defendant Moses could not, therefore, be examined as a witness in his own behalf or interest, “ concerning a personal transaction or communication,” between himself and Pardee, unless the plaintiff had been examined in his own interest “ concerning the same transaction or communication.” (§ 829.) The primary question is whether the evidence sought to be elicited by the questions put to Mdses, touching the possession of the notes prior to Pardee’s death, was evidence concerning a personal transaction between the witness and Pardee. The evidence was very material upon the issue of payment. If the notes were in the possession of Moses prior to Pardee’s death, the presumption of payment would be very strong, and if he saw them in the possession of his wife in 1875 or 1876, or subsequently during Pardee’s lifetime, it would be a strong circumstance in corroboration of her testimony. The questions do not on their face call for a disclosure of a personal transaction of the witness with Pardee; and if it be the true construction of section 829, that a party may be a witness against the representative of a deceased party as to any fact which is not a narrative of an occurrence between the witness and the deceased, or if any fact may be proved by the survivor which does not involve on its face a direct statement of a transaction
It is too broad a statement that where the ultimate fact cannot be proved under this section by a witness, he cannot testify to any of a series of facts from which the ultimate fact may be inferred; but if there is introduced into this statement the qualification that he cannot testify as to any of the particular facts, which originated in a personal transaction with the deceased, or which proceeded from such transaction as a cause, the statement so qualified may be substantially correct. Reference to a few of the decided cases will illustrate the general rule of construction to which we have adverted. In Grey v. Grey (supra), the action was by an administrator on a note made by the son of the intestate, the defendant in the action. The note was in possession of the son, who claimed that it had been delivered to him by his father before his death, and he was permitted to prove this by his own testimony, under objection, and also to testify that he received it from no one else. The court held that the objection was well taken; Peokham, J., saying: “ The witness was incompetent to testify that he received it from his father. If he could not testify to that directly, he was equally incompetent to prove it indirectly by stating, in substance, that he received it from no one else.” In Koehler v. Adler ( 91 N. Y. 657 ), the question was whether a check given by the' plaintiff to the defendant’s intestate was a personal- transaction between
Lerche v. Brasher ( 104 N. Y. 157 ), was an action to recover for services rendered by the plaintiff for the defendant’s intestate. The court held that the plaintiff was competent to testify to certain acts which did not, in themselves, create any inference of a personal transaction with the deceased, but said, “If the employment or request in any manner or to any extent rested upon an inference drawn from the character of the acts done, the evidence would be incompetent.” Many cases will be found in the Supreme Court proceeding, upon the same construction, viz., that the statute covers indirect as well as direct evidence of personal transactions or communications.
The possession by the defendant, or by his wife, of the notes prior to the death of Pardee, was a material fact on the main issue of the case. Possession of a thing derived from another is, of course, a personal transaction with the person from whom the possession was derived. Proof by Moses that he had possession of the notes prior to Pardee’s death did not, of itself, necessarily show a possession derived from Pardee. In the absence of explanation, this possession may have been derived from Clift or from some third person to whom the notes had been transferred by Pardee & Co. But before Moses was called as a witness, he had proved by his wife that his possession came from Pardee through a direct personal transaction between Pardee and himself. To permit Moses to testify to his possession of the notes prior to Pardee's death, or that he saw them in his wife’s hands, was equivalent, under the circumstances, to permitting him to testify that he received the notes from Pardee; and as he could not be per
But the statute permits the survivor to testify to a personal transaction or communication with a deceased person, when the party bringing the action as his representative or survivor is examined in his own behalf concerning the same transaction or communication; and it is -claimed that the testimony of Clift to the effect that after Pardee’s death the defendant Moses had access to his safe and papers, and on one or more occasion opened the safe prior to the appointment of an administrator, opened the door to the proof offered. This view is not tenable. The testimony of Clift did not relate to any personal transaction with Pardee. The facts testified to by him related to facts and conditions existing after the death of Pardee. The fact that Moses had access to the safe after Pardee’s death, joined with the facts proved by the other witnesses for the plaintiff, were together, as was claimed by the plaintiff, sufficient to justify an inference that the notes were in the safe at the death of Pardee and were taken therefrom by the defendant. The defendant Moses was permitted to testify that he did not take the notes from the safe and to be examined fully on that point. But he could not be permitted to testify that he had possession of the notes from Pardee before his death, or, in other words, to prove a personal transaction with him, to rebut a possible inference arising from all the facts going to make up the plaintiff’s case, that the notes were outstanding and unpaid at Pardee’s death and were then in his safe. The evidence was not admissible on the ground that the plaintiff had opened the way to such evidence, because the plaintiff’s evidence did not relate to any personal transaction at all. Mor was it admissible in contradiction of the plaintiff’s evidence, because the substantial and material
The appellant’s counsel relies on the cases of Pinney v. Orth ( 88 N. Y. 451 ) and Lewis v. Merritt (98 id. 206). Both of these cases involved the question, how far it is permissible to a survivor of two persons to testify to facts which may inferentially disclose the existence or non-existence of a personal transaction with the deceased, where the evidence is offered, not to establish affirmatively a cause of action or a defense, but merely and only to contradict some fact testified to by a witness on the other side. It was held in Pinney v. Orth that the prohibition of section 829 “ did not preclude the survivor from testifying to extraneous facts and circumstances which tend to show that a witness who has testified affirmatively to such (personal) transaction or communication, has testified falsely,” and, consequently, that the survivor might testify that a witness on the other side was never present at any interview between the survivor and the deceased person, as he had testified, thereby inferentially negativing the existence of any conversation such as was related by that witness. But the court confined the range of permissible contradiction within narrow limits, and expressly held that it .could not be extended to include testimony by the survivor
The exception to permitting the plaintiff, on the re-examination of Eensselaer E. Dodge, to ask the question, “ At the time Mr. Pardee showed you these notes in 1878, what did he say about them ? ” was not, we think, well taken. The defendant on his cross-examination of this witness proved hy him certain declarations of Pardee, made on the occasion of Pardee’s exhibiting the notes to him, and negatively, that Pardee did not say whether they had been canceled or not, and that Pardee did not tell the witness what the notes were. This examination was evidently directed to the point of identity between the notes exhibited to Pardee at that time and the notes in suit. It was competent for the plaintiff on the re-examination of his witness to show the whole conversation, a part of which had been called out by the defendant, bearing upon the question of identity, and this was the fair construction and scope of the inquiry. If the answer went beyond this, the remedy of the defendant was by motion to strike out the irrelevant portion of the answer, which was not made.
The court was requested by the defendant’s counsel to charge “ that if the defendant Moses transferred his interest in the dredging property, and it was accepted in satisfaction of
The case of Sweet v. Morrison ( 103 N. Y. 235 ) was a case of the adjustment and settlement by one partner of a partnership account with another firm, and it was held that although there may have been collusion between the adjusting partner and the debtors, the adjustment was within the general power of either partner and was binding on the firm. That case is quite different from the present one in its circumstances and the principles governing it.
We find no error in the record, and the judgment should, therefore, be affirmed.
All concur, except Bugeb, Ch. J., not sitting.
Judgment affirmed.
Cases cited
- Sweet v. Morrison 103 N. Y. 235 p. 427, p. 429, p. 442
- Diven v. Lee 36 N. Y. 302 p. 428
- Wadsworth v. Heermans 85 N. Y. 639 p. 428
- Platner v. Platner 78 N. Y. 90 at 103 p. 429, p. 431
- Avery v. Van Buren Wheat 83 N. Y. 610 p. 429
- Chapin v. Clemitson 1 Barb. 311 p. 429
- Wells & Spring v. Evans 20 Wend. 251 p. 429
- Cunningham v. Littlefield 1 Edw. Ch. 104 p. 429
- Huntington v. Potter 32 Barb. 300 p. 429
- Jaeger v. Kelley 52 N. Y. 274 p. 429
- Lewis v. Merritt 98 N. Y. 206 p. 429
- Pinney v. Orth 88 N. Y. 447 p. 429, p. 430
- Grey v. Grey 47 N. Y. 552 p. 430, p. 431
- Clarke v. Smith 46 Barb. 30 p. 430
- Dubois v. Baker 30 N. Y. 355 p. 430
- Barrett v. Carter 3 Lans. 68 p. 430
- Strong v. Dean 55 Barb. 337 p. 430
- Clift v. Barrow 108 N. Y. 187 p. 430
- Gram v. Cadwell 5 Cow. 489 p. 431, p. 442
- Kenney v. Public Administrator 2 Brad. 319 p. 431
- Rouse v. Whited 25 N. Y. 170 p. 431
- Grattan v. Metropolitan Life Insurance 92 N. Y. 274 p. 431
- Koehler v. Adler 91 N. Y. 657 p. 435
- Lerche v. Brasher 104 N. Y. 157 p. 436
- J. D. Evernghim v. R. & A. Ensworth 7 Wend. 326 p. 442
- N. Rogers & Sons v. Batchelor 12 Pet. 221 p. 442