Majority
Headnote
Where, upon the trial of an issue of fact by a surrogate, the evidence on each side is so nearly balanced that a determination either way would not be reversed upon appeal, it may not be said that the losing parly is . not prejudiced by material testimony of an incompetent witness, given under objection and exception, and the admission of such testimony is error requiring a reversal.The probate of the will of Henry P.
Eysaman -was contested before the surrogate by some of his heirs and,next of kin, upon the ground of undue influence, ■the want of’ a sound disposing mind and memory, and the absence of sufficient proof of due execution by the testator. The main question now presented is, whether James Ware, the principal legatee, was competent to testify to the transactions preceding, attending and succeeding the execution of the will, and, if not, whether his evidence on those subjects ■necessarily prejudiced the contestants in the controversy before the surrogate. • The allegation, of undue influence was not supported by sufficient evidence to authorize us to review the finding of the surrogate upon that question, and the inquiries must -now be addressed to the questions of due execution and the existence of 'testamentary capacity at the time of its execution, as affectecj by the evidence of Ware. The decree of the surrogate admitted the will to probate, and his decision, was affirmed, on appeal, by a divided court. The ■will purported to have been executed on Sunday, April 27, 1854, and the testator died on Thursday, four days thereafter, ■of uraemia, or blood poisoning, at the age of seventy-eight years. The material evidence, bearing upon the questions of mental and physical condition, related mainly to the period ■of one week preceding the testator’s death. The evidence showed that the testator was afflicted with gravel or retention of urine, and had been in failing health for about two months before his death, being much of the time confined to his bed, :and during the last week of his life wholly so. Hp to Saturday, the evidence shows that he was, although feeble, apparently conscious, talking occasionally with visitors and .attendants, and able to transact some business and to give
The conversation taking place at the time of the execution of the will, as testified to by Sharer, who drew it, .consisted almost wholly of alleged answers made to questions put to him by Sharer, and was substantially as follows: “ I handed the will to him on Sunday morning and left the room; he soon sent for me and handed me the will and said cit is all right; ’ he said he would sign it; he was in bed when he signed it; wrote upon a book; Mr. Barse then signed as one of the witnesses; Mr. Ware and myself were in the room when Barse came in; he said good morning to Mr. Eysaman and Mr. Eysaman said good morning ‘ Irve; ’ I said to Mr. Eysaman, is this your last will and testament, and he said it was ‘ his last will and testament; ’ I then asked, do you want Mr. Barse and
Mr. Barse, the other attesting witness, testified, substantially, as follows:
“ Q. Mr. Eysaman didn’t tell you this was his last will and testament ? A. No, sir. Q. And he didn’t ask you to sign it •as a witness ? A. Not in words. Q. Did Mr. Eysaman ask you to sign his will at all, as a witness, in words ? A. No, sir. Q. Did Mr. Eysaman say to you at all that he had signed this 'will? A. No, sir. Q. Did he acknowledge to you in words 'that it was his signature to the will, or did he say in words to you that it was his signature to the will ? A. No, sir. Q. Did you hear any conversation at all that you can now recollect — any conversation or words used by Mr. Eysaman on that occasion that you can now recollect ? A. No, sir. * * * Q. You saw no other sign of attention than by the nodding of the head ? A. No, sir. Q. Did he nod his head more than
once? A. I don’t know. Q. Ton have no impression about any nodding of the head more than once ? A. Mo, sir; I think he nodded his head; no other movement that I recollect, by turning his head or opening his eyes; I think he did utter my name Irve ’; don’t recollect any other words; when Dr. Sharer spoke I do not recollect any movement of the face or head ; I think he made movement of his head as if giving attention; nothing more than nodding.”
Another witness, who attended the testator during the day and night of Sunday, states that he entered the room in the morning directly after Dr. Shai;er left, and that he asked the testator “ how he felt this morning,” and he made no reply; “ he was in a drowse when I went in, lying right upon his back; I think his eyes were shut.” Sunday, towards evening, Dr. Sharer came there with Mr. Petrie; Dr. Sharer spoke to the old gentleman; he asked him if he knew Mr. Petrie; Mr. Eysaman made no reply to it. “ Q. Anything else said to him during that afternoon or evening, that you heard or saw by anyone ? A. I don’t remember anything; Mr. Eysaman, most of that afternoon, was in a drowse; he would wake up once in a while from his sleep and go right in a drowse again; I did not hear him say anything at all that day; * * * during Sunday I did not hear him say anything to anybody ; I don’t know whether he saw anything or not, of course; he did not move his head to notice anybody; there was a person come up to the bed and he took no notice of them. I think he did not, by any act or word, indicate that he realized any person that was present. I noticed his breathing heavily all along for a number of days; from the time I was there with him; Sunday night he did not say a word or make a motion to call for anything himself; his condition, Monday, was the same, except he was a little weaker; I didn’t hear him talk any on Monday; from that time to the time he died he made no reply when I spoke to him ; more than a mere nod of the head; what I asked him was, if he wanted some water or something to wet his mouth; I occasionally asked him if he wanted a drink or something of that kind; I got no reply, not a word from that time on
The evidence of a number of experts was given on the part of the contestants, to the effect that the signature of the will was not in the handwriting of the testator, but was apparently that of Sharer, and the surrogate, in Ms opinion, states that “ the appearance of his signature to the alleged will, I think indicates that he was aided in its formation.” An examination of the will which was presented to the court on the argument, considered in connection with the evidence of the experts, shows that the capital letters in the signature bore a resemblance to the character of Sharer’s handwriting, and did not conform to the manner in which the testator usually formed such letters. Some discrepancies also appeared in the evidence of Sharer, and several witnesses testified to declarations made by Mm which were more or less inconsistent with his testimony on the trial. It seems to us, upon the whole evidence, to be 'indisputable that the testator was, at the time of the execution of the will, in the borderland between consciousness and insensibility. Although we have not alluded to all of the circumstances bearing upon the issue tried, we have endeavored to present its salient features with a view of-showing the bearing which the evidence of Ware had upon the question presented. The probate of the will was affirmed at General Term upon the ground, among others, that the evidence of Ware, even if erroneously admitted, did not necessarily prejudice the contestants. We are unable to concur in the opimon of the majority of that court upon this question, and think that upon the evidence a serious question of fact was presented to the surrogate, as to the existence of testamentary capacity on the part of the testator on Sunday morning when the will was executed, and whether there was a conscious and intelligent under-standing by him of the circumstances attending its execution. It cannot properly be said that material evidence erroneously admitted upon an issue is harmless, unless the testimony preponderates so greatly in favor of the proposition that
Under these circumstances Ware, who was the principal devisee under the will and had been.in the testator’s employ for upwards of forty years and his constant attendant during Ids last sickness, was called as a witness in support of the will. He was permitted to testify to his observations of the acts, conduct and convei’sations of the testator during the last week of the testator’s sickness. This evidence, was uniformly objected to, except in one instance, by the contestants, upon the specific ground that Ware^ as a legatee under the will, was not competent' to testify to personal communications and transactions with the testator, under section 829 of the Code. These objections were uniformly overruled by the surrogate, and Ware gave abundant evidence upon the subject of the testator’s mental and physical condition during the last week of his life. Among other things, he was permitted to testify, under objection, to a conversation occurring between himself and the testator, on Saturday, the twenty-sixth of April, in relation to the subject of an offer by the testator to execute a deed of á certain one hundred acres of land to the witness, which was declined by him. The conceded error in admitting this evidence was disregarded by the General Term, upon the ground that the objection thereto was not sufficiently specific. The objection immediately succeeded eight previous objections to similar evidence, made upon the ground that the witness was not competent to testify to such transactions and conversations, and that it was “ incompetent and immaterial.” We think the admission of this evidence
It is quite impossible to say that this evidence did not have a powerful effect upon the determination of the question of testamentary capacity presented to the surrogate for decision. This evidence Was offered and received as bearing upon the condition of the body and mind of the testator, without reference to the particular signification of the language used by him, and was important only as showing the mental capacity of the testator and whether he had an intelligent understanding and appreciation of what took place within his sight and hearing at the time of the execution of the will. The issue in the case was whether the testator was conscious and of sound disposing mind on the Sunday in question, and Ware’s evidence consisted of his observations of the acts, conduct, and conversations of the testator as exhibited to those who were attending him. Such evidence was important and material upon the issue tried and is clearly .within the letter and spirit of .those transactions to which the Code prohibits an interested witness from testifying. It was of the same class of evidence as that pronounced by this court to be
As indicated by the head-note of Holcomb v. Holcomb, it was there held that “ the policy of the statute excludes testimony of an interested witness concerning any transaction with the deceased in which the witness in any manner participated, or of any communication in his presence or hearing, if he, in any way was a party thereto,” and that testimony of interested witnesses was improperly received “ as to conduct and actions of the deceased, tending to show his enfeebled and dependent condition, and as to statements made by him although not addressed to the witness, and made in ignorance of his presence.”
The case of Cary v. White ( 59 N. Y. 336 ) is not an authority for the admission of this evidence. Several grounds for the conclusion reached in that case were stated, hut a single judge only concurred with the opinion; two judges concurred in the result and two dissented, the remaining judge not voting. One of the grounds suggested in that case was that the party objecting to the evidence offered, was not an assignee of the deceased person within the meaning of the statute. The evidence there sought to he given consisted of a declaration made by the deceased person to his own attorney in the presence of the plaintiff. The point was presented upon an objection to the question calling for the evidence which was sustained by the trial court. The judge who wrote in this court was of the opinion that the question excluded did not necessarily relate to a personal communication or transaction between the deceased person and the witness, and was, therefore, competent. The case cannot be considered an authority upon the question here presented.
"Ware was also permitted to testify, under objection, to the conversation taking place between the testator and Sharer and Barse attending the attestation and publication of the will. His evidence tended, in every material respect, to corroborate
• We think it was error to admit this evidepce. The act of executing the will, although consisting of -several incidents, constituted but one transaction, and derived its efficacy as a valid execution from the performance of each requirement of the statute. The transaction was continuing and related to but one subject, viz., the execution of a will. A participation by a person in any of the material acts required to complete its-valid execution made the transaction one between 'the testator and that person. Ware was present from the subscription to the publication and attestation, and it cannot reasonably be held that he did not participate in the execution of the will.
We are referred by the respondents to section 2544 of the Code of Civil Procedure, providing that “ a person is not disqualified or excused from testifying respecting the execution of a will by a provision therein, whether it is beneficial to him or otherwise,” as bearing upon the question of the competency of the evidence given by Ware. No argument or
The persons whose testimony is competent, and, by statute, indispensable to the probate of a will, are its subscribing witnesses, and they are, according to general understanding, the persons who are known as ^witnesses to its execution. To hpld, therefore, that the section refers only to those persons who are generally understood to be the witnesses to a will, would accord with its language, and, we think, also with its obvious meaning and intent. Repeals by implication are not favored by the courts and will not be allowed, unless there is such a repugnance between two statutes that they, cannot stand together and one necessarily nullifies the other. If .such a construction, however, can be given to them that both may stand and each have an appropriate office to perform, then it is the duty of the court to so interpret them. We think that section 2544 refers to subscribing witnesses alone, and was intended to make all such witnesses competent to testify in a probate court to its execution, however their interest might arise. Although the express words do not so confine it, we .think such a purpose can fairly be implied from its language and that of statutes in pari materia. It is said in the note to the section, in Throop’s edition of the Code of Civil Procedure, that it was substituted for section 6, and a part of section 50 of part 2, chapter 6, title 1 of the Revised Statutes. Those sections were, substantially, as follows: Section 6 provided that a creditor being a subscribing witness whose debt is by the will
In Lane v. Lane ( 95 N. Y. 494 ), the'evidence of the testator’s wife, who was a legatee under the will, was admitted to prove the conversations taking place at its preparation and execution. This court said, “as to any personal transaction or communication with the testator, she was, of course, incompetent to testify under section 829 of the Code,” and the judgment was reversed for error in the admission of her evidence.
In the same volume (p. 516) in the Matter of the Probate of the Will of Smith, a legatee and executor of the will was permitted to testify to the instructions of the testator and the draft and execution of a will on September tenth, with a view of showing that a subsequent will, executed on September thirteenth, was a transcript of the previous will and in all respects the same, except that the witness was a subscribing witness to the first will and not to the last. It was held that such witness was not competent to testify under section 829.
In the Matter of the Will of Wilson ( 103 N. Y. 374 ) an executor and legatee under the will of Wilson was allowed to testify to facts relating to the preparation and execution of the will. It was held that the witness, having previously executed a release of his legacy to the executor, was thereby rendered competent, although, otherwise, he would have been incompetent under section 829.
In Loder v. Whelpley ( 111 N. Y. 239 ), it was stated tint, “the testimony of a legatee under a will,'so far as it relates to communications with the testator, or transactions with him, is inadmissible on proceedings taken for‘the admission of the will to probate under Code of Civil Procedure (§ 829).” It may also be observed that Ware’s evidence was not offered for the purpose of proving the execution of the will, for the surrogate had already ruled that the formal proofs of execu
The history of sections 828 and 829 shows a uniform, consistent and intelligent purpose on the part of the legislature, while abolishing the strict rules of the common law in relation to testimony given by interested persons, to so limit and restrict such evidence as not to permit them to speak of personal transactions and communications had with a deceased person through whom the respective ' parties to the litigation derived the title or interest which was its subject. The general principle that interest in the event of an action should not disqualify a person from testifying therein was incorporated in section 398 of the original Code of Procedure adopted in 1848. It was thereby provided that “no person offered as a witness shall be excluded by reason of his interest in the event of the action.” By section 399, however, it was provided that the previous section should not apply to a party to the action, nor to any person for whose immediate benefit it should be prosecuted or defended; neither should an assignor of a thing in action or contract be examined in behalf of a person deriving title through or from him against an assignee or an executor or administrator, unless the other party to such contract or thing in action should be living.
.By an amendment to the Code, in 1857, the restriction as to parties to an action and persons for whose immediate benefit it -was prosecuted or defended was removed in cases where the adverse^ party was living and was capable of being examined' as to the same transaction. Under these provisions it had been held that they did not apply to special proceedings or probate cases. (In re Belt, 1 Park. Crim. Rep. 169 ; Woodruff v. Cox, 2 Brad. Surrogate Rep. 223.) But by
We are, for the reasons stated, of the opinion that the judgment of the General Term and decree of the surrogate should be reversed, and the proceedings remanded for the further action of the surrogate therein, with the question of costs reserved for the determination of the court below, upon the final disposition of the case.
All concur except Earl, J., who takes no part.
Judgment accordingly.
Cases cited
- Mitchell v. Mitchell 77 N. Y. 596 p. 63
- Howland v. Taylor 53 N. Y. 627 p. 63
- Reynolds v. Root 62 Barb. 250 p. 63
- Willis v. Mott 36 N. Y. 486 p. 63
- Neugent v. Neugent 2 Redf. 369 p. 63
- Seymour v. Van Wyck 6 N. Y. 120 p. 63
- Van Guysling v. Van Kuren 35 N. Y. 70 p. 63
- Tyler v. Gardiner 35 N. Y. 559 at 591 p. 63
- Lake v. Ranney 33 Barb. 49 p. 63
- Crispell v. Dubois 4 Barb. 393 p. 63
- In re the Probate of the Will of Smith 95 N. Y. 516 p. 63
- Holcomb v. Holcomb 95 N. Y. 316 p. 63, p. 73
- Baskin v. Baskin 36 N. Y. 416 p. 64
- Rugg v. Rugg 83 N. Y. 592 p. 64
- Brick v. Brick 66 N. Y. 144 p. 64
- In re the Probate of the last Will & Testament of Cottrell 95 N. Y. 329 at 338 p. 65
- Brown v. Clark 77 N. Y. 369 p. 65
- Lewis v. Lewis 11 N. Y. 220 p. 65
- Gilbert v. Luce 11 Barb. 91 p. 65
- Hewlett v. Elmer 103 N. Y. 156 p. 65
- In re Proving the Will of Martin 98 N. Y. 193 p. 65
- Koehler v. Adler 78 N. Y. 287 p. 65
- Robinson v. McManus 4 Lans. 380 at 387 p. 65
- Newton v. Pope 1 Cow. 109 p. 65
- Patterson v. Copeland 52 How. Pr. 460 p. 65
- Stevens v. Brennan 79 N. Y. 254 p. 65
- Dermott v. New York 99 N. Y. 101 p. 65
- Rundle v. Allison 34 N. Y. 180 p. 65
- Hoysradt v. Kingman 22 N. Y. 372 p. 65
- Hildebrant v. Crawford 65 N. Y. 107 p. 66
- Hildebrant v. Crawford 6 Lans. 502 p. 66
- Church v. Howard 79 N. Y. 415 p. 72
- Cary v. White 59 N. Y. 336 p. 73
- Lane v. Lane 95 N. Y. 494 p. 78
- In re the Probate of the Last Will & Testament of Wilson 103 N. Y. 374 p. 78
- Loder v. Whelpley 111 N. Y. 239 p. 78
- In re Belt 1 Park. Crim. Rep. 169 p. 79