Majority
Headnote
1. Murder in the First Degree — Essential Elements. A homicide is not murder in the first degree unless the act was perpetrated, not only with the intent to kill, hut also with deliberation and premeditation.The defendant was convicted of the crime of murder in the first degree, in causing the death of one Domenico Cataldo on the morning of the 26th of April, 1895. The place where the homicide was committed was in an Italian saloon in the city of 27ew York, and the manner in which the offense was perpetrated was by cutting the throat of the deceased with a razor which the defendant at sometime procured from his trunk, and brought with her to the saloon.
The act was committed publicly in the presence of several persons, at about nine o’clock in the morning, and there is no dispute whatever in regard to the fact that the defendant then and there inflicted the wound in the manner stated,
The proof on the part of the People was confined to the act of the defendant producing the- death, and her declarations at the time, or immediately thereafter. The defendant was sworn as a witness in her own behalf, and it is from her statement alone that we are enabled to obtain any clear or connected view of the circumstances and events which preceded and produced the tragedy.
The defendant and the deceased were natives of Italy, having resided in Hew York but a few years, and at the time of the commission of the homicide the former was about twenty-two and the latter about twenty-seven years of age. The deceased had a boot blacking stand at the corner of Elm and Canal streets, where he personally attended to that business. The defendant was the daughter of a tailor, and she was herself employed in an establishment at that business, thus contributing to her support and that of the family. Her parents resided in Elizabeth street, and in going to and from her place of employment she passed the stand where the deceased carried on his business and was generally to be found. It appears that he had frequently noticed the girl, and finally, without any formal introduction, spoke to her, and in that way sought her acquaintance. This was about a year and a, half before his death. At a very early stage of the acquaintance thus formed he avowed his intention to call upon her parents and seek her hand in marriage, a proposition which she did not discourage if, indeed, it did not receive her approval and consent. The parties met upon these terms from time to time during some months following, the deceased frequently walking with the defendant from his place of business to the entrance of the shop where she was employed. During this time the defendant called his attention to the fact that he had not kept his promise to call upon her parents and ask her in marriage, and upon receiving evasive or unsatisfactory answers, the girl, in order to avoid passing his place of business or meeting him, changed her
The soda was served to the defendant by the person at the bar, and some other liquid to the deceased, but just what it was does not appear. After the defendant had drunk a portion of the glass of soda the deceased came to her table, and requested her to taste the liquid in his glass. She complied, but found the taste disagreeable, and refused to drink it, but the deceased persuaded her to mix it with the soda as it would improve it, and he then poured a portion of the substance in his glass into the soda, and she drank about half a glass of the mixture. According to the statement of the defendant the inference is warranted that this was some drug that had a powerful effect upon her both physically and mentally. The defendant was then taken by him to a house near the saloon, and at his invitation, but apparently after some hesitation, she accompanied him up stairs, where a woman appeared who directed them to a room, into which they entered, and he locked the door.
They remained in the room about three hours, and the deceased had intercourse with the defendant by means of either force or fraud, according to her statement. He then suggested that they leave the place, and she refused to go until they were married, but he finally succeeded in persuading her to wait for the ceremony until he could prepare suitable apartments to live in. The deceased had money in the bank, and the defendant knew it, and she had no reason to doubt his ability to perform the promise. From this room the parties went to the defendant’s home, the deceased parting with the
The following morning she conclnded to go to the shop and on the way met the deceased, who told her he was then providing the apartments and would then marry her. The defendant called his attention to the many promises of that kind that he had made and reminded him that there was now nothing else to do. He then said to her to keep quiet for three days longer and then the marriage would take place. On April 1,1895, three or four days after the events described, she met the deceased again, who said to her that the apartments were ready, to go with him and he would marry her. On this assurance she went with him to apartments on East 13th street which, to her surprise, she found entirely empty .and unfurnished. The deceased then told her to stay in the room while he went for the furniture and then they would go to the city hall immediately and be married. To this suggestion the defendant replied, “ No furniture, first the marriage and then everything else,” and on her expressing a desire to leave, as she says, he took her by the shoulders, threw her on the floor and forced her to have intercourse with him. Leaving the defendant with the housekeeper the deceased went ■away and in a short time returned with another man bringing a couple of trunks and a bag or mattress and subsequently an old bureau. They lived and cohabited in this room till the day •of the homicide, nearly a month, the defendant every day begging him to marry her and he promising to do so “ the next day,” though after a couple of weeks he began to interpose obstacles, objections and sometimes refusals. His conduct in that respect produced frequent quarrels between them, the particulars of which are not disclosed. When the defend.ant awoke, on the morning of the homicide, she asked him if he proposed to marry her that day, to which he replied, “ No, I absolutely cannot marry you.” She then said to him that if he did not she would have him arrested, and, on his starting
Some other and minor incidents appear in the narrative of events which transpired between the parties during the period of about twenty months from the time that they formed the. acquaintance of each other to the day of the homicide, but
The defendant was not guilty of murder in the first degree, unless the act was perpetrated, not only with the intent to kill, but also with deliberation and premeditation. These three elements must exist in every case in order to constitute that deliberate malice and malignity of heart which is the essential ingredient of the offense. If the defendant inflicted the wound in a sudden transport of passion, excited by what the deceased then said and by the preceding events which, for the time, disturbed her reasoning faculties and deprived her of the capacity to reflect, or while under the influence of some sudden and uncontrollable emotion excited by the'final culmination of her misfortunes, as indicated by the train of events which have been related, the act did not constitute murder in the first degree. (People v. Conroy, 97 N. Y. 62 ; People v. Wood, 126 N. Y. 249 ; Leighton v. People, 88 N. Y. 117 .) Deliberation and premeditation imply the capacity at the time to think and reflect, sufficient volition to make a choice, and by the use of these powers, to refrain from doing a wrongful act. The defendant had been deceived, betrayed, disgraced and ruined, but it is not certain that she formed the definite intention to use the weapon until she heard the final refusal of the deceased to marry her. She followed the deceased into the saloon to make a final appeal to him to extricate her from the position in which he had placed her, and it is evident that she had not yet lost all hope of succeeding either by persuasion or threats. It was only when this hope was gone, after his final refusal, accompanied as it was by insulting and brutal imputations, that might well have aroused the most violent passions, that she struck the fatal blow. If, at that moment, in consequence of what he said to her and the final culmination of the alleged wrongs of which she conceived herself to have been the vie
The crucial question in the case was whether, at the "time, her mind was in that condition, and it was, of course, one of fact for the determination of the jury. But the defendant was entitled to the benefit of all testimony that had any legitimate bearing on that question and to have the jury correctly instructed by the court with respect to the principles of law that governed the inquiry. The condition of the defendant’s mind was not to be ascertained solely from what took place in the saloon at the time of the homicide. The relations of the parties which preceded it were competent for the consideration of the jury, since they were connected with the tragedy and were of such a nature and character as to produce a powerful influence upon the mind when re-called at the moment that the defendant heard the final refusal of the deceased, expressed as it was in the most insulting and provoking language. That the defendant was then in a high state of agitation and excitement was made clear by the testimony of all the witnesses, and there is some proof tending to show that she fell upon the floor immediately after inflicting the wound. The nature and quality of her act could not .be fairly judged by separating what took place within the' space of a few minutes in the saloon from the train of events which preceded it and grew out of the relation of the parties, but upon full consideration of every fact and circumstance that could reasonably be presumed to have.influenced her mind.
We are convinced from a careful examination of the record that there was a wide departure from these principles in the conduct of the trial. It is true that the defendant herself, when testifying as a witness in her own behalf, was permitted to give the history of her relations with the deceased from the time that he sought and formed her acquaintance, down to the time of his death. The fair inference from the record is that she was permitted to relate what took place prior to the morning of the homicide by the grace and favor of the' court and not as a legal right. Her testimony was delivered in a
After the defendant had testified generally to the facts showing the relations that had existed between herself and the deceased, and which have been briefly stated above, her counsel called a witness, and was proceeding to give proof of the same facts, or some of them, by the admissions of the deceased. There was no objection from the district attorney, but the court interposed and inquired of counsel the object of the question. The counsel replied that he proposed to corroborate the defendant by showing the relations between her and the deceased. The learned recorder then said: “You do not need any corroboration of those relations." The defendant stated those relations herself.” Here a long colloquy, which covers several pages of the printed record, took place between the court and the defendant’s counsel in which the purpose of the testimony was stated in various forms, and the court, in still more emphatic language, stated that it was not admissible for the reasons which he had before stated, and for the further reason that it might be injurious to the accused, as affording good grounds for the prosecution to claim that her act was deliberate and premeditated. The learned district
It should also be observed that no question was raised at the trial, and none is now made in this court, with respect to
In reviewing a capital case we must be satisfied that a fair trial has been had, and when we can see that the case has been tried and submitted to the jury upon an erroneous theory, prejudicial to the accused, and which had a controlling influence upon the trial and the result, we ought to regard the principle which has been decided, rather than the concrete form in which the question arose and became a practical one at the trial, and should not be astute to seek for some technical ground, not urged upon the trial or here, to sustain the ruling. Upon an examination of the whole record it is plain that the case was tried upon the theory that the relations of the parties, prior to the morning of the homicide, had no bearing upon' the question of deliberation and premeditation, and that was the principle upon which the evidence referred to .was
Here the learned court stated the rules by which the jury were to be governed in determining the condition of the defendant’s mind at the time of inflicting the wound that caused the death. That, of course, included her ability to reason, think and reflect and her general power of volition, and they were instructed that there was but one method known to the law and to reason and human wisdom for ascertaining that condition and determining these questions, and that was by considering her act at the time. These instructions excluded from the consideration of the jury all the facts and circumstances preceding the homicide, and of which that act was but the culmination. This part of the charge renders the ruling excluding the corroborating proof intelligible, but we think that both the ruling and the charge were in these respects erroneous.
There is another portion of the charge which is intimately related to the questions under consideration. In speaking of the relations of the parties and the credibility of the defendant, the court said:
“ On another phase of this case, it is but proper for me to say that, in this narration, which, if true, would put Oataldo in a bad and an unenviable light, but one being has given the narration, and that is the defendant. She is vitally interested
When the court had ruled that the statement of the defendant did not need corroboration, this portion of the charge might well have been omitted. The jury were permitted to reject her testimony, although proof to corroborate her had been excluded on the ground stated. It would seem to be clear that either the ruling or the charge is wrong. The primary error doubtless was in refusing to permit her counsel to strengthen and reinforce her narrative, or any material part of it, in any way that he could. Had he been allowed to do that, this passage in the charge, though the language is strong and quite unfavorablé to the defendant, under all the circumstances, could be defended as embodying no legal error. In speaking of .the refusal of the deceased, at the time of the homicide, to marry the defendant, the court said to the jury, in substance, that this refusal was nothing new, and whatever effect it had upon her mind must have been produced before that day, and then proceeded as follows:
“ She was living with him at the time in meretricious intercourse. It was a mode of life condemned by sound public morals. Under the law of our state, however, it is not criminal ; but that it was an immoral condition of life cannot and will not be disputed. This defendant, with her father and mother living in this city, left her father and mother’s house, without a word of notice, and voluntarily went to live with the deceased in this meretricious life. You must draw a line
We think that this ]iart of the charge was clearly erroneous. It was the province of the jury to determine whether the refusal of the deceased, at the time of the homicide, to perform his promise, and the exasperating form in which the refusal was made, or expressed, had for the time any effect upon her mental condition or not. The words that the deceased then uttered may have extinguished the last ground of a lingering hope, and suddenly revealed to her mind her real situation. What was then said, taken in connection with the preceding events,- were causes which are sometimes known and may reasonably be supposed to operate powerfully upon the human mind, and the statement that they could not, coming as it did from the court, amounted to something more than a mere expression of opinion, even if that were permissible upon such a vital question. It was an instruction as to the force and effect of the evidence. But this part of the charge was open to a still more serious objection. It suggested to the jury, and submitted for their. consideration, a theory of the facts which had no foundation in the evidence as it appears in the record. It could not be found upon any fair or just construction of the evidence that the defendant voluntarily parted with her honor without a solemn promise of marriage, or surrendered her person to the deceased to become his mistress. The testimony shows that there was in fact such a promise preceding these relations. It i,s quite clear upon the evidence in the record that he obtained possession of her person and accomplished his purpose by means of that promise, and of a series of falsehoods and fraudulent devices of the most atrocious character. It was, at least, an open question whether her disgrace and dishonor were not effected by the use of some drug which lie had administered to her for "the purpose of
The attention of the court was plainly directed to these questions at the close of the charge, and they were made the subject of exception, but there was no attempt to modify, explain or retract what had been said.
The defendant was subjected to a protracted cross-examination in which the same question was repeatedly asked and answered, frequently by the suggestion and direction of the court. We will not refer to the numerous incidents which the record discloses in the course of this examination by the prosecuting officer and the court, further than to say that we are wholly unable to perceive any such element of improbability in her direct narrative or any such danger to the cause of justice to be apprehended from her statements as to warrant such a wide and unusual departure from the ordinary and usual methods long sanctioned for the examination of witnesses in courts of justice. But the most important feature disclosed by this part of the trial is the manner in which the testimony thus elicited was submitted to the jury. In order to get a clearer view of the action of the court in that respect it is necessary to present at least a small part of the testimony on her cross-examination by the assistant district attorney, which is copied from his brief in this court. After stating several times that the immediate cause of the act was what
“ Q. Well, now. Miss Barberi, I want you to tell me, honestly and truthfully, why you killed Cataldo ?
“ A. I didn’t want to kill him.
“ Q. Well, why did you kill him I
“ A. It was not my intention to kill him, but I was in a state of terrible agitation in that moment. I didn’t see myself what I was doing, and when I heard that ejaculation, that word 6 hogs,’ I nearly lost consciousness, and I didn’t know what I did.
“ Q. Mow, what did you cut his throat for ?
“ A. I didn’t know, and I didn’t see what I did. I was in a state of terrible exasperation, because he had insulted-me atrociously; and I wanted to get married. I didn’t know what had become of me.
“ Q. Why did you cut Oataldo’s throat %
“ A. For God’s sake, I don’t know what I have to say, I ■already said.
“ Q. Why, Miss Barberi, did you cut Oataldo’s throat ?
“ A. Because I lost consciousness, and, physically, my eyesight, in the moment that I heard him say that a hog may marry me.
“ A. It was not my intention to Mil him. It was all in the moment, an irresistible moment, and I followed the impulse of rage, when I heard that a pig had to marry me.
“ Q. Mow, I will ask the question once more: Why did you cut Oataldo’s throat %
“ A. I never believed that he would die. I never thought to kill him.”
Making every allowance for the strong temptation to bolor the narrative, which' is always present to a witness under such circumstances, and for what it may have gained or lost in the translation, still it could not be said that there was no evk dence to sustain the theory that the act was not preceded by deliberation or premeditation. There can be no reasonable
“ You will see that the killing was not, so far as this evi¿1 nice shows, a sudden act of retaliation or revenge, or resistance for an outrage upon her, or for a forcible trespass upon the person of this defendant. The killing was not the result, so far as the evidence shows, of a single refusal to marry her upon the part of Cataldo. If, as it is claimed, that this refusal of his produced a whirlwind of passion in this defendant, and, as a result of that whirlwind of passion, she killed Cataldo, you must bear in mind that he had been promising this marriage from the day on which she went with him into the house of assignation as a free agent and of her own accord; and his repeated promises necessarily brought repeated disappointments. So that, it was not the first time she was disappointed, because, according to her own story, the times of her disappointment went into high numbers.”
Apart from the very objectionable remark, in which the defendant is represented to the jury as haying accompanied the deceased “ into the house of assignation, as a free agent and of her own accord,” which, upon the evidence, was not correct in point of fact, as already shown, the substance of the charge was that there was no evidence that the act was the result of a sudden impulse. That was the very .question that the jury had to decide, and the strong expression of opinion upon such a question, even if it was nothing more,
The court warned the juryvin very emphatic language and in various forms against rendering any verdict in the case which should in any degree be based upon sympathy for the defendant on account of her sex which, of course, was correct as within his powers and discretion. But this was followed by a long argument to show that women in general are by nature capable of protecting their honor and defending their virtue, the plain tendency of which was to leave in the minds of the jury the impression that, after all, the defendant may have been equally or more to blame for what had occurred, prior to the day of the homicide, than the deceased and thus to excuse or palliate his conduct. The recorder concluded that branch of the charge with the following proposition: “ Nature has so ordained the sexes that woman is gifted, in a particular way, with greater caution and more reserve force and power; while man is gifted in a different way; and while he may pay his court and attentions, yet nature has fitted and equipped her in such a way that she is better qualified to resist than man.”
The suggestion that, according to certain natural laws, woman is better qualified to resist than man was departing far from the real question in the case, and, moreover, was incorrect in point of fact, according to common experience. When that part of the charge is all read together it is apparent that matters were discussed that are scarcely within the range of the proofs in such a manner as to operate to the prejudice of the defendant with the jury.
Those portions of the charge are also fairly covered by exceptions, and, even if they are not, an erroneous statement of the law, or improper comments upon facts or the evidence bearing upon them, may be reviewed and corrected in this court in a capital case without any exception, when it can be seen that they may have operated to the prejudice of the accused.
The questions already discussed are sufficient to dispose of
Prom an examination of the whole case, we are impressed with the conviction that the defendant has not had a fair trial, and that it should be submitted to another jury to the end that all competent proof may be given in the regular and orderly way and all the questions presented in that temperate and dispassionate manner which is so important in the trial of a capital case and so essential to the protection of all the rights of the accused.
In a recent case, the highest court of the land concluded the review of a judgment of conviction for a capital offense, where the proceedings upon the trial and the substance of the charge were much more moderate and exempt from objection than in the case at bar, with the following pertinent remarks, which are applicable here:
“ When the charge of the trial judge takes the form of animated argument, the liability is great that the propositions of law may become interrupted by digression, and so intermingled with inferences springing from forensic ardor, that the jury are left without proper instructions, their appropriate province of dealing with the facts invaded and errors intervene which the pursuit of a different course would have avoided.” (Allison v. United States, 160 U. S. 203 .)
The judgment of conviction should be reversed and a new trial granted.
All concur (Vann, J., in result).
Judgment reversed.
Cases cited
- People v. Beckwith 103 N. Y. 360 p. 257, p. 258, p. 261
- People v. Corey 148 N. Y. 476 p. 258, p. 260
- Anderson v. Rome, Watertown & Ogdensburgh Railroad 54 N. Y. 334 p. 258
- Hutchins v. Hutchins 98 N. Y. 56 at 65 p. 258
- People v. Kraft 148 N. Y. 631 p. 258
- McKenna v. People 81 N. Y. 360 p. 258, p. 261
- People v. Downs 123 N. Y. 558 p. 259
- Stephens v. Perrine 143 N. Y. 476 p. 259
- Sindram v. People 88 N. Y. 196 p. 259, p. 261
- People v. Kelly 113 N. Y. 647 p. 259
- People v. Stone 117 N. Y. 480 p. 259
- People v. Fish 125 N. Y. 136 p. 259
- People v. Trezza 125 N. Y. 740 p. 259
- People v. Loppy 128 N. Y. 629 p. 259
- People v. Tice 131 N. Y. 651 p. 259, p. 260
- People v. Fitzthum 137 N. Y. 581 at 587 p. 259
- People v. Hampton 144 N. Y. 639 p. 259
- People v. Kerrigan 147 N. Y. 210 at 213, at 214 p. 259
- Sanchez v. People 22 N. Y. 147 p. 259
- Walter v. People 32 N. Y. 147 at 157 p. 259, p. 260, p. 261
- Ferris v. People 35 N. Y. 125 p. 260
- Flanagan v. People 52 N. Y. 467 p. 260, p. 261
- People v. Mills 98 N. Y. 176 p. 260, p. 261
- People v. Rogers 18 N. Y. 9 p. 260
- Kenny v. People 31 N. Y. 330 p. 260
- Flanigan v. People 86 N. Y. 554 p. 260
- Willis v. People 32 N. Y. 715 p. 260, p. 261
- Walker v. People 88 N. Y. 81 at 86 p. 261
- Leighton v. People 88 N. Y. 117 p. 261, p. 267
- People v. Majone 91 N. Y. 211 p. 261
- People v. Conroy 97 N. Y. 62 p. 261, p. 267
- People v. Hawkins 109 N. Y. 408 p. 261
- People v. Fanning 131 N. Y. 659 p. 261
- People v. Leach 146 N. Y. 392 p. 261
- People v. Wood 126 N. Y. 249 p. 267
- Page v. Krekey 137 N. Y. 307 p. 269
- Allison v. United States 160 U. S. 203 p. 279