Majority
Headnote
1. Constitutional Law — Looal Bills. In passing upon a statute, its validity, under the constitutional provision restricting the passage of private or local bills, depends upon the special circumstances of the case.This is an appeal from an order of the Appellate Division, in the Second Department, reversing an order made at the Special Term; which granted an application of the petitioners for the appointment of commissioners to widen and improve a portion of a highway in the town of 27ew Rochelle.
The application was opposed by the town of 27ew Rochelle, the village of 27ew Rochelle and a taxpayer of the town, upon the ground that the act, under which the proceeding was instituted, was unconstitutional. The claim of its unconstitutionality was based upon the repugnancy of its provisions to section 18 of article 3 and, as well, to section 10 of article 8 of the Constitution of the state. The act is contained in chapter 286 of the Laws of 1897 and is entitled, “An act to provide for the widening and improving of highways in towns having a total population of eight thousand or more inhabitants and containing an incorporated village having a total population of not less than eight thousand and not more than fifteen thousand inhabitants.” Section one, which provides
It is conceded by the appellants that if this is a local act, in the constitutional sense, it violates section 18 of article 3 of the Constitution ; which prohibits the legislature from passing a private or local bill for laying out or altering highways. I think that the extraordinary provisions of this act so confine its operation as to make it a local measure, applicable to a limited territory, which is all but identified by the restrictions of section one. If this act can be upheld as a valid exercise of legislative power, it would go far towards frustrating the intention of the people of the state, and it becomes very easy to evade the constitutional inhibition.
This section of the Constitution was added by way of amendment in 1874. Its effect was to deprive the legislature of its power to pass laws laying out, or altering, highways and to remit that power to the local authorities, as being a governmental, or administrative, function, which concerned the people of the locality. (People ex rel., Morrill v. Supervisors, 112 N. Y. 588 ; Matter of Burns, 155 N. Y. 28 .) The legislature might pass general laws providing for the cases enumerated in the section and, by s'ection 27 of article 3, “ shall, by general laws, confer upon the boards of supervisors
Although this act is drawn in general terms, if its provisions are such in number and in character as unduly, with reference to the constitutional purpose, to restrict its operation and, to all intents, to confine it to a particular locality, then, I think, it comes as much under condemnation, as though it designated the locality by name. While an act might be general, if it affected all towns of a class and that class was based on population, or some other condition, which might be recognized as possibly common to a class, or which might permit of classification ; if it contain such added limitations as to restrict its operation to what must always be, in the nature of the case, a very limited number of specified localities, if not, in fact, one, then it is local within the constitutional sense. By the title of this act, its operation is limited to towns having a total population of 8,000, or more, inhabitants and containing an incorporated village having a total population of not less than 8,000 and not more than 15,000 inhabitants. Passing over any possible criticism upon the effect of the limitations in this title and coming to the body of the act, we find there a very
But it is said that the decision in Matter of Church (supra) justifies this kind of legislation. I do not think so and a comparison of the act which was in question in that case with the present act, clearly, shows fundamental differences, which distinguish them. The title of the act of 1815 was, “ An act to confer on boards of supervisors further powers of local legislation and administration, and to regulate the compensation of supervisors.” Its provisions were applicable “ in any county containing an incorporated city of one hundred thousand inhabitants and upward, when any territory within such county and beyond the limits of such city has been mapped out into streets and avenues, in pursuance of law.”
What comparison does that act, with its provisions permitting of so general an application, bear to the present act? The act in its application to the counties of the state, while, possibly enough, for the moment, available to one; contemplated a condition of things, which, not unreasonably, might be considered as possible' generally, where a city had grown to the required size in population and the territory beyond its limits should be mapped out for avenues and streets. The act confers full powers upon the boards of supervisors; while this act deprives the local authorities of their vested and appropriate powers and the only resemblance between the acts lies in the territorial restriction. But the former act embodied a general idea, concerning the extension of the limits of such cities by the laying out of highways. There was an appreciable public purpose; the accomplishment of which was left to local officers. This legislation takes away from the local authorities the power to perform the work through their own officers, or to supervise the expenditure of the moneys for which the town is to become obligated. No case can be found to compare with this attempt to interfere with the- self-govern
Dissent
Under this view of the law in question, it becomes unnecessary to consider the other questions raised and the order appealed from should be affirmed, with costs.
(dissenting). I think that the legislature had power to enact chap. 286 of the Laws of 1897, and that is the only question in this case. The act is entitled, “ An act to
The legislature is inhibited from passing any private or local bill for this purpose. (Const, art. 3, § 18.) But this is not a private or local bill, since by its terms it applies to every part of the state where the conditions exist necessary to put it in operation, or where they may exist at any time in the future. It is just such a law as the very same section of the Constitution permits the legislature to enact. After enumerating various subjects upon which the legislature is forbidden to legislate by a private or local bill, the Constitution provides that “ the legislature shall pass general laws providing for the cases enumerated in this section, and for all other cases which in its judgment may be provided for by general laws.” Thus, it is plain that the Constitution permits the legislature to enact general laws on every subject which, by the terms of the section, it is forbidden to legislate upon by means of a private or local bill. The Constitution says that certain things shall not be done by a private or local bill, but that all these things may be done, providing the law is general in form. But it goes much further, since it provides that the legislature may pass a general law for all cases which in its judgment may be provided for by that form of legislation. Mow, the case at bar is one which the legislature in its judgment provided for by the passage of a general law, and the whole argument against the validity of this statute is, either that the legislature was wrong in the exercise of its judgment, or that, ivlien it passed in form a general law, it did not mean what it said, but was all the time seeking to violate the Constitution by the enactment of a private or local bill, and thus it has succeeded in its purpose.
This doctrine has led the court below in this case to try an issue with respect to the intention and motives of the legislature in the enactment of the statute, and having become satisfied from all the facts that there was but one place in the state, or at most but a few places where the conditions existed for the operation of the law, it was not, therefore, a general law as the legislature said it was, but a local law, and for that reason void. The argument against the validity of the statute may be made plainer by reference to the concrete case now before us. It is the case of five persons who state that they are residents and freeholders of the town of ISTew Rochelle, and they ask the court to appoint commissioners for the purpose of improving a road under the statute. Their petition sets forth precisely the conditions necessary in order to set the statute in motion. The state of things, disclosed by the petition so exactly fits all the conditions of the statute that the learned Appellate Division was induced to institute an inquiry as to the facts upon which the legislature acted, and not being able to find any other place in the state where the same conditions existed, it concluded that the statute must have been passed to meet a case in Hew Rochelle, and hence in violation of the Constitution.
If an act of the legislature can be overthrown in consequence of the existence or non-existence of certain extraneous
But the learned court below determined on its own knowledge not only that Hew Rochelle was the only place where the law could be applied, but that it was the only place where the conditions ever would exist. In order to pronounce the law invalid the court must not only consider the present state of things but the future as well.
There is really no authority in any system of jurisprudence for assailing legislative acts upon such grounds. If the courts can go behind the legislative declaration on the face of * a bill that it is a general law and institute an inquiry as to the purpose and motives of the legislature for the purpose of declaring it to be a local law, such a principle is destructive of that system of checks and balances by which the Constitution has assigned to each department of the government its proper powers and functions. The courts have no right to say that a law which the legislature has declared to be a general law is, nevertheless, only a local law because they can find only one place, or but a few places, in the state where it can be applied. It is not within the province of the judiciary to impute to the legislature a motive or purpose contrary to that expressed on the face of the bill, and so, when it declares a law to be general, it is not competent for the courts to say, upon an inquiry with respect to extraneous facts, that it was intended to be local. Any encroachment by one department of the government upon the rights and powers of another, is simply usurpation. This court has often before been invited
The statute in this case is challenged on the sole ground that the legislature intended to and did pass a local law for improving a particular highway in the guise of a general law. That is a matter that the court has nothing whatever to do with, and if it were all true in fact it would not invalidate the law, 'since the Constitution expressly authorizes the legislature to do anything that cannot he done through a local bill by another form of legislation, namely, a general law. It is common experience that many general laws originate in some local necessity or in some local evil. They may have been intended to meet some particular case or supply some local
The decisions of this court are all in the same direction, and clearly sustain the statute now in question.
In W. W. M. Co. v. Shanahan ( 128 N. Y. 345 ) the question was whether a statute, which, on its face, appeared to be public, was not really passed to promote a private purpose. In that case the trial court did what has not been done in this, namely, tried the question and made findings that the act was private and passed for private purposes, and, therefore, unconstitutional and void. But this court reversed the judgment for the reasons hereinbefore stated.
The Constitution forbids the legislature from passing a private or local bill authorizing the laying down of railroad tracks. Chapter 225 of the Laws of 1893 enacts that any bridge company over a river connecting any city in the state containing more than one million inhabitants with any other city in the state, may lay tracks and operate a railway upon its bridge. Mow, there never was the least doubt that the law was intended for but one place, in the state, and that was a bridge across the East river from Mew York, and yet this court held it to be valid as a general law. (In re N. Y. & L. I. Bridge Co., 148 N. Y. 540 .)
The legislature can pass no private or local bill increasing or decreasing the allowances or compensation of public officers during their time of office. But chapter 110 of the Laws of
Matter of N. Y. Elevated Railroad Co. ( 70 N. Y. 328 ) is one of them and In re Church ( 92 N. Y. 1 ) is another. Indeed, the latter case was identified and admitted to be a-law for a single county, since the conditions existed in no other county. Judge Finch, in answer to arguments precisely such as are now made in this case, stated the principles upon which such laws are regarded and treated as general and not local: “A law relating to particular persons or things as a class was said to be general; while one relating to particular persons or things of a class was deemed local and private. The act of 1881 relates to a class, and applies to it as such, and not to the selected or particular elements of which it is composed. The class consists of every county in the state, having within its boundaries a city of one hundred thousand inhabitants, and territory beyond the city limits mapped into streets and avenues. How many such counties there are now, or may be in the future, we do not know, and it is not material that we should. Whether many or few, the law operates upon them all alike, and reaches them, not by a separate selection of one or more, but through the general class of which they are individual elements. The force of the law of 1881 is not localized in Kings county and confined to its territory. By its terms it applies equally to every other county which may prove to be within the constituted class. It is said there is but one such county; and so it was said there was but one elevated railroad. Heither fact at all narrowed the terms of the law. Those terms in each case were broad enough to cover every county in the state if it had the required city and
We have recently upheld the validity of a statute which authorizes the expenditure of at least fifty-five million dollars to build a railroad in the city of New York. (Sun Pub. Assn. v. Mayor, 152 N. Y. 257 .) That statute is in the form of a general law, just as this is, but no one ever even attempted to disguise the fact that it was enacted for that city alone. It provided for the building of railroads in cities containing over one million inhabitants and in that disguise it appeared as a general law. That statute conferred power on a great municipality to build a railroad. This statute, even if all that is said Avith respect to its local character be correct, conferred power on a small municipality to improve common roads. If the former Irav is valid certainly the latter is.
There Avere many Aveighty reasons for disapproving that law that do not exist in this case, and if the courts were disposed to indulge in the reasoning now invoked against the statute in question we could not have sustained it.
It would be tedious to enumerate all the cases in this court in which just such legislation has been upheld. Having sanctioned so many gigantic local projects that took the form of general laws, though clearly local in all their objects and purposes, it would seem to be inconsistent, if not umvise, to change the law now in order to defeat a statute that has no other purpose than the improvement of certain country roads. Whether it is a good law or a bad one, it cannot produce such public mischief as a decision which practically upsets all rules that have heretofore prevailed concerning the power of the legislature to accomplish by a general law what it is forbidden to accomplish by a local Irav. The evils of such legislation, if they exist, can be remedied in some other way than through an encroachment by the courts upon the province of the legislature.
Where a general law is operative only in a city containing not less than a million people, it is localized beyond any possibility of mistake. Hot so with the statute now before us. Whether it applies to a few places or to many places depends entirely on the accuracy of the investigation into the facts made by a court on appeal, without any evidence in the record as to these facts, but upon its own knowledge, which may or may not be correct. So that any attenrpt to make a rational or sound distinction between this case and those referred to must utterly fail. If there is any public necessity for invalidating a statute providing for the improvement of certain country roads, which I cannot perceive, there is only one way to do it, and that is to say that all our previous decisions with respect to this class of legislation were wrong, and should be overruled. It is simply impossible to give any satisfactory reason for holding a local act, disguised in the form of a general law based upon population, valid under the Constitution, while another local law, disguised in some other form, or by some other conditions, invalid. It is trifling with the Constitution to say that whether a law is general or local depends
It is obvious that all legislation of this character must rest upon some basis more substantial than mere verbal distinctions founded upon conditions of population and other conditions. This case illustrates the principle. It is one of the functions of all civilized governments to build or improve highways generally or locally. The legislature of this state possesses that power in the broadest sense. It has the same power to improve one highway in a town that it has to improve a highway from one boundary of the state to the other. The only limitation upon this power is with respect to the mode of procedure. The Constitution says that it shall not proceed to build or improve either by a private or local bill, but that it may accomplish both purposes by means of a law, general in its terms. The decision in this case is virtually that the legislature cannot improve the road in question by any form of legislation whatever. If it passes a bill for that purpose which is private or local on its face, it is clearly unconstitutional. If it passes a general law, as it has in this case, the courts will say to the legislature that they have examined all the facts and have concluded, that while the law is general on its face, yet it was not in good faith intended to operate generally, either now or in the future, and that they have become satisfied that in spite of the legislative declaration it is a private or' local law in disguise, and, therefore, void. Thus, the legislature is. unable to move in one direction or the other*, if the courts for any reason are against the law. The plain meaning of the Constitution is, that the legislature shall be the sole judge of the necessity of every law, and when it passes a law, general in form, though at the time applicable only in a limited localhy, it is not open to question in the courts.
The scheme of representative government under a written constitution dividing all power among three departments has been in operation on this continent for more than a century. It is the one great feature in.the Federal Constitution that was new and that has • commanded the admiration of the world. It is the distinctive feature in every State Constitution, and in none of them has this division and distribution of power been more carefully observed than in our own. Under this system we have had all kinds of laws enacted by Congress and by state legislatures, and the courts have freely exercised the ¡Dower of subjecting them all to the test of the Constitution. But it is safe to say that never before in any court of last resort has a statute been set aside as void upon an inquiry of fact with respect to the existence of the conditions necessary to give it operation, or on the ground that the judgment of the lawmaking body was improperly or unwisely exercised, or that the professed motives for its enactment were not the real ones.
It is too plain for concealment that these are the grounds upon which the statute in question has been set aside. Whether the conditions which are necessary to put this law in operation exist only in one county, or in twenty counties, is a fact that
It cannot be denied that the law on its face includes every county but one, and is operative in every locality where the conditions exist or may exist in the future, and that the only objection ever made to it was that, as matter of fact, these conditions do not exist in a sufficient number of places to give the statute the character of a general law, and, therefore, it must be a local law, the declaration of the legislature to the contrary notwithstanding. If the courts may do that in this case, they may do it in every case, and hence 1 repeat what has been already stated, that such a principle subjects the action of the legislature, in all cases, to the control of another department of the government.
The order appealed from should be reversed.
Parker, Oh. J., Haight and Vann, JJ., concur with Gray, J., for affirmance; Bartlett and Martin, JJ., concur with O’Brien, J., for reversal.
Order affirmed.
Cases cited
- In re Henneberger 25 App. Div. 164 p. 421
- People ex rel. Board of Commissioners v. Banks 67 N. Y. 568 p. 421
- People ex rel. Clauson v. Newburgh & Shawangunk Plank Road Co. 86 N. Y. 1 p. 421, p. 422
- People v. O'Brien 38 N. Y. 193 p. 421, p. 422
- People ex. rel. Morrill v. Board of Supervisors 112 N. Y. 585 p. 421
- People ex rel. Hobach v. Buttling 13 Misc. Rep. 587 p. 421
- People v. Havnor 149 N. Y. 195 p. 421
- In re Church 92 N. Y. 1 p. 421, p. 423, p. 426, p. 436
- Ferguson v. Ross 126 N. Y. 459 p. 421
- In re Burns 155 N. Y. 23 p. 421
- People ex rel. Kingsland v. Palmer 52 N. Y. 83 p. 422
- People ex rel. McLean v. Flagg 46 N. Y. 401 p. 422
- People v. Pinckney 32 N. Y. 377 at 381 p. 422
- People ex rel. Hatfield v. Comstock 78 N. Y. 356 p. 422
- Sweet v. City of Syracuse 129 N. Y. 316 p. 422
- People ex rel. City of Rochester v. Briggs 50 N. Y. 553 p. 422
- McDowall v. Sheehan 129 N. Y. 200 p. 422
- People ex rel. Jackson v. Potter 47 N. Y. 375 p. 422
- Waterloo Woolen Manufacturing Co. v. Shanahan 128 N. Y. 345 p. 435
- New York & Long Island Bridge Co. v. Smith 148 N. Y. 540 p. 435
- In re People ex rel. Dobson 146 N. Y. 357 p. 436
- Sun Printing & Publishing Ass'n v. Mayor of New York 152 N. Y. 257 p. 437