Majority
Headnote
The recorder of the city of Troy has jurisdiction in proceedings supplementary to execution, in actions commenced in the Supreme Court.The power of the recorder of Troy to appoint the plaintiff receiver of Randall James, a judgment debtor, has been defended on the ground that in entertaining jurisdiction of proceedings supplementary to execution that officer exercised- merely the functions which, prior to the constitution of 1846, belonged to a justice of the Supreme Court at chambers, or to a Supreme Court commissioner. On the other side the power in question is denied, in the first place, on the ground that the constitution has perpetually abolished the office of Supreme Court commissioner, and that the functions which belonged to it cannot, any of them, be bestowed on officers of the class to which the recorder belongs. The attempt so to bestow them, it is urged, is an attempt to restore, in substance, an office which has been forever abolished by an authority above that of the legislature.
The constitution (Art. 14, § 8), abolished nearly all the preexisting judicial offices in the state, and among them that of Supreme Court commissioner, “ from and after the 1st Monday of July, 1847.” It must be admitted therefore that this office can no longer exist in this state; but the abrogation of the office did not annihilate the powers and duties which pertained to it. Those powers and duties were left to be bestowed by the legislature upon other classes of officers brought into existence, or suffered to exist, by the constitution. The office itself cannot be restored nor can a new one like it be instituted, although under a different name; but the office and the functions which belonged to it are each capable of a separate consideration. The office as the convention thought, could be spared. The function is absolutely indispensable in every government where law is administered. So too the offices of chancellor, vice chan- % cellor and master in chancery were abolished. But the indiscriminate zeal for reform which swept away those institutions also, unable it would seem to distinguish between institutions in themselves of the highest excellence and their
It is the office then, of Supreme Court commissioner, which is abolished; but the various powers which appertained to it not being lapsed, the true inquiry is whether those powers are so distributed, by other arrangements of the constitution, to and amongst other officers as to take from the legislature, the authority to bestow them on the recorder of Troy. In the absence of constitutional restraints the power of the legislature to distribute them amongst any or all of the various officers composing the judicial force of the state, does not admit of a doubt. The judges of the mayor’s court of Troy are a part of that judicial force. Does then the constitution expressly or by any clear implication, say that these judges cannot take the jurisdiction in question by a legislative grant ? There certainly is no such express declaration, nor do I see any ground for such an implication. The constitution, it is true, provides for thirty-two judges of the Supreme Court, arranged in districts; for a county judge in each of the counties, and for local officers in counties having a certain population. But the same constitution provides also for local courts in cities, and it declares moreover (Art. 14, § IS), that all the preexisting local courts of cities and villages; including by special enumeration those in the city of New-York, “ shall remain, until otherwise directed by the legislature, with their present powers and jurisdiction.” The Mayor’s Court in Troy is one of those preexisting courts, and the mayor and recorder are. its judges.
Now, the theory of the constitution undoubtedly was, that the judicial forces, thus provided for, were sufficiently
Great reliance has been placed upon the clause which declares the county court shall have jurisdiction “ in special cases as the legislature may prescribe;” but the words which follow are, “but shall have no original civil jurisdiction' except in such special cases.” Every one acquainted with the history of this provision knows that it was intended as a restriction rather than a grant; the question in the convention being whether the County Court should or should
If therefore the rule expressio unius excludes the jurisdiction of the judge of a city court in such proceedings, a still more direct application of the 'same rule will exclude the judge of the County Court also. But neither are excluded Those outside and summary powers, I repeat, are left at large by the constitution and subject to the control of the legislature; the limit of that control being that the office of " Supreme Court commissioner cannot be directly or indirectly restored. A contrary conclusion might lead to the gravest consequences. If the constitution stands in the way in regard to the recorder of Troy, the same difficulty exists in regard to the judges of the Superior Court and Court of Common Pleas of the city of New-York, and all the other local courts in the state. This would lead doubtless to the subversion of many titles, acquired under proceedings before the judges of those courts..
It has also been argued, in the next place, that the proceedings supplementary to execution are, in their substance and nature, a case in equity calling for the exercise of the very powers which formerly were vested exclusively in the Court of Chancery. These proceedings, it is said-, perform, essentially the office of a judgment creditor’s bill; that being the only remedy which, at the adoption of the constitution, the creditor had for reaching the equitable property of his
It has already been observed that when the constitution abolished the offices of chancellor, &c., the equity system and the various powers incident to it were not lost. It is moreover clear that in the constitution must be found the only restraint upon the authority of the legislature in distributing those powers amongst the judicial bodies created or recognized by that instrument. The question then is, can the Mayor’s Court of Troy, by a legislative act, share in the distribution ? and this is a question which affects not only that court but the local tribunals in all the cities of the state. Some of these tribunals are of the highest importance, and a large portion of their jurisdiction is equitable, according to former distinctions. Among these may be mentioned the Superior Court of the City of New-York. (Code of Proce dure:, tit. 5; Laws of 1847, 641, § 21. )
The argument on this subject is understood to be, that the jurisdiction in question is excluded by the provisions of the constitution giving equity jurisdiction to the Supreme Court and authorizing the legislature to confer it upon the county judge in “ special cases.” Now in regard to the Supreme Court the constitutional grant is of “ general jurisdiction in law and equity.” It is plain therefore, that if this definí
It is not difficult to account for the clauses of the constitution relating to the Supreme and County Courts, without imputing to them a meaning which restrains the power of the legislature in giving j urisdiction to other tribunals. The old Supreme Court and Court of Chancery were abolished by abolishing the offices to which their jurisdictions were attached. The further design was to establish a new court as a substitute for both, and with their combined law and equity powers. That design was precisely accomplished by the language used : “ There shall be a Supreme Court having general jurisdiction in law and equity,” and I know not in what more appropriate terms the result could have been attained. Then as to the County Court: The office of “ judge of the existing County Court in each county ” was also abolished. The former Court of Common Pleas or County Court had no equitable jurisdiction. In providing for its successor, it was thought wise to allow such a jurisdiction in “ special casesthe general policy of the constitution being to blend the jurisdictions at law and equity in the same tribunals. But as the old county court possessed no equitable powers it was proper, if not indispensable, to mention them in providing for the new one. If the specification had not been made it would have been left at least open to question and doubt whether a jurisdiction hitherto unknown to that court was intended. These being obvious and sufficient reasons why the clauses referred to were framed as they are, all other inferences must be quite too feeble and attenuated to have any influence in opposition to the power of the legislature otherwise unquestionable.
In this case the only difficulty which leaves the conclusion in doubt is of a character hot yet mentioned. The jurisdiction in proceedings supplementary to execution is given by the act of 1849 (p. 165), in terms, to the recorder of
These difficulties, we think, are not insurmountable. As a question of power, the Mayor’s Court may be abolished altogether, or its jurisdiction may be regulated at the pleasure of the legislature; and I see no reason to doubt that the whole or any particular part of its jurisdiction may be given to the recorder, as one of its judges, to the exclusion of the others. The organization of courts, the changes in such organization, and the regulation of their powers are as clearly the appropriate subjects of legislation as any other can be; and we find in the constitution no restraints whatever in respect to courts of the class we are now considering. (Art. 14, § 12.) As a question upon the effect of a legislative act, the distinction between giving a particular power to the Mayor’s Court by name, and giving it to the judge authorized to hold the court without any associate, is hardly appreciable. The act of 1849 confers the power now in
But if 'we grant that the statute of 1849, in conferring certain judicial powers upon the recorder of Troy, regards Mm simply as a local magistrate in that city and intends that he is to exercise those powers outside of the court of which he is a judge, then what are the consequences ? It will be for those who assert the invalidity of the statute to find some constitutional prohibition on which the assertion is based. I can find no such prohibition.
I might properly have noticed, in another connection, the theory that the constitution has created a complete judicial system. Nothing can be a greater mistake than tMs theory. The more we examine and apply reasonable rules of interpretation, without preconceived notions, the more clearly, I am persuaded, we shall find this to be the result: that the constitution has provided for the judicial forces of the state, so that new forces cannot be added outside of those provivisions, and that with this limitation there is very little restraint upon the authority of the legislature in the distribution of the powers and functions which belong to our system of jurisprudence.
The judgment of the Supreme Court must be reversed "and judgment must be rendered against the defendants on the demurrer to the complaint, with leave to answer in the usual terms.
The most material of the questions discussed in this case is whether the recorder of the city of
The first inquiry which presents itself is whether the proceeding established by the sections of the code which have been referred to, is a branch of the jurisdiction of the Court of Chancery. It is no doubt true that a process similar in some of its results but far more extensive and remedial in its results, was, at the time of the formation of the constitution, conducted in the Court of Chancery under the name of proceedings by creditor’s bill. That process was commenced by a bill of complaint and was followed by regular pleadings'according to the forms in use in that court, and resulted in a decree by which the rights not only of the judgment debtors, but of all other persons who were made defendants, as trustees of the debtor or fraudulent alienees of his property, were conclusively determined; and final process according to the course of proceedings in that court might issue upon its decree. It was in short a regular suit in equity, founded in part upon principles inherent in that court but also regulated by statute. (Hadden v. Spader, 20 John., 554 .) Full power is given to the legislature, by the constitution to alter and regulate the jurisdiction and proceedings in law and equity; (art. 6, § 5;) and this power has been unsparingly exercised, independently of the particular enactments under consideration. I think it will appear from an examination of the provisions of the Code regulating the proceedings supplementary to the execution, that the magistrate in these cases is not clothed with equitable jurisdiction. The general object of the proceeding is to enable the creditor to enforce the execution of a judgment already obtained. Before a step can be taken, a competent court must have adjudged against the debtor the amount of debt or damages claimed. The magistrate before whom the proceedings are had can give no judgment or make any order affecting in the slightest degree the rights
The remedy in this respect afforded by the Code is similar in its scope to that furnished by the act “ to abolish imprisonment for debt and to punish fraudulent debtors.” (Laws of 1831, ch. 300.) By that , act and the statutes amending it, if a judgment debtor fraudulently concealed his property or refused to apply his choses in action to the payment of a judgment, he might be proceeded against before a magistrate; and if the complaint was sustained, he was imprisoned until he would transfer the property to an assignee for the benefit of the creditor. (Hall v. Kellogg, 2 Kern., 325.) This statute was in full operation at the time of the adoption of the constitution. I can see nothing in that instrument hostile to its continued existence, or to the institution of any similar remedy which the legislature might see fit to establish.
There is another view which may be taken of this case. The act of 1849, respecting the recorder of Troy, also confers upon that officer “ the powers of a judge of the Supreme Court at chambers.” The proceedings supplementary to the execution may be conducted by a judge of the Supreme Court, when the judgment was in that court. In such cases the things to be done by the judge may be properly considered as belonging to that class of business which is transacted by a judge at chambers. A case was referred to on the argument holding that in this aspect of it the statute in question could not be reconciled with the constitution. ( Griffin v. Griffin, 6 How. Pr. R., 428.) The argument by which that proposition is sustained is, in some espects, similar to that which I have been examining. The legislature, it is said, having provided for a Supreme Court having general jurisdiction in law and equity, and having, by a special provision, authorized the legislature to charge the county judge with such duties as may be required of him by law, and having also provided, in certain cases, for the election of local
It has been decided in this court that a receiver under these proceedings may' sustain an action to impeach a conveyance, made by a debtor, for fraud against creditors; and the same case holds that the real estate of the debtor, as well as the personal property, is subject to this remedy. (Porter v. Williams, 5 Seld., 142; Chautauque Bank v. White, 2 Seld., 236.)
The judgment of the Supreme Court must be reversed; but, according to a stipulation in the case, the defendant is to have leave to amend by putting in a new demurrer or answer, on payment of costs, and compliance with such other terms as may be imposed by the Supreme Court.
The question raised in this case turns upon the validity of the act of the legislature giving to the recorder of Troy the power of conducting proceedings supplementary to judgment of the Supreme Court.
By the eighth section of the fourteenth article of the constitution “the offices of Supreme Court commissioner, master in -Chancery, &c. (except as therein otherwise provided), are abolished.”
The direct effect of this provision—and probably its leading if not its only object—was to dismiss a host of existing incumbents and make room for other aspirants. While abolishing the existing office, and with it, of course, the existing officer, it carefully abstained from any prohibition against its immediate resuscitation under another, if not a similar, name. It not only abstained from prohibiting such an act, but, in another section (art. 6, § 5), the convention declared expressly that “the legislature should have the same powers (generally, without specifying any particular court or officer) to alter and regulate the jurisdiction and proceedings in law and equity as they had theretofore possessed.” What, then, is there to prevent the legislature
But even if it were so, the objection would have little force; it certainly would not be insuperable. The objection assumes that the aim of the constitution was to get rid of the existing office as well as of the existing incumbents. And is not the office, in the sense of the objection, effectually got rid of by transferring its functions (not abolishing them) to another officer, the continuance of whose office was both recognized and provided for ? In that view I see nothing, either in the letter or in the spirit of the constitution, to. prevent the legislature from confiding the conduct of the newly instituted proceedings even to the sheriff. Indeed, if the incumbent of that office were always, or usually, what he ought to be, there would seem to be a peculiar fitness in-such a legislative regulation of the sheriff’s jurisdiction. It would be an. appropriate accompaniment to his power and duty of giving effect to the process of the court and compelling the debtor to disclose and- apply all his- property to. satisfy the judgment against him.
This interpretation, it is said, involves-- the constitution- in inconsistency. And was not the constitution the work of inconsistent minds ? Restriction and latitudinarianism were-its conflicting parents. It was the offspring-not of love but of hostility. Hence we find that while abolishing the office of chancellor it has created thirty-two chancellors with the same powers under another name; that while abolishing the office of master in Chancery it. has silently permitted
Again, it is urged that “the abolition clause would be utterly useless if the legislature could immediately restore their (the commissioners’) functions by indirection.” I have already shown that this point, in one of its aspects, is not well taken. Enlarging the powers of a retained office leaves the reduction of the number of officers to have its full operas tion; and if “ one object of the constitution was to limit the number of outside local officers having power to delay proceedings in the courts,” that object clearly is not defeated by a continuance of functions admitted to be indispensable, and a transfer of them to an officer whose office is not abollished. Nor is the point referred to well taken in its other aspect. This court, whatever may be my own views, has in effect decided that the motives of the legislature are not to be inquired into, and that evasion is not to be presumed. I do not, however, mean to say that giving to the recorder of Troy the powers of a Supreme Court judge at chambers was an evasion of the constitution either in fact or in intent. The act was in every respect the same as giving the like powers to the judges of another local court in the city of
Dissent
The judgment, therefore, of the Supreme Court sustaining the demurrer of the defendants should be reversed.
Proceedings supplementary to execution are to be regarded as proceedings in the action in which the judgment, upon which the proceedings are founded, was recovered. An order appointing a receiver upon such proceedings is an order in an action. The three hundred and forty-ninth section of the Code accordingly provides that an appeal may be taken from an order made at a special term, or by a single judge of the same court, or a county or special county judge, in any stage of the action, including proceedings supplementary to execution. The order appointing the plaintiff receiver, if made by a judge of the Supreme Court or a county judge, would undoubtedly have been appealable.
Had the legislature seen fit to authorize the recorder or mayor of Troy, or the sheriff or a justice of the peace, to entertain a complaint against a judgment debtor, after the return of an execution unsatisfied, and to institute summary proceedings against him, I should not feel inclined to deny the validity of such a law. Like summary proceedings to recover the possession of demised premises, or the proceedings under the act to abolish imprisonment for debt, it might be regarded as a special statutory proceeding, entirely within the control of the legislature.
But the case now under consideration presents an entirely different question. The recorder of Troy, assuming to be authorized by an act of the legislature, has made an order in an action pending in the Supreme Court. It is claimed that the legislature has made him, pro hac vice, a judge of the Supreme Court, and clothed him with authority to act as such judge in all proceedings out of court. Indeed, the act itself declares that it was the purpose of the legislature
The office of Chancellor, Vice-Chancellor, Circuit Judge, Master in Chancery, Examiner in Chancery and Supreme Court Commissioner was abolished from and after the first Monday of July, 1847. The duties which had been discharged by the incumbents of those offices were devolved upon other officers, for whose election provision was made. It was obviously intended by the framers of the constitution, not only that these offices, as they then existed, should be abolished, but that they should not be re-created. No one would pretend that it is in the power of the legislature now to restore the Court of Chancery as it once existed, or to create the office of Chancellor; and yet this office is not more completely annulled than the office of Supreme Court commissioner. A reference to the proceedings of the convention will show that every proposition involving a continuance of that office, in any form, was rejected. A section was proposed by a distinguished member of the convention distinctly authorizing the legislature to provide for the election of commissioners in each county, to perform, among other things, the duties of a justice of the Supreme Court, but it did not prevail. (Debates of Conv., Argus Ed., 633.)
The .multitude of offices which had been brought into existence by the legislature in all the departments of the state government, was an evil prominently before the minds of the convention. To abolish these offices and prevent their creation in future, was among the reforms which the members of that body seem to have kept steadily in view. In respect to the judicial department, with the exception of the local courts, which, with their officers, were by the twelfth section of the last article of the constitution retained during the pleasure of the legislature, the entire judicial force of the state is prescribed and limited by the sixth article.
It was claimed by the plaintiff’s counsel, upon the argument, that the question involved in this case had • been adjudicated in Renard v. Hargou (3 Kern., 259). But I do not so understand the effect of, that decision. • In that case, an attachment against non-resident debtors had been issued by one of the judges of the Superior Court of New-York. That the legislature might confer upon those judges as well as anybody else, the power to grant such an, attachment, was not and could not well be doubted. The only question in controversy was, whether such power had in fact been conferred. I see no reason to doubt the soundness of the decision, but I cannot see that the question decided is even kindred to that now under consideration. In that
We have already seen that the order in question was an order in the action. It was an order made upon summary application, after judgment. It affected substantial rights. If made by a judge of the court in which the action was pending, or by a county judge, it would have been appeal-able. For the purpose of such an appeal, provision is made in the three hundred and fiftieth section of the Code, for having the order entered with the clerk as an order of the court. But in respect to the same order made by the recorder of Troy, under the act of 1849, it is, to say the least, extremely doubtful whether any appeal at all would lie. Certainly, no provision is made for such an appeal. It would, indeed, be an anomalous thing.
I am of opinion that, while it may be competent for the legislature to confer upon the recorder of Troy, or any other judicial officer, authority to perform acts which formerly pertained to the office of Supreme Court commissioner, it is not competent to authorize that officer, or any other except a county judge, to perform any judicial functions in an action pending in the Supreme Court. To this extent, therefore, the legislature has transcended its power. To this extent the act is unconstitutional.
The judgment of the Supreme Court, should be affirmed.
Johnson, Ch. J., concurred in this opinion, and Selden, J., in its result. Pratt and Strong, Js., were for reversal, the former upon the grounds stated by Comstock, J., as well as those of Denio, J.
Judgment reversed.