Majority
Headnote
1. Appeal — Judgment Based Solely upon Incompetent Evidence Will Be Reversed Notwithstanding Unanimous Affirmance. Where it appears, upon an appeal to the Court of Appeals from a judgment entered upon a decision of the Appellate Division unanimously affirming a judgment of the Supreme Court, entered upon a decision of the court at Special Term, that there is no evidence, except that held incompetent by the Court of Appeals, to justify the findings of fact made by the trial court, such evidence must be presumed to have controlled the result and its admission requires a reversal of the judgment.As the facts found by the trial court support the conclusions' of law, the rule of unanimous affirmance prevents us from reviewing any questions except those relating to the admission of evidence and to the effect of erroneous rulings made in that' regard. Those questions as argued before us were as follows:
1st. Were settlements made by the defendants with other owners and proceedings to condemn other property competent evidence for the plaintiff with respect to his property ?
2nd. Were certain petitions presented by the defendants to the state board of tax commissioners in order to secure a reduction of the special franchise tax for the years 1900 and 1901 competent evidence in behalf of the plaintiff?
1. The first of these questions was raised by the admission, subject to objection and exception, of evidence as to all settlements ever made by the defendants, of either of them, with property owners on Sixth avenue from Carmine street to Fifty-ninth, whether with or without suit, or with or without proceedings in condemnation. These settlements, ranging over a period of twelve years, were nearly two hundred in number. A few were voluntary, but nearly all were made after suit brought or proceedings to condemn instituted, and many not until after judgment was rendered. There were numerous settlements in some localities, but few in others, and in others still none at all. Hot one related to the block on which the property of the plaintiff is situated. There was
We think this evidence was incompetent, because there ■was no privity between the plaintiff and any landowner with whom a settlement was made. It was received to meet the defendants’ claim of prescriptive right, but it had no bearing on that defense, for an adjustment with A does not tend to destroy the presumption of a grant from B. The easements appurtenant to A’s lot are separate and distinct from those appurtenant to B’s lot, and there can be no community of interest in the easements unless there is a like interest in the lots themselves. Such easements are not eo-terminous with the street, but, in the absence of special circumstances, of which there was no proof in the case before us, are confined to that portion of the street which is directly in front of the property affected. We regard this proposition as so well settled that the citation of authorities is not required. The question in every case is whether the owner of the particular lot under consideration has actually released the easements appurtenant to that lot, or whether the presumption of a release arises from the lapse of time and the other facts upon which the doctrine of prescription is founded.
If a railroad company in occupation of a right Of way through a tract of wild land owned by a dozen persons should settle with one in order to avoid ejectment, it would be no recognition of any right, real or supposed, of the others, and would not be competent evidence in an action brought by them. When there is no connec.tion, except that of mere location, between tin properties of owners settled with and those not settled with, there is no logical basis "upon which to admit proof of settlement. Could evidence of settleznents with two hundred abutting owners, who were strangers to the title of the plain
The claim that the evidence was competent to show the character of the defendants’ entry and the nature of their possession of the easements is not well founded, because" prescription rests on the presumption of a lost deed and the right is measured by the extent of the open and notorious user, as to which no question arose in this case. While the presumption is not conclusive but may be rebutted, it cannot be rebutted by proof of settlement with those who never were connected with the particular lot of land in question. An admission that no grant had been made by the plaintiff’s neighbors would have no effect on the presumption of a grant from the plaintiff himself. If he were one of those who consented in advance to the construction of the road, how would it benefit him to show that the defendants had settled with some abutting owners who had not consented ? ( White v. Manhattan Ry. Co., 139 N. Y. 19 .) His situation, however, if prescription has actually run against him, is the same as if he had in fact given his written consent and the writing were lost. Settlements with other parties who had no community of interest- with him would be competent in neither of the cases supposed, and they were not competent in the case before us, because an admission of liability to one or to many strangers is not an admission of liability to the plaintiff. The defendant’s title may have been perfect as against some owners but imperfect as against others, and hence a settlement with the latter would admit nothing with reference to.the former. Moreover, if a suit was threatened or imminent, settlement may have been made, because an action would destroy
2. The second question was raised by the admission in evidence, subject to objection and exception, of portions of a petition in the name of the Manhattan Elevated Bail way Company, signed and verified by its vice-president on the 9th of April, 1900, and presented to the state board of tax commissioners for the purpose of securing a cancellation or reduction of the assessment upon its special franchise for the year 1900; also portions of a like petition signed and verified by the same officer on the 15th of April, 1901, and presented to the same board for the same purpose with reference to the assessment for the following year.
These petitions stated in substance that the franchise granted to the company by the legislature and the municipal authorities differs from those granted to street surface railroad companies, “in that it is subject to the obligation of making payment for damages to abutting owners; ” that the company had paid out about $12,500,000, of which about $8,000,000 was for fee and the balance for rental damages, in settling with the owners of about fifty per cent of the land abutting upon its line of railroad; that on the assumption that as favorable settlements would be made in the future as in the past, about $8,000,000 more would be required “ to obtain the unobstructed right to exercise its franchise,” and that on this account the annual value of its special franchise was reduced by at least the sum of $820,000.
Neither petition was competent except as an admission of a material and relevant fact, as distinguished from the expression of an opinion. What did the petitioner intend to admit ? Clearly not that it would have to settle with those who had consented in advance to the construction of the road, or with those who had sued and had been beaten on the merits, for it was under no obligation to them. . How, then, can it be held to have intended to- admit that it would have to settle with any other class of persons to whom it was under no obligation, owing to protection by prescriptive right or by , some other defense ? There was no statement in either petition that the defendants had hot claimed ad Aversely to'-the plaintiff during the course of the statute, nor as to the percentage of property Avhose owners ayouM have to be paid “about $8,000,000 more.” That percentage might be fifty, fifteen or any other,-leaving the rest to be defeated by prescription. The petitioner in stating -that “ the claims of many abutting
The vice-president stated certain facts and it cannot be presumed that he was authorized to state anything but facts. His individual opinion could not bind the company for which he spoke. He stated that it had paid out about $12,500,000, of which about one-third was for rental damages and. the remainder for permanent rights. This related to the past and was a fact, but when he came to speak of the future, he could not state facts but could only express his personal opinion. He then expressed the opinion, arguendo, based upon what the courts had held upon questions litigated in the past, and on what they might hold upon questions to be presented in the future, that about $8,000,000 more would have to be paid. This was not intended as an admission that no prescriptive right had attached or would attach, or that the defendants held in subordination to the plaintiff. Indeed, the vice-president had no power in making a petition to reduce the assessment, to give away the property of the company or to waive the rights of stockholders. He could not make an admission that would have this effect, without express authority, of which there was no evidence. Prescription, if operative at all in such
So the' contrast or comparison of elevated railroads with street surface roads as to the effect of their respective franchises was but the expression of an opinion upon a question of law. The granting of the franchise was a fact, but the effect thereof was a legal conclusion, which is not binding even when expressed in a formal pleading. Ho expression of opinion upon a question of law by an officer of a corporation in a petition addressed to tax commissioners to reduce taxation, can transfer eight million dollars’ worth of property belonging to the company, or give a right of action against it to one or to many, who, without such expression of opinion, would have had none whatever. That is not the function of a petition, nor the effect of an opinion even if given, as that before us was not, by regular counsel employed by the corporation. The tenure of property, and street easements are property, is not so frail and uncertain as to be seriously affected if not destroyed by a general statement of a legal proposition.. We think this evidence also was incompetent against the defendants.
The original entry there was by the West Side and Yonkers Railway Company, the predecessor in title of the Kew York Elevated Railroad Company, under an act of the legislature authorizing it to construct an experimental line of elevated railroad commencing at the southerly extremity of Greenwich street and extending northerly for half a mile. Said act required the company to “pay all damages which may result to private property or the owners thereof by reason of the construction of said road,” and to give a bond to secure the payment thereof. The entry was under this grant, and, in considering the nature thereof, the court said : “ It may be conceded that Avhere the undisputed proof shows that the party asserting title entered upon the premises under a claim of title adverse to the true owner and retained an open, exclusive and hostile occupation for twenty years, to the knowledge and palpable injury of such owner while not incapable of vindicating his rights, and there are no other or contradictory facts, a presumption of title will arise and the courts should find in accordance therewith. * * * The entry was not under a general claim of right adverse to all others, but under a specific and definite legislative grant, beyond and outside of which nothing was separately claimed. ETeitherthe company nor individuals along the line knew that this title was imperfect because there were incorporeal rights in the street
After reviewing the authorities relied upon by the General Term to sustain its conclusion in that regard and showing that they did not apply, the court continued : “ In the present case and under the Statute of Limitations, an actual adverse title is not necessary to an adverse possession. The latter may be asserted and may exist without showing any specific title at all. A general assertion of ownership will suffice if there be color of title, however groundless in fact, and in such a case the possession may be adverse and, therefore, not presumptively in subordination to the rights of the true owner.”
Referring to the claim that the charter under which, the company entered recognized the abutters’ street rights through the provision for compensation, it was said: “ Indeed, mere provisions for compensation in a charter have never been regarded as making the entry upon private property necessarily subordinate to the private right, and very numerous cases could be cited in which the entry was deemed adverse pnd such as could ripen into a prescriptive title, although
Later on in the history of that road the iron columns were removed from the curb line and placed in the sidewalk nearer to the abutter’s premises, thus relocating the entire structure. Steam dummies were substituted for cable as thé motive power and other changes made, which the court deemed so material as to make the new user essentially different from the old. It held that a grant, the presumption of which is the origin of prescription, of the right to the old use would not prevent an injunction to restrain the new or to recover damages therefor; that neither had run for twenty years, and that the only possession for that length of time “ was of an unseparated and inseparable fragment of the two essentially different uses.” Of course, unless the court considered the possession adverse, it was- quite immaterial whether it was continuous or not.
Under these circumstances it was held that the exception to the refusal of the trial court to find as a fact that there was no prescriptive right did not raise reversible error, but it is quite apparent what the decision of the court would have been had the present case been before it.
The subject of prescription as applied to an elevated railroad in Park, formerly known as Fourth avenue, was considered by us in Lewis v. N. Y. Harlem R. R. Co. ( 162 N. Y. 202 , 223). In that case the railroad company was authorized by the legislature and the city council toi construct a railroad in Fourth avenue, and although it. subsequently received a deed from the original owner of certain reserved rights, the entry and occupation for the prescriptive period was under the legislative and municipal grant. After deciding that the company had acquired no right by adverse possession, as against the city, we held that it had acquired certain rights by prescription as against, the -abutting owners. There was no claim of title to street easements, except by the act of con
In deciding the question we said: “ Prescription rests upon the presumption of a lost deed, after adverse use and enjoyment for twenty years, which has been adopted by the courts as the prescriptive period from analogy to the Statute of Limitations. The possession of the defendants was not subordinate to the plaintiff’s title nor permissive as to her, but openly hostile and necessarily known to be such, to her and her grantors, who made no objection until 1897. It was exclusive, definite and uninterrupted, for it absolutely excluded all from the part of the avenue occupied by the railroad structures. The obstruction was not out of view or knowledge, but in plain sight of the abutting owners, who, by making no objection, acquiesced in the situation. The question does not arise between the railroads and the city, which had consented in advance to the occupation, but between the railroads and the abutting owners, who had not-so consented. Under these circumstances the old structures had stood in the street so long that the railroads acquired a prescriptive right to have them stand there forever, so far as the plaintiff is concerned. The situation was the same in effect as if one of her grantors, while he owned her property, had conveyed to the defendants the right to permanently keep the stone viaduct where it stood and to use it indefinitely for railroad purposes. To the extent of the user by the companies the plaintiff, through the acquiescence of herself and her grantors, had parted with her rights when the present (third) structure was erected. She could claim no damages on account of the old structure, so long as it stood there. She could claim no damages on account of any new structure erected in the same place, within the same lines and for the same purpose, which inflicted no more injury upon her property than the old. She could raise no question except such as she could have raised
We held further that prescription was initiated by entry pursuant to the legislative and municipal grants, under circumstances closely resembling those in this action. While we adjudged the company liable for such damages as the easements suffered from the increased height of the third structure, we decided that it had acquired by prescription the right to maintain the old structure forever, and limited the recovery to the effect of the additional encroachmént and injury.
• The principles upon which that case is founded apply with equal force to this. In both the entry was under legislative and municipal authority. In neither was there any verbal or written proclamation of hostility to the abutting owners. The same ignorance of the parties as to their actual rights existed in both cases. In each the easements were appropriated by the erection of a solid and permanent structure of such huge size as necessarily to be observed by all. For more than twenty years the structure in each stood, proclaiming the open and exclusive possession by the railroads of the easements formerly belonging to the abutting owners.
Notwithstanding these decisions, the foregoing quotations from which form our main argument upon the question of prescription, the plaintiff insists that the. defendants entered and occupied without color of title and not adversely, but in recognition of the title of the abutting owners. Was there no color of title, or in other words was there no grant from any source, which according to its terms regardless of its legal effect, authorized the defendants to do all that they haye ever done in Sixth avenue? Color of title does not depend on the validity or the effect of the grant, but wholly upon its intent and meaning. ' What did the grants in question purport to do? Upon their face they gave the defend
Was the entry adverse ? Without leave or license from the plaintiff the defendants took physical possession of his property at the outset, and from that day to this have never let go. The seizure Avas by building a huge structure of iron in the street, which we have held to be permanent, and have frequently awarded damages on that basis. The defendants grasped the easements of the plaintiff as by an iron hand and never loosened their hold. They did it under color of title measured by the grant and under claim of title measured by the user. If one without consent, either direct or indirect, projects his building over upon his neighbor’s lot, under color of title, hoAvever dim, it is necessarily a hostile entry, as the act speaks for itself and is a public proclamation of hostility
As was said by the Court of Errors many years ago, “ It is not necessary, to constitute an adverse possession, that it should have commenced under an effectual deed. If the possessor claims under written evidence of title, and on producing that evidence it proves to be defective, the character of his possession as adverse, is not affected by the defects of his title. If the entry is under color of title, the possession will be adverse, however groundless the supposed title may be. The fact of possession and its character, or the quo animo of the possessor, are the test. * * * The actual possession and improvement of the premises, as owners are accustomed to possess and improve their-estate, without any payment of rent, or recognition of a title in another, or disavowal of title in himself, will, in the absence of all other evidence, be sufficient to raise a presumption of his entry and. holding as absolute owner and unless rebutted bv other evidence, will establish the fact of a claim of title.” (La Frombois v. Jackson, 8 Cow. 589 , 596, 603.) So in Barnes v. Light ( 116 N. Y. 34 , 39) we said: “ The defendant, however, contends that it does not appear that the plaintiff or his grantors ever claimed this strip of land, or any part of it. There is no evidence that any claim of title was made by word of mouth, but it appears that each grantee in taking possession of the farm, under his deed, entered upon, actually occupied and improved the land in controversy, or a part of it, although it was not included in his conveyance. * * * A claim of title. may be made by acts alone, quite as effectively as by the most emphatic assertions.”
The railroads recognized no title except the one they claimed to have, acquired themselves and within the boundaries of which the property taken purported to come. ( White v. Man
The daily trespass was but a continuation of the original taking of possession and did not prolong the prescriptive period, as the áction was not commenced until the twenty years had run and the bar was complete. Were the rule otherwise there could be no title by prescription, for continuity of possession during the period required is essential to the right. If possession o.n the last day of the twenty years extended the right to sue no lapse of time would be effective and all the learning in the books upon the subject would go for naught.
The defendants, it is true, entered into possession in the mistaken belief that they owned the easements, but they were trespassers notwithstanding and their action was adverse, for the property existed and they took it under color of title. Until the decision of the Story case in October, 1882, it was generally believed that the easements belonged to the city and passed under the grants. (Story v. N. Y. Elevated R. R. Co., 90 N. Y. 122 .) That case, however, did not make the law, but simply announced it and because the city did not own what until then it was supposed to own, did not change the intent of the grant or of the act of taking possession. In most cases of
We think that both upon principle and authority the doctrine of prescription applies to the defendants’ railroad. The case of the American Bank Note Company is suggestive and the Lewis case is controlling. While the authority of that case was temporarily weakened somewhat upon a point not now material by our later decision in Fries v. N. Y. & Harlem R. R. Co. ( 169 N. Y. 270 ), it was fully restored even as to that point by the Supreme Court of the United States in several decisions. (Muhlker v. N. Y. & Harlem R. R. Co., 197 U. S. 544 , 569; Birrell v. N. Y. & Harlem R. R. Co., 198 U. S. 390 .)
Our conclusion is that the evidence objected to was incompetent; that the principle of prescription should be applied to the railroad of the defendant's; that there was no evidence except that held incompetent to justify the finding of fact that no prescriptive right existed and that, hence, said evidence is presumed to have controlled the result and its admission requires a reversal.
The judgment should be reversed and a new trial ordered, with costs to abide the final award of costs.
Cullen, Ch. J., Gray, Edward T. Bartlett, Haight, Willard Bartlett and Chase, JJ., concur.
Judgment reversed, etc.
Cases cited
- White v. Manhattan Railway Co. 139 N. Y. 19 at 27 p. 339, p. 340, p. 341, p. 344, p. 357
- Harris v. Burdett 73 N. Y. 136 p. 339
- Galway v. Metropolitan Elevated Railway Co. 128 N. Y 132 p. 339, p. 352
- People ex rel. New York Elevated Railroad v. Commissioners of Taxes & Assessments 82 N. Y. 459 p. 339
- Jamieson v. Kings County Elevated Railway Co. 147 N. Y. 322 at 325 p. 340, p. 344
- Coster v. Mayor, Aldermen & Commonalty 43 N. Y. 399 p. 340
- Holloway v. Southmayd 139 N. Y. 390 p. 340
- In re the Grade Crossing Commisioners 166 N. Y. 69 p. 340
- Fearing v. Irwin 55 N. Y. 486 p. 340
- Miller v. Garlock 8 Barb. 153 p. 340
- Corning v. Gould 16 Wend. 531 p. 340
- Haight v. Price 21 N. Y. 241 p. 340
- Nicholls v. Wentworth 100 N. Y. 455 p. 340
- Burbank v. Fay 65 N. Y. 57 p. 340
- Strobel v. Kerr Salt Co. 164 N. Y. 303 at 323 p. 340, p. 341
- Hall v. Naylor 18 N. Y. 588 p. 340
- Miller v. Barber 66 N. Y. 558 p. 340
- Hennequin v. Naylor 24 N. Y. 139 p. 340
- Viele v. Goss. 49 Barb. 96 p. 340
- Richards v. Millard 56 N. Y. 574 p. 340
- Lewis v. New York & Harlem Railroad 162 N. Y. 202 at 223 p. 340, p. 352
- Story v. New York Elevated Railroad 90 N. Y. 122 p. 341, p. 357
- Lahr v. Metropolitan Elevated Railway Co. 104 N. Y. 268 p. 341
- Abendroth v. Manhattan Railway Co. 122 N. Y. 1 p. 341
- Bird v. New Jersey & New York Railroad 3 App. Div. 344 p. 341
- De Lancey v. Hawkins 23 App. Div. 8 at 14 p. 341
- St. Vincent Female Orphan Asylum v. City of Troy 76 N. Y. 108 p. 341
- Wiseman v. Lucksinger 84 N. Y. 31 p. 341
- People ex rel. Wooster v. Maher 141 N. Y. 330 p. 341
- People v. Kerr 27 N. Y. 188 p. 341
- Milhau v. Sharp 27 N. Y. 611 p. 341
- Kane v. New York Elevated Railroad 125 N. Y. 164 p. 341
- Turner v. City of Newburgh 109 N. Y. 301 p. 341
- Bergmann v. Jones 94 N. Y. 51 p. 341
- Hunter v. Manhattan Railway Co. 141 N. Y. 281 p. 341
- Brice v. Bauer 108 N. Y. 428 p. 341
- Reed v. McCord 160 N. Y. 330 p. 342
- American Bank Note Co. v. New York Elevated Railroad 129 N. Y. 252 p. 342, p. 350
- Smith ex dem. Teller v. Burtis 9 Johns. 174 p. 342
- Pitts v. Wilder 1 N. Y. 525 p. 342
- Jackson ex dem. Griswold v. Bard 4 Johns. 230 p. 342
- Witmark v. New York Elevated Railroad 149 N. Y. 393 at 398 p. 344
- Conabeer v. New York Central & Hudson River Railroad 156 N. Y. 474 p. 354
- Jackson ex dem. Preston v. Smith 13 Johns. 406 p. 355
- La Frombois v. Jackson ex dem. Smith 8 Cow. 589 at 596, 603 p. 356
- Barnes v. Light 116 N. Y. 34 at 39 p. 356
- Fries v. New York & Harlem Railroad 169 N. Y. 270 p. 358
- Muhlker v. New York & Harlem Railroad 197 U. S. 544 at 569 p. 358
- Birrell v. New York & Harlem Railroad 198 U. S. 390 p. 358