United States Trust Co. v. Hogencamp — 191 N.Y. 281

Majority

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United States Trust Company of New York, Respondent, v. William P. Hogencamp, Appellant, and Mary E. C. Roberts et al., Respondents, Impleaded with Others.

Headnote

Will — Remainder — When Not Cut Off by Failure of Preceding Estate. Where a testatrix devised and bequeathed the residue of her estate to her executor in trust to pay the income arising therefrom to her husband during his life, and “ on his death to turn over one-half of said residuary estate” to a niece of said husband, “to her sole and separate use forever; and should she die before my said husband; then to her children, share and share alike * * *” and the husband and niece died before her death in the order named, it cannot be successfully contended that the children of the niece were given one-half of the residuary estate only upon the condition that their mother died before the husband of the testatrix, and that the niece having survived the said husband, the condition upon which her children were to take never occurred, and that, therefore, the testatrix died intestate as to this half of her residuary estate; since the rule is that where a devise is limited to take effect on a condition annexed to a preceding estate, if the preceding estate should never arise, the remainder over will, nevertheless, take place, the first estate being considered only as a preceding limitation and not as a preceding condition, to give effect to a subsequent limitation; and, hence, in the absence of any provision in the will indicating a different intention, the effect of the deaths, first of the husband and then of his niece, prior to that of testatrix, was to advance the next succeeding estates, so that, upon the death of the niece, her children were substituted in her place, and having survived the testatrix, they are entitled to take in their mother’s place.

TJ. 8. Trust Co. v. Hogencamp, 115 App. Div. 899 , affirmed.

(Argued February 21, 1908;

decided March 3, 1908.)

Appeal from a judgment of the Appellate Division of the Supreme Court in the ■ first judicial department, entered December 12, 190G, which affirmed a judgment of Special Term construing the will of Mary E. Campbell, deceased.

The facts, so far as material, are stated in the opinion.

Louis Marshall, Jerome S. Hess and George P. Ferguson for appellant.

Sarah F. Roberts having died during the lifetime of the testatrix, the legacy given to her lapsed. (Chrys

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tie v. Phyfe, 22 Barb. 220 ; Bishop v. Bishop, 4 Hill, 138 ; Armstrong v. Moran, 1 Bradf. 314 ; Vernon v. Vernon, 53 N. Y. 351 ; Downing v. Marshall, 23 N. Y. 370 ; Matter of Wells, 113 N. Y. 396 ; Matter of Tienken, 131 N. Y. 391 ; Van Buren v. Dash, 30 N. Y. 393 ; Thurber v. Chambers, 4 Hun, 725 ; Gill v. Brower, 37 N. Y. 549 .) The words “ To her sole and separate use forever,” are words of limitation and not of substitution. (Willard on Exrs. 354; Jarman on Wills, 620; Hone v. Schalck, 3 N. Y. 538 ; Mann v. Mann, 14 Johns. 1 ; Cromer v. Pinkney, 3 Barb. Ch. 466 ; Sweet v. Giesenheimer, 3 Bradf. 114 ; Matter of Chappeaux, 1 Tucker, 417; Roberts v. Bosworth, 107 App. Div. 511 .) The language used by the testatrix, Mary E. Campbell, being clear, intelligible and unambiguous, there is no reason for applying the rules of- construction applicable to ambiguous instruments. (Jenkins v. Van Schaack, 3 Paige, 242; Roseboom v. Roseboom, 15 Hun, 315 ; Patchen v. Patchen, 121 N. Y. 435 ; Fairchild v. Edson, 154 N. Y. 213 ; Wager v. Wager, 96 N. Y. 164 ; Brown v. Quintard, 177 N. Y. 75 ; Wadsworth v. Murray, 161 N. Y. 284 ; Fosdick v. Delafield, 2 Redf. 392; Coltman v. Grace, 112 N. Y. 299 ; Baylies v. Hamilton, 36 App. Div. 123 ; Myers v. Eddy, 47 Barb. 263 .)

George L. Shearer for plaintiff, respondent.

The bequest to the children of Sarah Frances Roberts did not lapse. (2 R. S. 66, § 52.)

C. N. Bovee for Mary C. E. Roberts et al., defendants, respondents.

The intention of the testatrix that the children of Mrs. Roberts should take under the residuary clause clearly appears. (Roe v. Vingut, 117 N. Y. 212 ; Leask v. Richards, 188 N. Y. 291 ; Scott v. Guernsey, 48 N. Y. 106 ; Trash v. Sturges, 170 N. Y. 482 .) The court will look into all the surrounding circumstances to determine the intent of the testatrix. (Ma tter of Hoyt, 160 N. Y. 607 ; McLouth v. Hunt, 154 N. Y. 179 ; Williams v. Jones, 166 N. Y. 522 ; Matter of Miner, 146 N. Y. 121 .) The death of Sarah Frances

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Eoberts after the husband of testatrix does not defeat the devise to respondents. ( Williams v. Jones, 166 N. Y. 522 ; Matter of Miller, 161 N. Y. 71 ; Wager v. Wager, 96 N. Y. 164 ; Ive v. King, 16 Beav. 54; Hannah v. Sims, 2 DeG. & J. 151; Norris v. Beyea, 13 N. Y. 273 ; Matter of N. Y., L. & W. R. Co., 105 N. Y. 89 ; Matter of Cramer, 170 N. Y. 271 ; McLean v. Freeman, 70 N. Y. 81 .)

This action was brought for an accounting by the executor and for a construction of the will of Mary Eliza Campbell, deceased. The only question presented for the determination of this court is as to the meaning of the third clause of her will, which is as follows:

‘‘All the rest, residue and remainder of my estate, real and personal, of every name and nature, wherever situated and whenever acquired, I give, devise and bequeath tó my said executor, to invest, personal care for, and collect rents of realty, and after deducting all proper costs and charges, to pay the net income to my husband, Samuel Campbell, during his natural life, and to pay his suitable funeral expenses, and on his death to turn over one-lialf of said residuary estate unto Sarah Frances Eoberts, wife of James S. Eoberts, to her sole and separate use forever; and should she die before my said husband, then to her children, share and share alike.' The other half of my said entire residuary estate my said executor shall turn over unto Clara Hogencamp and William Hogencamp, children of my brother, John M. Hogencamp, equally, or should either die before my said husband, then said entire half to the survivor.”

Samuel Campbell, the husband of testatrix, died November 8th, 1902. Sarah Frances Eoberts died February 12th, 1903, and the testatrix died April 16th, 1904. Sarah Frances Eoberts left her surviving as her only children and heirs at law Mary Eliza Campbell Eoberts and Annie Frances Eoberts, the respondents, defendants.

The trial court found that the daughters of Sarah Frances Eoberts, deceased, were entitled to one-half of the residuary

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estate of the testatrix and that the defendants Clara Hogencamp and William P. Hogencamp were entitled to the other one-half of said estate. It is now contended that the conclusion of the trial court was erroneous, for the reason that the daughters of Mrs. Roberts were given. one-half of the residuary estate only upon condition that Mrs. Roberts died before the husband of the testatrix; that she having survived such husband, the condition upon which her children were to take never occurred and that, therefore, the testatrix died intestate as to this half of her residuary estate.

In determining the meaning of the testatrix’s will we must be guided by her intention. Mrs. Roberts was a niece of the husband of the testatrix and was not, therefore, a blood relative of hers. At an early age, however, Mrs. Roberts, upon the death of her mother, was taken into the house of the testatrix and brought up by her as her own child and lived with her until the marriage to Mr. Roberts and thereafter they were frequent visitors back and forth. The testatrix had no children of her own. In making her will it is apparent from the clause in question that her primary purpose was to provide for her husband. This she did under the supposition that he would survive her, by providing that her residuary estate should be given to the United States Trust Company, in trust, with directions that the rents and income be collected and paid over to him during his life. The trust created was one for his life only, and terminated with it. She then provided for the distribution of her estate by directing that one-half should be turned over to Mrs. Roberts and the other half to Clara and William P. Hogencamp ; but, anticipating that Mrs. Roberts might not survive the testatrix’s husband, provided that in case she should die before her husband that then her children should take her portion share and share alike. What did she mean by this provision ? Did she mean that in case her husband and Mrs. Roberts should both predecease her that the children of. Mrs. Roberts should be cut off and receive no portion of her estate? We think not. The rule is that where a devise is, limited to take effect on a condition

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annexed to a preceding estate, if the preceding estate should never arise, the remainder over will, nevertheless, take place, the first estate being considered only as a preceding limitation and not as a preceding condition, to give effect to a subsequent limitation. (Norris v. Beyea, 13 N. Y. 273 ; Downing v. Marshall, 23 N. Y. 366 ; Wager v. Wager, 96 N. Y. 164 , 171; Williams v. Jones, 166 N. Y. 522 .)

The testatrix, as we have seen, first created a preceding estate, during the life of her husband, by which he was to receive the rents and profits, but this estate did not take effect by reason of the fact that he died before the testatrix. The effect of this was to advance the next estate created by the testatrix, which was the giving of one-half to Mrs. Roberts and the other half to the Hogencamps. But Mrs. Roberts also died before the testatrix, so that her estate never took effect. We have then remaining the provision in favor of her children, who were substituted in her place. They survived the testatrix and were empowered to take upon her death. The provision with reference to the death of their mother before that of the testatrix’s husband, was inserted upon the supposition that her husband would outlive her and that the life estate created for his benefit would take effect. The wording of the provision, under that supposition, is perfectly clear and proper. Upon the termination of the life estate by his death, then one-half of the remainder was given to Mrs. Roberts in case she survived him. But, in case she had previously deceased, then it was given to her children. We do not think that the happening of his death before that of the testatrix, an event evidently not contemplated by her, requires any change in the construction that should be given to the language used or indicates any intent on the part of the testatrix that this portion of her estate should not be turned over to the children of Mrs. Roberts.

The judgment should be affirmed, with costs.

Cullen, Oh. J., Gbay, Vann, Weenee, Willaed Baetlett and IIiscock, JJ., concur.

Judgment affirmed.

Cases cited

Vernon v. Vernon 53 N. Y. 351 N.Y. 1873-09-23 p. 282
In re the Final Judicial Settlement of the Accounts of Wells 113 N. Y. 396 N.Y. 1889-04-16 p. 282
In re Tienken 131 N. Y. 391 N.Y. 1892-03-01 p. 282
Van Beuren v. Dash 30 N. Y. 393 N.Y. p. 282
Hone v. Van Schaick 3 N. Y. 538 N.Y. p. 282
Mann v. Mann 14 Johns. 1 N.Y. Ct. Err. p. 282
Cromer v. Pinckney 3 Barb. Ch. 466 N.Y. Ch. 1848-06-29 p. 282
Roberts v. Bosworth 107 App. Div. 511 N.Y. App. Div. 1905-09-26 p. 282
Humphreys v. New York, Lake Erie & Western Railroad 121 N. Y. 435 N.Y. 1890-06-03 p. 282
Wager v. Wager 96 N. Y. 164 N.Y. 1884-06-03 at 171 p. 282, p. 283, p. 285
Brown v. Quintard 177 N. Y. 75 N.Y. 1903-12-18 p. 282
Fosdick v. Delafield 2 Redf. 392 N.Y. Sur. Ct. p. 282
Cottman v. Grace 112 N. Y. 299 N.Y. 1889-01-29 p. 282
Myers v. Eddy 47 Barb. 263 N.Y. Sup. Ct. 1866-10-02 p. 282
Leask v. Richards 188 N. Y. 291 N.Y. 1907-04-16 p. 282
Scott v. Guernsey 48 N. Y. 106 N.Y. Comm'n App. p. 282
Trask v. Sturges 170 N. Y. 482 N.Y. 1902-04-08 p. 282
In re the Final Judicial Settlement of the Annual Accounts of Hoyt 160 N. Y. 607 N.Y. 1899-11-21 p. 282
McLouth v. Hunt 154 N. Y. 179 N.Y. 1897-11-23 p. 282
Williams v. Jones 166 N. Y. 522 N.Y. 1901-04-16 p. 282, p. 283, p. 285
In re the Probate of the Last Will & Testament of Miner 146 N. Y. 121 N.Y. 1895-05-21 p. 282
In re the Will of Miller 161 N. Y. 71 N.Y. 1899-11-21 p. 283
In re the New York, Lackawanna & Western Railway Co. 105 N. Y. 89 N.Y. 1887-03-22 p. 283
In re the Accounting of Cramer 170 N. Y. 271 N.Y. 1902-04-01 p. 283
McLean v. Freeman 70 N. Y. 81 N.Y. 1877-06-05 p. 283